The Reckstin Family Trust v. C3.ai, Inc. et al

Federal Civil Lawsuit California Northern District Court, Case No. 4:22-cv-01413-HSG
District Judge Haywood S. Gilliam Jr, presiding
Tags
District Judge Haywood S. Gilliam Jr
Last Updated February 14, 2025 at 4:10 PM EST (3.2 days ago) Update UpdateSpaceE-Mail Alert AlertsSpaceJump Jump
Summary

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Parties
No Logo Christie Sweeney, Plaintiff

Represented by Glancy Binkow & Goldberg LLP

Name Phone Fax E-Mail
Space Charles Henry Linehan +1 310 201 9150 +1 310 201 9160 clinehan@glancylaw.com
Space Robert V. Prongay +1 310 201 9150 +1 310 201 9160 rprongay@glancylaw.com
Space Pavithra Rajesh +1 310 201 9150 +1 310 201 9160 prajesh@glancylaw.com

Represented by Hagens Berman Sobol Shapiro LLP

Name Phone Fax E-Mail
Space Reed R. Kathrein +1 415 896 6300 +1 415 896 6301 reed@hbsslaw.com
No Logo David Linder, Plaintiff

Represented by Hagens Berman Sobol Shapiro LLP

Name Phone Fax E-Mail
Space Reed R. Kathrein +1 415 896 6300 +1 415 896 6301 reed@hbsslaw.com
No Logo Dennis Martinez, Plaintiff

Represented by Glancy Binkow & Goldberg LLP

Name Phone Fax E-Mail
Space Charles Henry Linehan +1 310 201 9150 +1 310 201 9160 clinehan@glancylaw.com
Space Robert V. Prongay +1 310 201 9150 +1 310 201 9160 rprongay@glancylaw.com
Space Pavithra Rajesh +1 310 201 9150 +1 310 201 9160 prajesh@glancylaw.com

Represented by Hagens Berman Sobol Shapiro LLP

Name Phone Fax E-Mail
Space Reed R. Kathrein +1 415 896 6300 +1 415 896 6301 reed@hbsslaw.com
No Logo Elizabeth Wensel, Plaintiff

Represented by Hagens Berman Sobol Shapiro LLP

Name Phone Fax E-Mail
Space Reed R. Kathrein +1 415 896 6300 +1 415 896 6301 reed@hbsslaw.com
No Logo Mark Samarghandi, Plaintiff

Represented by Hagens Berman Sobol Shapiro LLP

Name Phone Fax E-Mail
Space Steve W. Berman +1 206 623 7292 +1 206 623 0594 steve@hbsslaw.com
Space Catherine Gannon +1 206 623 7292 catherineg@hbsslaw.com
Space Lucas E Gilmore +1 510 725 3000 +1 510 725 3001 lucasg@hbsslaw.com
Space Reed R. Kathrein +1 415 896 6300 +1 415 896 6301 reed@hbsslaw.com
Space WESLEY A. WONG +1 510 725 3000 wesleyw@hbsslaw.com
No Logo Sharon L. Zavalanski, Plaintiff

Represented by Hagens Berman Sobol Shapiro LLP

Name Phone Fax E-Mail
Space Reed R. Kathrein +1 415 896 6300 +1 415 896 6301 reed@hbsslaw.com
No Logo The Reckstin Family Trust, Plaintiff

Represented by Hagens Berman Sobol Shapiro LLP

Name Phone Fax E-Mail
Space Reed R. Kathrein +1 415 896 6300 +1 415 896 6301 reed@hbsslaw.com

Represented by Pomerantz LLP

Name Phone Fax E-Mail
Space Jennifer Pafiti +1 310 600 9775 +1 917 463 1044 jpafiti@pomlaw.com
v.
Baker Hughes, Inc. Baker Hughes, Inc., Defendant
Officially listed as "Baker Hughes Company"
C3, Inc. Officer/Director, C3, Inc.
Officer/Director, Bear Newco, Inc.
Officer/Director, Simonelli Lorenzo
Officer/Director, Western Atlas Inc.

Represented by Gibson Dunn & Crutcher, LLP

Name Phone Fax E-Mail
Space George Bell Adams, III +1 415 393 8291 +1 415 374 8524 GAdams@gibsondunn.com
Space Jessica Valenzuela +1 650 849 5300 +1 650 849 5333 JValenzuela@gibsondunn.com
BofA Securities, Inc. BofA Securities, Inc., Defendant

Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
Space Simona Gurevich Strauss +1 650 251 5000 +1 650 251 5002 sstrauss@stblaw.com
Space Jonathan K. Youngwood +1 212 455 2000 +1 212 455 2502 jyoungwood@stblaw.com
No Logo Bruce Sewell, Defendant
C3, Inc. C3, Inc., Defendant

Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
Space Harry A Olivar, Jr. +1 213 624 7707 +1 213 433 3100 harryolivar@quinnemanuel.com
C3.ai, Inc. C3.ai, Inc., Defendant

Represented by Unknown Firm

Name Phone Fax E-Mail
Space Leigha Empson +1 212 849 7000 leighaempson@quinnemanuel.com

Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
Space Jesse Bernstein +1 212 849 7036 jessebernstein@quinnemanuel.com
Space Michael Barry Carlinsky +1 212 849 7000 +1 212 849 7100 michaelcarlinsky@quinnemanuel.com
Space David Edward Myre, III +1 650 801 5000 +1 650 801 5100 davidmyre@quinnemanuel.com
Space Harry A Olivar, Jr. +1 213 624 7707 +1 213 433 3100 harryolivar@quinnemanuel.com
Space Jacob J. Waldman +1 212 849 7173 jacobwaldman@quinnemanuel.com
No Logo Canaccord Genuity LLC, Defendant

Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
Space Simona Gurevich Strauss +1 650 251 5000 +1 650 251 5002 sstrauss@stblaw.com
Space Jonathan K. Youngwood +1 212 455 2000 +1 212 455 2502 jyoungwood@stblaw.com
Rice, Condoleezza Rice, Condoleezza, Defendant
Officially listed as "Condoleezza Rice"
Officer/Director, Kior, Inc.
Officer/Director, Evenflow, Inc.
C3, Inc. Officer/Director, C3, Inc.
C3.ai, Inc. Officer/Director, C3.ai, Inc.
No Logo David Barter, Defendant

Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
Space Jesse Bernstein +1 212 849 7036 jessebernstein@quinnemanuel.com
Space Michael Barry Carlinsky +1 212 849 7000 +1 212 849 7100 michaelcarlinsky@quinnemanuel.com
Space Leigha Empson +1 212 849 7000 leighaempson@quinnemanuel.com
Space David Edward Myre, III +1 650 801 5000 +1 650 801 5100 davidmyre@quinnemanuel.com
Space Harry A Olivar, Jr. +1 213 624 7707 +1 213 433 3100 harryolivar@quinnemanuel.com
Space Jacob J. Waldman +1 212 849 7173 jacobwaldman@quinnemanuel.com
Deutsche Bank Securities, Inc. Deutsche Bank Securities, Inc., Defendant

Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
Space Simona Gurevich Strauss +1 650 251 5000 +1 650 251 5002 sstrauss@stblaw.com
Space Jonathan K. Youngwood +1 212 455 2000 +1 212 455 2502 jyoungwood@stblaw.com
No Logo Edward Y. Abbo, Defendant

Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
Space Jesse Bernstein +1 212 849 7036 jessebernstein@quinnemanuel.com
Space Michael Barry Carlinsky +1 212 849 7000 +1 212 849 7100 michaelcarlinsky@quinnemanuel.com
Space Leigha Empson +1 212 849 7000 leighaempson@quinnemanuel.com
Space David Edward Myre, III +1 650 801 5000 +1 650 801 5100 davidmyre@quinnemanuel.com
Space Harry A Olivar, Jr. +1 213 624 7707 +1 213 433 3100 harryolivar@quinnemanuel.com
Space Jacob J. Waldman +1 212 849 7173 jacobwaldman@quinnemanuel.com
J.P. Morgan Securities LLC J.P. Morgan Securities LLC, Defendant

Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
Space Simona Gurevich Strauss +1 650 251 5000 +1 650 251 5002 sstrauss@stblaw.com
Space Jonathan K. Youngwood +1 212 455 2000 +1 212 455 2502 jyoungwood@stblaw.com
JMP Securities, LLC JMP Securities, LLC, Defendant

Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
Space Simona Gurevich Strauss +1 650 251 5000 +1 650 251 5002 sstrauss@stblaw.com
Space Jonathan K. Youngwood +1 212 455 2000 +1 212 455 2502 jyoungwood@stblaw.com
Keybanc Capital Markets Inc. Keybanc Capital Markets Inc., Defendant

Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
Space Simona Gurevich Strauss +1 650 251 5000 +1 650 251 5002 sstrauss@stblaw.com
Space Jonathan K. Youngwood +1 212 455 2000 +1 212 455 2502 jyoungwood@stblaw.com
No Logo Lorenzo Simonelli, Defendant

Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
Space Jesse Bernstein +1 212 849 7036 jessebernstein@quinnemanuel.com
Space Michael Barry Carlinsky +1 212 849 7000 +1 212 849 7100 michaelcarlinsky@quinnemanuel.com
Space Leigha Empson +1 212 849 7000 leighaempson@quinnemanuel.com
Space David Edward Myre, III +1 650 801 5000 +1 650 801 5100 davidmyre@quinnemanuel.com
Space Harry A Olivar, Jr. +1 213 624 7707 +1 213 433 3100 harryolivar@quinnemanuel.com
Space Jacob J. Waldman +1 212 849 7173 jacobwaldman@quinnemanuel.com
No Logo Michael G. McCaffery, Defendant
Morgan Stanley & Company LLC Morgan Stanley & Company LLC, Defendant
Officially listed as "Morgan Stanley & Co. LLC"

Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
Space Simona Gurevich Strauss +1 650 251 5000 +1 650 251 5002 sstrauss@stblaw.com
Space Jonathan K. Youngwood +1 212 455 2000 +1 212 455 2502 jyoungwood@stblaw.com
No Logo Needham & Company, LLC, Defendant

Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
Space Simona Gurevich Strauss +1 650 251 5000 +1 650 251 5002 sstrauss@stblaw.com
Space Jonathan K. Youngwood +1 212 455 2000 +1 212 455 2502 jyoungwood@stblaw.com
No Logo Nehal Raj, Defendant
No Logo Patricia A. House, Defendant
No Logo Piper Sandler & Co., Defendant

Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
Space Simona Gurevich Strauss +1 650 251 5000 +1 650 251 5002 sstrauss@stblaw.com
Space Jonathan K. Youngwood +1 212 455 2000 +1 212 455 2502 jyoungwood@stblaw.com
No Logo Richard Levin, Defendant
No Logo S. Shankar Sastry, Defendant
No Logo Stephen M. Ward Jr., Defendant
No Logo Siebel, Thomas M., Defendant
Officially listed as "Thomas M. Siebel"
Officer/Director, Siebel Systems, Inc.
C3, Inc. Officer/Director, C3, Inc.
C3.ai, Inc. Officer/Director, C3.ai, Inc.

Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
Space Jesse Bernstein +1 212 849 7036 jessebernstein@quinnemanuel.com
Space Michael Barry Carlinsky +1 212 849 7000 +1 212 849 7100 michaelcarlinsky@quinnemanuel.com
Space Leigha Empson +1 212 849 7000 leighaempson@quinnemanuel.com
Space David Edward Myre, III +1 650 801 5000 +1 650 801 5100 davidmyre@quinnemanuel.com
Space Harry A Olivar, Jr. +1 213 624 7707 +1 213 433 3100 harryolivar@quinnemanuel.com
Space Jacob J. Waldman +1 212 849 7173 jacobwaldman@quinnemanuel.com
No Logo Wedbush Securities Inc., Defendant

Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
Space Simona Gurevich Strauss +1 650 251 5000 +1 650 251 5002 sstrauss@stblaw.com
Space Jonathan K. Youngwood +1 212 455 2000 +1 212 455 2502 jyoungwood@stblaw.com
Other Parties
No Logo David Hu, Movant

Represented by Unknown Firm

Name Phone Fax E-Mail
Space Gregory Eric Del Gaizo +1 619 525 3990 +1 619 525 3991 gdelgaizo@robbinsllp.com
Space Brian J. Robbins +1 619 525 3990 +1 619 525 3991 notice@robbinsllp.com

Represented by robbinsllp.com Law Firm Placeholder

Name Phone Fax E-Mail
Space Brian J. Robbins +1 619 525 3990 +1 619 525 3991 notice@robbinsllp.com
No Logo Fadi Karnaby, Movant

Represented by Kahn Swick & Foti LLC

Name Phone Fax E-Mail
Space Ramzi Abadou +1 415 231 4313 +1 504 455 1498 ramzi.abadou@ksfcounsel.com
No Logo Hossein Y. Afshari, Movant
No Logo Leonard Janos, Movant

Represented by Levi & Korsinsky, LLP

Name Phone Fax E-Mail
Space Adam M Apton +1 202 524 4290 +1 202 333 2121 AApton@zlk.com
No Logo Li Zhong Hu, Movant

Represented by robbinsllp.com Law Firm Placeholder

Name Phone Fax E-Mail
Space Gregory Eric Del Gaizo +1 619 525 3990 +1 619 525 3991 gdelgaizo@robbinsllp.com
Space Brian J. Robbins +1 619 525 3990 +1 619 525 3991 notice@robbinsllp.com
No Logo Sravan Potu, Movant

Represented by Pomerantz LLP

Name Phone Fax E-Mail
Space Jennifer Pafiti +1 310 600 9775 +1 917 463 1044 jpafiti@pomlaw.com
No Logo Yining Cai, Movant

