In re: UBS AG Securities Litigation
Federal Civil Lawsuit New York Southern District Court, Case No. 1:07-cv-11225-RJS

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No Logo Counsel of the Borough of South Tyneside Acting in its Capacity as the Administering Authority of the Tyne and Wear Pension Fund, Plaintiff

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Name Phone Fax E-Mail
Space Robert M. Rothman +1 631 367 7100 +1 631 367 1173 rrothman@rgrdlaw.com
No Logo Teamsters Union Local 500 Severance Fund ('Teamsters"), Plaintiff

Toggle Switch Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
Space Robert M. Rothman +1 631 367 7100 +1 631 367 1173 rrothman@rgrdlaw.com
No Logo William L. Wesner, Plaintiff

Toggle Switch Represented by Kessler Topaz Meltzer & Check, LLP

Name Phone Fax E-Mail
Space Andrew L. Zivitz +1 610 667 7706 +1 610 667 7056 azivitz@ktmc.com

Toggle Switch Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
Space Robert M. Rothman +1 631 367 7100 +1 631 367 1173 rrothman@rgrdlaw.com
Space Samuel Howard Rudman +1 631 367 7100 +1 631 367 1173 srudman@rgrdlaw.com
v.
BNP Paribas BNP Paribas, Defendant

Toggle Switch Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
LEAD ATTORNEY Barry Robert Ostrager +1 212 455 2000 +1 212 455 2502 bostrager@stblaw.com
ATTORNEY TO BE NOTICED Lisa Heather Rubin +1 212 455 7139 +1 212 455 2502 lrubin@stblaw.com
ATTORNEY TO BE NOTICED Jonathan K. Youngwood +1 212 455 2000 +1 212 455 2502 jyoungwood@stblaw.com
No Logo Clive Standish, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
Space Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
Space Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
Space Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
Space Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
Credit Suisse AG Credit Suisse AG, Defendant
Officially listed as "Credit Suisse"

Toggle Switch Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
LEAD ATTORNEY Barry Robert Ostrager +1 212 455 2000 +1 212 455 2502 bostrager@stblaw.com
ATTORNEY TO BE NOTICED Lisa Heather Rubin +1 212 455 7139 +1 212 455 2502 lrubin@stblaw.com
ATTORNEY TO BE NOTICED Jonathan K. Youngwood +1 212 455 2000 +1 212 455 2502 jyoungwood@stblaw.com
No Logo Davids, Martin, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
Space Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
Space Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
Space Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
Space Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
Deutsche Bank AG Deutsche Bank AG, Defendant
Officially listed as "Deutsche Bank AG, London Branch"
Officer/Director, Tower Automotive, Inc.
Officer/Director, Nrp, Inc.
Officer/Director, PAC West Telecomm, Inc.
Chipotle Mexican Grill, Inc. Officer/Director, Chipotle Mexican Grill, Inc.
Officer/Director, Sherwood Group, Inc.,
Officer/Director, Briazz, Inc.
Officer/Director, Dsl.net, Inc.
Officer/Director, Blockbuster, Inc.
Officer/Director, Hutchinson Technology Inc.
Officer/Director, Korea Fund Inc
Officer/Director, Brazilian Equity Fund Inc
Officer/Director, Future Germany Fund Inc
Officer/Director, Brazil Fund Inc
Officer/Director, Kemper High Income Trust
Officer/Director, Solv Ex Corp
Officer/Director, Desert Native Designs Inc
Officer/Director, Newmark Homes Corp
Officer/Director, Comple Tel Europe Nv
Officer/Director, Doblique Inc
Officer/Director, Mesa Airlines Inc
Officer/Director, Emerson Radio Corp
Officer/Director, Terrapin 3 Acquisition Corp
Officer/Director, Red Rock Resorts, Inc.
Officer/Director, Emachines Inc /de/
Officer/Director, First Philippine Fund Inc
Officer/Director, Rreef America L.l.c.
Officer/Director, Id Arizona Corp.
Officer/Director, DB Municipal Holdings LLC

Toggle Switch Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
LEAD ATTORNEY Barry Robert Ostrager +1 212 455 2000 +1 212 455 2502 bostrager@stblaw.com
ATTORNEY TO BE NOTICED Lisa Heather Rubin +1 212 455 7139 +1 212 455 2502 lrubin@stblaw.com
ATTORNEY TO BE NOTICED Jonathan K. Youngwood +1 212 455 2000 +1 212 455 2502 jyoungwood@stblaw.com
No Logo Ernesto Bertarelli, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011, LEAD ATTORNEY Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
LEAD ATTORNEY Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo Gabrielle Kauffman-Kohler, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011, LEAD ATTORNEY Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
LEAD ATTORNEY Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
Goldman Sachs International Goldman Sachs International, Defendant
Goldman Sachs Group Inc Officer/Director, Goldman Sachs Group Inc
Officer/Director, Reva Medical, Inc.

Toggle Switch Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
LEAD ATTORNEY Barry Robert Ostrager +1 212 455 2000 +1 212 455 2502 bostrager@stblaw.com
ATTORNEY TO BE NOTICED Lisa Heather Rubin +1 212 455 7139 +1 212 455 2502 lrubin@stblaw.com
ATTORNEY TO BE NOTICED Jonathan K. Youngwood +1 212 455 2000 +1 212 455 2502 jyoungwood@stblaw.com
No Logo Helmut Panke, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo Huw Jenkins, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011 Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
ATTORNEY TO BE NOTICED Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
J.P. Morgan Securities Ltd. J.P. Morgan Securities Ltd., Defendant

Toggle Switch Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
LEAD ATTORNEY Barry Robert Ostrager +1 212 455 2000 +1 212 455 2502 bostrager@stblaw.com
ATTORNEY TO BE NOTICED Lisa Heather Rubin +1 212 455 7139 +1 212 455 2502 lrubin@stblaw.com
ATTORNEY TO BE NOTICED Jonathan K. Youngwood +1 212 455 2000 +1 212 455 2502 jyoungwood@stblaw.com
No Logo James Stehli, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011 Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
ATTORNEY TO BE NOTICED Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo Joerg Wolle, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011, LEAD ATTORNEY Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
LEAD ATTORNEY Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo John Costas, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011 Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
ATTORNEY TO BE NOTICED Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo Lawrence A. Weinbach, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011, LEAD ATTORNEY Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
LEAD ATTORNEY Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo Marcel Ospel, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011 Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
ATTORNEY TO BE NOTICED Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo Marcel Rohner, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011 Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
ATTORNEY TO BE NOTICED Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo Marco Suter, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011 Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
ATTORNEY TO BE NOTICED Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo Michael Hutchins, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011 Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
ATTORNEY TO BE NOTICED Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
Morgan Stanley & Co International PLC Morgan Stanley & Co International PLC, Defendant

Toggle Switch Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
LEAD ATTORNEY Barry Robert Ostrager +1 212 455 2000 +1 212 455 2502 bostrager@stblaw.com
ATTORNEY TO BE NOTICED Lisa Heather Rubin +1 212 455 7139 +1 212 455 2502 lrubin@stblaw.com
ATTORNEY TO BE NOTICED Jonathan K. Youngwood +1 212 455 2000 +1 212 455 2502 jyoungwood@stblaw.com
No Logo Peter A. Wuffli, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
Space Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
Space Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
Space Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
Space Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo Peter Spuhler, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo Peter Voser, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011, LEAD ATTORNEY Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
LEAD ATTORNEY Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo Ramesh Singh, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011 Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
ATTORNEY TO BE NOTICED Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo Rolf A. Meyer, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011, LEAD ATTORNEY Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
LEAD ATTORNEY Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo SERGIO MARCHIONNE, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011, LEAD ATTORNEY Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
LEAD ATTORNEY Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo Stephan Haeringer, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011, LEAD ATTORNEY Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
LEAD ATTORNEY Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
UBS AG UBS AG, Defendant
Officer/Director, Cabletron Systems, Inc.
Officer/Director, Dov Pharmaceutical Inc.
Officer/Director, Greenfield Online Inc.
Officer/Director, First South Africa Corp Ltd
Officer/Director, Impsat Corp
Officer/Director, Ubs Capital II Inc
Officer/Director, Dynamic Ventures Inc/canada
Officer/Director, Ip Factory Inc
Officer/Director, Desert Native Designs Inc
Officer/Director, Muniyield Michigan Fund Inc
Officer/Director, Muniyield Fund Inc
Officer/Director, Muniyield Florida Fund
Officer/Director, Pilgrim Prime Rate Trust
Officer/Director, Munivest Fund Inc
Officer/Director, Pioneer High Income Trust
Officer/Director, Mfs Municipal Income Trust
Officer/Director, Pioneer Floating Rate Trust
Officer/Director, Nuveen Senior Income Fund
Officer/Director, Pimco Municipal Income Fund
Officer/Director, Pimco High Income Fund

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
Space Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
Space Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
Space Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
Space Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
UBS Securities LLC UBS Securities LLC, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011, LEAD ATTORNEY Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
LEAD ATTORNEY Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo Walter Stuerzinger, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
TERMINATED: 08/19/2011 Maite Aquino +1 212 558 4000 aquinom@sullcrom.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Robert J. Giuffra, Jr. +1 212 558 3121 +1 212 558 3341 giuffrar@sullcrom.com
ATTORNEY TO BE NOTICED Suhana S. Han +1 212 558 4000 +1 212 558 3588 hans@sullcrom.com
ATTORNEY TO BE NOTICED Matthew Alexander Schwartz +1 212 558 4000 +1 212 558 3588 schwartzmatthew@sullcrom.com
No Logo Alaska Laborers-Employers Retirement Fund, Movant

Toggle Switch Represented by Kessler Topaz Meltzer & Check, LLP

Name Phone Fax E-Mail
PRO HAC VICE, ATTORNEY TO BE NOTICED Andrew L. Zivitz +1 610 667 7706 +1 610 667 7056 azivitz@ktmc.com

Toggle Switch Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED PHV Robert M. Rothman +1 631 367 7100 +1 631 367 1173 rrothman@csgrr.com
No Logo General Retirement System of the City of Detroit, Movant

Toggle Switch Represented by Kirby McInerney LLP

Name Phone Fax E-Mail
Space Ira Michael Press +1 212 317 2300 +1 212 751 2540 ipress@kmslaw.com
No Logo Global Funds Group, Movant

Toggle Switch Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
Space David Avi Rosenfeld, Esq. +1 631 367 7100 +1 631 367 1173 drosenfeld@geller-rudman.com
No Logo Oregon State Treasurer and the Oregon Public Employee Retirement Board, Movant

Toggle Switch Represented by Kessler Topaz Meltzer & Check, LLP

Name Phone Fax E-Mail
PRO HAC VICE, ATTORNEY TO BE NOTICED Andrew L. Zivitz +1 610 667 7706 +1 610 667 7056 azivitz@ktmc.com

Toggle Switch Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED PHV Robert M. Rothman +1 631 367 7100 +1 631 367 1173 rrothman@csgrr.com
No Logo Police And Fire Retirement System Of The City Of Detroit, Movant

Toggle Switch Represented by Kirby McInerney LLP

Name Phone Fax E-Mail
Space Ira Michael Press +1 212 317 2300 +1 212 751 2540 ipress@kmslaw.com
No Logo The Detroit Funds, Movant

Toggle Switch Represented by Kirby McInerney LLP

Name Phone Fax E-Mail
Space Ira Michael Press +1 212 317 2300 +1 212 751 2540 ipress@kmslaw.com
No Logo UBS Institutional Investor Group, Movant

Toggle Switch Represented by Grant & Eisenhofer, PA

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED James Joseph Sabella +1 646 722 8500 +1 646 722 8501 jsabella@gelaw.com

Toggle Switch Represented by Kessler Topaz Meltzer & Check, LLP

Name Phone Fax E-Mail
PRO HAC VICE, ATTORNEY TO BE NOTICED Naumon A. Amjed +1 610 667 7706 +1 610 667 7056 namjed@sbtklaw.com
PRO HAC VICE, ATTORNEY TO BE NOTICED Gregory M. Castaldo +1 610 667 7706 +1 610 667 7056 gcastaldo@ktmc.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Sean M. Handler +1 610 667 7706 +1 610 667 7056 shandler@ktmc.com
PRO HAC VICE, ATTORNEY TO BE NOTICED Jennifer L. Joost +1 610 667 7706 +1 610 667 7056 jjoost@ktmc.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Sharan Nirmul +1 610 667 7706 +1 610 667 7056 snirmul@ktmc.com
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Richard A. Russo, Jr. +1 610 667 7706 +1 610 667 7056 rrusso@ktmc.com
PRO HAC VICE, ATTORNEY TO BE NOTICED Andrew L. Zivitz +1 610 667 7706 +1 610 667 7056 azivitz@ktmc.com

Toggle Switch Represented by Motley Rice, LLC

Name Phone Fax E-Mail
TERMINATED: 09/20/2010, LEAD ATTORNEY Ann Kimmel Ritter +1 843 216 9000 +1 843 216 9450 aritter@motleyrice.com

Toggle Switch Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED PHV Robert M. Rothman +1 631 367 7100 +1 631 367 1173 rrothman@csgrr.com
ATTORNEY TO BE NOTICED David Avi Rosenfeld +1 631 367 7100 +1 631 367 1173 drosenfeld@rgrdlaw.com
ATTORNEY TO BE NOTICED Samuel Howard Rudman +1 631 367 7100 +1 631 367 1173 srudman@rgrdlaw.com

Toggle Switch Represented by Schiffrin & Barroway, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Andrew L. Barroway +1 610 667 7056 + 610 667 7056
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Darren J Check +1 610 667 7706 +1 610 667 7056
No Logo Arbejdsmarkedets Tillaegspension ("ATP"), Lead Plaintiff

Toggle Switch Represented by Kessler Topaz Meltzer & Check, LLP

Name Phone Fax E-Mail
PRO HAC VICE, ATTORNEY TO BE NOTICED Andrew L. Zivitz +1 610 667 7706 +1 610 667 7056 azivitz@ktmc.com

Toggle Switch Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Evan Jay Kaufman +1 631 367 7100 +1 631 367 1173 ekaufman@rgrdlaw.com
ATTORNEY TO BE NOTICED PHV Robert M. Rothman +1 631 367 7100 +1 631 367 1173 rrothman@csgrr.com
No Logo City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Lead Plaintiff

Toggle Switch Represented by Grant & Eisenhofer, PA

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Charles T. Caliendo +1 646 722 8500 +1 646 722 8501 ccaliendo@gelaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Geoffrey Coyle Jarvis +1 302 622 7040 +1 302 622 7100 gjarvis@gelaw.com

Toggle Switch Represented by Kessler Topaz Meltzer & Check, LLP

Name Phone Fax E-Mail
PRO HAC VICE, ATTORNEY TO BE NOTICED Andrew L. Zivitz +1 610 667 7706 +1 610 667 7056 azivitz@ktmc.com

Toggle Switch Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Evan Jay Kaufman +1 631 367 7100 +1 631 367 1173 ekaufman@rgrdlaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED PHV Robert M. Rothman +1 631 367 7100 +1 631 367 1173 rrothman@csgrr.com
No Logo International Fund Management, S.A. (Luxemburg), Lead Plaintiff

Toggle Switch Represented by Kessler Topaz Meltzer & Check, LLP

Name Phone Fax E-Mail
PRO HAC VICE, ATTORNEY TO BE NOTICED Andrew L. Zivitz +1 610 667 7706 +1 610 667 7056 azivitz@ktmc.com

Toggle Switch Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Evan Jay Kaufman +1 631 367 7100 +1 631 367 1173 ekaufman@rgrdlaw.com
ATTORNEY TO BE NOTICED PHV Robert M. Rothman +1 631 367 7100 +1 631 367 1173 rrothman@csgrr.com
No Logo Union Asset Management Holding AG ("Union"), Lead Plaintiff

Toggle Switch Represented by Grant & Eisenhofer, PA

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Geoffrey Coyle Jarvis +1 302 622 7040 +1 302 622 7100 gjarvis@gelaw.com

