Save 25% on a pre-paid one year subscription. |
|
|
198 |
Filed: 2/14/2025, Entered: None |
Amended Complaint |
|
|
|
Request |
 |
|
|
197 |
Filed: 2/13/2025, Entered: None |
Order on Motion for Joinder |
|
|
|
Request |
 |
|
|
196 |
Filed: 1/23/2025, Entered: None |
Statement of Recent Decision |
|
|
|
Request |
 |
|
|
194 |
Filed: 12/16/2024, Entered: None |
Notice of Change of Address |
|
|
|
Request |
 |
|
|
193 |
Filed: 12/16/2024, Entered: None |
Notice of Change of Address |
|
|
|
Request |
 |
|
|
192 |
Filed: 12/16/2024, Entered: None |
Notice of Change of Address |
|
|
|
Request |
 |
|
|
191 |
Filed: 12/16/2024, Entered: None |
Notice of Change of Address |
|
|
|
Request |
 |
|
|
190 |
Filed: 12/16/2024, Entered: None |
Notice of Change of Address |
|
|
|
Request |
 |
|
|
189 |
Filed: 12/10/2024, Entered: None |
Reply to Opposition/Response |
|
|
|
Request |
 |
|
|
188 |
Filed: 11/12/2024, Entered: None |
Joinder |
|
|
|
Request |
 |
|
|
187 |
Filed: 11/12/2024, Entered: None |
Joinder |
|
|
|
Request |
 |
|
|
186 |
Filed: 11/12/2024, Entered: None |
Opposition/Response to Motion |
|
|
|
Request |
 |
|
|
185 |
Filed: 10/28/2024, Entered: None |
Order |
|
|
|
Request |
 |
|
|
184 |
Filed: 10/25/2024, Entered: None |
Stipulation and Proposed Order |
|
|
|
Request |
 |
|
|
182 |
Filed: 10/25/2024, Entered: None |
Stipulation and Proposed Order |
|
|
|
Request |
 |
|
|
181 |
Filed: 9/27/2024, Entered: None |
Miscellaneous Relief |
|
|
|
Request |
 |
|
|
180 |
Filed: 9/9/2024, Entered: None |
Order on Stipulation |
|
|
|
Request |
 |
|
|
179 |
Filed: 9/5/2024, Entered: None |
Stipulation and Proposed Order |
|
|
|
Request |
 |
|
|
178 |
Filed: 8/20/2024, Entered: None |
Set Motion and Deadlines/Hearings |
|
|
|
Request |
 |
|
|
177 |
Filed: 8/19/2024, Entered: None |
Stipulation and Proposed Order |
|
|
|
Request |
 |
|
|
176 |
Filed: 7/16/2024, Entered: None |
Opposition/Response to Motion |
|
|
|
Request |
 |
|
|
175 |
Filed: 6/21/2024, Entered: None |
Set Motion and Deadlines/Hearings |
|
|
|
Request |
 |
|
|
174 |
Filed: 6/6/2024, Entered: None |
Stipulation and Proposed Order |
|
|
|
Request |
 |
|
|
173 |
Filed: 5/20/2024, Entered: None |
Order on Motion to Substitute Attorney |
|
|
|
Request |
 |
|
|
172 |
Filed: 5/20/2024, Entered: None |
Order on Motion to Substitute Attorney |
|
|
|
Request |
 |
|
|
171 |
Filed: 5/17/2024, Entered: None |
Dismiss |
|
|
|
Request |
 |
|
|
170 |
Filed: 5/17/2024, Entered: None |
Dismiss |
|
|
|
Request |
 |
|
|
169 |
Filed: 5/17/2024, Entered: None |
Notice of Appearance |
|
|
|
Request |
 |
|
|
168 |
Filed: 5/17/2024, Entered: None |
Notice of Appearance |
|
|
|
Request |
 |
|
|
167 |
Filed: 5/17/2024, Entered: None |
Dismiss |
|
|
|
Request |
 |
|
|
166 |
Filed: 5/16/2024, Entered: None |
Order on Motion for Pro Hac Vice |
|
|
|
Request |
 |
|
|
165 |
Filed: 5/16/2024, Entered: None |
Pro Hac Vice |
|
|
|
Request |
 |
|
|
163 |
Filed: 5/15/2024, Entered: None |
Pro Hac Vice |
|
|
|
Request |
 |
|
|
162 |
Filed: 5/15/2024, Entered: None |
Notice of Substitution of Counsel |
|
|
|
Request |
 |
|
|
161 |
Filed: 5/15/2024, Entered: None |
Notice of Substitution of Counsel |
|
|
|
Request |
 |
|
|
160 |
Filed: 4/12/2024, Entered: None |
Order |
|
|
|
Request |
 |
|
|
159 |
Filed: 4/12/2024, Entered: None |
Stipulation and Proposed Order |
|
|
|
Request |
 |
|
|
158 |
Filed: 4/5/2024, Entered: None |
Amended Complaint |
|
|
|
Request |
 |
|
|
157 |
Filed: 3/8/2024, Entered: None |
Order on Stipulation |
|
|
|
Request |
 |
|
|
155 |
Filed: 3/7/2024, Entered: None |
Stipulation and Proposed Order |
|
|
|
Request |
 |
|
|
154 |
Filed: 2/22/2024, Entered: None |
Order on Motion to Dismiss |
|
|
|
Request |
 |
|
|
152 |
Filed: 12/15/2023, Entered: None |
Notice of Change of Address |
|
|
|
Request |
 |
|
|
151 |
Filed: 12/14/2023, Entered: None |
Notice of Change of Address |
|
|
|
Request |
 |
|
|
150 |
Filed: 10/19/2023, Entered: None |
Set Motion and Deadlines/Hearings |
|
|
|
|
 |
|
|
148 |
Filed: 10/18/2023, Entered: None |
Stipulation and Proposed Order |
|
|
|
Request |
 |
|
|
146 |
Filed: 10/18/2023, Entered: None |
Stipulation and Proposed Order |
|
|
|
Request |
 |
|
|
145 |
Filed: 10/16/2023, Entered: None |
Order on Motion for Pro Hac Vice |
|
|
|
|
 |
|
|
133 |
Filed: 8/14/2023, Entered: None |
Order |
|
|
|
|
 |
|
|
132 |
Filed: 8/14/2023, Entered: None |