Represented by Rosen Law Firm PA

Name Phone Fax E-Mail
Space LAURENCE M. ROSEN +1 973 313 1887 +1 212 202 3827 lrosen@rosenlegal.com
Attributes
Office Oakland
Filed 3/4/2022
Jury Demand Plaintiff
Demand
Nature of Suit 850 - Other Statutes: Securities/Commodities/Exchange
Cause Section 15 U.S.C. § 77 Securities Fraud
Jurisdiction Federal Question
Disposition
County Los Angeles
Terminated
Origin 1
Reopened
Lead Case
None
Related Case
422-cv-03031-HSG
Other Court Case None
Defendant Custody Status
Flags ADRMOP,RELATE
Timeline
  Entries (179) Tab Overlap Calendar Events Tab Overlap Related (0) Tab Overlap Tools Right End
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Legal Document (Payment Possibly Required) 198 Filed: 2/14/2025, Entered: None Amended Complaint
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Legal Document (Payment Possibly Required) 197 Filed: 2/13/2025, Entered: None Order on Motion for Joinder
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Legal Document (Payment Possibly Required) 196 Filed: 1/23/2025, Entered: None Statement of Recent Decision
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Legal Document (Payment Possibly Required) 194 Filed: 12/16/2024, Entered: None Notice of Change of Address
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Legal Document (Payment Possibly Required) 193 Filed: 12/16/2024, Entered: None Notice of Change of Address
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Legal Document (Payment Possibly Required) 192 Filed: 12/16/2024, Entered: None Notice of Change of Address
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Legal Document (Payment Possibly Required) 191 Filed: 12/16/2024, Entered: None Notice of Change of Address
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Legal Document (Payment Possibly Required) 190 Filed: 12/16/2024, Entered: None Notice of Change of Address
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Legal Document (Payment Possibly Required) 189 Filed: 12/10/2024, Entered: None Reply to Opposition/Response
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Legal Document (Payment Possibly Required) 188 Filed: 11/12/2024, Entered: None Joinder
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Legal Document (Payment Possibly Required) 187 Filed: 11/12/2024, Entered: None Joinder
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Legal Document (Payment Possibly Required) 186 Filed: 11/12/2024, Entered: None Opposition/Response to Motion
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Legal Document (Payment Possibly Required) 185 Filed: 10/28/2024, Entered: None Order
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Legal Document (Payment Possibly Required) 184 Filed: 10/25/2024, Entered: None Stipulation and Proposed Order
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Legal Document (Payment Possibly Required) 182 Filed: 10/25/2024, Entered: None Stipulation and Proposed Order
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Legal Document (Payment Possibly Required) 181 Filed: 9/27/2024, Entered: None Miscellaneous Relief
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Legal Document (Payment Possibly Required) 180 Filed: 9/9/2024, Entered: None Order on Stipulation
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Legal Document (Payment Possibly Required) 179 Filed: 9/5/2024, Entered: None Stipulation and Proposed Order
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Legal Document (Payment Possibly Required) 178 Filed: 8/20/2024, Entered: None Set Motion and Deadlines/Hearings
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Legal Document (Payment Possibly Required) 177 Filed: 8/19/2024, Entered: None Stipulation and Proposed Order
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Legal Document (Payment Possibly Required) 176 Filed: 7/16/2024, Entered: None Opposition/Response to Motion
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Legal Document (Payment Possibly Required) 175 Filed: 6/21/2024, Entered: None Set Motion and Deadlines/Hearings
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Legal Document (Payment Possibly Required) 174 Filed: 6/6/2024, Entered: None Stipulation and Proposed Order
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Legal Document (Payment Possibly Required) 173 Filed: 5/20/2024, Entered: None Order on Motion to Substitute Attorney
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Legal Document (Payment Possibly Required) 172 Filed: 5/20/2024, Entered: None Order on Motion to Substitute Attorney
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Legal Document (Payment Possibly Required) 171 Filed: 5/17/2024, Entered: None Dismiss
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Legal Document (Payment Possibly Required) 170 Filed: 5/17/2024, Entered: None Dismiss
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Legal Document (Payment Possibly Required) 169 Filed: 5/17/2024, Entered: None Notice of Appearance
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Legal Document (Payment Possibly Required) 168 Filed: 5/17/2024, Entered: None Notice of Appearance
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Legal Document (Payment Possibly Required) 167 Filed: 5/17/2024, Entered: None Dismiss
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Legal Document (Payment Possibly Required) 166 Filed: 5/16/2024, Entered: None Order on Motion for Pro Hac Vice
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Legal Document (Payment Possibly Required) 165 Filed: 5/16/2024, Entered: None Pro Hac Vice
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Legal Document (Payment Possibly Required) 163 Filed: 5/15/2024, Entered: None Pro Hac Vice
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Legal Document (Payment Possibly Required) 162 Filed: 5/15/2024, Entered: None Notice of Substitution of Counsel
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Legal Document (Payment Possibly Required) 161 Filed: 5/15/2024, Entered: None Notice of Substitution of Counsel
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Legal Document (Payment Possibly Required) 160 Filed: 4/12/2024, Entered: None Order
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Legal Document (Payment Possibly Required) 159 Filed: 4/12/2024, Entered: None Stipulation and Proposed Order
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Legal Document (Payment Possibly Required) 158 Filed: 4/5/2024, Entered: None Amended Complaint
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Legal Document (Payment Possibly Required) 157 Filed: 3/8/2024, Entered: None Order on Stipulation
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Legal Document (Payment Possibly Required) 155 Filed: 3/7/2024, Entered: None Stipulation and Proposed Order
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Legal Document (Payment Possibly Required) 154 Filed: 2/22/2024, Entered: None Order on Motion to Dismiss
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Legal Document (Payment Possibly Required) 152 Filed: 12/15/2023, Entered: None Notice of Change of Address
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Legal Document (Payment Possibly Required) 151 Filed: 12/14/2023, Entered: None Notice of Change of Address
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Legal Document 150 Filed: 10/19/2023, Entered: None Set Motion and Deadlines/Hearings
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Legal Document (Payment Possibly Required) 148 Filed: 10/18/2023, Entered: None Stipulation and Proposed Order
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Legal Document (Payment Possibly Required) 146 Filed: 10/18/2023, Entered: None Stipulation and Proposed Order
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Legal Document 145 Filed: 10/16/2023, Entered: None Order on Motion for Pro Hac Vice