Toggle Switch Represented by Motley Rice, LLC

Name Phone Fax E-Mail
PRO HAC VICE, ATTORNEY TO BE NOTICED Gregg S. Levin +1 843 216 9512 +1 843 216 9440 glevin@motleyrice.com
ATTORNEY TO BE NOTICED Don Migliori +1 401 457 7700 +4577 457 457 7708 dmigliori@motleyrice.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED William H. Narwold +1 860 882 1676 +1 860 882 1682 bnarwold@motleyrice.com
PRO HAC VICE, ATTORNEY TO BE NOTICED Joseph F. Rice +1 843 216 9000 +1 843 216 9450 jrice@motleyrice.com

Toggle Switch Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Evan Jay Kaufman +1 631 367 7100 +1 631 367 1173 ekaufman@rgrdlaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED PHV Robert M. Rothman +1 631 367 7100 +1 631 367 1173 rrothman@csgrr.com
NYSE Euronext NYSE Euronext, Amicus

Toggle Switch Represented by Orrick Herrington & Sutcliffe LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Richard A. Martin +1 212 506 5000 +1 212 506 5151 rmartin@orrick.com
Office Foley Square
Filed 12/13/2007
Jury Demand Plaintiff
Demand
Nature of Suit 850 - Other Statutes: Securities/Commodities/Exchange
Cause Section 15 U.S.C. § 78m(a) Securities Exchange Act
Jurisdiction Federal Question
Disposition
County XX Out of State
Terminated
Origin 1
Reopened
Lead Case
107-cv-11225-RJS None
Related Case
Other Court Case None
Def Custody Status
Flags ECF, LEAD
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Legal Document (Payment Possibly Required) 195 Filed: 6/3/2014, Entered: None
Costs Taxed as to 194 USCA Mandate,,, USCA Case Number 12-4355.. in the amount of $271.40. on 06/03/2014 in favor of UBS Defendants-Appellees and in the amount of 227.00 in favor of Defendants-Appellees J.P. Morgan Securities Ltd. et al against Appellants Union Asset Management Holding AG ("Union"), Arbejdsmarkedets Tillaegspension ("ATP"), Alaska Laborers-Employers Retirement Fund, Oregon State Treasurer and the Oregon Public Employee Retirement Board, Counsel of the Borough of South Tyneside Acting in its Capacity as the Administering Authority of the Tyne and Wear Pension Fund, City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"). (nd) (Entered: 06/04/2014)
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    Legal Document (Payment Possibly Required) 194 Filed: 5/27/2014, Entered: None
    MANDATE of USCA (Certified Copy) as to 193 Notice of Appeal,, filed by Union Asset Management Holding AG ("Union"), Arbejdsmarkedets Tillaegspension ("ATP"), Alaska Laborers-Employers Retirement Fund, Oregon State Treasurer and the Oregon Public Employee Retirement Board, Counsel of the Borough of South Tyneside Acting in its Capacity as the Administering Authority of the Tyne and Wear Pension Fund, City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac") USCA Case Number 12-4355. Ordered, Adjudged and Decreed that the judgment of the District Court is AFFIRMED in accordance with the opinion of this court. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 05/27/2014. (Attachments: # 1 Opinion)(nd) (Entered: 05/28/2014)
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      Legal Document (Payment Possibly Required) 193 Filed: 10/26/2012, Entered: None
      NOTICE OF APPEAL from 191 Memorandum & Opinion,,,,,, 192 Clerk's Judgment, 164 Order on Motion to Dismiss,,,. Document filed by Alaska Laborers-Employers Retirement Fund, Arbejdsmarkedets Tillaegspension ("ATP"), City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Counsel of the Borough of South Tyneside Acting in its Capacity as the Administering Authority of the Tyne and Wear Pension Fund, Oregon State Treasurer and the Oregon Public Employee Retirement Board, Union Asset Management Holding AG ("Union"). Filing fee $ 455.00, receipt number 0208-7943755. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Zivitz, Andrew) (Entered: 10/26/2012)
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        Legal Document (Payment Possibly Required) 192 Filed: 9/28/2012, Entered: None
        CLERK'S JUDGMENT : That for the reasons stated in the Court's Opinion and Order dated September 28, 2012, Both the UBS Defendants and the Underwriter Defendants motions to dismiss the Amended Complaint are granted with prejudice; accordingly, the case is closed. (Signed by Clerk of Court Ruby Krajick on 9/28/12) (Attachments: # 1 Notice of Right to Appeal)(dt) (Entered: 09/28/2012)
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          Blank 191 Filed: 9/28/2012, Entered: None Court Filing
          OPINION AND ORDER re: #102428 172 MOTION to Dismiss filed by Peter A. Wuffli, Marcel Ospel, Peter Voser, Rolf A. Meyer, Stephan Haeringer, Ernesto Bertarelli, Joerg Wolle, UBS AG, Michael Hutchins, Clive Standish, Helmut Panke, Sergio Marchionne, David S. Martin, Walter Stuerzinger, Marco Suter, John Costas, Lawrence A. Weinbach, James Stehli, Marcel Rohner, Peter Spuhler, Gabrielle Kauffman-Kohler, UBS Securities LLC, Huw Jenkins, Ramesh Singh, 169 MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint by the Underwriter Defendants' filed by J.P. Morgan Securities Ltd., Goldman Sachs International, BNP Paribas, Credit Suisse, Deutsche Bank AG, London Branch, Morgan Stanley & Co. International plc. For the reasons discussed above, the Court finds that Plaintiffs have failed to plead scienter under the Exchange Act as to the mortgage-related securities and ARS frauds and materiality as to the alleged tax fraud. The Court also finds that Alaska Laborers has not demonstrated statutory standing under Section 12(a)(2) of the Securities Act and has failed to sufficiently allege materiality in connection with the 2008 Rights Offering. Accordingly, the Court grants both the UBS Defendants' and the Underwriter Defendants' motions to dismiss the Amended Complaint with prejudice. The Clerk of the Court is respectfully directed to terminate the motions located at Doc. Nos. 169 and 172 and to close this case. (Signed by Judge Richard J. Sullivan on 9/28/2012) (mro) Modified on 10/3/2012 (jab). (Entered: 09/28/2012)
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            Legal Document (Payment Possibly Required) 190 Filed: 9/27/2012, Entered: None
            NOTICE of Withdrawal of Counsel of Lisa H. Rubin. Document filed by BNP Paribas, Credit Suisse, Deutsche Bank AG, London Branch, Goldman Sachs International, J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc. (Youngwood, Jonathan) (Entered: 09/27/2012)
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              Legal Document (Payment Possibly Required) 189 Filed: 5/17/2012, Entered: None
              NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CORRECTED MOTION proceeding held on 4/25/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-cv-11225-RJS, 1:08-cv-00969-RJS, 1:09-cv-00893-RJS, 1:09-cv-02191-RJS(McGuirk, Kelly) (Entered: 05/17/2012)
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                Legal Document (Payment Possibly Required) 188 Filed: 5/17/2012, Entered: None Court Filing
                TRANSCRIPT of Proceedings re: CORRECTED MOTION held on 4/25/2012 before Judge Richard J. Sullivan. Court Reporter/Transcriber: Bridget Lombardozzi, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/11/2012. Redacted Transcript Deadline set for 6/21/2012. Release of Transcript Restriction set for 8/20/2012.Filed In Associated Cases: 1:07-cv-11225-RJS, 1:08-cv-00969-RJS, 1:09-cv-00893-RJS, 1:09-cv-02191-RJS(McGuirk, Kelly) (Entered: 05/17/2012)
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                  Legal Document (Payment Possibly Required) 187 Filed: 5/17/2012, Entered: None
                  NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a MOTION proceeding held on 4/25/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:07-cv-11225-RJS, 1:08-cv-00969-RJS, 1:09-cv-00893-RJS, 1:09-cv-02191-RJS(McGuirk, Kelly) (Entered: 05/17/2012)
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                    Legal Document (Payment Possibly Required) 186 Filed: 5/17/2012, Entered: None Court Filing
                    TRANSCRIPT of Proceedings re: MOTION held on 4/25/2012 before Judge Richard J. Sullivan. Court Reporter/Transcriber: Bridget Lombardozzi, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/11/2012. Redacted Transcript Deadline set for 6/21/2012. Release of Transcript Restriction set for 8/20/2012.Filed In Associated Cases: 1:07-cv-11225-RJS, 1:08-cv-00969-RJS, 1:09-cv-00893-RJS, 1:09-cv-02191-RJS(McGuirk, Kelly) (Entered: 05/17/2012)
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                      Legal Document (Payment Possibly Required) 185 Filed: 4/26/2012, Entered: None
                      NOTICE OF APPEARANCE by Charles Thomas Caliendo on behalf of City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac") (Caliendo, Charles) (Entered: 04/26/2012)
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                        Legal Document (Payment Possibly Required) 184 Filed: 4/20/2012, Entered: None
                        NOTICE OF APPEARANCE by Evan Jay Kaufman on behalf of Arbejdsmarkedets Tillaegspension ("ATP"), City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), International Fund Management, S.A. (Luxemburg), Union Asset Management Holding AG ("Union") (Kaufman, Evan) (Entered: 04/20/2012)
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                          Legal Document (Payment Possibly Required) 183 Filed: 3/15/2012, Entered: None
                          REPLY MEMORANDUM OF LAW in Support re: 172 MOTION to Dismiss. (Corrected). Document filed by Ernesto Bertarelli, John Costas, Stephan Haeringer, Michael Hutchins, Huw Jenkins, Gabrielle Kauffman-Kohler, Sergio Marchionne, David S. Martin, Rolf A. Meyer, Marcel Ospel, Helmut Panke, Marcel Rohner, Ramesh Singh, Peter Spuhler, Clive Standish, James Stehli, Walter Stuerzinger, Marco Suter, UBS AG, UBS Securities LLC, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, Peter A. Wuffli. (Schwartz, Matthew) (Entered: 03/15/2012)
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                            Legal Document (Payment Possibly Required) 182 Filed: 3/14/2012, Entered: None
                            REPLY MEMORANDUM OF LAW in Support re: 169 MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint by the Underwriter Defendants'.. Document filed by BNP Paribas, Credit Suisse, Deutsche Bank AG, London Branch, Goldman Sachs International, J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc. (Youngwood, Jonathan) (Entered: 03/14/2012)
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                              Legal Document (Payment Possibly Required) 181 Filed: 3/14/2012, Entered: None
                              FILING ERROR - DEFICIENT DOCKET ENTRY - REPLY MEMORANDUM OF LAW in Support re: 172 MOTION to Dismiss.. Document filed by Ernesto Bertarelli, John Costas, Stephan Haeringer, Michael Hutchins, Huw Jenkins, Gabrielle Kauffman-Kohler, Sergio Marchionne, David S. Martin, Rolf A. Meyer, Marcel Ospel, Helmut Panke, Marcel Rohner, Ramesh Singh, Peter Spuhler, Clive Standish, James Stehli, Walter Stuerzinger, Marco Suter, UBS AG, UBS Securities LLC, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, Peter A. Wuffli. (Schwartz, Matthew) Modified on 3/20/2012 (db). (Entered: 03/14/2012)
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                                Legal Document (Payment Possibly Required) 180 Filed: 2/16/2012, Entered: None Court Filing
                                ORDER: IT IS HEREBY ORDERED that the parties shall appear on Wednesday, April 25, 2012 at 3:30 p.m. for oral argument on the Defendants' motions to dismiss the Amended Consolidated Securities Class Action Complaint ( Oral Argument set for 4/25/2012 at 03:30 PM before Judge Richard J. Sullivan.) (Signed by Judge Richard J. Sullivan on 2/16/2012) (js) (Entered: 02/16/2012)
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                                  Legal Document (Payment Possibly Required) 179 Filed: 2/13/2012, Entered: None
                                  DECLARATION of Geoffrey C. Jarvis in Opposition re: 172 MOTION to Dismiss., 169 MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint by the Underwriter Defendants'.. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"). (Jarvis, Geoffrey) (Entered: 02/13/2012)
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                                    Legal Document (Payment Possibly Required) 178 Filed: 2/13/2012, Entered: None
                                    MEMORANDUM OF LAW in Opposition re: 172 MOTION to Dismiss., 169 MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint by the Underwriter Defendants'. Purusant to Rules 9(b), 12(b)(2) and 12(b)(6). Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"). (Jarvis, Geoffrey) (Entered: 02/13/2012)
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                                      Legal Document (Payment Possibly Required) 177 Filed: 2/13/2012, Entered: None
                                      DECLARATION of Geoffrey C. Jarvis in Opposition re: 169 MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint by the Underwriter Defendants'., 172 MOTION to Dismiss.. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"). (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K - PART 1, # 12 Exhibit K - PART 2, # 13 Exhibit L, # 14 Exhibit M, # 15 Exhibit N, # 16 Exhibit O, # 17 Exhibit P)(Jarvis, Geoffrey) (Entered: 02/13/2012)
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                                        Legal Document (Payment Possibly Required) 176 Filed: 2/13/2012, Entered: None
                                        MEMORANDUM OF LAW in Opposition re: 172 MOTION to Dismiss., 169 MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint by the Underwriter Defendants'.. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"). (Jarvis, Geoffrey) (Entered: 02/13/2012)
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                                          Legal Document (Payment Possibly Required) 175 Filed: 12/16/2011, Entered: None
                                          EXHIBITS 1-72 to the Declaration of Robert J. Giuffra, Jr in Support of defendants' Motion to Dismiss the Amended Complaint. Document filed by Ernesto Bertarelli, John Costas, Stephan Haeringer, Michael Hutchins, Huw Jenkins, Gabrielle Kauffman-Kohler, Sergio Marchionne, David S. Martin, Rolf A. Meyer, Marcel Ospel, Helmut Panke, Marcel Rohner, Ramesh Singh, Peter Spuhler, Clive Standish, James Stehli, Walter Stuerzinger, Marco Suter, UBS AG, UBS Securities LLC, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, Peter A. Wuffli. ***Accepted for filing by the Honorable Richard J. Sullivan on 12/14/2011, document #168.(mro) (Entered: 12/16/2011)
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                                            Legal Document (Payment Possibly Required) 174 Filed: 12/15/2011, Entered: None
                                            DECLARATION of Robert J. Giuffra, Jr. in Support re: 172 MOTION to Dismiss.. Document filed by Ernesto Bertarelli, John Costas, Stephan Haeringer, Michael Hutchins, Huw Jenkins, Gabrielle Kauffman-Kohler, Sergio Marchionne, David S. Martin, Rolf A. Meyer, Marcel Ospel, Helmut Panke, Marcel Rohner, Ramesh Singh, Peter Spuhler, Clive Standish, James Stehli, Walter Stuerzinger, Marco Suter, UBS AG, UBS Securities LLC, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, Peter A. Wuffli. (Attachments: # 1 Exhibit Exhibit 1)(Schwartz, Matthew) (Entered: 12/15/2011)
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                                              Blank 173 Filed: 12/15/2011, Entered: None
                                              MEMORANDUM OF LAW in Support re: 172 MOTION to Dismiss.. Document filed by Ernesto Bertarelli, John Costas, Stephan Haeringer, Michael Hutchins, Huw Jenkins, Gabrielle Kauffman-Kohler, Sergio Marchionne, David S. Martin, Rolf A. Meyer, Marcel Ospel, Helmut Panke, Marcel Rohner, Ramesh Singh, Peter Spuhler, Clive Standish, James Stehli, Walter Stuerzinger, Marco Suter, UBS AG, UBS Securities LLC, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, Peter A. Wuffli. (Schwartz, Matthew) (Entered: 12/15/2011)
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                                                Legal Document (Payment Possibly Required) 172 Filed: 12/15/2011, Entered: None
                                                MOTION to Dismiss. Document filed by Ernesto Bertarelli, John Costas, Stephan Haeringer, Michael Hutchins, Huw Jenkins, Gabrielle Kauffman-Kohler, Sergio Marchionne, David S. Martin, Rolf A. Meyer, Marcel Ospel, Helmut Panke, Marcel Rohner, Ramesh Singh, Peter Spuhler, Clive Standish, James Stehli, Walter Stuerzinger, Marco Suter, UBS AG, UBS Securities LLC, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, Peter A. Wuffli. Responses due by 2/14/2012(Schwartz, Matthew) (Entered: 12/15/2011)
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                                                  Legal Document (Payment Possibly Required) 171 Filed: 12/15/2011, Entered: None
                                                  DECLARATION of Jonathan K. Youngwood (With Exhibits A-P) in Support re: 169 MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint by the Underwriter Defendants'.. Document filed by BNP Paribas, Credit Suisse, Deutsche Bank AG, London Branch, Goldman Sachs International, J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc. (Youngwood, Jonathan) (Entered: 12/15/2011)
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                                                    Blank 170 Filed: 12/15/2011, Entered: None
                                                    MEMORANDUM OF LAW in Support re: 169 MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint by the Underwriter Defendants'.. Document filed by BNP Paribas, Credit Suisse, Deutsche Bank AG, London Branch, Goldman Sachs International, J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc. (Youngwood, Jonathan) (Entered: 12/15/2011)
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                                                      Legal Document (Payment Possibly Required) 169 Filed: 12/15/2011, Entered: None
                                                      MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint by the Underwriter Defendants'. Document filed by BNP Paribas, Credit Suisse, Deutsche Bank AG, London Branch, Goldman Sachs International, J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc.(Youngwood, Jonathan) (Entered: 12/15/2011)
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                                                        Legal Document (Payment Possibly Required) 168 Filed: 12/14/2011, Entered: None Court Filing
                                                        ORDER CONCERNING THE UBS DEFENDANTS' REQUEST TO FILE CERTAIN DOCUMENTS IN HARD COPY: The Court is in receipt of the December 13, 2011 letter of the Defendants explaining that the exhibits they intend to submit in support of their Motion to Dismiss the Amended Consolidated Securities Class Action Complaint pursuant to Rules 9(b), 12(b)(2), and 12(b)(6) are too large to be accepted by the Court's Electronic Case Filing System and requesting permission to file them in hard copy. The Court grants this request. (Signed by Judge Richard J. Sullivan on 12/14/2011) (jfe) (Entered: 12/14/2011)
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                                                          Legal Document (Payment Possibly Required) 167 Filed: 12/14/2011, Entered: None Court Filing
                                                          ORDER CONCERNING THE UBS DEFENDANTS' REQUEST TO FILE CERTAIN DOCUMENTS IN HARD COPY: The Court is in receipt of the December 13, 2011 letter of the Defendants explaining that the exhibits they intend to submit in support of their Motion to Dismiss the Amended Consolidated Securities Class Action Complaint pursuant to Rules 9(b), 12(b )(2), and 12(b)( 6) are too large to be accepted by the Court's Electronic Case Filing System and requesting permission to file them in hard copy. The Court grants this request. (Signed by Judge Richard J. Sullivan on 12/14/2011) Filed In Associated Cases: 1:07-cv-11225-RJS, 1:08-cv-00969-RJS, 1:09-cv-00893-RJS, 1:09-cv-02191-RJS(cd) (Entered: 12/14/2011)
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                                                            Legal Document (Payment Possibly Required) 166 Filed: 11/3/2011, Entered: None Court Filing
                                                            ORDER FOR THE BRIEFING SCHEDULE FOR DEFENDANTS' MOTIONS TO DISMISS ON GROUNDS OTHER THAN UNDER MORRISON V. NATIONAL AUSTRALIA BANK: UBS Defendants and Securities Defendants Joint Motion to dismiss the Amended Complaint due by 12/15/2011. Opposition papers due within 60 days and Reply papers due within 30 days after service, and as further set forth in this document. (Signed by Judge Richard J. Sullivan on 11/3/2011) (cd) (Entered: 11/04/2011)
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                                                              Legal Document (Payment Possibly Required) 165 Filed: 10/17/2011, Entered: None Court Filing
                                                              ORDER. IT IS HEREBY ORDERED that Pontiac shall continue as the Lead Plaintiff. Additionally, IT IS FURTHER ORDERED that Defendants shall submit a pre-motion letter with respect to their contemplated motion to dismiss the remaining claims in this action by October 28, 2011. Plaintiffs' responsive pre-motion letter shall be submitted by November 2, 2011. (Signed by Judge Richard J. Sullivan on 10/17/11) (rjm) (Entered: 10/18/2011)
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                                                                Legal Document (Payment Possibly Required) 164 Filed: 9/13/2011, Entered: None Court Filing
                                                                MEMORANDUM AND ORDER granting 151 Motion to Dismiss. Defendants' motion to dismiss Plaintiffs' claims based on purchases of UBS shares outside of the United States is granted. The Clerk of Court is respectfully directed to terminate the motion located at docket number 151. Additionally, within 30 days of the date of this Order, Plaintiffs shall submit a letter apprising the Court of the number of remaining Plaintiffs as well as the status of Lead Plaintiffs, including whether it will be necessary to appoint new Lead Plaintiffs. After receiving Plaintiffs' letter, the Court will schedule a conference to discuss these issues as well as Defendants' contemplated motion to dismiss the Complaint for failure to state a claim. (Signed by Judge Richard J. Sullivan on 9/13/2011) (lmb) (Entered: 09/13/2011)
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                                                                  Legal Document (Payment Possibly Required) 163 Filed: 8/19/2011, Entered: None Court Filing
                                                                  ORDER: The Court is in receipt of a letter from counsel for UBS, informing the Court of the unfortunate news that Maite Aquino, Esq., has passed away. The Court offers its condolences to Ms. Aquino's colleagues and respectfully directs the Clerk of Court to remove her as counsel of record in these cases. (Signed by Judge Richard J. Sullivan on 8/19/2011) (jfe) (Entered: 08/22/2011)
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                                                                    Legal Document (Payment Possibly Required) 162 Filed: 11/10/2010, Entered: None
                                                                    REPLY MEMORANDUM OF LAW in Support re: 151 MOTION to Dismiss All Claims Based on Purchases of UBS Shares Outside the United States.. Document filed by John Costas, Michael Hutchins, Huw Jenkins, David S. Martin, Marcel Ospel, Marcel Rohner, Ramesh Singh, Clive Standish, James Stehli, Walter Stuerzinger, Marco Suter, UBS AG, Peter A. Wuffli. (Schwartz, Matthew) (Entered: 11/10/2010)
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                                                                      Legal Document (Payment Possibly Required) 161 Filed: 10/18/2010, Entered: None