Withdraw as Attorney |
|
|
|
Request |
 |
|
|
131 |
Filed: 8/10/2023, Entered: None |
Set Motion and Deadlines/Hearings |
|
|
|
|
 |
|
|
127 |
Filed: 7/26/2023, Entered: None |
Notice of Change In Counsel |
|
|
|
|
 |
|
|
125 |
Filed: 7/18/2023, Entered: None |
Set Motion and Deadlines/Hearings |
|
|
|
|
 |
|
|
124 |
Filed: 7/18/2023, Entered: None |
Stipulation and Proposed Order |
|
|
|
Request |
 |
|
|
123 |
Filed: 7/11/2023, Entered: None |
Notice of Change of Address |
|
|
|
Request |
 |
|
|
122 |
Filed: 7/11/2023, Entered: None |
Exhibits |
|
|
|
Request |
 |
|
|
120 |
Filed: 7/1/2023, Entered: None |
Declaration in Support |
|
|
|
Request |
 |
|
|
119 |
Filed: 7/1/2023, Entered: None |
Opposition/Response to Motion |
|
|
|
|
 |
|
|
118 |
Filed: 6/30/2023, Entered: None |
Stipulation without Proposed Order |
|
|
|
|
 |
|
|
117 |
Filed: 6/8/2023, Entered: None |
Order on Stipulation |
|
|
|
|
 |
|
|
116 |
Filed: 5/31/2023, Entered: 5/31/2023 |
stipulation |
|
STIPULATION WITH PROPOSED ORDER Regarding Omnibus Briefing and Page Limits filed by Mark Samarghandi. (Kathrein, Reed) (Filed on 5/31/2023)
|
|
Request |
 |
|
|
|
Filed: None, Entered: None |
Set Motion and Deadlines/Hearings |
|
Reset Deadlines as to [109] MOTION to Dismiss, See Docket No. [100] : Responses due by 6/30/2022 and Replies due by 8/2/2022. (ndr, COURT STAFF) (Filed on 5/23/2023)
|
|
|
 |
|
|
115 |
Filed: 5/9/2023, Entered: 5/9/2023 |
Order |
|
ORDER by Hon. Haywood S. Gilliam, Jr. In light of Dkt. No. [112] Baker Hughes's notice of errata, the Court DIRECTS the Clerk to permanently remove Dkt. No. [108] from the docket. (This is a text-only entry generated by the court. There is no document associated with this entry.) (hsglc2, COURT STAFF) (Filed on 5/9/2023)
|
|
|
 |
|
|
114 |
Filed: 5/9/2023, Entered: 5/9/2023 |
Order on Motion for Pro Hac Vice |
|
ORDER by Judge Haywood S. Gilliam, Jr. Granting [102] Motion for Pro Hac Vice for Youngwood, Jonathan. (ndr, COURT STAFF) (Filed on 5/9/2023)
|
|
|
 |
|
|
113 |
Filed: 5/1/2023, Entered: 5/1/2023 |
Motion to Dismiss |
|
MOTION to Dismiss Amended Class Action Complaint, and Joinder in C3 Defendants' Motion to Dismiss in Section I.A. and I.B. and in C3 Defendants' Request for Judicial Notice with respect to Exhibit B filed by BofA Securities, Inc., Canaccord Genuity LLC, Deutsche Bank Securities, Inc., J.P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Morgan Stanley & Co. LLC, Needham & Company, LLC, Piper Sandler & Co., Wedbush Securities Inc.. Motion Hearing set for 8/17/2023 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 6/30/2023. Replies due by 8/2/2023. (Attachments: # (1) Proposed Order)(Strauss, Simona) (Filed on 5/1/2023)
|
|
|
 |
|
|
112 |
Filed: 5/1/2023, Entered: 5/1/2023 |
Notice (other) |
|
NOTICE by Baker Hughes Company re [108] Opposition/Response to Motion, - NOTICE OF ERRATA (Adams, George) (Filed on 5/1/2023)
|
|
|
 |
|
|
111 |
Filed: 5/1/2023, Entered: 5/1/2023 |
Notice of Appearance |
|
NOTICE of Appearance by George Bell Adams, III for Baker Hughes Company (Adams, George) (Filed on 5/1/2023)
|
|
Request |
 |
|
|
110 |
Filed: 5/1/2023, Entered: 5/1/2023 |
Certificate of Interested Entities |
|
Rule 7.1 Disclosures by Baker Hughes Company identifying Other Affiliate Capital Research Global Investors, Other Affiliate Capital World Investors, Other Affiliate The Vanguard Group for Baker Hughes Company. ; and Civil L.R. 3-15 Certificate of Interested Entities or Persons (Valenzuela, Jessica) (Filed on 5/1/2023)
|
|
Request |
 |
|
|
109 |
Filed: 5/1/2023, Entered: 5/1/2023 |
Motion to Dismiss |
|
MOTION to Dismiss [71] Amended Class Action Complaint, and Joinder in C3 Defendants' [105] Motion to Dismiss filed by Baker Hughes Company. Motion Hearing set for 8/17/2023 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/15/2023. Replies due by 5/22/2023. (Attachments: # (1) Proposed Order)(Valenzuela, Jessica) (Filed on 5/1/2023)
|
|
|
 |
|
|
108 |
Filed: 5/1/2023, Entered: 5/1/2023 |
Opposition/Response to Motion |
|
OPPOSITION/RESPONSE (re [105] MOTION to Dismiss Plaintiffs' Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(B)(6) ) and Joinder in C3 Defendants' [105] Motion to Dismiss filed byBaker Hughes Company. (Attachments: # (1) Proposed Order)(Valenzuela, Jessica) (Filed on 5/1/2023) ATTACHMENT #1 REMOVED PER ORDER DKT115 Modified on 5/10/2023 (kab, COURT STAFF).