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Legal Document 133 Filed: 8/14/2023, Entered: None Order
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Legal Document (Payment Possibly Required) 132 Filed: 8/14/2023, Entered: None Withdraw as Attorney
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Legal Document 131 Filed: 8/10/2023, Entered: None Set Motion and Deadlines/Hearings
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Legal Document 127 Filed: 7/26/2023, Entered: None Notice of Change In Counsel
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Legal Document 125 Filed: 7/18/2023, Entered: None Set Motion and Deadlines/Hearings
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Legal Document (Payment Possibly Required) 124 Filed: 7/18/2023, Entered: None Stipulation and Proposed Order
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Legal Document (Payment Possibly Required) 123 Filed: 7/11/2023, Entered: None Notice of Change of Address
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Legal Document (Payment Possibly Required) 122 Filed: 7/11/2023, Entered: None Exhibits
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Legal Document (Payment Possibly Required) 120 Filed: 7/1/2023, Entered: None Declaration in Support
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Legal Document 119 Filed: 7/1/2023, Entered: None Opposition/Response to Motion
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Legal Document 118 Filed: 6/30/2023, Entered: None Stipulation without Proposed Order
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Legal Document 117 Filed: 6/8/2023, Entered: None Order on Stipulation
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Legal Document (Payment Possibly Required) 116 Filed: 5/31/2023, Entered: 5/31/2023 stipulation
STIPULATION WITH PROPOSED ORDER Regarding Omnibus Briefing and Page Limits filed by Mark Samarghandi. (Kathrein, Reed) (Filed on 5/31/2023)
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Blank  Filed: None, Entered: None Set Motion and Deadlines/Hearings
Reset Deadlines as to [109] MOTION to Dismiss, See Docket No. [100] : Responses due by 6/30/2022 and Replies due by 8/2/2022. (ndr, COURT STAFF) (Filed on 5/23/2023)
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Blank 115 Filed: 5/9/2023, Entered: 5/9/2023 Order
ORDER by Hon. Haywood S. Gilliam, Jr. In light of Dkt. No. [112] Baker Hughes's notice of errata, the Court DIRECTS the Clerk to permanently remove Dkt. No. [108] from the docket. (This is a text-only entry generated by the court. There is no document associated with this entry.) (hsglc2, COURT STAFF) (Filed on 5/9/2023)
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Legal Document 114 Filed: 5/9/2023, Entered: 5/9/2023 Order on Motion for Pro Hac ViceCourt Filing
ORDER by Judge Haywood S. Gilliam, Jr. Granting [102] Motion for Pro Hac Vice for Youngwood, Jonathan. (ndr, COURT STAFF) (Filed on 5/9/2023)
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Legal Document 113 Filed: 5/1/2023, Entered: 5/1/2023 Motion to DismissCourt Filing
MOTION to Dismiss Amended Class Action Complaint, and Joinder in C3 Defendants' Motion to Dismiss in Section I.A. and I.B. and in C3 Defendants' Request for Judicial Notice with respect to Exhibit B filed by BofA Securities, Inc., Canaccord Genuity LLC, Deutsche Bank Securities, Inc., J.P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Morgan Stanley & Co. LLC, Needham & Company, LLC, Piper Sandler & Co., Wedbush Securities Inc.. Motion Hearing set for 8/17/2023 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 6/30/2023. Replies due by 8/2/2023. (Attachments: # (1) Proposed Order)(Strauss, Simona) (Filed on 5/1/2023)
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Legal Document 112 Filed: 5/1/2023, Entered: 5/1/2023 Notice (other)
NOTICE by Baker Hughes Company re [108] Opposition/Response to Motion, - NOTICE OF ERRATA (Adams, George) (Filed on 5/1/2023)
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Legal Document (Payment Possibly Required) 111 Filed: 5/1/2023, Entered: 5/1/2023 Notice of Appearance
NOTICE of Appearance by George Bell Adams, III for Baker Hughes Company (Adams, George) (Filed on 5/1/2023)
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Legal Document (Payment Possibly Required) 110 Filed: 5/1/2023, Entered: 5/1/2023 Certificate of Interested Entities
Rule 7.1 Disclosures by Baker Hughes Company identifying Other Affiliate Capital Research Global Investors, Other Affiliate Capital World Investors, Other Affiliate The Vanguard Group for Baker Hughes Company. ; and Civil L.R. 3-15 Certificate of Interested Entities or Persons (Valenzuela, Jessica) (Filed on 5/1/2023)
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Legal Document 109 Filed: 5/1/2023, Entered: 5/1/2023 Motion to DismissCourt Filing
MOTION to Dismiss [71] Amended Class Action Complaint, and Joinder in C3 Defendants' [105] Motion to Dismiss filed by Baker Hughes Company. Motion Hearing set for 8/17/2023 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/15/2023. Replies due by 5/22/2023. (Attachments: # (1) Proposed Order)(Valenzuela, Jessica) (Filed on 5/1/2023)
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Legal Document (Payment Possibly Required) 108 Filed: 5/1/2023, Entered: 5/1/2023 Opposition/Response to Motion
OPPOSITION/RESPONSE (re [105] MOTION to Dismiss Plaintiffs' Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(B)(6) ) and Joinder in C3 Defendants' [105] Motion to Dismiss filed byBaker Hughes Company. (Attachments: # (1) Proposed Order)(Valenzuela, Jessica) (Filed on 5/1/2023) ATTACHMENT #1 REMOVED PER ORDER DKT115 Modified on 5/10/2023 (kab, COURT STAFF).
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Legal Document (Payment Possibly Required) 107 Filed: 5/1/2023, Entered: 5/1/2023 Notice of Appearance
NOTICE of Appearance by Jessica Valenzuela for Baker Hughes Company (Valenzuela, Jessica) (Filed on 5/1/2023)
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Legal Document (Payment Possibly Required) 106 Filed: 5/1/2023, Entered: 5/1/2023 Declaration in Support
Declaration of Harry A. Olivar in Support of [105] MOTION to Dismiss Plaintiffs' Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(B)(6) filed byEdward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Attachments: # (1) Exhibit A - December 1, 2021 Form 8-K, # (2) Exhibit B - C3 Prospectus, # (3) Exhibit C - C3 Registration Statement, # (4) Exhibit D - 2021 Form 10-K, # (5) Exhibit E - 2022 Form 10-K, # (6) Exhibit F - March 1, 2021 Form 8-K, # (7) Exhibit G - June 2, 2021 Form 8-K, # (8) Exhibit H - September 1, 2021 Form 8-K, # (9) Exhibit I - August 20, 2021 Proxy, # (10) Exhibit J - August 24, 2022 Proxy, # (11) Exhibit K - Baker Hughes April 8, 2021 Form 4, # (12) Exhibit L - Baker Hughes April 9, 2021 Form 4, # (13) Exhibit M - Baker Hughes April 23, 2021 Form 4, # (14) Exhibit N - Baker Hughes April 8, 2021 Form 144, # (15) Exhibit O - Baker Hughes April 16, 2021 Form 144, # (16) Exhibit P - December 2, 2021 Bank of America Report, # (17) Exhibit Q - December 2, 2021 Deutsche Bank Report, # (18) Exhibit R - December 2, 2021 J.P. Morgan Report)(Related document(s)[105]) (Olivar, Harry) (Filed on 5/1/2023)
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Legal Document 105 Filed: 5/1/2023, Entered: 5/1/2023 Motion to DismissCourt Filing
MOTION to Dismiss Plaintiffs' Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(B)(6) filed by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. Motion Hearing set for 8/17/2023 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 6/30/2023. Replies due by 8/2/2023. (Attachments: # (1) Appendix A, # (2) Request for Judicial Notice, # (3) Proposed Order)(Olivar, Harry) (Filed on 5/1/2023)
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Legal Document (Payment Possibly Required) 104 Filed: 4/26/2023, Entered: 4/26/2023 Certificate of Interested Entities