                                                                      DECLARATION of Geoffrey C. Jarvis in Opposition re: 151 MOTION to Dismiss All Claims Based on Purchases of UBS Shares Outside the United States.. Document filed by Alaska Laborers-Employers Retirement Fund, Arbejdsmarkedets Tillaegspension ("ATP"), City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Counsel of the Borough of South Tyneside Acting in its Capacity as the Administering Authority of the Tyne and Wear Pension Fund, International Fund Management, S.A. (Luxemburg), Oregon State Treasurer and the Oregon Public Employee Retirement Board, Teamsters Union Local 500 Severance Fund ('Teamsters"), Union Asset Management Holding AG ("Union"). (Attachments: # 1 Exhibit A - FY 1999 20-F, # 2 Exhibit B - FY 2000 20-F, # 3 Exhibit C - FY 2001 20-F, # 4 Exhibit D - FY 2002 20-F, # 5 Exhibit E - FY 2003 20-F, # 6 Exhibit F - FY 2004 20-F, # 7 Exhibit G - FY 2005 20-F, # 8 Exhibit H - FY 2006 20-F, # 9 Exhibit I - FY 2007 20-F, # 10 Exhibit J - FY 2008 20-F, # 11 Exhibit K - FY 2008 20-F-A, # 12 Exhibit L - FY 2009 20-F, # 13 Exhibit M - Sept 2000 F-4, # 14 Exhibit N - Aug 2008 6-K)(Jarvis, Geoffrey) (Entered: 10/18/2010)
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                                                                        Blank 160 Filed: 10/18/2010, Entered: None
                                                                        MEMORANDUM OF LAW in Opposition re: 151 MOTION to Dismiss All Claims Based on Purchases of UBS Shares Outside the United States.. Document filed by Alaska Laborers-Employers Retirement Fund, Arbejdsmarkedets Tillaegspension ("ATP"), City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Counsel of the Borough of South Tyneside Acting in its Capacity as the Administering Authority of the Tyne and Wear Pension Fund, International Fund Management, S.A. (Luxemburg), Oregon State Treasurer and the Oregon Public Employee Retirement Board, Union Asset Management Holding AG ("Union"). (Jarvis, Geoffrey) (Entered: 10/18/2010)
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                                                                          Legal Document (Payment Possibly Required) 159 Filed: 9/20/2010, Entered: None Court Filing
                                                                          ENDORSED LETTER addressed to Ruby J. Krajick from Ann Kimmel Ritter dated 9/3/10 re: I am no longer with the firm Motley Rice LLC, I would appreciate your having my name removed from the Attorneys To Be Noticed list. ENDORSEMENT: SO ORDERED. (Signed by Judge Richard J. Sullivan on 9/20/10) (db) (Entered: 09/20/2010)
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                                                                            Blank 158 Filed: 9/13/2010, Entered: None
                                                                            BRIEF re: 151 MOTION to Dismiss All Claims Based on Purchases of UBS Shares Outside the United States.. Document filed by NYSE Euronext.(Martin, Richard) (Entered: 09/13/2010)
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                                                                              Legal Document (Payment Possibly Required) 157 Filed: 9/10/2010, Entered: None
                                                                              FILING ERROR - WRONG DOCUMENT TYPE SELECTED FROM MENU(BRIEF) - Amicus Curiae APPEARANCE entered by Richard A. Martin on behalf of NYSE Euronext.(Martin, Richard) Modified on 9/13/2010 (KA). (Entered: 09/10/2010)
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                                                                                Legal Document (Payment Possibly Required) 156 Filed: 9/10/2010, Entered: None
                                                                                NOTICE OF APPEARANCE by Richard A. Martin on behalf of NYSE Euronext (Martin, Richard) (Entered: 09/10/2010)
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                                                                                  Legal Document (Payment Possibly Required) 155 Filed: 9/8/2010, Entered: None Court Filing
                                                                                  ENDORSED LETTER addressed to Judge Richard J. Sullivan from Richard A. Martin dated 9/7/10 re: Counsel requests permission to file an amicus curiae brief in support of the defendants' motion to dismiss the federal securities claims of purchasers. ENDORSEMENT: This request is GRANTED in part. IT IS ORDERED that NYSE Euronext may file an amicus curiae brief of no more than 10 pages by Friday, September 10, 2010. IT IS FURTHER ORDERED that the page limit for Plaintiffs' opposition brief, which is due on October 18, 2010, is increased by 10 pages to allow Plaintiffs to respond to the arguments raised in the amicus brief. NYSE Euronext does not have leave to file a reply brief. ( Brief due by 9/10/2010.) (Signed by Judge Richard J. Sullivan on 9/7/10) (djc) Modified on 9/15/2010 (djc). (Entered: 09/08/2010)
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                                                                                    Legal Document (Payment Possibly Required) 154 Filed: 8/31/2010, Entered: None
                                                                                    DECLARATION of Allen Ferrell in Support re: 151 MOTION to Dismiss All Claims Based on Purchases of UBS Shares Outside the United States.. Document filed by John Costas, Michael Hutchins, Huw Jenkins, David S. Martin, Marcel Ospel, Marcel Rohner, Ramesh Singh, Clive Standish, James Stehli, Walter Stuerzinger, Marco Suter, UBS AG, Peter A. Wuffli. (Attachments: # 1 Exhibit 1, # 2 Appendix A, # 3 Appendix B)(Schwartz, Matthew) (Entered: 08/31/2010)
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                                                                                      Blank 153 Filed: 8/31/2010, Entered: None
                                                                                      DECLARATION of Robert J. Giuffra, Jr. in Support re: 151 MOTION to Dismiss All Claims Based on Purchases of UBS Shares Outside the United States.. Document filed by John Costas, Michael Hutchins, Huw Jenkins, David S. Martin, Marcel Ospel, Marcel Rohner, Ramesh Singh, Clive Standish, James Stehli, Walter Stuerzinger, Marco Suter, UBS AG, Peter A. Wuffli. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15)(Schwartz, Matthew) (Entered: 08/31/2010)
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                                                                                        Blank 152 Filed: 8/31/2010, Entered: None
                                                                                        MEMORANDUM OF LAW in Support re: 151 MOTION to Dismiss All Claims Based on Purchases of UBS Shares Outside the United States.. Document filed by John Costas, Michael Hutchins, Huw Jenkins, David S. Martin, Marcel Ospel, Marcel Rohner, Ramesh Singh, Clive Standish, James Stehli, Walter Stuerzinger, Marco Suter, UBS AG, Peter A. Wuffli. (Schwartz, Matthew) (Entered: 08/31/2010)
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                                                                                          Blank 151 Filed: 8/31/2010, Entered: None
                                                                                          MOTION to Dismiss All Claims Based on Purchases of UBS Shares Outside the United States. Document filed by John Costas, Michael Hutchins, Huw Jenkins, David S. Martin, Marcel Ospel, Marcel Rohner, Ramesh Singh, Clive Standish, James Stehli, Walter Stuerzinger, Marco Suter, UBS AG, Peter A. Wuffli. Responses due by 10/18/2010(Schwartz, Matthew) (Entered: 08/31/2010)
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                                                                                            Blank 150 Filed: 7/19/2010, Entered: None Court Filing
                                                                                            STIPULATION AND ORDER FOR THE BRIEFING SCHEDULE FOR UBS DEFENDANTS' MOTIONS TO DISMISS FOREIGN-CUBED AND FOREIGN-SQUARED CLAIMS UNDER MORRISON V. NATIONAL AUSTRALIA BANK Motion due by 8/31/2010. Reply due by 11/10/2010. Response due by 10/18/2010, see document for page limits. Except as otherwise stipulated in this Order, the parties' motion papers shall adhere to the Court's Individual Practices, Rule 2. (Signed by Judge Richard J. Sullivan on 7/19/10) (cd) (Entered: 07/20/2010)
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                                                                                              Legal Document (Payment Possibly Required) 149 Filed: 7/14/2010, Entered: None Court Filing
                                                                                              ORDER: It is hereby ordered that the Lead Plaintiffs and Defendants shall submit a joint letter, to be received by July 20, 2010, setting forth a proposed briefing schedule regarding Defendants' motions to dismiss on the basis of the Morrison decision only. (Signed by Judge Richard J. Sullivan on 7/13/2010) (jpo) Modified on 8/9/2010 (jpo). (Entered: 07/14/2010)
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                                                                                                Legal Document (Payment Possibly Required) 148 Filed: 7/2/2010, Entered: None Court Filing
                                                                                                ENDORSED LETTER addressed to Judge Richard J. Sullivan from Geoffrey C. Jarvis and Robert J. Giuffra, Jr. dated 7/1/10 re: Counsel writes on behalf of the Lead Plaintiffs, the UBS Defendants, and the Underwriter Defendants requesting a short extension until Thursday, 7/8/10, to submit their joint 3-page letter to the Court on how to proceed in light of Morrison. ENDORSEMENT: The parties' request is GRANTED. The parties shall submit their joint letter by 7/8/10. (Signed by Judge Richard J. Sullivan on 7/1/10) (ae) (Entered: 07/02/2010)
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                                                                                                  Blank 147 Filed: 3/19/2010, Entered: None Court Filing
                                                                                                  ORDER denying 116 Motion to Dismiss; denying 119 Motion to Dismiss; denying 127 Motion to Dismiss. It is hereby ordered that Defendants' 12(b)(1) motion and 12(b)(6) motions are denied without prejudice and with leave to renew after the Supreme Court's decision in Morrison. It is further ordered that the parties shall submit a joint status letter, not to exceed three pages, to be received within one week of the Supreme Court's decision in Morrison, informing the Court whether, in light of the decision, the parties would like to renew their motions or otherwise proceed. At that point, if necessary, the Court will decide whether it may properly consider documents related to the Shulman settlement. The Clerk of the Court is instructed to terminate the motions located at docket numbers 116,119, and 127. (Signed by Judge Richard J. Sullivan on 3/18/10) (cd) (Entered: 03/19/2010)
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                                                                                                    Legal Document (Payment Possibly Required) 146 Filed: 3/9/2010, Entered: None Court Filing
                                                                                                    ORDER: Defendants shall respond to this (Lead Plaintiffs) 3/8/10 letter by Wednesday, March 17, 2010 at 5:00 p.m. The letter should be no longer than three pages. (Signed by Judge Richard J. Sullivan on 3/9/10) (db) (Entered: 03/09/2010)
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                                                                                                      Legal Document (Payment Possibly Required) 145 Filed: 1/29/2010, Entered: None
                                                                                                      REPLY MEMORANDUM OF LAW in Support re: 119 MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint.. Document filed by BNP Paribas, Credit Suisse, J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc, Goldman Sachs International, Deutsche Bank AG, London Branch. (Youngwood, Jonathan) (Entered: 01/29/2010)
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                                                                                                        Legal Document (Payment Possibly Required) 144 Filed: 1/29/2010, Entered: None
                                                                                                        DECLARATION of Allen Ferrell in Support re: 127 MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6)., 116 MOTION to Dismiss Foreign Lead Plaintiffs' Claims For Lack of Subject Matter Jurisdiction.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin, Helmut Panke, Peter Spuhler. (Attachments: # 1 Appendix A, # 2 Appendix B)(Schwartz, Matthew) (Entered: 01/29/2010)
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                                                                                                          Legal Document (Payment Possibly Required) 143 Filed: 1/29/2010, Entered: None
                                                                                                          DECLARATION of Robert J. Giuffra, Jr. in Support re: 127 MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6)., 116 MOTION to Dismiss Foreign Lead Plaintiffs' Claims For Lack of Subject Matter Jurisdiction.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin, Helmut Panke, Peter Spuhler. (Attachments: # 1 Exhibit 83, # 2 Exhibit 84, # 3 Exhibit 85, # 4 Exhibit 86)(Schwartz, Matthew) (Entered: 01/29/2010)
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                                                                                                            Legal Document (Payment Possibly Required) 142 Filed: 1/29/2010, Entered: None
                                                                                                            REPLY MEMORANDUM OF LAW in Support re: 127 MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6)., 116 MOTION to Dismiss Foreign Lead Plaintiffs' Claims For Lack of Subject Matter Jurisdiction.. Document filed by Helmut Panke, Peter Spuhler, Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin. (Schwartz, Matthew) (Entered: 01/29/2010)
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                                                                                                              Legal Document (Payment Possibly Required) 141 Filed: 1/25/2010, Entered: None Court Filing
                                                                                                              ORDER: In light of the consolidation of the underlying cases in these matters, the Clerk of the Court is instructed to mark the following cases as closed: (1) Case No. 08 Civ. 6868 (RJS); (2) Case No. 08 Civ. 7606 (RJS); (3) Case No. 09 Civ. 2191 (RJS); and (4) Case No. 09 Civ. 893 (RJS). (Signed by Judge Richard J. Sullivan on 1/25/2010) (jfe) (Entered: 01/25/2010)
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                                                                                                                Legal Document (Payment Possibly Required) 140 Filed: 1/15/2010, Entered: None
                                                                                                                NOTICE OF CHANGE OF ADDRESS by Beth Ann Kaswan on behalf of Police and Fire Retirement System of the City of Detroit, Bricklayers and Masons' Local Union No. 5 Ohio Health and Welfare Fund, Police & Fire Retirement System of the City of Detroit, West Palm Beach Firefighters' Pension Fund. New Address: SCOTT+SCOTT, LLP, 500 FIFTH AVE, 40TH FL, NEW YORK, NY, 10110, 212-223-6444. Filed In Associated Cases: 1:07-cv-11225-RJS, 1:08-cv-00969-RJS, 1:09-cv-00893-RJS, 1:09-cv-02191-RJS(Kaswan, Beth) (Entered: 01/15/2010)
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                                                                                                                  Legal Document (Payment Possibly Required) 139 Filed: 12/15/2009, Entered: None
                                                                                                                  DECLARATION of Charles T. Caliendo in Opposition re: 119 MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint., 116 MOTION to Dismiss Foreign Lead Plaintiffs' Claims For Lack of Subject Matter Jurisdiction.. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG ("Union"), International Fund Management, S.A. (Luxemburg). (Jarvis, Geoffrey) (Entered: 12/15/2009)
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                                                                                                                    Legal Document (Payment Possibly Required) 138 Filed: 12/15/2009, Entered: None
                                                                                                                    MEMORANDUM OF LAW in Opposition re: 119 MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint., 116 MOTION to Dismiss Foreign Lead Plaintiffs' Claims For Lack of Subject Matter Jurisdiction.. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG ("Union"), International Fund Management, S.A. (Luxemburg). (Jarvis, Geoffrey) (Entered: 12/15/2009)
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                                                                                                                      Legal Document (Payment Possibly Required) 137 Filed: 12/15/2009, Entered: None
                                                                                                                      DECLARATION of Geoffrey C. Jarvis in Opposition re: 119 MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint., 127 MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6).. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG ("Union"), International Fund Management, S.A. (Luxemburg). (Jarvis, Geoffrey) (Entered: 12/15/2009)
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                                                                                                                        Legal Document (Payment Possibly Required) 136 Filed: 12/15/2009, Entered: None
                                                                                                                        MEMORANDUM OF LAW in Opposition re: 119 MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint., 127 MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6).. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG ("Union"), International Fund Management, S.A. (Luxemburg). (Jarvis, Geoffrey) (Entered: 12/15/2009)
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                                                                                                                          Legal Document (Payment Possibly Required) 135 Filed: 12/15/2009, Entered: None
                                                                                                                          DECLARATION of Geoffrey C. Jarvis in Opposition re: 127 MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6).. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG ("Union"), International Fund Management, S.A. (Luxemburg). (Jarvis, Geoffrey) (Entered: 12/15/2009)
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                                                                                                                            Legal Document (Payment Possibly Required) 134 Filed: 12/15/2009, Entered: None
                                                                                                                            MEMORANDUM OF LAW in Opposition re: 127 MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6).. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG ("Union"), International Fund Management, S.A. (Luxemburg). (Jarvis, Geoffrey) (Entered: 12/15/2009)
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                                                                                                                              Legal Document (Payment Possibly Required) 133 Filed: 12/15/2009, Entered: None Court Filing
                                                                                                                              ORDER CONCERNING LEAD PLAINTIFFS' REQUEST TO FILE CERTAIN DOCUMENT IN HARD COPY: The Court grants this request. The briefs shall be filed electronically. The exhibits may be filed and served in hard copy. On the morning after the filing of the briefs,, the Clerk's office shall be provided paper copies of the exhibits (unless the Clerk expresses a preference for an electronic format due to space limitations) and counsel may be provided electronic copies of the exhibits. (Signed by Judge Richard J. Sullivan on 12/14/09) (dle) (Entered: 12/15/2009)
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                                                                                                                                Legal Document (Payment Possibly Required) 132 Filed: 12/10/2009, Entered: None Court Filing
                                                                                                                                ENDORSED LETTER addressed to Judge Richard J. Sullivan from Geoffrey C. Jarvis dated 12/10/09 re: Counsel for Leaf Plaintiffs write to request a slight modification of the page limitations set forth in the Court's 6/24/09 order for Lead Plaintiffs' opposition to the defendants' motions to dismiss, which is due 12/15/09. ENDORSEMENT: Request granted. (Signed by Judge Richard J. Sullivan on 12/10/09) (tro) (Entered: 12/11/2009)
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                                                                                                                                  Legal Document (Payment Possibly Required) 131 Filed: 10/1/2009, Entered: None
                                                                                                                                  DECLARATION of Robert J. Giuffra, Jr., with Exhibits 1-82 (As per docket entry # 112). Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, Deutsche Bank Ag, BNP Paribas, Credit Suisse, J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc, Goldman Sachs International, Deutsche Bank AG, London Branch, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin. (mbe) (Entered: 10/02/2009)
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                                                                                                                                    Legal Document (Payment Possibly Required) 130 Filed: 10/1/2009, Entered: None
                                                                                                                                    NOTICE OF APPEARANCE by Matthew Alexander Schwartz on behalf of Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin (Schwartz, Matthew) (Entered: 10/01/2009)
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                                                                                                                                      Legal Document (Payment Possibly Required) 129 Filed: 10/1/2009, Entered: None
                                                                                                                                      MEMORANDUM OF LAW in Support re: 127 MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6).. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin. (Giuffra, Robert) (Entered: 10/01/2009)
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                                                                                                                                        Legal Document (Payment Possibly Required) 128 Filed: 9/30/2009, Entered: None
                                                                                                                                        DECLARATION of Robert J. Giuffra, Jr. in Support re: 127 MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6)., 116 MOTION to Dismiss Foreign Lead Plaintiffs' Claims For Lack of Subject Matter Jurisdiction.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin. (Attachments: # 1 Appendix 1)(Giuffra, Robert) (Entered: 09/30/2009)
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                                                                                                                                          Legal Document (Payment Possibly Required) 127 Filed: 9/30/2009, Entered: None
                                                                                                                                          MOTION to Dismiss the Amended Consolidated Class Action Complaint Pursuant to Rules 9(b), 12(b)(2), and 12(b)(6). Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin. Responses due by 12/15/2009(Giuffra, Robert) (Entered: 09/30/2009)