|
|
Request |
 |
|
|
107 |
Filed: 5/1/2023, Entered: 5/1/2023 |
Notice of Appearance |
|
NOTICE of Appearance by Jessica Valenzuela for Baker Hughes Company (Valenzuela, Jessica) (Filed on 5/1/2023)
|
|
Request |
 |
|
|
106 |
Filed: 5/1/2023, Entered: 5/1/2023 |
Declaration in Support |
|
Declaration of Harry A. Olivar in Support of [105] MOTION to Dismiss Plaintiffs' Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(B)(6) filed byEdward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Attachments: # (1) Exhibit A - December 1, 2021 Form 8-K, # (2) Exhibit B - C3 Prospectus, # (3) Exhibit C - C3 Registration Statement, # (4) Exhibit D - 2021 Form 10-K, # (5) Exhibit E - 2022 Form 10-K, # (6) Exhibit F - March 1, 2021 Form 8-K, # (7) Exhibit G - June 2, 2021 Form 8-K, # (8) Exhibit H - September 1, 2021 Form 8-K, # (9) Exhibit I - August 20, 2021 Proxy, # (10) Exhibit J - August 24, 2022 Proxy, # (11) Exhibit K - Baker Hughes April 8, 2021 Form 4, # (12) Exhibit L - Baker Hughes April 9, 2021 Form 4, # (13) Exhibit M - Baker Hughes April 23, 2021 Form 4, # (14) Exhibit N - Baker Hughes April 8, 2021 Form 144, # (15) Exhibit O - Baker Hughes April 16, 2021 Form 144, # (16) Exhibit P - December 2, 2021 Bank of America Report, # (17) Exhibit Q - December 2, 2021 Deutsche Bank Report, # (18) Exhibit R - December 2, 2021 J.P. Morgan Report)(Related document(s)[105]) (Olivar, Harry) (Filed on 5/1/2023)
|
|
Request |
 |
|
|
105 |
Filed: 5/1/2023, Entered: 5/1/2023 |
Motion to Dismiss |
|
MOTION to Dismiss Plaintiffs' Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(B)(6) filed by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. Motion Hearing set for 8/17/2023 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 6/30/2023. Replies due by 8/2/2023. (Attachments: # (1) Appendix A, # (2) Request for Judicial Notice, # (3) Proposed Order)(Olivar, Harry) (Filed on 5/1/2023)
|
|
|
 |
|
|
104 |
Filed: 4/26/2023, Entered: 4/26/2023 |
Certificate of Interested Entities |
|
Rule 7.1 Disclosures by C3.ai, Inc. (Olivar, Harry) (Filed on 4/26/2023)
|
|
Request |
 |
|
|
103 |
Filed: 4/19/2023, Entered: 4/19/2023 |
Certificate of Interested Entities |
|
Corporate Disclosure Statement by BofA Securities, Inc., Canaccord Genuity LLC, Deutsche Bank Securities, Inc., J.P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Morgan Stanley & Co. LLC, Needham & Company, LLC, Piper Sandler & Co., Wedbush Securities Inc. identifying Corporate Parent JPMorgan Chase & Co., Other Affiliate The Vanguard Group, Inc., Other Affiliate J.P. Morgan Broker Dealer Holdings Inc. for J.P. Morgan Securities LLC; Corporate Parent DB U.S. Financial Markets Holding Corporation, Corporate Parent DB USA Corporation, Corporate Parent Deutsche Bank AG for Deutsche Bank Securities, Inc.; Corporate Parent KeyCorp for KeyBanc Capital Markets Inc.; Corporate Parent NB Holdings Corporation, Corporate Parent Bank of America Corporation, Other Affiliate Berkshire Hathaway Inc. for BofA Securities, Inc. ; Corporate Parent Needham Group, Inc. for Needham & Company, LLC; Corporate Parent JMP Group Inc., Corporate Parent Citizens Financial Group, Inc., Corporate Parent JMP Investment Holdings LLC, Corporate Parent JMP Group LLC, Corporate Parent JMP Holding LLC for JMP Securities LLC; Corporate Parent Wedbush Financial Services, LLC, Corporate Parent Wedbush Capital for Wedbush Securities Inc.; Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley Domestic Holdings, Inc., Corporate Parent Morgan Stanley, Other Affiliate Mitsubishi UFJ Financial Group Inc. for Morgan Stanley & Co. LLC; Corporate Parent Piper Sandler Companies, Other Affiliate The Vanguard Group, Inc., Other Affiliate BlackRock, Inc. for Piper Sandler & Co.; Corporate Parent Canaccord Genuity Group Inc., Corporate Parent Canaccord Adams Delaware Inc., Corporate Parent Collins Stewart Inc., Corporate Parent Canaccord Adams Financial Group Inc. for Canaccord Genuity LLC. (Strauss, Simona) (Filed on 4/19/2023)
|
|
Request |
 |
|
|
102 |
Filed: 4/18/2023, Entered: 4/18/2023, Terminated: 5/9/2023 |
Motion for Pro Hac Vice |
|
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18184815.) filed by BofA Securities, Inc., Canaccord Genuity LLC, Deutsche Bank Securities, Inc., J.P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Morgan Stanley & Co. LLC, Needham & Company, LLC, Piper Sandler & Co., Wedbush Securities Inc.. (Youngwood, Jonathan) (Filed on 4/18/2023)
|
|
Request |
 |
|
|
101 |
Filed: 4/18/2023, Entered: 4/18/2023 |
Notice of Appearance |
|
NOTICE of Appearance by Simona Gurevich Strauss (Strauss, Simona) (Filed on 4/18/2023)
|
|
Request |
 |
|
|
|
Filed: None, Entered: None |
terminate deadlines |
|
*** 5/1/2023 Amended Pleadings Deadline Terminated. 5/1/2023 is Response to Amended Pleadings Deadline. See Docket No. [100]. *** (ndr, COURT STAFF) (Filed on 4/12/2023)
|
|
|
 |
|
|
100 |
Filed: 4/11/2023, Entered: 4/11/2023 |
Order on Stipulation |
|
ORDER by Judge Haywood S. Gilliam, Jr. granting [99] Stipulation Extending Time for Defendants to Respond to Amended Class Action Complaint. Amended Pleadings due by 5/1/2023; Motions due by 5/15/2023; Responses due by 6/30/2023; and Replies due by 8/2/2023. (ndr, COURT STAFF) (Filed on 4/11/2023)
|
|
|
 |
|
|
99 |
Filed: 4/10/2023, Entered: 4/10/2023, Terminated: 4/11/2023 |
stipulation |
|
STIPULATION WITH PROPOSED ORDER re [71] Amended Complaint,, Extending Time for Defendants to Respond to Amended Class Action Complaint filed by David Linder, Dennis Martinez, Mark Samarghandi, Christie Sweeney, The Reckstin Family Trust, Elizabeth Wensel, Sharon L. Zavalanski. (Kathrein, Reed) (Filed on 4/10/2023)
|
|
Request |
 |
|
|
98 |
Filed: 4/5/2023, Entered: 4/5/2023 |
Order on Motion for Pro Hac Vice |
|
ORDER by Judge Haywood S. Gilliam, Jr. Granting [81] Motion for Pro Hac Vice for Empson, Leigha. (ndr, COURT STAFF) (Filed on 4/5/2023)
|
|
|
 |
|
|
97 |
Filed: 4/4/2023, Entered: 4/4/2023 |
summons returned executed |
|
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Wedbush Securities Inc. served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023)
|
|
Request |
 |
|
|
96 |
Filed: 4/4/2023, Entered: 4/4/2023 |