Rule 7.1 Disclosures by C3.ai, Inc. (Olivar, Harry) (Filed on 4/26/2023)
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Legal Document (Payment Possibly Required) 103 Filed: 4/19/2023, Entered: 4/19/2023 Certificate of Interested Entities
Corporate Disclosure Statement by BofA Securities, Inc., Canaccord Genuity LLC, Deutsche Bank Securities, Inc., J.P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Morgan Stanley & Co. LLC, Needham & Company, LLC, Piper Sandler & Co., Wedbush Securities Inc. identifying Corporate Parent JPMorgan Chase & Co., Other Affiliate The Vanguard Group, Inc., Other Affiliate J.P. Morgan Broker Dealer Holdings Inc. for J.P. Morgan Securities LLC; Corporate Parent DB U.S. Financial Markets Holding Corporation, Corporate Parent DB USA Corporation, Corporate Parent Deutsche Bank AG for Deutsche Bank Securities, Inc.; Corporate Parent KeyCorp for KeyBanc Capital Markets Inc.; Corporate Parent NB Holdings Corporation, Corporate Parent Bank of America Corporation, Other Affiliate Berkshire Hathaway Inc. for BofA Securities, Inc. ; Corporate Parent Needham Group, Inc. for Needham & Company, LLC; Corporate Parent JMP Group Inc., Corporate Parent Citizens Financial Group, Inc., Corporate Parent JMP Investment Holdings LLC, Corporate Parent JMP Group LLC, Corporate Parent JMP Holding LLC for JMP Securities LLC; Corporate Parent Wedbush Financial Services, LLC, Corporate Parent Wedbush Capital for Wedbush Securities Inc.; Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley Domestic Holdings, Inc., Corporate Parent Morgan Stanley, Other Affiliate Mitsubishi UFJ Financial Group Inc. for Morgan Stanley & Co. LLC; Corporate Parent Piper Sandler Companies, Other Affiliate The Vanguard Group, Inc., Other Affiliate BlackRock, Inc. for Piper Sandler & Co.; Corporate Parent Canaccord Genuity Group Inc., Corporate Parent Canaccord Adams Delaware Inc., Corporate Parent Collins Stewart Inc., Corporate Parent Canaccord Adams Financial Group Inc. for Canaccord Genuity LLC. (Strauss, Simona) (Filed on 4/19/2023)
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Legal Document (Payment Possibly Required) 102 Filed: 4/18/2023, Entered: 4/18/2023, Terminated: 5/9/2023 Motion for Pro Hac Vice
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18184815.) filed by BofA Securities, Inc., Canaccord Genuity LLC, Deutsche Bank Securities, Inc., J.P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Morgan Stanley & Co. LLC, Needham & Company, LLC, Piper Sandler & Co., Wedbush Securities Inc.. (Youngwood, Jonathan) (Filed on 4/18/2023)
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Legal Document (Payment Possibly Required) 101 Filed: 4/18/2023, Entered: 4/18/2023 Notice of Appearance
NOTICE of Appearance by Simona Gurevich Strauss (Strauss, Simona) (Filed on 4/18/2023)
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Blank  Filed: None, Entered: None terminate deadlines
*** 5/1/2023 Amended Pleadings Deadline Terminated. 5/1/2023 is Response to Amended Pleadings Deadline. See Docket No. [100]. *** (ndr, COURT STAFF) (Filed on 4/12/2023)
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Legal Document 100 Filed: 4/11/2023, Entered: 4/11/2023 Order on StipulationCourt Filing
ORDER by Judge Haywood S. Gilliam, Jr. granting [99] Stipulation Extending Time for Defendants to Respond to Amended Class Action Complaint. Amended Pleadings due by 5/1/2023; Motions due by 5/15/2023; Responses due by 6/30/2023; and Replies due by 8/2/2023. (ndr, COURT STAFF) (Filed on 4/11/2023)
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Legal Document (Payment Possibly Required) 99 Filed: 4/10/2023, Entered: 4/10/2023, Terminated: 4/11/2023 stipulation
STIPULATION WITH PROPOSED ORDER re [71] Amended Complaint,, Extending Time for Defendants to Respond to Amended Class Action Complaint filed by David Linder, Dennis Martinez, Mark Samarghandi, Christie Sweeney, The Reckstin Family Trust, Elizabeth Wensel, Sharon L. Zavalanski. (Kathrein, Reed) (Filed on 4/10/2023)
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Legal Document 98 Filed: 4/5/2023, Entered: 4/5/2023 Order on Motion for Pro Hac ViceCourt Filing
ORDER by Judge Haywood S. Gilliam, Jr. Granting [81] Motion for Pro Hac Vice for Empson, Leigha. (ndr, COURT STAFF) (Filed on 4/5/2023)
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Legal Document (Payment Possibly Required) 97 Filed: 4/4/2023, Entered: 4/4/2023 summons returned executed
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Wedbush Securities Inc. served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023)
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Legal Document (Payment Possibly Required) 96 Filed: 4/4/2023, Entered: 4/4/2023 summons returned executed
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Piper Sandler & Co. served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023)
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Legal Document (Payment Possibly Required) 95 Filed: 4/4/2023, Entered: 4/4/2023 summons returned executed
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Needham & Company, LLC served on 3/15/2023, answer due 4/5/2023. (Kathrein, Reed) (Filed on 4/4/2023)
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Legal Document (Payment Possibly Required) 94 Filed: 4/4/2023, Entered: 4/4/2023 summons returned executed
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Morgan Stanley & Co. LLC served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023)
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Legal Document (Payment Possibly Required) 93 Filed: 4/4/2023, Entered: 4/4/2023 summons returned executed
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. KeyBanc Capital Markets Inc. served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023)
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Legal Document (Payment Possibly Required) 92 Filed: 4/4/2023, Entered: 4/4/2023 summons returned executed
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. JMP Securities LLC served on 3/15/2023, answer due 4/5/2023. (Kathrein, Reed) (Filed on 4/4/2023)
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Legal Document (Payment Possibly Required) 91 Filed: 4/4/2023, Entered: 4/4/2023 summons returned executed
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. J.P. Morgan Securities LLC served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023)
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Legal Document (Payment Possibly Required) 90 Filed: 4/4/2023, Entered: 4/4/2023 summons returned executed
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Deutsche Bank Securities, Inc. served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023)
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Legal Document (Payment Possibly Required) 89 Filed: 4/4/2023, Entered: 4/4/2023 summons returned executed
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Canaccord Genuity LLC served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023)
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Legal Document (Payment Possibly Required) 88 Filed: 4/4/2023, Entered: 4/4/2023 summons returned executed
SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. BofA Securities, Inc. served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023)
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Blank 87 Filed: 4/3/2023, Entered: 4/3/2023 Clerks Notice
CLERK'S NOTICE TO COUNSEL RE DOCKET NO. [81]. Your address on the application does not match the address listed on the docket. Either update your address on the docket or e-file a revised application (with attachments) with the correct address reflected on it. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 4/3/2023)
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Legal Document 86 Filed: 4/3/2023, Entered: 4/3/2023 Order on Motion for Pro Hac ViceCourt Filing