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                                                                                                                                            Legal Document (Payment Possibly Required) 126 Filed: 9/30/2009, Entered: None
                                                                                                                                            DECLARATION of Gerhard Wegen in Support re: 116 MOTION to Dismiss Foreign Lead Plaintiffs' Claims For Lack of Subject Matter Jurisdiction.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19)(Giuffra, Robert) (Entered: 09/30/2009)
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                                                                                                                                              Legal Document (Payment Possibly Required) 125 Filed: 9/30/2009, Entered: None
                                                                                                                                              DECLARATION of Bankim Thanki in Support re: 116 MOTION to Dismiss Foreign Lead Plaintiffs' Claims For Lack of Subject Matter Jurisdiction.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19 Exhibit S, # 20 Exhibit T, # 21 Exhibit U, # 22 Exhibit V, # 23 Exhibit W, # 24 Exhibit X, # 25 Exhibit Y, # 26 Exhibit Z, # 27 Exhibit AA, # 28 Exhibit BB)(Giuffra, Robert) (Entered: 09/30/2009)
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                                                                                                                                                Blank 124 Filed: 9/30/2009, Entered: None
                                                                                                                                                DECLARATION of Isabelle Romy in Support re: 116 MOTION to Dismiss Foreign Lead Plaintiffs' Claims For Lack of Subject Matter Jurisdiction.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15)(Giuffra, Robert) (Entered: 09/30/2009)
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                                                                                                                                                  Legal Document (Payment Possibly Required) 123 Filed: 9/30/2009, Entered: None
                                                                                                                                                  DECLARATION of Jonathan K. Youngwood (With Exhibits) in Support re: 119 MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint.. Document filed by BNP Paribas, Credit Suisse, J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc, Goldman Sachs International, Deutsche Bank AG, London Branch. (Youngwood, Jonathan) (Entered: 09/30/2009)
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                                                                                                                                                    Legal Document (Payment Possibly Required) 122 Filed: 9/30/2009, Entered: None
                                                                                                                                                    DECLARATION of Marc Elvinger in Support re: 116 MOTION to Dismiss Foreign Lead Plaintiffs' Claims For Lack of Subject Matter Jurisdiction.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18)(Giuffra, Robert) (Entered: 09/30/2009)
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                                                                                                                                                      Legal Document (Payment Possibly Required) 121 Filed: 9/30/2009, Entered: None
                                                                                                                                                      MEMORANDUM OF LAW in Support re: 119 MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint.. Document filed by BNP Paribas, Credit Suisse, J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc, Goldman Sachs International, Deutsche Bank AG, London Branch. (Youngwood, Jonathan) (Entered: 09/30/2009)
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                                                                                                                                                        Blank 120 Filed: 9/30/2009, Entered: None
                                                                                                                                                        DECLARATION of Christian Alsoe in Support re: 116 MOTION to Dismiss Foreign Lead Plaintiffs' Claims For Lack of Subject Matter Jurisdiction.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8)(Giuffra, Robert) (Entered: 09/30/2009)
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                                                                                                                                                          Legal Document (Payment Possibly Required) 119 Filed: 9/30/2009, Entered: None
                                                                                                                                                          MOTION to Dismiss the Amended Consolidated Securities Class Action Complaint. Document filed by BNP Paribas, Credit Suisse, J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc, Goldman Sachs International, Deutsche Bank AG, London Branch.(Youngwood, Jonathan) (Entered: 09/30/2009)
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                                                                                                                                                            Legal Document (Payment Possibly Required) 118 Filed: 9/30/2009, Entered: None
                                                                                                                                                            DECLARATION of Allen Ferrell in Support re: 116 MOTION to Dismiss Foreign Lead Plaintiffs' Claims For Lack of Subject Matter Jurisdiction.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin. (Attachments: # 1 Appendix Appendix A, # 2 Appendix Appendix B, # 3 Exhibit 1)(Giuffra, Robert) (Entered: 09/30/2009)
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                                                                                                                                                              Legal Document (Payment Possibly Required) 117 Filed: 9/30/2009, Entered: None
                                                                                                                                                              MEMORANDUM OF LAW in Support re: 116 MOTION to Dismiss Foreign Lead Plaintiffs' Claims For Lack of Subject Matter Jurisdiction.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin. (Giuffra, Robert) (Entered: 09/30/2009)
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                                                                                                                                                                Legal Document (Payment Possibly Required) 116 Filed: 9/30/2009, Entered: None
                                                                                                                                                                MOTION to Dismiss Foreign Lead Plaintiffs' Claims For Lack of Subject Matter Jurisdiction. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle, David S. Martin. Responses due by 12/15/2009(Giuffra, Robert) (Entered: 09/30/2009)
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                                                                                                                                                                  Legal Document (Payment Possibly Required) 115 Filed: 9/30/2009, Entered: None
                                                                                                                                                                  NOTICE OF APPEARANCE by Suhana S. Han on behalf of UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle (Han, Suhana) (Entered: 09/30/2009)
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                                                                                                                                                                    Legal Document (Payment Possibly Required) 114 Filed: 9/30/2009, Entered: None
                                                                                                                                                                    NOTICE OF APPEARANCE by Maite Aquino on behalf of UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle (Aquino, Maite) (Entered: 09/30/2009)
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                                                                                                                                                                      Legal Document (Payment Possibly Required) 113 Filed: 9/30/2009, Entered: None
                                                                                                                                                                      NOTICE OF APPEARANCE by Robert Joseph Giuffra, Jr on behalf of UBS Securities LLC, Ernesto Bertarelli, Stephan Haeringer, Gabrielle Kauffman-Kohler, Sergio Marchionne, Rolf A. Meyer, Peter Voser, Lawrence A. Weinbach, Joerg Wolle (Giuffra, Robert) (Entered: 09/30/2009)
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                                                                                                                                                                        Legal Document (Payment Possibly Required) 112 Filed: 9/23/2009, Entered: None Court Filing
                                                                                                                                                                        ORDER CONCERNING THE UBS DEFENDANTS' REQUEST TO FILE CERTAIN DOCUMENTS IN HARD COPY: The Court is in receipt of the September 23, 2009 letter of the UBS Defendants explaining that the exhibits they intend to submit in support of their Rule 12(b)(1) Motion to Dismiss the Foreign Lead Plaintiffs' Claims for Lack of Subject Matter Jurisdiction and their Motion to Dismiss the Amended Consolidated Class Action Complaint pursuant to Rules 9(b), 12(b)(2), and 12(b)(6) are too large to be accepted by the Court's Electronic Case Filing System and requesting permission to file them in hard copy. The Court grants this request. (Signed by Judge Richard J. Sullivan on 9/23/2009) (jpo) (Entered: 09/23/2009)
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                                                                                                                                                                          Legal Document (Payment Possibly Required) 111 Filed: 7/6/2009, Entered: None
                                                                                                                                                                          RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying JPMorgan Chase & Co, Morgan Stanley, The Goldman Sachs Group, Inc., Credit Suisse Group AG. as Corporate Parent. Document filed by BNP Paribas, Credit Suisse, J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc, Goldman Sachs International, Deutsche Bank AG, London Branch.(Ostrager, Barry) (Entered: 07/06/2009)
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                                                                                                                                                                            Legal Document (Payment Possibly Required) 110 Filed: 7/6/2009, Entered: None
                                                                                                                                                                            NOTICE OF APPEARANCE by Lisa Heather Rubin on behalf of BNP Paribas, Credit Suisse, J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc, Goldman Sachs International, Deutsche Bank AG, London Branch (Rubin, Lisa) (Entered: 07/06/2009)
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                                                                                                                                                                              Legal Document (Payment Possibly Required) 109 Filed: 6/24/2009, Entered: None Court Filing
                                                                                                                                                                              STIPULATION AND ORDER CONCERNING SERVICE OF THE AMENDED CONSOLIDATED CLASS ACTION COMPLAINT AND THE BRIEFING SCHEDULE FOR DEFENDANTS' MOTIONS TO DISMISS; Credit Suisse is hereby substituted as a defendant in place of Credit Suisse Group. UBS Securities LLC is hereby substituted as a defendant in place of the UBS Investment Bank. UBS shall have until September 30, 2009 to answer or otherwise to respond to the Amended Complaint. Underwriter Defendants shall have until September 30, 2009 to answer or otherwise respond to the Amended Complaint. Lead Plaintiffs shall have until December 15, 2009 to oppose Defendants' motions to dismiss. UBS Defendants shall have until January 29, 2010 to file reply memoranda in support of their motions to dismiss; Underwriter Defendants shall have until January 29, 2010 to file a reply memorandum in support of their motion to dismiss of no longer than fifteen pages. (Signed by Judge Richard J. Sullivan on 6/24/09) (djc) Modified on 7/10/2009 (djc). (Entered: 06/24/2009)
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                                                                                                                                                                                Legal Document (Payment Possibly Required) 108 Filed: 6/22/2009, Entered: None
                                                                                                                                                                                NOTICE OF APPEARANCE by Jonathan K. Youngwood on behalf of BNP Paribas, Credit Suisse, J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc, Goldman Sachs International, Deutsche Bank AG, London Branch (Youngwood, Jonathan) (Entered: 06/22/2009)
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                                                                                                                                                                                  Legal Document (Payment Possibly Required) 107 Filed: 6/22/2009, Entered: None
                                                                                                                                                                                  NOTICE OF APPEARANCE by Barry Robert Ostrager on behalf of J.P. Morgan Securities Ltd., Morgan Stanley & Co. International plc, Goldman Sachs International, Deutsche Bank AG, London Branch, BNP Paribas, Credit Suisse (Ostrager, Barry) (Entered: 06/22/2009)
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                                                                                                                                                                                    Legal Document (Payment Possibly Required) 106 Filed: 6/18/2009, Entered: None
                                                                                                                                                                                    AFFIDAVIT OF SERVICE. Credit Suisse served on 6/8/2009, answer due 6/29/2009. Service was accepted by KaShonda Lawson, Person Authorized to Accept Service. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"); Arbejdsmarkedets Tillaegspension ("ATP"); Union Asset Management Holding AG ("Union"); International Fund Management, S.A. (Luxemburg). (Rothman, Robert) (Entered: 06/18/2009)
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                                                                                                                                                                                      Legal Document (Payment Possibly Required) 105 Filed: 6/18/2009, Entered: None
                                                                                                                                                                                      AFFIDAVIT OF SERVICE. BNP Paribas served on 6/8/2009, answer due 6/29/2009. Service was accepted by Frances Kawaguchi, Agent for Service of Process. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"); Arbejdsmarkedets Tillaegspension ("ATP"); Union Asset Management Holding AG ("Union"); International Fund Management, S.A. (Luxemburg). (Rothman, Robert) (Entered: 06/18/2009)
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                                                                                                                                                                                        Legal Document (Payment Possibly Required) 104 Filed: 6/18/2009, Entered: None
                                                                                                                                                                                        AFFIDAVIT OF SERVICE. Deutsche Bank Ag served on 6/9/2009, answer due 6/29/2009. Service was accepted by Kris Kwong, Legal Assistant/Authorized to Accept Service. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"); Arbejdsmarkedets Tillaegspension ("ATP"); Union Asset Management Holding AG ("Union"); International Fund Management, S.A. (Luxemburg). (Rothman, Robert) (Entered: 06/18/2009)
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                                                                                                                                                                                          Legal Document (Payment Possibly Required) 103 Filed: 6/17/2009, Entered: None
                                                                                                                                                                                          NOTICE of Attorney Name Change. Document filed by UBS Institutional Investor Group. (Keeney, Jennifer) (Entered: 06/17/2009)
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                                                                                                                                                                                            Blank 102 Filed: 5/8/2009, Entered: None
                                                                                                                                                                                            AMENDED CONSOLIDATED SECURITIES CLASS ACTION COMPLAINT amending 35 Complaint against Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin.Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG ("Union"), Teamsters Union Local 500 Severance Fund ('Teamsters"), Counsel of the Borough of South Tyneside Acting in its Capacity as the Administering Authority of the Tyne and Wear Pension Fund, International Fund Management, S.A. (Luxemburg), Oregon State Treasurer and the Oregon Public Employee Retirement Board, Alaska Laborers-Employers Retirement Fund. Related document: 35 Complaint filed by UBS Institutional Investor Group, William L. Wesner.(dle) (Entered: 05/14/2009)
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                                                                                                                                                                                              Legal Document (Payment Possibly Required) 101 Filed: 4/23/2009, Entered: None Court Filing
                                                                                                                                                                                              ORDER: As stated by the Court at the conference held before it on April 23, 2009, the Court hereby orders that Lead Plaintiffs shall file their Amended Consolidated Class Action Complaint no later than May 8, 2009. Lead Plaintiffs shall endeavor to serve the Amended Consolidated Class Action Complaint upon all Defendants, including any newly named Defendants, no later than June 8, 2009. Thereafter, all Parties, including any newly named Defendants, shall submit a joint letter to the Court, to be received no later than June 22, 2009, proposing a briefing schedule for Defendants' contemplated motions to dismiss the Amended Consolidated Class Action Complaint. Defendants' pending motions are therefore dismissed without prejudice to renew after the filing of the Amended Consolidated Class Action Complaint. The Clerk of the Court isinstructed to terminate the motions located at docket numbers 53 and 59.ORDER dismissing 53 Motion to Dismiss for Lack of Jurisdiction; dismissing 59 Motion to Dismiss. (Signed by Judge Richard J. Sullivan on 4/23/09) (db) (Entered: 04/23/2009)
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                                                                                                                                                                                                Legal Document (Payment Possibly Required) 100 Filed: 4/15/2009, Entered: None Court Filing
                                                                                                                                                                                                TRANSCRIPT of proceedings held on 4/7/09 before Judge Richard J. Sullivan. Associated Cases: 1:07-cv-11225-RJS, 1:09-cv-00893-RJS, 1:09-cv-02191-RJS(dle) (Entered: 04/23/2009)
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                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 99 Filed: 4/21/2009, Entered: None Court Filing
                                                                                                                                                                                                  ORDER: Status Conference set for 4/23/2009 at 02:30 PM in Courtroom 21C, 500 Pearl Street, New York, NY 10007 before Judge Richard J. Sullivan. (Signed by Judge Richard J. Sullivan on 4/21/2009) (jpo) (Entered: 04/21/2009)
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                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 98 Filed: 4/17/2009, Entered: None Court Filing
                                                                                                                                                                                                    ENDORSED LETTER addressed to Judge Richard J. Sullivan from Robert J. Giuffra, Jr. and Andrew L. Zivitz dated 4/17/09 re: Because of the difficulties in coordinating the schedules of counsel and parties in the above-referenced matter, and the need for further consultation, Lead Plaintiffs and Defendants jointly request an extension until April 20, 2009 to submit the joint letter required by the Court's April 7, 2009 Order. ENDORSEMENT: SO ORDERED. (Signed by Judge Richard J. Sullivan on 4/17/09) (db) Modified on 4/29/2009 (db). (Entered: 04/17/2009)
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                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 97 Filed: 4/7/2009, Entered: None Court Filing
                                                                                                                                                                                                      ORDER: As ordered by the Court at the conference held before it on April 7, 2009, the above captioned matters shall be consolidated pursuant to Rule 42(a) of the Federal Rules of Civil Procedure, and no republication of notice under the Private Securities Litigation Reform Act, 15 U.S.C. § 78u-4(a)(3)(A) is required under these circumstances. Accordingly, Lead Plaintiffs and Lead Plaintiffs' counsel appointed by the Stipulation and Order dated March 6, 2008 will continue to be Lead Plaintiffs and Lead Plaintiffs' counsel for this newly consolidated action.The cases shall be referred to collectively as In re UBS AG Securities Litigation, Master File No. 07 Civ. 11225 (RJS). Every pleading or other document filed in the Consolidated Action shall bear the following caption IN RE UBS AG SECURITIES LITIGATION As further ordered by the Court at the April 7, 2009 conference, the Parties shall submit a joint status letter, to be received no later than Friday, April 17, 2009, informing the Court (1) whether Lead Plaintiffs intend to file an Amended Consolidated Class Action Complaint, and if so; (2) whether additional briefing is necessary with respect to the pending motions to dismiss. If additional briefing is requested, the joint letter should also include a proposed briefing schedule. The Clerk of the Court is directed to terminate the following motions: in Case No. 07 Civ. 11225, the motion located at docket number 92; in Case No. 09 Civ. 893, the motions located at docket numbers 5, 8, 11, 15, and 20; in Case No. 09 Civ. 2191, the motions located at docket numbers 5, 8, 11, and 17. So Ordered (Signed by Judge Richard J. Sullivan on 4/7/09) Filed In Associated Cases: 1:07-cv-11225-RJS, 1:09-cv-00893-RJS, 1:09-cv-02191-RJS(js) (Entered: 04/08/2009)