summons returned executed |
|
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Piper Sandler & Co. served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023)
|
|
Request |
 |
|
|
95 |
Filed: 4/4/2023, Entered: 4/4/2023 |
summons returned executed |
|
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Needham & Company, LLC served on 3/15/2023, answer due 4/5/2023. (Kathrein, Reed) (Filed on 4/4/2023)
|
|
Request |
 |
|
|
94 |
Filed: 4/4/2023, Entered: 4/4/2023 |
summons returned executed |
|
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Morgan Stanley & Co. LLC served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023)
|
|
Request |
 |
|
|
93 |
Filed: 4/4/2023, Entered: 4/4/2023 |
summons returned executed |
|
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. KeyBanc Capital Markets Inc. served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023)
|
|
Request |
 |
|
|
92 |
Filed: 4/4/2023, Entered: 4/4/2023 |
summons returned executed |
|
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. JMP Securities LLC served on 3/15/2023, answer due 4/5/2023. (Kathrein, Reed) (Filed on 4/4/2023)
|
|
Request |
 |
|
|
91 |
Filed: 4/4/2023, Entered: 4/4/2023 |
summons returned executed |
|
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. J.P. Morgan Securities LLC served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023)
|
|
Request |
 |
|
|
90 |
Filed: 4/4/2023, Entered: 4/4/2023 |
summons returned executed |
|
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Deutsche Bank Securities, Inc. served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023)
|
|
Request |
 |
|
|
89 |
Filed: 4/4/2023, Entered: 4/4/2023 |
summons returned executed |
|
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Canaccord Genuity LLC served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023)
|
|
Request |
 |
|
|
88 |
Filed: 4/4/2023, Entered: 4/4/2023 |
summons returned executed |
|
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. BofA Securities, Inc. served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023)
|
|
Request |
 |
|
|
87 |
Filed: 4/3/2023, Entered: 4/3/2023 |
Clerks Notice |
|
CLERK'S NOTICE TO COUNSEL RE DOCKET NO. [81]. Your address on the application does not match the address listed on the docket. Either update your address on the docket or e-file a revised application (with attachments) with the correct address reflected on it. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 4/3/2023)
|
|
|
 |
|
|
86 |
Filed: 4/3/2023, Entered: 4/3/2023 |
Order on Motion for Pro Hac Vice |
|
ORDER by Judge Haywood S. Gilliam, Jr. Granting [82] Motion for Pro Hac Vice for Waldman, Jacob. (ndr, COURT STAFF) (Filed on 4/3/2023)
|
|
|
 |
|
|
85 |
Filed: 4/3/2023, Entered: 4/3/2023 |
Order on Motion for Pro Hac Vice |
|
ORDER by Judge Haywood S. Gilliam, Jr. Granting [80] Motion for Pro Hac Vice for Bernstein, Jesse. (ndr, COURT STAFF) (Filed on 4/3/2023)
|
|
|
 |
|
|
84 |
Filed: 4/3/2023, Entered: 4/3/2023 |
Order on Motion for Pro Hac Vice |
|
ORDER by Judge Haywood S. Gilliam, Jr. Granting [79] Motion for Pro Hac Vice for Carlinsky, Michael. (ndr, COURT STAFF) (Filed on 4/3/2023)
|
|
|
 |
|
|
83 |
Filed: 4/3/2023, Entered: 4/3/2023 |
Notice of Appearance |
|
NOTICE of Appearance by David Edward Myre, III for Defendants C3.ai, Inc., Edward Y. Abbo, David Barter, Thomas M. Siebel, and Lorenzo Simonelli (Myre, David) (Filed on 4/3/2023)
|
|
Request |
 |
|
|
82 |
Filed: 3/31/2023, Entered: 3/31/2023, Terminated: 4/3/2023 |
Motion for Pro Hac Vice |
|
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18130712.) filed by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Waldman, Jacob) (Filed on 3/31/2023)
|
|
Request |
 |
|
|
81 |
Filed: 3/31/2023, Entered: 3/31/2023, Terminated: 4/5/2023 |
Motion for Pro Hac Vice |
|
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18130589.) filed by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Empson, Leigha) (Filed on 3/31/2023)
|
|
Request |
 |
|
|
80 |
Filed: 3/31/2023, Entered: 3/31/2023, Terminated: 4/3/2023 |
Motion for Pro Hac Vice |
|
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18130361.) filed by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Bernstein, Jesse) (Filed on 3/31/2023)
|
|
Request |
 |
|
|
79 |
Filed: 3/31/2023, Entered: 3/31/2023, Terminated: 4/3/2023 |
Motion for Pro Hac Vice |
|
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18130310.) filed by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Carlinsky, Michael) (Filed on 3/31/2023)
|
|
Request |
 |
|
|
78 |
Filed: 3/31/2023, Entered: 3/31/2023 |
Notice of Appearance |
|
NOTICE of Appearance by Harry Arthur Olivar, Jr (Olivar, Harry) (Filed on 3/31/2023)
|
|
Request |
 |
|
|
Save 25% on a pre-paid one year subscription. |
|
|
77 |
Filed: 3/29/2023, Entered: 3/29/2023 |
Order on Motion for Leave to File Excess Pages |
|
ORDER by Judge Haywood S. Gilliam, Jr. Granting [76] Motion for Leave to File Excess Pages. (ndr, COURT STAFF) (Filed on 3/29/2023)
|
|
|
 |
|
|
76 |
Filed: 3/28/2023, Entered: 3/28/2023, Terminated: 3/29/2023 |
Motion for Leave to File Excess Pages |
|
Joint MOTION for Leave to File Excess Pages and Proposed Order filed by C3, Inc., C3.ai, Inc.. (Olivar, Harry) (Filed on 3/28/2023)
|
|
Request |
 |
|
|
75 |
Filed: 3/14/2023, Entered: 3/14/2023 |
Summons issued |
|
Summons Issued as to Baker Hughes Company, BofA Securities, Inc., Canaccord Genuity LLC, Deutsche Bank Securities, Inc., J.P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Morgan Stanley & Co. LLC, Needham & Company, LLC, Piper Sandler & Co., Wedbush Securities Inc.. (dhm, COURT STAFF) (Filed on 3/14/2023)
|
|
Request |
 |
|
|
74 |
Filed: 3/13/2023, Entered: 3/13/2023 |
Proposed Summons |
|
Proposed Summons. (Kathrein, Reed) (Filed on 3/13/2023)
|
|
Request |
 |
|
|
73 |
Filed: 2/16/2023, Entered: 2/16/2023 |
Order |
|
ORDER GRANTING [72] MOTION to Withdraw as Attorney Attorney Danielle Suzanne Myers; Juan Carlos Sanchez; Shawn A. Williams; Michael Albert and Jennifer N. Caringal Terminated.Signed by Judge Haywood S. Gilliam, Jr. on 2/16/2023. (ndr, COURT STAFF) (Filed on 2/16/2023)
|
|
|
 |
|
|
72 |
Filed: 2/16/2023, Entered: 2/16/2023, Terminated: 2/16/2023 |