ORDER by Judge Haywood S. Gilliam, Jr. Granting [82] Motion for Pro Hac Vice for Waldman, Jacob. (ndr, COURT STAFF) (Filed on 4/3/2023)
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Legal Document 85 Filed: 4/3/2023, Entered: 4/3/2023 Order on Motion for Pro Hac ViceCourt Filing
ORDER by Judge Haywood S. Gilliam, Jr. Granting [80] Motion for Pro Hac Vice for Bernstein, Jesse. (ndr, COURT STAFF) (Filed on 4/3/2023)
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Legal Document 84 Filed: 4/3/2023, Entered: 4/3/2023 Order on Motion for Pro Hac ViceCourt Filing
ORDER by Judge Haywood S. Gilliam, Jr. Granting [79] Motion for Pro Hac Vice for Carlinsky, Michael. (ndr, COURT STAFF) (Filed on 4/3/2023)
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Legal Document (Payment Possibly Required) 83 Filed: 4/3/2023, Entered: 4/3/2023 Notice of Appearance
NOTICE of Appearance by David Edward Myre, III for Defendants C3.ai, Inc., Edward Y. Abbo, David Barter, Thomas M. Siebel, and Lorenzo Simonelli (Myre, David) (Filed on 4/3/2023)
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Legal Document (Payment Possibly Required) 82 Filed: 3/31/2023, Entered: 3/31/2023, Terminated: 4/3/2023 Motion for Pro Hac Vice
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18130712.) filed by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Waldman, Jacob) (Filed on 3/31/2023)
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Legal Document (Payment Possibly Required) 81 Filed: 3/31/2023, Entered: 3/31/2023, Terminated: 4/5/2023 Motion for Pro Hac Vice
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18130589.) filed by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Empson, Leigha) (Filed on 3/31/2023)
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Legal Document (Payment Possibly Required) 80 Filed: 3/31/2023, Entered: 3/31/2023, Terminated: 4/3/2023 Motion for Pro Hac Vice
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18130361.) filed by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Bernstein, Jesse) (Filed on 3/31/2023)
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Legal Document (Payment Possibly Required) 79 Filed: 3/31/2023, Entered: 3/31/2023, Terminated: 4/3/2023 Motion for Pro Hac Vice
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18130310.) filed by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Carlinsky, Michael) (Filed on 3/31/2023)
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Legal Document (Payment Possibly Required) 78 Filed: 3/31/2023, Entered: 3/31/2023 Notice of Appearance
NOTICE of Appearance by Harry Arthur Olivar, Jr (Olivar, Harry) (Filed on 3/31/2023)
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Legal Document 77 Filed: 3/29/2023, Entered: 3/29/2023 Order on Motion for Leave to File Excess PagesCourt Filing
ORDER by Judge Haywood S. Gilliam, Jr. Granting [76] Motion for Leave to File Excess Pages. (ndr, COURT STAFF) (Filed on 3/29/2023)
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Legal Document (Payment Possibly Required) 76 Filed: 3/28/2023, Entered: 3/28/2023, Terminated: 3/29/2023 Motion for Leave to File Excess Pages
Joint MOTION for Leave to File Excess Pages and Proposed Order filed by C3, Inc., C3.ai, Inc.. (Olivar, Harry) (Filed on 3/28/2023)
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Legal Document (Payment Possibly Required) 75 Filed: 3/14/2023, Entered: 3/14/2023 Summons issued
Summons Issued as to Baker Hughes Company, BofA Securities, Inc., Canaccord Genuity LLC, Deutsche Bank Securities, Inc., J.P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Morgan Stanley & Co. LLC, Needham & Company, LLC, Piper Sandler & Co., Wedbush Securities Inc.. (dhm, COURT STAFF) (Filed on 3/14/2023)
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Legal Document (Payment Possibly Required) 74 Filed: 3/13/2023, Entered: 3/13/2023 Proposed Summons
Proposed Summons. (Kathrein, Reed) (Filed on 3/13/2023)
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Legal Document 73 Filed: 2/16/2023, Entered: 2/16/2023 OrderCourt Filing
ORDER GRANTING [72] MOTION to Withdraw as Attorney Attorney Danielle Suzanne Myers; Juan Carlos Sanchez; Shawn A. Williams; Michael Albert and Jennifer N. Caringal Terminated.Signed by Judge Haywood S. Gilliam, Jr. on 2/16/2023. (ndr, COURT STAFF) (Filed on 2/16/2023)
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Legal Document (Payment Possibly Required) 72 Filed: 2/16/2023, Entered: 2/16/2023, Terminated: 2/16/2023 Motion to withdraw as attorney
MOTION to Withdraw as Attorney filed by Hossein Y. Afshari. Responses due by 3/2/2023. Replies due by 3/9/2023. (Attachments: # (1) Proposed Order)(Sanchez, Juan) (Filed on 2/16/2023)
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Legal Document 71 Filed: 2/15/2023, Entered: 2/15/2023 Amended Complaint
AMENDED COMPLAINT against David Barter, Thomas M. Siebel, Lorenzo Simonelli, C3, Inc., Baker Hughes Company, Edward Y. Abbo, Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC, BofA Securities, Inc., Deutsche Bank Securities, Inc., Canaccord Genuity LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Needham & Company, LLC, Piper Sandler & Co., Wedbush Securities Inc.. Filed byMark Samarghandi, Elizabeth Wensel, Sharon L. Zavalanski, David Linder. (Attachments: # (1) Exhibit A - Certification of Sharon Zavalanski, # (2) Exhibit B - Certification of David Linder, # (3) Exhibit C - Certification of Elizabeth Wensel)(Kathrein, Reed) (Filed on 2/15/2023)
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Legal Document (Payment Possibly Required) 70 Filed: 1/12/2023, Entered: 1/12/2023 Order on Motion for Pro Hac ViceCourt Filing
Order by Judge Haywood S Gilliam, Jr granting [69] Motion for Pro Hac Vice as to Catherine Gannon. (bxs, COURT STAFF) (Filed on 1/12/2023)
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Legal Document (Payment Possibly Required) 69 Filed: 1/12/2023, Entered: 1/12/2023, Terminated: 1/12/2023 Motion for Pro Hac Vice
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17894198.) filed by Mark Samarghandi. (Attachments: # (1) Certificate of Good Standing)(Gannon, Catherine) (Filed on 1/12/2023)
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Legal Document 68 Filed: 1/10/2023, Entered: 1/10/2023 OrderCourt Filing
ORDER GRANTING [67] STIPULATED SCHEDULING ORDER. Amended Pleadings due by 2/15/2023; Motions due by 4/14/2023; Responses due by 6/14/2023; and Replies due by 7/18/2023. Signed by Judge Haywood S. Gilliam, Jr. on 1/10/2023. (ndr, COURT STAFF) (Filed on 1/10/2023)
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Legal Document (Payment Possibly Required) 67 Filed: 1/6/2023, Entered: 1/6/2023, Terminated: 1/10/2023 stipulation
STIPULATION WITH PROPOSED ORDER (STIPULATION AND [PROPOSED] SCHEDULING ORDER) filed by Mark Samarghandi. (Kathrein, Reed) (Filed on 1/6/2023)
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Legal Document 66 Filed: 12/12/2022, Entered: 12/12/2022 OrderCourt Filing
ORDER GRANTING SAMARGHANDIS [30] MOTION FOR APPOINTMENT AS LEAD PLAINTIFF AND LEAD COUNSEL, DENYING THE ([11], [18], [25], [26], [35] and [39] ) REMAINING MOTIONS FOR LEAD PLAINTIFF. Case Management Statement due by 1/10/2023. Initial Case Management Conference set for 1/17/2023 02:00 PM.The 1/17/2023 proceeding will be held by AT&T Conference Line. The parties are advised that in the event of an audio problem, counsel should be prepared to attend the hearing via Zoom conference at the Courts direction. The court circulates the following conference number to allow the equivalent of a public hearing by telephone.For conference line information, see: https://apps.cand.uscourts.gov/telhrg/ All counsel, members of the public and press please use the following dial-in information below to access the conference line: Dial In: 888-808-6929Access Code: 6064255The Court may be in session with proceedings in progress when you connect to the conference line. Therefore, mute your phone if possible and wait for the Court to address you before speaking on the line. For call clarity, parties shall NOT use speaker phone or earpieces for these calls, and where at all possible, parties shall use landlines. The parties are further advised to ensure that the Court can hear and understand them clearly before speaking at length.PLEASE NOTE: Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited. See General Order 58 at Paragraph III. Signed by Judge Haywood S. Gilliam, Jr. on 12/12/2022. (ndr, COURT STAFF) (Filed on 12/12/2022)