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                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 96 Filed: 3/31/2009, Entered: None Court Filing
                                                                                                                                                                                                        TRANSCRIPT of proceedings held on 3/12/09 before Judge Richard J. Sullivan. (tro) (Entered: 04/07/2009)
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                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 95 Filed: 4/1/2009, Entered: None Court Filing
                                                                                                                                                                                                          ORDER: The Court hereby orders that any party in the above-captioned cases that filed motions to consolidate, be appointed lead counsel, and/or be appointed lead plaintiff, provide chambers with a courtesy copy of all motion papers, as required by my Individual Practices, Rule 2.C. The Court orders that such courtesy copies be received no later than Friday, April 3, 2009. SO ORDERED. (Signed by Judge Richard J. Sullivan on 4/1/2009) (tve) (Entered: 04/01/2009)
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                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 94 Filed: 4/1/2009, Entered: None
                                                                                                                                                                                                            DECLARATION of Sharan Nirmul in Support re: (92 in 1:07-cv-11225-RJS, 92 in 1:07-cv-11225-RJS, 17 in 1:08-cv-00969-RJS, 17 in 1:08-cv-00969-RJS) MOTION to Consolidate Cases 09-cv-893; 09-cv-2191 and Declaring Lead Plaintiffs as lead plaintiffs over the Entire Consolidated Class Action or in the Alternative, Appointing The UBS Litigation Group as Lead Plaintiffs over the Tag-Along Actions an. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), International Fund Management, S.A. (Luxemburg), Oregon State Treasurer and the Oregon Public Employee Retirement Board, Alaska Laborers-Employers Retirement Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N (1-5), # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q)Filed In Associated Cases: 1:07-cv-11225-RJS, 1:08-cv-00969-RJS(Zivitz, Andrew) (Entered: 04/01/2009)
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                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 93 Filed: 4/1/2009, Entered: None
                                                                                                                                                                                                              MEMORANDUM OF LAW in Support re: (92 in 1:07-cv-11225-RJS, 92 in 1:07-cv-11225-RJS, 17 in 1:08-cv-00969-RJS, 17 in 1:08-cv-00969-RJS) MOTION to Consolidate Cases 09-cv-893; 09-cv-2191 and Declaring Lead Plaintiffs as lead plaintiffs over the Entire Consolidated Class Action or in the Alternative, Appointing The UBS Litigation Group as Lead Plaintiffs over the Tag-Along Actions an. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), International Fund Management, S.A. (Luxemburg), Oregon State Treasurer and the Oregon Public Employee Retirement Board, Alaska Laborers-Employers Retirement Fund. Filed In Associated Cases: 1:07-cv-11225-RJS, 1:08-cv-00969-RJS(Zivitz, Andrew) (Entered: 04/01/2009)
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                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 92 Filed: 4/1/2009, Entered: None
                                                                                                                                                                                                                MOTION to Consolidate Cases 09-cv-893; 09-cv-2191 and Declaring Lead Plaintiffs as lead plaintiffs over the Entire Consolidated Class Action or in the Alternative, Appointing The UBS Litigation Group as Lead Plaintiffs over the Tag-Along Actions and Consolidating the Tag-Along Actions In re UBS AG Securities Litigation. Document filed by Oregon State Treasurer and the Oregon Public Employee Retirement Board, Alaska Laborers-Employers Retirement Fund, City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), International Fund Management, S.A. (Luxemburg).Filed In Associated Cases: 1:07-cv-11225-RJS, 1:08-cv-00969-RJS(Zivitz, Andrew) (Entered: 04/01/2009)
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                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 91 Filed: 3/23/2009, Entered: None Court Filing
                                                                                                                                                                                                                  ORDER FOR ADMISSION ATTORNEY PRO HAC VICE ON WRITTEN MOTION: Attorney Donald A. Migliori for Union Asset Management Holding AG (", Union" and ) admitted Pro Hac Vice. (Signed by Judge Richard J. Sullivan on 3/23/2009) (tve) (Entered: 03/23/2009)
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                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 90 Filed: 3/21/2009, Entered: None
                                                                                                                                                                                                                    REPLY MEMORANDUM OF LAW in Support re: 59 MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6). MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6)., 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Giuffra, Robert) (Entered: 03/21/2009)
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                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 89 Filed: 3/20/2009, Entered: None
                                                                                                                                                                                                                      DECLARATION of Robert Giuffra in Support re: 59 MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6). MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6)., 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: # 1 Exhibit Exhibit 87, # 2 Exhibit Exhibit 88, # 3 Exhibit Exhibit 89, # 4 Exhibit Exhibit 90)(Giuffra, Robert) (Entered: 03/21/2009)
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                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 88 Filed: 3/20/2009, Entered: None
                                                                                                                                                                                                                        DECLARATION of Christian Alsoe in Support re: 59 MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6). MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6)., 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Giuffra, Robert) (Entered: 03/20/2009)
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                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 87 Filed: 3/20/2009, Entered: None
                                                                                                                                                                                                                          DECLARATION of Bankim Thanki in Support re: 59 MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6). MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6)., 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, # 3 Exhibit Exhibit C, # 4 Exhibit Exhibit D, # 5 Exhibit Exhibit E, # 6 Exhibit Exhibit F, # 7 Exhibit Exhibit G, # 8 Exhibit Exhibit H, # 9 Exhibit Exhibit I, # 10 Exhibit Exhibit J, # 11 Exhibit Exhibit K, # 12 Exhibit Exhibit L, # 13 Exhibit Exhibit M, # 14 Exhibit Exhibit N, # 15 Exhibit Exhibit O, # 16 Exhibit Exhibit P, # 17 Exhibit Exhibit Q, # 18 Exhibit Exhibit R, # 19 Exhibit Exhibit S, # 20 Exhibit Exhibit T, # 21 Exhibit Exhibit U, # 22 Exhibit Exhibit V, # 23 Exhibit Exhibit W, # 24 Exhibit Exhibit X, # 25 Exhibit Exhibit Y, # 26 Exhibit Exhibit Z, # 27 Exhibit Exhibit AA, # 28 Exhibit Exhibit BB)(Giuffra, Robert) (Entered: 03/20/2009)
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                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 86 Filed: 3/20/2009, Entered: None
                                                                                                                                                                                                                            DECLARATION of Isabelle Romy in Support re: 59 MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6). MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6)., 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: # 1 Exhibit Exhibit 1, # 2 Exhibit Exhibit 2, # 3 Exhibit Exhibit 3, # 4 Exhibit Exhibit 4, # 5 Exhibit Exhibit 5, # 6 Exhibit Exhibit 6, # 7 Exhibit Exhibit 7, # 8 Exhibit Exhibit 8, # 9 Exhibit Exhibit 9, # 10 Exhibit Exhibit 10, # 11 Exhibit Exhibit 11, # 12 Exhibit Exhibit 12, # 13 Exhibit Exhibit 13, # 14 Exhibit Exhibit 14, # 15 Exhibit Exhibit 15)(Giuffra, Robert) (Entered: 03/20/2009)
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                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 85 Filed: 3/16/2009, Entered: None Court Filing
                                                                                                                                                                                                                              ORDER, that the Court hereby orders the counsel for all parties to appear for a conference on Tuesday, 4/7/09 at 4:45 pm in Courtroom 21C. ( Status Conference set for 4/7/2009 at 04:45 PM in Courtroom 21C, 500 Pearl Street, New York, NY 10007 before Judge Richard J. Sullivan.) (Signed by Judge Richard J. Sullivan on 3/16/09) (cd) (Entered: 03/17/2009)
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                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 84 Filed: 3/12/2009, Entered: None
                                                                                                                                                                                                                                MOTION for Donald A. Migliori to Appear Pro Hac Vice. Document filed by Union Asset Management Holding AG ("Union").(dle) (dle). (Entered: 03/13/2009)
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                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 83 Filed: 3/13/2009, Entered: None Court Filing
                                                                                                                                                                                                                                  ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: Donald A. Migliori is admitted to practice pro hac vice as counsel for Union Asset Management Holding AG in this action. (Signed by Judge Richard J. Sullivan on 3/12/09) (tro) (Entered: 03/13/2009)
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                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 82 Filed: 2/26/2009, Entered: None Court Filing
                                                                                                                                                                                                                                    ORDER: The case docketed as No. 09 Civ. 893, New Orleans Employees Retirement System v. UBS AG has been, or will be, transferred to my docket as being related to the case docketed as No. 07 Civ. 1125, In re UBS AG Securities Litigation. The Court hereby orders the counsel for all parties in both cases to appear for a conference on March 12, 2009, at 12:00 p.m. noon, in Courtroom 21 C, 500 Pearl Street, New York, New York. Counsel should be prepared to discuss the issues raised in the correspondence addressed to Mr. Michael McMahon, Clerk of Court, and the Honorable Shirley W. Kram, District Judge, including, (1) whether these cases should be consolidated either for purposes of the pending motions to dismiss in No. 07 Civ. 11225, or for purposes of discovery, if these cases progress to that point, and (2) whether No. 09 Civ. 893 should be stayed pending the resolution of the motions to dismiss in No. 07 Civ. 11225. (Signed by Judge Richard J. Sullivan on 2/26/2009) (jfe) (Entered: 02/27/2009)
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                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 81 Filed: 2/19/2009, Entered: None Court Filing
                                                                                                                                                                                                                                      ORDER: Accordingly, the discovery stay automatically imposed by the PSLRA will remain in place, and Plaintiffs' motion to partially lift the PSLRA discovery stay is denied. SO ORDERED. (Signed by Judge Richard J. Sullivan on 2/18/2009) (tve) (Entered: 02/19/2009)
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                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 80 Filed: 2/6/2009, Entered: None
                                                                                                                                                                                                                                        DECLARATION of Geoffrey C. Jarvis in Opposition re: 59 MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6). MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6).. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG ("Union"), International Fund Management, S.A. (Luxemburg). (Attachments: # 1 Certificate of Service)(Jarvis, Geoffrey) (Entered: 02/06/2009)
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                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 79 Filed: 2/6/2009, Entered: None
                                                                                                                                                                                                                                          DECLARATION of Mr. Lars Rohde and Mr. Bjarne Graven Larsen in Opposition re: 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG ("Union"), International Fund Management, S.A. (Luxemburg). (Attachments: # 1 Certificate of Service)(Jarvis, Geoffrey) (Entered: 02/06/2009)
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                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 78 Filed: 2/5/2009, Entered: None
                                                                                                                                                                                                                                            DECLARATION of Geoffrey C. Jarvis in Opposition re: 59 MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6). MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6).. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG ("Union"), International Fund Management, S.A. (Luxemburg). (Attachments: # 1 Certificate of Service)(Jarvis, Geoffrey) (Entered: 02/05/2009)
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                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 77 Filed: 2/5/2009, Entered: None
                                                                                                                                                                                                                                              MEMORANDUM OF LAW in Opposition re: 59 MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6). MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6).. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG ("Union"), International Fund Management, S.A. (Luxemburg). (Jarvis, Geoffrey) (Entered: 02/05/2009)
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                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 76 Filed: 2/5/2009, Entered: None
                                                                                                                                                                                                                                                FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Mr. Lars Rohde and Mr. Bjarne Graven Larsen in Opposition re: 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG ("Union"), International Fund Management, S.A. (Luxemburg). (Attachments: # 1 Certificate of Service)(Jarvis, Geoffrey) Modified on 2/6/2009 (db). (Entered: 02/05/2009)
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                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 75 Filed: 2/5/2009, Entered: None
                                                                                                                                                                                                                                                  DECLARATION of Jens Rostock-Jensen in Opposition re: 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG ("Union"), International Fund Management, S.A. (Luxemburg). (Attachments: # 1 Exhibit CV, # 2 Exhibit Certificate of Service)(Jarvis, Geoffrey) (Entered: 02/05/2009)
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                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 74 Filed: 2/5/2009, Entered: None
                                                                                                                                                                                                                                                    DECLARATION of Geoffrey C. Jarvis in Opposition re: 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG ("Union"), International Fund Management, S.A. (Luxemburg). (Attachments: # 1 Exhibit 1 Form 20-F, # 2 Exhibit 2 Capital Structure, # 3 Exhibit 3 Thomson Data, # 4 Exhibit 4 Facts and Figures, # 5 Exhibit 5 Assurance, # 6 Exhibit 6 Entity Details, # 7 7 Press Release, # 8 Exhibit 8 Press Release, # 9 Exhibit 9 Press Release, # 10 Exhibit 10 Bloomberg Info, # 11 Exhibit 11 Spoke Info, # 12 Exhibit 12 Q2 2006 transcript, # 13 Exhibit 13 Q4 2006 transcript, # 14 Exhibit 14 Q4 2006 transcript US, # 15 Exhibit 15 Q1 2007 transcript, # 16 Exhibit 16 Q1 2007 transcript US, # 17 Exhibit 17 Q2 2007 transcript, # 18 Exhibit 17 (Part 2), # 19 Exhibit 18 transcript of 10-1-07, # 20 Exhibit 19 transcript of 10-1-07 bsns call, # 21 Exhibit 20 Q3 2007 transcript, # 22 Exhibit 20 (Part 2), # 23 Exhibit 21 Form 6-K, # 24 Exhibit 22 NYAG press releases, # 25 Exhibit 23 SEC Litig Release, # 26 Exhibit 24 Complaint in SEC v UBS, # 27 Exhibit 25 Assurance, # 28 Exhibit 26 DOJ Press Release, # 29 Exhibit 27 IHT article, # 30 Exhibit 28 WSJ article, # 31 Exhibit 29 Bloomberg Chart, # 32 Exhibit 30 WSJ article)(Jarvis, Geoffrey) (Entered: 02/05/2009)
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                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 73 Filed: 2/5/2009, Entered: None
                                                                                                                                                                                                                                                      MEMORANDUM OF LAW in Opposition re: 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by City of Pontiac Policemen's and Firemen's Retirement System ("Pontiac"), Arbejdsmarkedets Tillaegspension ("ATP"), Union Asset Management Holding AG ("Union"), International Fund Management, S.A. (Luxemburg). (Jarvis, Geoffrey) (Entered: 02/05/2009)
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                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 72 Filed: 2/4/2009, Entered: None
                                                                                                                                                                                                                                                        FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Geoffrey C. Jarvis in Opposition re: 59 MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6). MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6).. Document filed by UBS Institutional Investor Group. (Attachments: # 1 Certificate of Service)(Jarvis, Geoffrey) Modified on 2/5/2009 (jar). (Entered: 02/04/2009)
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                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 71 Filed: 2/4/2009, Entered: None
                                                                                                                                                                                                                                                          FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Opposition re: 59 MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6). MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6).. Document filed by UBS Institutional Investor Group. (Jarvis, Geoffrey) Modified on 2/5/2009 (jar). (Entered: 02/04/2009)
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                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 70 Filed: 2/4/2009, Entered: None
                                                                                                                                                                                                                                                            FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Mr. Lars Rohde and Mr. Bjarne Graven Larsen in Opposition re: 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by UBS Institutional Investor Group. (Attachments: # 1 Certificate of Service)(Jarvis, Geoffrey) Modified on 2/5/2009 (jar). (Entered: 02/04/2009)
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                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 69 Filed: 2/4/2009, Entered: None
                                                                                                                                                                                                                                                              FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Jens Rostock-Jensen in Opposition re: 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by UBS Institutional Investor Group. (Attachments: # 1 Exhibit CV, # 2 Certificate of Service)(Jarvis, Geoffrey) Modified on 2/5/2009 (jar). (Entered: 02/04/2009)
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                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 68 Filed: 2/4/2009, Entered: None
                                                                                                                                                                                                                                                                FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Geoffrey C. Jarvis in Opposition re: 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by UBS Institutional Investor Group. (Attachments: # 1 Exhibit 1 Form 20-F, # 2 Exhibit 2 Capital Structure, # 3 Exhibit 3 Thomson data, # 4 Exhibit 4 Facts and Figures, # 5 Exhibit 5 Assurance, # 6 Exhibit 6 Entity Details, # 7 Exhibit 7 Press Release, # 8 Exhibit 8 Press Release, # 9 Exhibit 9 Press Release, # 10 Exhibit 10 Bloomberg Info, # 11 Exhibit 11 Spoke Info, # 12 Exhibit 12 Q2 2006 transcript, # 13 Exhibit 13 Q4 2006 transcript, # 14 Exhibit 14 Q4 2006 transcript US, # 15 Exhibit 15 Q1 2007 transcript, # 16 Exhibit 16 Q1 2007 transcript US, # 17 Exhibit 17 (Part 1) Q2 2007 transcript, # 18 Exhibit 17 (Part 2), # 19 Exhibit 18 transcript of 10-1-07, # 20 Exhibit 19 transcript of 10-1-07 bsns call, # 21 Errata 20 Q3 2007 transcript, # 22 Exhibit 20 (Part 2), # 23 Exhibit 21 Form 6-K, # 24 Exhibit 22 NYAG Press Releases, # 25 Exhibit 23 SEC Litig Release, # 26 Exhibit 24 Complaint in SEC v UBS, # 27 Exhibit 25 Assurance, # 28 Exhibit 26 DOJ press release, # 29 Exhibit 27 IHT article, # 30 Exhibit 28 WSJ article, # 31 Exhibit 29 Bloomberg Chart, # 32 Exhibit 30 WSJ article)(Jarvis, Geoffrey) Modified on 2/5/2009 (jar). (Entered: 02/04/2009)