Motion to withdraw as attorney |
|
MOTION to Withdraw as Attorney filed by Hossein Y. Afshari. Responses due by 3/2/2023. Replies due by 3/9/2023. (Attachments: # (1) Proposed Order)(Sanchez, Juan) (Filed on 2/16/2023)
|
|
Request |
 |
|
|
71 |
Filed: 2/15/2023, Entered: 2/15/2023 |
Amended Complaint |
|
AMENDED COMPLAINT against David Barter, Thomas M. Siebel, Lorenzo Simonelli, C3, Inc., Baker Hughes Company, Edward Y. Abbo, Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC, BofA Securities, Inc., Deutsche Bank Securities, Inc., Canaccord Genuity LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Needham & Company, LLC, Piper Sandler & Co., Wedbush Securities Inc.. Filed byMark Samarghandi, Elizabeth Wensel, Sharon L. Zavalanski, David Linder. (Attachments: # (1) Exhibit A - Certification of Sharon Zavalanski, # (2) Exhibit B - Certification of David Linder, # (3) Exhibit C - Certification of Elizabeth Wensel)(Kathrein, Reed) (Filed on 2/15/2023)
|
|
|
 |
|
|
70 |
Filed: 1/12/2023, Entered: 1/12/2023 |
Order on Motion for Pro Hac Vice |
|
Order by Judge Haywood S Gilliam, Jr granting [69] Motion for Pro Hac Vice as to Catherine Gannon. (bxs, COURT STAFF) (Filed on 1/12/2023)
|
|
Request |
 |
|
|
69 |
Filed: 1/12/2023, Entered: 1/12/2023, Terminated: 1/12/2023 |
Motion for Pro Hac Vice |
|
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17894198.) filed by Mark Samarghandi. (Attachments: # (1) Certificate of Good Standing)(Gannon, Catherine) (Filed on 1/12/2023)
|
|
Request |
 |
|
|
68 |
Filed: 1/10/2023, Entered: 1/10/2023 |
Order |
|
ORDER GRANTING [67] STIPULATED SCHEDULING ORDER. Amended Pleadings due by 2/15/2023; Motions due by 4/14/2023; Responses due by 6/14/2023; and Replies due by 7/18/2023. Signed by Judge Haywood S. Gilliam, Jr. on 1/10/2023. (ndr, COURT STAFF) (Filed on 1/10/2023)
|
|
|
 |
|
|
67 |
Filed: 1/6/2023, Entered: 1/6/2023, Terminated: 1/10/2023 |
stipulation |
|
STIPULATION WITH PROPOSED ORDER (STIPULATION AND [PROPOSED] SCHEDULING ORDER) filed by Mark Samarghandi. (Kathrein, Reed) (Filed on 1/6/2023)
|
|
Request |
 |
|
|
66 |
Filed: 12/12/2022, Entered: 12/12/2022 |
Order |
|
ORDER GRANTING SAMARGHANDIS [30] MOTION FOR APPOINTMENT AS LEAD PLAINTIFF AND LEAD COUNSEL, DENYING THE ([11], [18], [25], [26], [35] and [39] ) REMAINING MOTIONS FOR LEAD PLAINTIFF. Case Management Statement due by 1/10/2023. Initial Case Management Conference set for 1/17/2023 02:00 PM.The 1/17/2023 proceeding will be held by AT&T Conference Line. The parties are advised that in the event of an audio problem, counsel should be prepared to attend the hearing via Zoom conference at the Courts direction. The court circulates the following conference number to allow the equivalent of a public hearing by telephone.For conference line information, see: https://apps.cand.uscourts.gov/telhrg/ All counsel, members of the public and press please use the following dial-in information below to access the conference line: Dial In: 888-808-6929Access Code: 6064255The Court may be in session with proceedings in progress when you connect to the conference line. Therefore, mute your phone if possible and wait for the Court to address you before speaking on the line. For call clarity, parties shall NOT use speaker phone or earpieces for these calls, and where at all possible, parties shall use landlines. The parties are further advised to ensure that the Court can hear and understand them clearly before speaking at length.PLEASE NOTE: Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited. See General Order 58 at Paragraph III. Signed by Judge Haywood S. Gilliam, Jr. on 12/12/2022. (ndr, COURT STAFF) (Filed on 12/12/2022)
|
|
|
 |
|
|
65 |
Filed: 9/6/2022, Entered: 9/6/2022 |
Order Relating Case |
|
RELATED CASE ORDER Re Docket No. [64]. Signed by Judge Haywood S. Gilliam, Jr. on 9/6/2022. (ndr, COURT STAFF) (Filed on 9/6/2022)
|
|
|
 |
|
|
64 |
Filed: 8/29/2022, Entered: 8/29/2022 |
Judicial Referral for Purpose of Determining Relationship of Cases |
|
Judicial Referral for Purpose of Determining Relationship of Cases re 22-cv-3031-WHO. Signed by Judge William H. Orrick on 08/29/2022. (jmd, COURT STAFF) (Filed on 8/29/2022)
|
|
|
 |
|
|
63 |
Filed: 8/9/2022, Entered: 8/9/2022 |
Clerks Notice |
|
CLERK'S NOTICE RE DOCKET NOS. [11], [18], [25], [25], [30], [35], AND [39]. Notice is hereby given that the Court takes the pending motions to appoint lead plaintiff and lead counsel filings under submission. The hearings previously scheduled for August 18, 2022 at 2:00 p.m. are vacated. The Court will issue a written order. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 8/9/2022)
|
|
|
 |
|
|
62 |
Filed: 8/9/2022, Entered: 8/9/2022 |
Order on Stipulation |
|
ORDER by Judge Haywood S. Gilliam, Jr. Granting [61] Stipulation REGARDING AMENDED COMPLAINT AND DEFENDANTS' RESPONSE. (ndr, COURT STAFF) (Filed on 8/9/2022)
|
|
|
 |
|
|
61 |
Filed: 8/8/2022, Entered: 8/8/2022, Terminated: 8/9/2022 |
stipulation |
|
STIPULATION WITH PROPOSED ORDER REGARDING AMENDED COMPLAINT AND DEFENDANTS' RESPONSE filed by C3.ai, Inc., Mark Samarghandi. (Olivar, Harry) (Filed on 8/8/2022) Modified on 8/9/2022 (cjl, COURT STAFF).
|
|
Request |
 |
|
|
60 |
Filed: 8/8/2022, Entered: 8/8/2022 |
Notice of Appearance |
|
NOTICE of Appearance by Harry Arthur Olivar, Jr (Olivar, Harry) (Filed on 8/8/2022)
|
|
Request |
 |
|
|
59 |
Filed: 6/14/2022, Entered: 6/14/2022 |
Order on Motion for Pro Hac Vice |
|
ORDER by Judge Haywood S. Gilliam, Jr. Granting [58] Motion for Pro Hac Vice for Berman, Steve. (ndr, COURT STAFF) (Filed on 6/14/2022)
|
|
|
 |
|
|
58 |
Filed: 6/13/2022, Entered: 6/13/2022, Terminated: 6/14/2022 |
Motion for Pro Hac Vice |
|
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17258914.) filed by Mark Samarghandi. (Berman, Steve) (Filed on 6/13/2022)
|
|
Request |
 |
|
|
57 |
Filed: 6/10/2022, Entered: 6/10/2022 |
Notice (other) |
|
NOTICE OF COMPETING APPLICANTS NON-OPPOSITION TO [30] MARK SAMARGHANDIS MOTION FOR APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF SELECTION OF LEAD COUNSEL by Mark Samarghandi. (Gilmore, Lucas) (Filed on 6/10/2022) Modified on 6/13/2022 (cjl, COURT STAFF).