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Legal Document 65 Filed: 9/6/2022, Entered: 9/6/2022 Order Relating CaseCourt Filing
RELATED CASE ORDER Re Docket No. [64]. Signed by Judge Haywood S. Gilliam, Jr. on 9/6/2022. (ndr, COURT STAFF) (Filed on 9/6/2022)
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Legal Document 64 Filed: 8/29/2022, Entered: 8/29/2022 Judicial Referral for Purpose of Determining Relationship of CasesCourt Filing
Judicial Referral for Purpose of Determining Relationship of Cases re 22-cv-3031-WHO. Signed by Judge William H. Orrick on 08/29/2022. (jmd, COURT STAFF) (Filed on 8/29/2022)
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Blank 63 Filed: 8/9/2022, Entered: 8/9/2022 Clerks Notice
CLERK'S NOTICE RE DOCKET NOS. [11], [18], [25], [25], [30], [35], AND [39]. Notice is hereby given that the Court takes the pending motions to appoint lead plaintiff and lead counsel filings under submission. The hearings previously scheduled for August 18, 2022 at 2:00 p.m. are vacated. The Court will issue a written order. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 8/9/2022)
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Legal Document 62 Filed: 8/9/2022, Entered: 8/9/2022 Order on StipulationCourt Filing
ORDER by Judge Haywood S. Gilliam, Jr. Granting [61] Stipulation REGARDING AMENDED COMPLAINT AND DEFENDANTS' RESPONSE. (ndr, COURT STAFF) (Filed on 8/9/2022)
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Legal Document (Payment Possibly Required) 61 Filed: 8/8/2022, Entered: 8/8/2022, Terminated: 8/9/2022 stipulation
STIPULATION WITH PROPOSED ORDER REGARDING AMENDED COMPLAINT AND DEFENDANTS' RESPONSE filed by C3.ai, Inc., Mark Samarghandi. (Olivar, Harry) (Filed on 8/8/2022) Modified on 8/9/2022 (cjl, COURT STAFF).
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Legal Document (Payment Possibly Required) 60 Filed: 8/8/2022, Entered: 8/8/2022 Notice of Appearance
NOTICE of Appearance by Harry Arthur Olivar, Jr (Olivar, Harry) (Filed on 8/8/2022)
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Legal Document 59 Filed: 6/14/2022, Entered: 6/14/2022 Order on Motion for Pro Hac ViceCourt Filing
ORDER by Judge Haywood S. Gilliam, Jr. Granting [58] Motion for Pro Hac Vice for Berman, Steve. (ndr, COURT STAFF) (Filed on 6/14/2022)
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Legal Document (Payment Possibly Required) 58 Filed: 6/13/2022, Entered: 6/13/2022, Terminated: 6/14/2022 Motion for Pro Hac Vice
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17258914.) filed by Mark Samarghandi. (Berman, Steve) (Filed on 6/13/2022)
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Legal Document (Payment Possibly Required) 57 Filed: 6/10/2022, Entered: 6/10/2022 Notice (other)
NOTICE OF COMPETING APPLICANTS NON-OPPOSITION TO [30] MARK SAMARGHANDIS MOTION FOR APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF SELECTION OF LEAD COUNSEL by Mark Samarghandi. (Gilmore, Lucas) (Filed on 6/10/2022) Modified on 6/13/2022 (cjl, COURT STAFF).
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Legal Document (Payment Possibly Required) 56 Filed: 6/8/2022, Entered: 6/8/2022 Notice (other)
Notice of Withdrawal of Motion re [7] MOTION to Appoint Lead Plaintiff and Lead Counsel by Yining Cai. (Rosen, Laurence) (Filed on 6/8/2022) Modified on 6/9/2022 (cjl, COURT STAFF).
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Legal Document (Payment Possibly Required) 55 Filed: 5/24/2022, Entered: 5/24/2022 Reply to Opposition/Response
REPLY (re [7] MOTION to Appoint Lead Plaintiff and Lead Counsel ) in Further Support of Yining Cai's Lead Plaintiff Motion filed byYining Cai. (Attachments: # (1) Declaration of Laurence M. Rosen, # (2) Exhibit 1 - Movant's LIFO Dura Loss Chart)(Rosen, Laurence) (Filed on 5/24/2022)
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Legal Document (Payment Possibly Required) 54 Filed: 5/24/2022, Entered: 5/24/2022 Reply to Opposition/Response
REPLY (re [30] MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byMark Samarghandi. (Gilmore, Lucas) (Filed on 5/24/2022)
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Legal Document (Payment Possibly Required) 53 Filed: 5/18/2022, Entered: 5/18/2022 Notice (other)
NOTICE by Leonard Janos re [11] MOTION to Appoint Lead Plaintiff and Lead Counsel Notice of Non-Opposition to Competing Lead Plaintiff Motions (Apton, Adam) (Filed on 5/18/2022)
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Blank  Filed: None, Entered: None Electronic Filing Error
Electronic filing error. Document not properly linked. [err102]Corrected by Clerk's Office. No further action is necessary. Re:[50] Notice (Other), filed by Dennis Martinez, Christie Sweeney (dhm, COURT STAFF) (Filed on 5/18/2022)
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Legal Document (Payment Possibly Required) 52 Filed: 5/17/2022, Entered: 5/17/2022 Opposition/Response to Motion
OPPOSITION/RESPONSE (re [11] MOTION to Appoint Lead Plaintiff and Lead Counsel , [25] MOTION to Appoint Lead Plaintiff and Lead Counsel , [18] MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support Thereof, [7] MOTION to Appoint Lead Plaintiff and Lead Counsel , [39] MOTION to Appoint Lead Plaintiff and Lead Counsel , [35] MOTION to Appoint Lead Plaintiff and Lead Counsel , [26] MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byMark Samarghandi. (Attachments: # (1) Declaration of Lucas E. Gilmore, # (2) Exhibit A - Loss Calculations)(Gilmore, Lucas) (Filed on 5/17/2022)
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Legal Document (Payment Possibly Required) 51 Filed: 5/17/2022, Entered: 5/17/2022 Opposition/Response to Motion
OPPOSITION/RESPONSE (re [30] MOTION to Appoint Lead Plaintiff and Lead Counsel , [11] MOTION to Appoint Lead Plaintiff and Lead Counsel , [18] MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support Thereof ) filed byYining Cai. (Rosen, Laurence) (Filed on 5/17/2022)
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Legal Document (Payment Possibly Required) 50 Filed: 5/17/2022, Entered: 5/17/2022 Notice (other)
NOTICE by Dennis Martinez, Christie Sweeney of Non-Opposition to Competing Lead Plaintiff Motions (Linehan, Charles) (Filed on 5/17/2022) Modified on 5/18/2022 linking entry to related documents [7], [11], [18], [25], [26], [30], [35], [39] (dhm, COURT STAFF).
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Legal Document 49 Filed: 5/17/2022, Entered: 5/17/2022 Opposition/Response to Motion
RESPONSE (re [30] MOTION to Appoint Lead Plaintiff and Lead Counsel , [11] MOTION to Appoint Lead Plaintiff and Lead Counsel , [25] MOTION to Appoint Lead Plaintiff and Lead Counsel , [7] MOTION to Appoint Lead Plaintiff and Lead Counsel , [39] MOTION to Appoint Lead Plaintiff and Lead Counsel , [35] MOTION to Appoint Lead Plaintiff and Lead Counsel , [26] MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed by Hossein Y. Afshari. (Albert, Michael) (Filed on 5/17/2022) Modified text on 5/18/2022 (dhm, COURT STAFF).
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Legal Document (Payment Possibly Required) 48 Filed: 5/17/2022, Entered: 5/17/2022 Statement of Non-Opposition
Statement of Non-Opposition re [25] MOTION to Appoint Lead Plaintiff and Lead Counsel filed byFadi Karnaby. (Related document(s)[25]) (Abadou, Ramzi) (Filed on 5/17/2022)