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                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 67 Filed: 2/4/2009, Entered: None
                                                                                                                                                                                                                                                                  FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Opposition re: 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs. Document filed by UBS Institutional Investor Group. (Jarvis, Geoffrey) Modified on 2/5/2009 (jar). (Entered: 02/04/2009)
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                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 66 Filed: 11/21/2008, Entered: None Court Filing
                                                                                                                                                                                                                                                                    ORDER. Defendants have permission to file a paper copy of the Declaration and supporting exhibits with the Clerk of the Court. (Signed by Judge Richard J. Sullivan on 11/21/08) (djc) Modified on 11/26/2008 (djc). (Entered: 11/21/2008)
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                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 65 Filed: 11/20/2008, Entered: None
                                                                                                                                                                                                                                                                      NOTICE OF APPEARANCE by Suhana S. Han on behalf of Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins (Han, Suhana) (Entered: 11/20/2008)
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                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 64 Filed: 11/20/2008, Entered: None
                                                                                                                                                                                                                                                                        NOTICE OF APPEARANCE by Maite Aquino on behalf of Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins (Aquino, Maite) (Entered: 11/20/2008)
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                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 63 Filed: 11/20/2008, Entered: None
                                                                                                                                                                                                                                                                          NOTICE OF APPEARANCE by Robert Joseph Giuffra, Jr on behalf of Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins (Giuffra, Robert) (Entered: 11/20/2008)
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                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 62 Filed: 11/20/2008, Entered: None
                                                                                                                                                                                                                                                                            MEMORANDUM OF LAW in Support re: 59 MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6). MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6).. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Schwartz, Matthew) (Entered: 11/20/2008)
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                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 61 Filed: 11/19/2008, Entered: None
                                                                                                                                                                                                                                                                              FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Robert J. Giuffra, Jr. (Exhibits 41-86) in Support re: 59 MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6). MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6)., 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: # 1 Exhibit 41, # 2 Exhibit 42, # 3 Exhibit 43, # 4 Exhibit 44, # 5 Exhibit 45, # 6 Exhibit 46, # 7 Exhibit 47, # 8 Exhibit 48, # 9 Exhibit 49, # 10 Exhibit 50, # 11 Exhibit 51, # 12 Exhibit 52, # 13 Exhibit 53, # 14 Exhibit 54, # 15 Exhibit 55, # 16 Exhibit 56, # 17 Exhibit 57, # 18 Exhibit 58, # 19 Exhibit 59, # 20 Exhibit 60, # 21 Exhibit 61, # 22 Exhibit 62, # 23 Exhibit 63, # 24 Exhibit 64, # 25 Exhibit 65, # 26 Exhibit 66, # 27 Exhibit 67, # 28 Exhibit 68, # 29 Exhibit 69, # 30 Exhibit 70, # 31 Exhibit 71, # 32 Exhibit 72, # 33 Exhibit 73, # 34 Exhibit 74, # 35 Exhibit 75, # 36 Exhibit 76, # 37 Exhibit 77, # 38 Exhibit 78, # 39 Exhibit 79, # 40 Exhibit 80, # 41 Exhibit 81, # 42 Exhibit 82, # 43 Exhibit 83, # 44 Exhibit 84, # 45 Exhibit 85, # 46 Exhibit 86)(Schwartz, Matthew) Modified on 11/21/2008 (jar). (Entered: 11/19/2008)
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                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 60 Filed: 11/19/2008, Entered: None
                                                                                                                                                                                                                                                                                FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Robert J. Giuffra Jr. in Support re: 59 MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6). MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6)., 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30, # 31 Exhibit 31, # 32 Exhibit 32, # 33 Exhibit 33, # 34 Exhibit 34, # 35 Exhibit 35, # 36 Exhibit 36, # 37 Exhibit 37, # 38 Exhibit 38, # 39 Exhibit 39, # 40 Exhibit 40)(Schwartz, Matthew) Modified on 11/21/2008 (jar). (Entered: 11/19/2008)
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                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 59 Filed: 11/19/2008, Entered: None
                                                                                                                                                                                                                                                                                  MOTION to Dismiss the Consolidated Class Action Complaint Pursuant to Rules 9(b) and 12(b)(6). Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. Responses due by 2/4/2009(Schwartz, Matthew) (Entered: 11/19/2008)
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                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 58 Filed: 11/19/2008, Entered: None
                                                                                                                                                                                                                                                                                    DECLARATION of Christian Alsoe in Support re: 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9)(Schwartz, Matthew) (Entered: 11/19/2008)
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                                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 57 Filed: 11/19/2008, Entered: None
                                                                                                                                                                                                                                                                                      DECLARATION of Marc Elvinger in Support re: 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15)(Schwartz, Matthew) (Entered: 11/19/2008)
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                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 56 Filed: 11/19/2008, Entered: None
                                                                                                                                                                                                                                                                                        DECLARATION of Professor Gerhard Wegen in Support re: 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19)(Schwartz, Matthew) (Entered: 11/19/2008)
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                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 55 Filed: 11/19/2008, Entered: None
                                                                                                                                                                                                                                                                                          DECLARATION of Professor Allen Ferrell in Support re: 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: # 1 Appendix A, # 2 Appendix B, # 3 Exhibit 1)(Schwartz, Matthew) (Entered: 11/19/2008)
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                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 54 Filed: 11/19/2008, Entered: None
                                                                                                                                                                                                                                                                                            MEMORANDUM OF LAW in Support re: 53 MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Schwartz, Matthew) (Entered: 11/19/2008)
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                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 53 Filed: 11/19/2008, Entered: None
                                                                                                                                                                                                                                                                                              MOTION to Dismiss for Lack of Jurisdiction the claims of the Foreign Lead Plaintiffs. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. Responses due by 2/4/2009(Schwartz, Matthew) (Entered: 11/19/2008)
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                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 52 Filed: 11/19/2008, Entered: None
                                                                                                                                                                                                                                                                                                FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Christian Alsoe in Support re: 48 MOTION to Dismiss for Lack of Jurisdiction the Claims of the Foreign Lead Plaintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9)(Schwartz, Matthew) Modified on 11/20/2008 (jar). (Entered: 11/19/2008)
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                                                                                                                                                                                                                                                                                                  Legal Document 41 Filed: 9/2/2008, Entered: 9/3/2008 Stipulation and OrderCourt Filing
                                                                                                                                                                                                                                                                                                  STIPULATION AND ORDER that defendants shall file an answer or other response on or before 11/19/08. Plaintiffs shall file an opposition to such motion on or before 2/4/09. Defendants shall serve a reply to Plaintiffs' opposition on or before 3/20/09. ( Motion due by 11/19/2008. Reply due by 3/20/2009. Response due by 2/4/2009) (Signed by Judge Richard J. Sullivan on 8/27/08) (cd)
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                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 51 Filed: 11/19/2008, Entered: None
                                                                                                                                                                                                                                                                                                    FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Marc Elvinger in Support re: 48 MOTION to Dismiss for Lack of Jurisdiction the Claims of the Foreign Lead Plaintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15)(Schwartz, Matthew) Modified on 11/20/2008 (jar). (Entered: 11/19/2008)
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                                                                                                                                                                                                                                                                                                      Legal Document 40 Filed: 7/31/2008, Entered: 8/1/2008 Order on Motion to Appear Pro Hac ViceCourt Filing
                                                                                                                                                                                                                                                                                                      ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting [38] Motion for Gregg S. Levin to Appear Pro Hac Vice. Gregg S. Levin is admitted to practice pro hac vice as counsel for Union Asset Management Holding AG in the above captioned case. (Signed by Judge Richard J. Sullivan on 7/30/08) (tro)
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                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 50 Filed: 11/19/2008, Entered: None
                                                                                                                                                                                                                                                                                                        FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Professor Gerhard Wegen in Support re: 48 MOTION to Dismiss for Lack of Jurisdiction the Claims of the Foreign Lead Plaintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19)(Schwartz, Matthew) Modified on 11/20/2008 (jar). (Entered: 11/19/2008)
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                                                                                                                                                                                                                                                                                                          Legal Document 39 Filed: 7/31/2008, Entered: 8/1/2008 Order on Motion to Appear Pro Hac ViceCourt Filing
                                                                                                                                                                                                                                                                                                          ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting [37] Motion for Joseph F. Rice to Appear Pro Hac Vice. Joseph F. Rice is admitted pro hac vice as counsel for Union Asset Management Holding AG in the above captioned case. (Signed by Judge Richard J. Sullivan on 7/30/08) (tro)
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                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 49 Filed: 11/19/2008, Entered: None
                                                                                                                                                                                                                                                                                                            FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Professor Allen Ferrell in Support re: (48 in 1:07-cv-11225-RJS, 15 in 1:08-cv-00969-RJS) MOTION to Dismiss for Lack of Jurisdiction the Claims of the Foreign Lead Plaintiffs.. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin, UBS AG,. (Attachments: # 1 Appendix Appendix A, # 2 Appendix Appendix B, # 3 Exhibit Exhibit 1)Filed In Associated Cases: 1:07-cv-11225-RJS, 1:08-cv-00969-RJS(Schwartz, Matthew) Modified on 11/20/2008 (jar). (Entered: 11/19/2008)
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                                                                                                                                                                                                                                                                                                              Blank -- Filed: 7/31/2008, Entered: 8/1/2008 Transmission to Attorney Admissions Clerk
                                                                                                                                                                                                                                                                                                              Transmission to Attorney Admissions Clerk. Transmitted re: [39] Order on Motion to Appear Pro Hac Vice, [40] Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tro)
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                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 48 Filed: 11/19/2008, Entered: None
                                                                                                                                                                                                                                                                                                                FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU (Memorandum of Law) - MOTION to Dismiss for Lack of Jurisdiction the Claims of the Foreign Lead Plaintiffs. Document filed by Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin, UBS AG,. Responses due by 2/4/2009Filed In Associated Cases: 1:07-cv-11225-RJS, 1:08-cv-00969-RJS(Schwartz, Matthew) Modified on 11/20/2008 (jar). (Entered: 11/19/2008)
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                                                                                                                                                                                                                                                                                                                  Blank -- Filed: 7/29/2008, Entered: 7/29/2008 Cashiers Remark
                                                                                                                                                                                                                                                                                                                  CASHIERS OFFICE REMARK on [37] Motion to Appear Pro Hac Vice, [38] Motion to Appear Pro Hac Vice in the amount of $50.00, paid on 07/25/2008, Receipt Number 657706. (jd)
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                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 47 Filed: 11/19/2008, Entered: None
                                                                                                                                                                                                                                                                                                                    NOTICE OF APPEARANCE by Matthew Alexander Schwartz on behalf of Marcel Ospel, Marcel Rohner, Marco Suter, Walter Stuerzinger, Ramesh Singh, Huw Jenkins, James Stehli, John Costas, Michael Hutchins, UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin, UBS AG, Filed In Associated Cases: 1:07-cv-11225-RJS, 1:08-cv-00969-RJS(Schwartz, Matthew) (Entered: 11/19/2008)
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                                                                                                                                                                                                                                                                                                                      Legal Document 38 Filed: 7/25/2008, Entered: 7/28/2008, Terminated: 7/31/2008 motion to appear pro hac vice
                                                                                                                                                                                                                                                                                                                      MOTION for Gregg S. Levin to Appear Pro Hac Vice. Document filed by Union Asset Management Holding AG ("Union").(dle)
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                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 46 Filed: 11/17/2008, Entered: None
                                                                                                                                                                                                                                                                                                                        NOTICE of Firm Name Change. Document filed by UBS Institutional Investor Group. (Zivitz, Andrew) (Entered: 11/17/2008)
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                                                                                                                                                                                                                                                                                                                          Legal Document 37 Filed: 7/25/2008, Entered: 7/28/2008, Terminated: 7/31/2008 motion to appear pro hac vice
                                                                                                                                                                                                                                                                                                                          MOTION for Joseph F. Rice to Appear Pro Hac Vice. Document filed by Union Asset Management Holding AG ("Union").(dle)
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                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 45 Filed: 11/4/2008, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                            ORDER: Defendants will file two separate motions to dismiss under (1) F.R.C.P. 12 (b)(1) for lack of subject matter jurisdiction and (2) F.R.C.P. 9(b) and 12(b)(6) for failure to state a claim. The brief in support of the 12(b)(1) motion will be no longer then thirty (30) pages. The brief in support of the 12(b)(6) motion will be no longer than one hundred (100) pages. Both briefs will be due 11/19/08. Plaintiffs will file two separate opposition briefs no longer than thirty (30) pages for the 12(b)(1) motion and one hundred (100) pages for the 12(b)(6) motion. Both briefs will be due by 2/4/09. Defendants will file one consolidated reply brief no longer than thirty (30) pages. The reply brief will be due 3/20/09. (Signed by Judge Richard J. Sullivan on 11/4/08) (tro) (Entered: 11/05/2008)
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                                                                                                                                                                                                                                                                                                                              Legal Document 36 Filed: 7/24/2008, Entered: 7/24/2008 Notice of Appearance/
                                                                                                                                                                                                                                                                                                                              NOTICE OF APPEARANCE by William H. Narwold on behalf of Union Asset Management Holding AG ("Union") (Narwold, William)