|
|
Request |
 |
|
|
56 |
Filed: 6/8/2022, Entered: 6/8/2022 |
Notice (other) |
|
Notice of Withdrawal of Motion re [7] MOTION to Appoint Lead Plaintiff and Lead Counsel by Yining Cai. (Rosen, Laurence) (Filed on 6/8/2022) Modified on 6/9/2022 (cjl, COURT STAFF).
|
|
Request |
 |
|
|
55 |
Filed: 5/24/2022, Entered: 5/24/2022 |
Reply to Opposition/Response |
|
REPLY (re [7] MOTION to Appoint Lead Plaintiff and Lead Counsel ) in Further Support of Yining Cai's Lead Plaintiff Motion filed byYining Cai. (Attachments: # (1) Declaration of Laurence M. Rosen, # (2) Exhibit 1 - Movant's LIFO Dura Loss Chart)(Rosen, Laurence) (Filed on 5/24/2022)
|
|
Request |
 |
|
|
54 |
Filed: 5/24/2022, Entered: 5/24/2022 |
Reply to Opposition/Response |
|
REPLY (re [30] MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byMark Samarghandi. (Gilmore, Lucas) (Filed on 5/24/2022)
|
|
Request |
 |
|
|
53 |
Filed: 5/18/2022, Entered: 5/18/2022 |
Notice (other) |
|
NOTICE by Leonard Janos re [11] MOTION to Appoint Lead Plaintiff and Lead Counsel Notice of Non-Opposition to Competing Lead Plaintiff Motions (Apton, Adam) (Filed on 5/18/2022)
|
|
Request |
 |
|
|
|
Filed: None, Entered: None |
Electronic Filing Error |
|
Electronic filing error. Document not properly linked. [err102]Corrected by Clerk's Office. No further action is necessary. Re:[50] Notice (Other), filed by Dennis Martinez, Christie Sweeney (dhm, COURT STAFF) (Filed on 5/18/2022)
|
|
|
 |
|
|
52 |
Filed: 5/17/2022, Entered: 5/17/2022 |
Opposition/Response to Motion |
|
OPPOSITION/RESPONSE (re [11] MOTION to Appoint Lead Plaintiff and Lead Counsel , [25] MOTION to Appoint Lead Plaintiff and Lead Counsel , [18] MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support Thereof, [7] MOTION to Appoint Lead Plaintiff and Lead Counsel , [39] MOTION to Appoint Lead Plaintiff and Lead Counsel , [35] MOTION to Appoint Lead Plaintiff and Lead Counsel , [26] MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byMark Samarghandi. (Attachments: # (1) Declaration of Lucas E. Gilmore, # (2) Exhibit A - Loss Calculations)(Gilmore, Lucas) (Filed on 5/17/2022)
|
|
Request |
 |
|
|
51 |
Filed: 5/17/2022, Entered: 5/17/2022 |
Opposition/Response to Motion |
|
OPPOSITION/RESPONSE (re [30] MOTION to Appoint Lead Plaintiff and Lead Counsel , [11] MOTION to Appoint Lead Plaintiff and Lead Counsel , [18] MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support Thereof ) filed byYining Cai. (Rosen, Laurence) (Filed on 5/17/2022)
|
|
Request |
 |
|
|
50 |
Filed: 5/17/2022, Entered: 5/17/2022 |
Notice (other) |
|
NOTICE by Dennis Martinez, Christie Sweeney of Non-Opposition to Competing Lead Plaintiff Motions (Linehan, Charles) (Filed on 5/17/2022) Modified on 5/18/2022 linking entry to related documents [7], [11], [18], [25], [26], [30], [35], [39] (dhm, COURT STAFF).
|
|
Request |
 |
|
|
49 |
Filed: 5/17/2022, Entered: 5/17/2022 |
Opposition/Response to Motion |
|
RESPONSE (re [30] MOTION to Appoint Lead Plaintiff and Lead Counsel , [11] MOTION to Appoint Lead Plaintiff and Lead Counsel , [25] MOTION to Appoint Lead Plaintiff and Lead Counsel , [7] MOTION to Appoint Lead Plaintiff and Lead Counsel , [39] MOTION to Appoint Lead Plaintiff and Lead Counsel , [35] MOTION to Appoint Lead Plaintiff and Lead Counsel , [26] MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed by Hossein Y. Afshari. (Albert, Michael) (Filed on 5/17/2022) Modified text on 5/18/2022 (dhm, COURT STAFF).
|
|
|
 |
|
|
48 |
Filed: 5/17/2022, Entered: 5/17/2022 |
Statement of Non-Opposition |
|
Statement of Non-Opposition re [25] MOTION to Appoint Lead Plaintiff and Lead Counsel filed byFadi Karnaby. (Related document(s)[25]) (Abadou, Ramzi) (Filed on 5/17/2022)
|
|
Request |
 |
|
|
47 |
Filed: 5/10/2022, Entered: 5/10/2022 |
Statement of Non-Opposition |
|
Statement of Non-Opposition re [35] MOTION to Appoint Lead Plaintiff and Lead Counsel filed byDavid Hu, Li Zhong Hu. (Related document(s)[35]) (Del Gaizo, Gregory) (Filed on 5/10/2022)
|
|
Request |
 |
|
|
46 |
Filed: 5/10/2022, Entered: 5/10/2022 |
Clerks Notice |
|
CLERK'S NOTICE TO COUNSEL RE DOCKET NO. [45]. In the future when filing a notice of non-opposition, the correct event to use is statement of non-opposition located under Other Supporting Documents under the Motions and Related Filings Category. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 5/10/2022)
|
|
|
 |
|
|
45 |
Filed: 5/10/2022, Entered: 5/10/2022 |
Notice (other) |
|
NOTICE of Non-Opposition by Sravan Potu to [39] MOTION to Appoint Lead Plaintiff and Lead Counsel (Pafiti, Jennifer) (Filed on 5/10/2022) Modified text on 5/10/2022 (dhm, COURT STAFF).
