Securities Exchange Commission v. BTIG, LLC

Federal Civil Lawsuit New York Southern District Court, Case No. 1:21-cv-04521-ER
District Judge Edgardo Ramos, presiding
Tags
District Judge Edgardo Ramos
Last Updated May 2, 2022 at 1:24 PM EDT (2.7 years ago) Update UpdateSpaceE-Mail Alert AlertsSpaceJump Jump
Summary

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Parties
United States Securities and Exchange Commission United States Securities and Exchange Commission, Plaintiff
Officially listed as "Securities Exchange Commission"

Represented by United States Securities and Exchange Commission

Name Phone Fax E-Mail
Space Sarah Heaton Concannon +1 202 551 5361 ConcannonS@sec.gov
v.
No Logo BTIG, LLC, Defendant
Attributes
Office Foley Square
Filed 5/19/2021
Jury Demand Plaintiff
Demand
Nature of Suit 850 - Other Statutes: Securities/Commodities/Exchange
Cause Unknown
Jurisdiction U.S. Government Plaintiff
Disposition
County XX Out of State
Terminated
Origin 1
Reopened
Lead Case
None
Related Case
None
Other Court Case None
Defendant Custody Status
Flag ECF
Timeline
  Entries (38) Tab Overlap Calendar Events Tab Overlap Related (0) Tab Overlap Tools Right End
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Legal Document (Payment Possibly Required) 36 Filed: 5/2/2022, Entered: None Judgment
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Legal Document (Payment Possibly Required) 35 Filed: 4/29/2022, Entered: None Proposed Judgment
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Legal Document (Payment Possibly Required) 34 Filed: 4/12/2022, Entered: None Order on Motion for Extension of Time
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Legal Document (Payment Possibly Required) 33 Filed: 4/12/2022, Entered: None extension of time
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Legal Document (Payment Possibly Required) 32 Filed: 2/11/2022, Entered: None Order on Motion for Extension of Time
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Legal Document (Payment Possibly Required) 31 Filed: 2/11/2022, Entered: None extension of time
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Legal Document (Payment Possibly Required) 30 Filed: 12/14/2021, Entered: None Order on Motion for Extension of Time
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Legal Document (Payment Possibly Required) 29 Filed: 12/14/2021, Entered: None extension of time
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Legal Document (Payment Possibly Required) 28 Filed: 11/23/2021, Entered: None Scheduling Order
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Legal Document (Payment Possibly Required) 27 Filed: 11/23/2021, Entered: None Memorandum of Law in Support of Motion
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Legal Document (Payment Possibly Required) 26 Filed: 11/23/2021, Entered: None Strike
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Legal Document (Payment Possibly Required) 25 Filed: 11/16/2021, Entered: None Notice of Filing Transcript
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Legal Document (Payment Possibly Required) 24 Filed: 11/16/2021, Entered: None Transcript
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Legal Document (Payment Possibly Required) 23 Filed: 11/8/2021, Entered: None Case Management Plan
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Legal Document (Payment Possibly Required) 22 Filed: 11/5/2021, Entered: None Rule 26(f) Discovery Plan Report
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Legal Document (Payment Possibly Required) 21 Filed: 11/3/2021, Entered: None Scheduling Order
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Legal Document (Payment Possibly Required) 20 Filed: 11/2/2021, Entered: None Order Referring Case to Magistrate Judge
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Legal Document (Payment Possibly Required) 18 Filed: 10/14/2021, Entered: None Letter
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Legal Document (Payment Possibly Required) 17 Filed: 10/8/2021, Entered: None Conference
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Legal Document (Payment Possibly Required) 15 Filed: 9/17/2021, Entered: None Answer to Complaint
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Legal Document (Payment Possibly Required) 14 Filed: 9/10/2021, Entered: None Order
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Legal Document (Payment Possibly Required) 13 Filed: 9/9/2021, Entered: None Notice (Other)
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Legal Document (Payment Possibly Required) 12 Filed: 9/3/2021, Entered: None Appear Pro Hac Vice
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Legal Document (Payment Possibly Required) 11 Filed: 8/13/2021, Entered: None Order on Motion for Extension of Time
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Legal Document (Payment Possibly Required) 10 Filed: 8/13/2021, Entered: None extension of time
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Legal Document (Payment Possibly Required) 9 Filed: 6/29/2021, Entered: None Order on Motion for Extension of Time
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Legal Document (Payment Possibly Required) 8 Filed: 6/28/2021, Entered: None extension of time
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Legal Document (Payment Possibly Required) 7 Filed: 6/28/2021, Entered: None Notice of Appearance
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Legal Document (Payment Possibly Required) 6 Filed: 6/28/2021, Entered: None Rule 7.1 Corporate Disclosure Statement
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Legal Document (Payment Possibly Required) 5 Filed: 6/28/2021, Entered: None Notice of Appearance
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Legal Document (Payment Possibly Required) 4 Filed: 5/26/2021, Entered: None Waiver of Service Executed
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Blank  Filed: None, Entered: None Case Designated ECF.
Case Designated ECF. (jgo)
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Blank  Filed: None, Entered: None Case Designation
Magistrate Judge Kevin Nathaniel Fox is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (jgo)
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Blank  Filed: None, Entered: None Case Opening Initial Assignment Notice
CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Edgardo Ramos. Please download and review the Individual Practices of the assigned District Judge, located at https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at https://nysd.uscourts.gov/rules/ecf-related-instructions..(jgo)
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Blank  Filed: None, Entered: None Notice to Attorney Regarding Case Opening Statistical Error Correction
***NOTICE TO ATTORNEY REGARDING CIVIL CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Sarah Heaton Concannon. The following case opening statistical information was erroneously selected/entered: County code New York; Fee Status code none (no fee required);. The following correction(s) have been made to your case entry: the County code has been modified to XX Out of State; the Fee Status code has been modified to wv (waived);. (jgo)
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Legal Document (Payment Possibly Required) 3 Filed: 5/19/2021, Entered: 5/19/2021 Request for Waiver of Service
REQUEST FOR WAIVER OF SERVICE sent to BTIG, LLC (c/o Howard Schiffman, Schulte, Roth & Zabel). Document filed by Securities Exchange Commission. Request for Waiver Mailed on 5/19/2021. Waiver of Service due by 6/18/2021..(Concannon, Sarah)
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Legal Document (Payment Possibly Required) 2 Filed: 5/19/2021, Entered: 5/19/2021 Civil Cover Sheet
CIVIL COVER SHEET filed..(Concannon, Sarah)
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Legal Document 1 Filed: 5/19/2021, Entered: 5/19/2021 Complaint
COMPLAINT against BTIG, LLC. Document filed by Securities Exchange Commission..(Concannon, Sarah)
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