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                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 44 Filed: 10/30/2008, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                ENDORSED LETTER addressed to Judge Richard J. Sullivan from Robert J. Giuffra, Jr. dated 10/29/08 re: Counsel writes to confirm that they are available for the conference on November 3, 2008, at 5:00 p.m. ENDORSEMENT: So ordered. ( Status Conference set for 11/3/2008 at 05:00 PM before Judge Richard J. Sullivan.) (Signed by Judge Richard J. Sullivan on 10/30/08) (mme) (Entered: 10/30/2008)
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                                                                                                                                                                                                                                                                                                                                  Legal Document 35 Filed: 7/11/2008, Entered: 7/15/2008 Complaint
                                                                                                                                                                                                                                                                                                                                  CONSOLIDATED CLASS ACTION COMPLAINT: against UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Filing Fee $ 350.00.)Document filed by William L. Wesner, UBS Institutional Investor Group.(pl) Modified on 7/15/2008 (pl). (jpo).
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                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 43 Filed: 10/29/2008, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                    ORDER, Pre-Motion Conference set for 11/7/2008 at 04:00 PM in Courtroom 21C, 500 Pearl Street, New York, NY 10007 before Judge Richard J. Sullivan. (Signed by Judge Richard J. Sullivan on 10/28/08) (mme) (Entered: 10/29/2008)
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                                                                                                                                                                                                                                                                                                                                      Legal Document 34 Filed: 6/18/2008, Entered: 6/18/2008 Notice of Change of Address
                                                                                                                                                                                                                                                                                                                                      NOTICE OF CHANGE OF ADDRESS by Sharan Nirmul on behalf of UBS Institutional Investor Group. New Address: Schiffrin Barroway Topaz & Kessler, LLP, 280 King of Prussia Road, Radnor, PA, USA 19087, 610-667-7706. (Nirmul, Sharan)
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                                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 42 Filed: 10/22/2008, Entered: None
                                                                                                                                                                                                                                                                                                                                        RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by UBS AG.(Giuffra, Robert) (Entered: 10/22/2008)
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                                                                                                                                                                                                                                                                                                                                          Legal Document 33 Filed: 6/18/2008, Entered: 6/18/2008 Notice of Appearance/
                                                                                                                                                                                                                                                                                                                                          NOTICE OF APPEARANCE by Sharan Nirmul on behalf of UBS Institutional Investor Group (Nirmul, Sharan)
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                                                                                                                                                                                                                                                                                                                                            Blank -- Filed: 6/18/2008, Entered: 6/18/2008 Cashiers Remark
                                                                                                                                                                                                                                                                                                                                            CASHIERS OFFICE REMARK on [32] Order on Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 06/11/2008, Receipt Number 653749. (jd)
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                                                                                                                                                                                                                                                                                                                                              Legal Document 32 Filed: 6/16/2008, Entered: 6/16/2008 Order on Motion to Appear Pro Hac ViceCourt Filing
                                                                                                                                                                                                                                                                                                                                              ORDER granting [30] Motion for Naumon A. Amjed to Appear Pro Hac Vice. (Signed by Judge Richard J. Sullivan on 6/15/2008) (jpo)
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                                                                                                                                                                                                                                                                                                                                                Blank -- Filed: 6/16/2008, Entered: 6/16/2008 Transmission to Attorney Admissions Clerk
                                                                                                                                                                                                                                                                                                                                                Transmission to Attorney Admissions Clerk. Transmitted re: [32] Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (jpo)
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                                                                                                                                                                                                                                                                                                                                                  Legal Document 31 Filed: 6/11/2008, Entered: 6/11/2008 Stipulation and OrderCourt Filing
                                                                                                                                                                                                                                                                                                                                                  STIPULATION AND ORDER FOR EXTENSION OF TIME TO FILE CONSOLIDATED CLASS ACTION COMPLAINT: Plaintiff shall file the Consolidated Complaint by 7/11/08. Defendants shall answer or otherwise respond by 9/19/08. If defendants file a Motion to Dismiss, plaintiffs shall file an opposition by 11/14/08. Defendants shall serve a reply by 12/19/08. (Motions due by 9/19/2008. Responses due by 11/14/2008) (Signed by Judge Richard J. Sullivan on 6/10/08) (db)
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                                                                                                                                                                                                                                                                                                                                                    Legal Document 30 Filed: 6/10/2008, Entered: 6/11/2008, Terminated: 6/16/2008 motion to appear pro hac vice
                                                                                                                                                                                                                                                                                                                                                    MOTION for Naumon A. Amjed to Appear Pro Hac Vice. Document filed by UBS Institutional Investor Group.(dle)
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                                                                                                                                                                                                                                                                                                                                                      Legal Document 29 Filed: 4/11/2008, Entered: 4/14/2008 Stipulation and OrderCourt Filing
                                                                                                                                                                                                                                                                                                                                                      STIPULATION AND ORDER FOR EXTENSION OF TIME TO FILE CONSOLIDATED CLASS ACTION COMPLAINT: Plaintiffs shall file the Consolidated Complaint on or before 6/20/08. Defendants shall file an answer or other response on or before 8/22/08. In the event Defendants file a motion to dismiss the Consolidated Complaint, Plaintiffs shall file an opposition to such motion on or before 10/10/08. Defendants shall serve a reply to Plaintiffs' opposition on or before 11/14/08. (Signed by Judge Richard J. Sullivan on 4/10/08) (tro)
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                                                                                                                                                                                                                                                                                                                                                        Blank -- Filed: 4/8/2008, Entered: 4/8/2008 Cashiers Remark
                                                                                                                                                                                                                                                                                                                                                        CASHIERS OFFICE REMARK on [28] Order on Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 03/31/2008, Receipt Number 646238. (jd)
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                                                                                                                                                                                                                                                                                                                                                          Legal Document 28 Filed: 4/7/2008, Entered: 4/7/2008 Order on Motion to Appear Pro Hac ViceCourt Filing
                                                                                                                                                                                                                                                                                                                                                          ORDER granting [27] Motion for Richard A. Russo to Appear Pro Hac Vice. (Signed by Judge Richard J. Sullivan on 4/4/08) (js)
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                                                                                                                                                                                                                                                                                                                                                            Blank -- Filed: 4/7/2008, Entered: 4/7/2008 Transmission to Attorney Admissions Clerk
                                                                                                                                                                                                                                                                                                                                                            Transmission to Attorney Admissions Clerk. Transmitted re: [28] Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (js)
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                                                                                                                                                                                                                                                                                                                                                              Legal Document 27 Filed: 3/31/2008, Entered: 4/1/2008, Terminated: 4/7/2008 motion to appear pro hac vice
                                                                                                                                                                                                                                                                                                                                                              MOTION for Richard A. Russo to Appear Pro Hac Vice. Document filed by UBS Institutional Investor Group.(dle)
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                                                                                                                                                                                                                                                                                                                                                                Blank -- Filed: 3/28/2008, Entered: 3/28/2008 Cashiers Remark
                                                                                                                                                                                                                                                                                                                                                                CASHIERS OFFICE REMARK on [25] Order on Motion to Appear Pro Hac Vice, [26] Order on Motion to Appear Pro Hac Vice, [24] Order on Motion to Appear Pro Hac Vice, in the amount of $75.00, paid on 3/21/08, Receipt Number 645624. (Quintero, Marcos)
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                                                                                                                                                                                                                                                                                                                                                                  Legal Document 26 Filed: 3/26/2008, Entered: 3/27/2008 Order on Motion to Appear Pro Hac ViceCourt Filing
                                                                                                                                                                                                                                                                                                                                                                  ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting [23] Motion for Gregory M. Castaldo to Appear Pro Hac Vice. Gregory M. Castaldo is admitted to practice pro hac vice as counsel for the Lead Plaintiffs in the above captioned case. (Signed by Judge Richard J. Sullivan on 3/26/08) (tro)
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                                                                                                                                                                                                                                                                                                                                                                    Legal Document 25 Filed: 3/26/2008, Entered: 3/27/2008 Order on Motion to Appear Pro Hac ViceCourt Filing
                                                                                                                                                                                                                                                                                                                                                                    ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting [22] Motion for Andrew L. Zivitz to Appear Pro Hac Vice. Andrew L. Zivitz is admitted to practice pro hac vice as counsel for the Lead Plaintiffs in the above captioned case. (Signed by Judge Richard J. Sullivan on 3/26/08) (tro)
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                                                                                                                                                                                                                                                                                                                                                                      Legal Document 24 Filed: 3/26/2008, Entered: 3/27/2008 Order on Motion to Appear Pro Hac ViceCourt Filing
                                                                                                                                                                                                                                                                                                                                                                      ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting [21] Motion for Jennifer L. Keeney to Appear Pro Hac Vice. Jennifer L. Keeney is admitted to practice pro hac vice as counsel for Lead Plaintiffs in the above captioned case. (Signed by Judge Richard J. Sullivan on 3/26/08) (tro)
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                                                                                                                                                                                                                                                                                                                                                                        Blank -- Filed: 3/26/2008, Entered: 3/27/2008 Transmission to Attorney Admissions Clerk
                                                                                                                                                                                                                                                                                                                                                                        Transmission to Attorney Admissions Clerk. Transmitted re: [25] Order on Motion to Appear Pro Hac Vice, [24] Order on Motion to Appear Pro Hac Vice, [26] Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tro)
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                                                                                                                                                                                                                                                                                                                                                                          Legal Document 23 Filed: 3/21/2008, Entered: 3/24/2008, Terminated: 3/26/2008 motion to appear pro hac vice
                                                                                                                                                                                                                                                                                                                                                                          MOTION for Gregory M. Castaldo to Appear Pro Hac Vice. Document filed by UBS Institutional Investor Group.(dle)
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                                                                                                                                                                                                                                                                                                                                                                            Legal Document 22 Filed: 3/21/2008, Entered: 3/24/2008, Terminated: 3/26/2008 motion to appear pro hac vice
                                                                                                                                                                                                                                                                                                                                                                            MOTION for Andrew L. Zivitz to Appear Pro Hac Vice. Document filed by UBS Institutional Investor Group.(dle)
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                                                                                                                                                                                                                                                                                                                                                                              Legal Document 21 Filed: 3/21/2008, Entered: 3/24/2008, Terminated: 3/26/2008 motion to appear pro hac vice
                                                                                                                                                                                                                                                                                                                                                                              MOTION for Jennifer L. Keeney to Appear Pro Hac Vice. Document filed by UBS Institutional Investor Group.(dle)
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                                                                                                                                                                                                                                                                                                                                                                                Legal Document 20 Filed: 3/6/2008, Entered: 3/7/2008 Stipulation and OrderCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                STIPULATION AND ORDER CONSOLIDATING ACTIONS, APPOINTING LEAD PLAINTIFFS AND APPROVING LEAD PLAINTIFFS' SELECTION OF LEAD COUNSEL; The Related Actions are hereby consolidated for all purposes under Fed.R.Civ.P. 42(a); The UBS Institutional Investors are appointed to served as Lead Plaintiffs in this action pursuant to 15 U.S.C. section 78u-4(a)(3)(B). The UBS Institutional Investors selection of the law firms of Schiffrin Barroway Topaz & Kessler, LLP, Grant & Eisenhofer, P.A. and, Motley Rice LLC as Lead Counsel is hereby approve. Coughlin Stoia Geller Rudman & Robbins LLP shall serve as Liaison Counsel for the Class. These firms will serve as Class Counsel and, as such, shall provide general supervision of the activities of plaintiffs counsel and shall have the responsibilities and duties to perform or delegate as appropriate in the manner that is set forth in this manner. (Signed by Judge Richard J. Sullivan on 3/6/08) (pl)
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                                                                                                                                                                                                                                                                                                                                                                                  Legal Document 19 Filed: 3/6/2008, Entered: 3/7/2008 Order on Motion to Appoint Lead Plaintiff(s)Court Filing