|
|
Request |
 |
|
|
|
Filed: None, Entered: None |
Electronic Filing Error |
|
Electronic filing error. Incorrect event used. [err101]Corrected by Clerk's Office. No further action is necessary. Re:[45] Notice (Other) filed by Sravan Potu (dhm, COURT STAFF) (Filed on 5/10/2022)
|
|
|
 |
|
|
44 |
Filed: 5/4/2022, Entered: 5/4/2022 |
Clerks Notice |
|
CLERK'S NOTICE. Notice is hereby given that the initial case management conference, previously set for June 21, 2022, is continued to August 18, 2022 before Judge Haywood S. Gilliam, Jr., at 2:00 p.m., in Courtroom 2, 4th Floor, 1301 Clay Street, Oakland, CA. All the hearings on the pending ([7], [11], [18], [25], [26], [30], [35], [39]) motions to appoint lead plaintiff and lead counsel are either advanced or continued to August 18, 2022, before Judge Haywood S. Gilliam, Jr., at 2:00 p.m., in Courtroom 2, 4th Floor, 1301 Clay Street, Oakland, CA. Hearing dates of July 28th, August 11th and November 3rd are vacated. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 5/4/2022)
|
|
|
 |
|
|
43 |
Filed: 5/4/2022, Entered: 5/4/2022 |
Clerks Notice |
|
CLERK'S NOTICE. Notice is hereby given that counsel must re-notice not re-file the [39] motion to appoint lead plaintiff and lead counsel. Hearing date of June 16, 2022, is vacated. The briefing schedule remains in effect. Counsel is directed to check the Court's scheduling notes before re-noticing the motion for a new hearing date. June 16th was not the Court's next available hearing date when this motion was e-filed. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 5/4/2022)
|
|
|
 |
|
|
42 |
Filed: 5/4/2022, Entered: 5/4/2022 |
Clerks Notice |
|
CLERK'S NOTICE TO COUNSEL REGARDING DOCKET NOS. [7], [26], AND [35]. In the future when filing a motion, please be sure that the supporting documents (declarations, exhibits, and proposed order) are e-filed as attachments to the motion filing and not e-filed as separate filings on the docket. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 5/4/2022)
|
|
|
 |
|
|
41 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Interested Entities |
|
Certificate of Interested Entities by Sravan Potu re [39] MOTION to Appoint Lead Plaintiff and Lead Counsel (Pafiti, Jennifer) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
40 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Counsel |
|
CERTIFICATE of Counsel re [39] MOTION to Appoint Lead Plaintiff and Lead Counsel by Jennifer Pafiti on behalf of Sravan Potu (Pafiti, Jennifer) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
39 |
Filed: 5/3/2022, Entered: 5/3/2022, Terminated: 12/12/2022 |
Motion to Appoint Lead Plaintiff and Lead Counsel |
|
MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Sravan Potu. Motion Hearing set for 6/16/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: # (1) Proposed Order, # (2) Declaration of Jennifer Pafiti, # (3) Exhibit A - Loss Chart, # (4) Exhibit B - Press Release, # (5) Exhibit C - Certification, # (6) Exhibit D - Declaration, # (7) Exhibit E - Firm Resume)(Pafiti, Jennifer) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
38 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Counsel |
|
CERTIFICATE of Counsel by Gregory Eric Del Gaizo on behalf of David Hu, Li Zhong Hu (Del Gaizo, Gregory) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
37 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Interested Entities |
|
Certificate of Interested Entities by David Hu, Li Zhong Hu (Del Gaizo, Gregory) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
36 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Declaration in Support |
|
Declaration of Gregory E. Del Gaizo in Support of [35] MOTION to Appoint Lead Plaintiff and Lead Counsel filed byDavid Hu, Li Zhong Hu. (Attachments: # (1) Exhibit A (Published Notice), # (2) Exhibit B (Movants' Certifications), # (3) Exhibit C (Loss Calculations), # (4) Exhibit D (Robbins LLP Resume))(Related document(s)[35]) (Del Gaizo, Gregory) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
35 |
Filed: 5/3/2022, Entered: 5/3/2022, Terminated: 12/12/2022 |
Motion to Appoint Lead Plaintiff and Lead Counsel |
|
MOTION to Appoint Lead Plaintiff and Lead Counsel filed by David Hu, Li Zhong Hu. Motion Hearing set for 11/3/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: # (1) Proposed Order)(Del Gaizo, Gregory) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
34 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Counsel |
|
CERTIFICATE of Counsel by Wesley Aaron Wong on behalf of Mark Samarghandi (Wong, Wesley) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
33 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Counsel |
|
CERTIFICATE of Counsel by Reed R. Kathrein on behalf of Mark Samarghandi (Kathrein, Reed) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
32 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Counsel |
|
CERTIFICATE of Counsel by Lucas E. Gilmore on behalf of Mark Samarghandi (Gilmore, Lucas) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
31 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Interested Entities |
|
Certificate of Interested Entities by Mark Samarghandi (Gilmore, Lucas) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
30 |
Filed: 5/3/2022, Entered: 5/3/2022, Terminated: 12/12/2022 |
Motion to Appoint Lead Plaintiff and Lead Counsel |
|
MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Mark Samarghandi. Motion Hearing set for 7/28/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: # (1) Declaration of Lucas E. Gilmore, # (2) Exhibit A - Movant's Certification, # (3) Exhibit B - Movant's Loss Chart, # (4) Exhibit C- Notice of Pendency, # (5) Exhibit D- Firm Resume, # (6) Exhibit E- Movant's Declaration, # (7) Proposed Order)(Gilmore, Lucas) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
29 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Counsel |
|
CERTIFICATE of Counsel by Charles Henry Linehan on behalf of Dennis Martinez, Christie Sweeney (Linehan, Charles) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
28 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Interested Entities |
|
Certificate of Interested Entities by Dennis Martinez, Christie Sweeney (Linehan, Charles) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
27 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Declaration in Support |
|
Declaration of Charles H. Linehan in Support of [26] MOTION to Appoint Lead Plaintiff and Lead Counsel filed byDennis Martinez, Christie Sweeney. (Attachments: # (1) Exhibit A - Press Release, # (2) Exhibit B - Certification, # (3) Exhibit C - Loss Chart, # (4) Exhibit D - GPM Firm Resume)(Related document(s)[26]) (Linehan, Charles) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
26 |
Filed: 5/3/2022, Entered: 5/3/2022, Terminated: 12/12/2022 |
Motion to Appoint Lead Plaintiff and Lead Counsel |
|
MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Dennis Martinez, Christie Sweeney. Motion Hearing set for 11/3/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: # (1) Proposed Order)(Linehan, Charles) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
25 |
Filed: 5/3/2022, Entered: 5/3/2022, Terminated: 12/12/2022 |
Motion to Appoint Lead Plaintiff and Lead Counsel |
|
MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Fadi Karnaby. Motion Hearing set for 8/11/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: # (1) Declaration of Ramzi Abadou, # (2) Exhibit A (Certification & Schedule A), # (3) Exhibit B (Loss Chart), # (4) Exhibit C (Karnaby Declaration), # (5) Exhibit D (GlobeNewswire PR), # (6) Exhibit E (KSF Resume), # (7) Proposed Order)(Abadou, Ramzi) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
24 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Counsel |
|
CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Juan Carlos Sanchez on behalf of Hossein Y. Afshari (Sanchez, Juan) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
23 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Counsel |
|
CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Jennifer N. Caringal on behalf of Hossein Y. Afshari (Caringal, Jennifer) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
22 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Counsel |
|
CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Danielle Suzanne Myers on behalf of Hossein Y. Afshari (Myers, Danielle) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
21 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Counsel |
|
CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Shawn A. Williams on behalf of Hossein Y. Afshari (Williams, Shawn) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
20 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Counsel |
|
CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Michael Albert on behalf of Hossein Y. Afshari (Albert, Michael) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
19 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Interested Entities |
|
Certificate of Interested Entities by Hossein Y. Afshari (Albert, Michael) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
18 |
Filed: 5/3/2022, Entered: 5/3/2022, Terminated: 12/12/2022 |
Motion to Appoint Lead Plaintiff and Lead Counsel |
|
MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support Thereof filed by Hossein Y. Afshari. Motion Hearing set for 11/3/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: # (1) Declaration of Michael Albert in Support, # (2) Exhibit A - PSLRA Notice, # (3) Exhibit B - Certification, # (4) Exhibit C - Estimate of losses, # (5) Exhibit D - Mr. Afshari's Declaration, # (6) Proposed Order)(Albert, Michael) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
17 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Notice of Appearance |
|
NOTICE of Appearance by Michael Albert (Albert, Michael) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
16 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Interested Entities |
|
Certificate of Interested Entities by Fadi Karnaby Pursuant to Local Rule 3-15 (Abadou, Ramzi) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
15 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Counsel |
|
CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Ramzi Abadou on behalf of Fadi Karnaby (Abadou, Ramzi) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
14 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Notice of Appearance |
|
NOTICE of Appearance by Ramzi Abadou (Abadou, Ramzi) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
13 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Interested Entities |
|
Certificate of Interested Entities by Leonard Janos re [11] MOTION to Appoint Lead Plaintiff and Lead Counsel (Apton, Adam) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
12 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Counsel |
|
CERTIFICATE of Counsel re [11] MOTION to Appoint Lead Plaintiff and Lead Counsel by Adam Marc Apton on behalf of Leonard Janos (Apton, Adam) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
11 |
Filed: 5/3/2022, Entered: 5/3/2022, Terminated: 12/12/2022 |
Motion to Appoint Lead Plaintiff and Lead Counsel |
|
MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Leonard Janos. Motion Hearing set for 11/3/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: # (1) Declaration of Adam M. Apton, # (2) Exhibit A - PSLRA Certification, # (3) Exhibit B - Loss Chart, # (4) Exhibit C - PSLRA Notice, # (5) Exhibit D - Janos Decl., # (6) Exhibit E - LK Resume, # (7) Proposed Order)(Apton, Adam) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
10 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Counsel |
|
CERTIFICATE of Counsel re [7] MOTION to Appoint Lead Plaintiff and Lead Counsel by Laurence Matthew Rosen on behalf of Yining Cai (Rosen, Laurence) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
9 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Certificate of Interested Entities |
|
Certificate of Interested Entities by Yining Cai re [7] MOTION to Appoint Lead Plaintiff and Lead Counsel (Rosen, Laurence) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
8 |
Filed: 5/3/2022, Entered: 5/3/2022 |
Declaration in Support |
|
Declaration of Laurence M. Rosen in Support of [7] MOTION to Appoint Lead Plaintiff and Lead Counsel filed byYining Cai. (Attachments: # (1) Exhibit 1 - PSLRA Early Notice, # (2) Exhibit 2 - PSLRA Cert., # (3) Exhibit 3 - Loss Chart, # (4) Exhibit 4 - Firm Resume)(Related document(s)[7]) (Rosen, Laurence) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
7 |
Filed: 5/3/2022, Entered: 5/3/2022, Terminated: 6/8/2022 |
Motion to Appoint Lead Plaintiff and Lead Counsel |
|
MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Yining Cai. Motion Hearing set for 11/3/2022 02:00 AM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: # (1) Proposed Order)(Rosen, Laurence) (Filed on 5/3/2022)
|
|
Request |
 |
|
|
6 |
Filed: 3/25/2022, Entered: 3/25/2022 |
Clerks Notice |
|
CLERK'S NOTICE. Notice is hereby given that the Case Management Conference, previously set for June 7, 2022, is continued to June 21, 2022, before Judge Haywood S. Gilliam, Jr., at 2:00 p.m. Case Management Statement due by June 14th. The June 21st proceeding will be held by AT&T Conference Line. The parties are advised that in the event of an audio problem, counsel should be prepared to attend the hearing via Zoom conference at the Courts direction. The court circulates the following conference number to allow the equivalent of a public hearing by telephone.For conference line information, see: https://apps.cand.uscourts.gov/telhrg/ All counsel, members of the public and press please use the following dial-in information below to access the conference line: Dial In: 888-808-6929Access Code: 6064255The Court may be in session with proceedings in progress when you connect to the conference line. Therefore, mute your phone if possible and wait for the Court to address you before speaking on the line. For call clarity, parties shall NOT use speaker phone or earpieces for these calls, and where at all possible, parties shall use landlines. The parties are further advised to ensure that the Court can hear and understand them clearly before speaking at length.PLEASE NOTE: Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited. See General Order 58 at Paragraph III. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 3/25/2022)
|
|
|
 |
|
|
5 |
Filed: 3/7/2022, Entered: 3/7/2022 |
Summons issued |
|
Summons Issued as to David Barter, C3.ai, Inc., Patricia A. House, Richard Levin, Michael G. McCaffery, Nehal Raj, Condoleezza Rice, S. Shankar Sastry, Bruce Sewell, Thomas M. Siebel, Lorenzo Simonelli, Stephen M. Ward Jr.. (dhm, COURT STAFF) (Filed on 3/7/2022)
|
|
Request |
 |
|
|
4 |
Filed: 3/7/2022, Entered: 3/7/2022 |
Initial Case Management Scheduling Order with ADR Deadlines |
|
Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 5/31/2022. Initial Case Management Conference set for 6/7/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor. (dhm, COURT STAFF) (Filed on 3/7/2022)
|
|
|
 |
|
|
3 |
Filed: 3/7/2022, Entered: 3/7/2022 |
Case Assigned by Intake |
|
Case assigned to Judge Haywood S Gilliam, Jr. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (cv, COURT STAFF) (Filed on 3/7/2022)
|
|
|
 |
|
|
2 |
Filed: 3/4/2022, Entered: 3/4/2022 |
Proposed Summons |
|
Proposed Summons. (Pafiti, Jennifer) (Filed on 3/4/2022)
|
|
Request |
 |
|
|
1 |
Filed: 3/4/2022, Entered: 3/4/2022 |
Complaint |
|
CLASS ACTION COMPLAINT under private action arising under the Securities Act or Exchange Act. against David Barter, C3.ai, Inc., Patricia A. House, Richard Levin, Michael G. McCaffery, Nehal Raj, Condoleezza Rice, S. Shankar Sastry, Bruce Sewell, Thomas M. Siebel, Lorenzo Simonelli, Stephen M. Ward Jr. ( Filing fee $ 402, receipt number ACANDC-16963458.). Filed byThe Reckstin Family Trust. (Attachments: # (1) Certification, # (2) Schedule A, # (3) Civil Cover Sheet)(Pafiti, Jennifer) (Filed on 3/4/2022) Modified on 3/7/2022 (cv, COURT STAFF).
|
|
|
 |