                                                                                                                                                                                                                                                                                                                                                                                  ORDER that the Wesner and Garber actions are consolidated under the within caption and docket number (07cv11225) (RJS). The Clerk of the court is directed to close case No. 08cv969(RJS). The Clerk of the Court is further directed to terminate the motions located at Documents 7,10,13 in this captioned case. (Signed by Judge Richard J. Sullivan on 3/6/08) (pl)
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                                                                                                                                                                                                                                                                                                                                                                                    Legal Document 18 Filed: 2/26/2008, Entered: 2/26/2008 Notice of Appearance/
                                                                                                                                                                                                                                                                                                                                                                                    NOTICE OF APPEARANCE by Matthew Alexander Schwartz on behalf of UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin (Schwartz, Matthew)
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                                                                                                                                                                                                                                                                                                                                                                                      Legal Document 17 Filed: 2/20/2008, Entered: 2/20/2008 Stipulation and OrderCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                      STIPULATION AND ORDER FOR AN EXTENDED SCHEDULE: that Defendants need not answer or otherwise plead in response to the Garbier Complaint. Lead Plaintiff shall have sixty (60) days from an order consolidating the complaints, appointing lead plaintiff, and approving lead plaintiff's choice of lead counsel to serve on Defendants a consolidated complaint, (ii) Defendants shall have sixty (60) days from service of a consolidated complaint to serve an answer to other responsive pleading, (iii) Lead Plaintiff shall have sixty (60) days to serve an opposition to any pleading against the consolidated complaint, and (iv) Defendants shall have thirty (30) days to serve a reply to such opposition. (Signed by Judge Richard J. Sullivan on 2/19/08) (tro)
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                                                                                                                                                                                                                                                                                                                                                                                        Legal Document 16 Filed: 2/13/2008, Entered: 2/13/2008 Memorandum of Law in Support of Motion
                                                                                                                                                                                                                                                                                                                                                                                        MEMORANDUM OF LAW in Support re: [13] MOTION to Appoint UBS Institutional Investor Group to serve as lead plaintiff(s). (Corrected Memo of Law, correcting memo docketed as entry 14). Document filed by UBS Institutional Investor Group. (Sabella, James)
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                                                                                                                                                                                                                                                                                                                                                                                          Legal Document 15 Filed: 2/11/2008, Entered: 2/11/2008 Declaration in Support of Motion
                                                                                                                                                                                                                                                                                                                                                                                          DECLARATION of Sharan Nirmul in Support re: [13] MOTION to Appoint UBS Institutional Investor Group to serve as lead plaintiff(s).. Document filed by UBS Institutional Investor Group. (Attachments: # (1) Exhibit A - Certifications, # (2) Exhibit B - Class Notice, # (3) Exhibit C - G&E Firm Biography, # (4) Exhibit D - Motley Rice Firm Biography, # (5) Exhibit E - Footnoted Cases, # (6) Exhibit E Cont'd, # (7) Exhibit E Cont'd, # (8) Exhibit E Cont'd, # (9) Exhibit E Cont'd, # (10) Exhibit E Cont'd)(Sabella, James)
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                                                                                                                                                                                                                                                                                                                                                                                            Legal Document 14 Filed: 2/11/2008, Entered: 2/11/2008 Memorandum of Law in Support of Motion
                                                                                                                                                                                                                                                                                                                                                                                            MEMORANDUM OF LAW in Support re: [13] MOTION to Appoint UBS Institutional Investor Group to serve as lead plaintiff(s).. Document filed by UBS Institutional Investor Group. (Sabella, James)
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                                                                                                                                                                                                                                                                                                                                                                                              Legal Document 13 Filed: 2/11/2008, Entered: 2/11/2008, Terminated: 3/6/2008 Motion to Appoint Lead Plaintiff(s)
                                                                                                                                                                                                                                                                                                                                                                                              MOTION to Appoint UBS Institutional Investor Group to serve as lead plaintiff(s). Document filed by UBS Institutional Investor Group. (Attachments: # (1) Text of Proposed Order)(Sabella, James)
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                                                                                                                                                                                                                                                                                                                                                                                                Legal Document 12 Filed: 2/11/2008, Entered: 2/11/2008 Affidavit in Support of Motion
                                                                                                                                                                                                                                                                                                                                                                                                AFFIDAVIT of David A. Rosenfeld in Support re: [10] MOTION to Appoint Arbejdsmarkedets Tillaegspension, Arca SGR S.p.A., City of Pontiac Policemen's and Firemen's Retirement System, The Council of the Borough of South Tyneside Acting in its Capacity as the Administering Authority of the Tyne. Document filed by Global Funds Group. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F)(Rosenfeld, David)
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                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document 11 Filed: 2/11/2008, Entered: 2/11/2008 Memorandum of Law in Support of Motion
                                                                                                                                                                                                                                                                                                                                                                                                  MEMORANDUM OF LAW in Support re: [10] MOTION to Appoint Arbejdsmarkedets Tillaegspension, Arca SGR S.p.A., City of Pontiac Policemen's and Firemen's Retirement System, The Council of the Borough of South Tyneside Acting in its Capacity as the Administering Authority of the Tyne and Wear Pension Fund and United Super Pty Ltd as Trustee of Cbus. Document filed by Global Funds Group. (Rosenfeld, David)
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                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document 10 Filed: 2/11/2008, Entered: 2/11/2008, Terminated: 3/6/2008 Motion to Appoint Lead Plaintiff(s)
                                                                                                                                                                                                                                                                                                                                                                                                    MOTION to Appoint Arbejdsmarkedets Tillaegspension, Arca SGR S.p.A., City of Pontiac Policemen's and Firemen's Retirement System, The Council of the Borough of South Tyneside Acting in its Capacity as the Administering Authority of the Tyne and Wear Pension Fund and United Super Pty Ltd to serve as lead plaintiff(s) , Approval of Lead Plaintiff's Selection of Lead Counsel and for Consolidation of Related Actions. Document filed by Global Funds Group.(Rosenfeld, David)
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                                                                                                                                                                                                                                                                                                                                                                                                      Legal Document 9 Filed: 2/11/2008, Entered: 2/11/2008 Memorandum of Law in Support of Motion
                                                                                                                                                                                                                                                                                                                                                                                                      MEMORANDUM OF LAW in Support re: [7] MOTION to Appoint Police and Fire Retirement System of the City of Detroit, Detroit General Retirement System, The Detroit Funds to serve as lead plaintiff(s). MOTION to Consolidate Cases 08-cv-00969 and 07-cv-11225. MOTION to Appoint Counsel. MOTION to Appoint Police and Fire Retirement System of the City of Detroit, Detroit General Retirement System, The Detroit Funds to serve as lead plaintiff(s).. Document filed by Police and Fire Retirement System of the City of Detroit, General Retirement System of the City of Detroit, The Detroit Funds. (Press, Ira)
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                                                                                                                                                                                                                                                                                                                                                                                                        Legal Document 8 Filed: 2/11/2008, Entered: 2/11/2008 Affidavit in Support of Motion
                                                                                                                                                                                                                                                                                                                                                                                                        AFFIDAVIT of Ira M. Press in Support re: [7] MOTION to Appoint Police and Fire Retirement System of the City of Detroit, Detroit General Retirement System, The Detroit Funds to serve as lead plaintiff(s). MOTION to Consolidate Cases 08-cv-00969 and 07-cv-11225. MOTION to Appoint Counsel. MOTION to Appoint Police and Fire Retirement System of the City of Detroit, Detroit General Retirement System, The Detroit Funds to serve as lead plaintiff(s).. Document filed by Police and Fire Retirement System of the City of Detroit, General Retirement System of the City of Detroit, The Detroit Funds. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E)(Press, Ira)
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                                                                                                                                                                                                                                                                                                                                                                                                          Legal Document 7 Filed: 2/11/2008, Entered: 2/11/2008, Terminated: 3/6/2008 Motion to Appoint Lead Plaintiff(s)
                                                                                                                                                                                                                                                                                                                                                                                                          MOTION to Appoint Police and Fire Retirement System of the City of Detroit, Detroit General Retirement System, The Detroit Funds to serve as lead plaintiff(s)., MOTION to Consolidate Cases 08-cv-00969 and 07-cv-11225., MOTION to Appoint Counsel. Document filed by Police and Fire Retirement System of the City of Detroit, General Retirement System of the City of Detroit, The Detroit Funds.(Press, Ira)
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                                                                                                                                                                                                                                                                                                                                                                                                            Legal Document 6 Filed: 2/8/2008, Entered: 2/11/2008 Endorsed LetterCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                            ENDORSED LETTER addressed to Judge Richard J. Sullivan from David A. Rosenfeld dated 2/7/08 re: Counsel requests leave from complying with the practice mention herein so that they may file their motion on 2/11/08. ENDORSEMENT: SO ORDERED. ( Motions due by 2/11/2008.) (Signed by Judge Richard J. Sullivan on 2/8/08) (tro)
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                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document 5 Filed: 2/8/2008, Entered: 2/8/2008 Notice of Appearance/
                                                                                                                                                                                                                                                                                                                                                                                                              NOTICE OF APPEARANCE by Suhana S. Han on behalf of UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin (Han, Suhana)
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                                                                                                                                                                                                                                                                                                                                                                                                                Legal Document 4 Filed: 2/7/2008, Entered: 2/7/2008 Notice of Appearance/
                                                                                                                                                                                                                                                                                                                                                                                                                NOTICE OF APPEARANCE by Maite Aquino on behalf of UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin (Aquino, Maite)
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                                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document 3 Filed: 2/7/2008, Entered: 2/7/2008 Notice of Appearance/
                                                                                                                                                                                                                                                                                                                                                                                                                  NOTICE OF APPEARANCE by Robert Joseph Giuffra, Jr on behalf of UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin (Giuffra, Robert)
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                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document 2 Filed: 1/31/2008, Entered: 1/31/2008 Affidavit of Service Complaints
                                                                                                                                                                                                                                                                                                                                                                                                                    AFFIDAVIT OF SERVICE. UBS AG served on 1/24/2008, answer due 2/13/2008. Service was accepted by Mary Drummond, Person Authorized to Accept Service. Document filed by William L. Wesner. (Rosenfeld, David)
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                                                                                                                                                                                                                                                                                                                                                                                                                      Legal Document 1 Filed: 12/13/2007, Entered: 12/14/2007 Complaint
                                                                                                                                                                                                                                                                                                                                                                                                                      COMPLAINT against UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (Filing Fee $ 350.00, Receipt Number 635818)Document filed by William L. Wesner.(laq) (mbe).
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                                                                                                                                                                                                                                                                                                                                                                                                                        Blank -- Filed: 12/13/2007, Entered: 12/14/2007 Case Designated ECF.
                                                                                                                                                                                                                                                                                                                                                                                                                        Case Designated ECF. (laq)
                                                                                                                                                                                                                                                                                                                                                                                                                          LREF
                                                                                                                                                                                                                                                                                                                                                                                                                          Blank -- Filed: 12/13/2007, Entered: 12/14/2007 Case Designation
                                                                                                                                                                                                                                                                                                                                                                                                                          Magistrate Judge Douglas F. Eaton is so designated. (laq)
                                                                                                                                                                                                                                                                                                                                                                                                                            LREF
                                                                                                                                                                                                                                                                                                                                                                                                                            Blank -- Filed: 12/13/2007, Entered: 12/14/2007 Summons Issued
                                                                                                                                                                                                                                                                                                                                                                                                                            SUMMONS ISSUED as to UBS AG, Peter A. Wuffli, Clive Standish, David S. Martin. (laq)
                                                                                                                                                                                                                                                                                                                                                                                                                              LREF

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