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Legal Document (Payment Possibly Required) 47 Filed: 5/10/2022, Entered: 5/10/2022 Statement of Non-Opposition
Statement of Non-Opposition re [35] MOTION to Appoint Lead Plaintiff and Lead Counsel filed byDavid Hu, Li Zhong Hu. (Related document(s)[35]) (Del Gaizo, Gregory) (Filed on 5/10/2022)
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Blank 46 Filed: 5/10/2022, Entered: 5/10/2022 Clerks Notice
CLERK'S NOTICE TO COUNSEL RE DOCKET NO. [45]. In the future when filing a notice of non-opposition, the correct event to use is statement of non-opposition located under Other Supporting Documents under the Motions and Related Filings Category. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 5/10/2022)
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Legal Document (Payment Possibly Required) 45 Filed: 5/10/2022, Entered: 5/10/2022 Notice (other)
NOTICE of Non-Opposition by Sravan Potu to [39] MOTION to Appoint Lead Plaintiff and Lead Counsel (Pafiti, Jennifer) (Filed on 5/10/2022) Modified text on 5/10/2022 (dhm, COURT STAFF).
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Blank  Filed: None, Entered: None Electronic Filing Error
Electronic filing error. Incorrect event used. [err101]Corrected by Clerk's Office. No further action is necessary. Re:[45] Notice (Other) filed by Sravan Potu (dhm, COURT STAFF) (Filed on 5/10/2022)
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Blank 44 Filed: 5/4/2022, Entered: 5/4/2022 Clerks NoticeCourt Filing
CLERK'S NOTICE. Notice is hereby given that the initial case management conference, previously set for June 21, 2022, is continued to August 18, 2022 before Judge Haywood S. Gilliam, Jr., at 2:00 p.m., in Courtroom 2, 4th Floor, 1301 Clay Street, Oakland, CA. All the hearings on the pending ([7], [11], [18], [25], [26], [30], [35], [39]) motions to appoint lead plaintiff and lead counsel are either advanced or continued to August 18, 2022, before Judge Haywood S. Gilliam, Jr., at 2:00 p.m., in Courtroom 2, 4th Floor, 1301 Clay Street, Oakland, CA. Hearing dates of July 28th, August 11th and November 3rd are vacated. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 5/4/2022)
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Blank 43 Filed: 5/4/2022, Entered: 5/4/2022 Clerks Notice
CLERK'S NOTICE. Notice is hereby given that counsel must re-notice not re-file the [39] motion to appoint lead plaintiff and lead counsel. Hearing date of June 16, 2022, is vacated. The briefing schedule remains in effect. Counsel is directed to check the Court's scheduling notes before re-noticing the motion for a new hearing date. June 16th was not the Court's next available hearing date when this motion was e-filed. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 5/4/2022)
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Blank 42 Filed: 5/4/2022, Entered: 5/4/2022 Clerks Notice
CLERK'S NOTICE TO COUNSEL REGARDING DOCKET NOS. [7], [26], AND [35]. In the future when filing a motion, please be sure that the supporting documents (declarations, exhibits, and proposed order) are e-filed as attachments to the motion filing and not e-filed as separate filings on the docket. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 5/4/2022)
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Legal Document (Payment Possibly Required) 41 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Interested Entities
Certificate of Interested Entities by Sravan Potu re [39] MOTION to Appoint Lead Plaintiff and Lead Counsel (Pafiti, Jennifer) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 40 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Counsel
CERTIFICATE of Counsel re [39] MOTION to Appoint Lead Plaintiff and Lead Counsel by Jennifer Pafiti on behalf of Sravan Potu (Pafiti, Jennifer) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 39 Filed: 5/3/2022, Entered: 5/3/2022, Terminated: 12/12/2022 Motion to Appoint Lead Plaintiff and Lead CounselCourt Filing
MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Sravan Potu. Motion Hearing set for 6/16/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: # (1) Proposed Order, # (2) Declaration of Jennifer Pafiti, # (3) Exhibit A - Loss Chart, # (4) Exhibit B - Press Release, # (5) Exhibit C - Certification, # (6) Exhibit D - Declaration, # (7) Exhibit E - Firm Resume)(Pafiti, Jennifer) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 38 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Counsel
CERTIFICATE of Counsel by Gregory Eric Del Gaizo on behalf of David Hu, Li Zhong Hu (Del Gaizo, Gregory) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 37 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Interested Entities
Certificate of Interested Entities by David Hu, Li Zhong Hu (Del Gaizo, Gregory) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 36 Filed: 5/3/2022, Entered: 5/3/2022 Declaration in Support
Declaration of Gregory E. Del Gaizo in Support of [35] MOTION to Appoint Lead Plaintiff and Lead Counsel filed byDavid Hu, Li Zhong Hu. (Attachments: # (1) Exhibit A (Published Notice), # (2) Exhibit B (Movants' Certifications), # (3) Exhibit C (Loss Calculations), # (4) Exhibit D (Robbins LLP Resume))(Related document(s)[35]) (Del Gaizo, Gregory) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 35 Filed: 5/3/2022, Entered: 5/3/2022, Terminated: 12/12/2022 Motion to Appoint Lead Plaintiff and Lead CounselCourt Filing
MOTION to Appoint Lead Plaintiff and Lead Counsel filed by David Hu, Li Zhong Hu. Motion Hearing set for 11/3/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: # (1) Proposed Order)(Del Gaizo, Gregory) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 34 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Counsel
CERTIFICATE of Counsel by Wesley Aaron Wong on behalf of Mark Samarghandi (Wong, Wesley) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 33 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Counsel
CERTIFICATE of Counsel by Reed R. Kathrein on behalf of Mark Samarghandi (Kathrein, Reed) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 32 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Counsel
CERTIFICATE of Counsel by Lucas E. Gilmore on behalf of Mark Samarghandi (Gilmore, Lucas) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 31 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Interested Entities
Certificate of Interested Entities by Mark Samarghandi (Gilmore, Lucas) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 30 Filed: 5/3/2022, Entered: 5/3/2022, Terminated: 12/12/2022 Motion to Appoint Lead Plaintiff and Lead CounselCourt Filing
MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Mark Samarghandi. Motion Hearing set for 7/28/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: # (1) Declaration of Lucas E. Gilmore, # (2) Exhibit A - Movant's Certification, # (3) Exhibit B - Movant's Loss Chart, # (4) Exhibit C- Notice of Pendency, # (5) Exhibit D- Firm Resume, # (6) Exhibit E- Movant's Declaration, # (7) Proposed Order)(Gilmore, Lucas) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 29 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Counsel
CERTIFICATE of Counsel by Charles Henry Linehan on behalf of Dennis Martinez, Christie Sweeney (Linehan, Charles) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 28 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Interested Entities
Certificate of Interested Entities by Dennis Martinez, Christie Sweeney (Linehan, Charles) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 27 Filed: 5/3/2022, Entered: 5/3/2022 Declaration in Support
Declaration of Charles H. Linehan in Support of [26] MOTION to Appoint Lead Plaintiff and Lead Counsel filed byDennis Martinez, Christie Sweeney. (Attachments: # (1) Exhibit A - Press Release, # (2) Exhibit B - Certification, # (3) Exhibit C - Loss Chart, # (4) Exhibit D - GPM Firm Resume)(Related document(s)[26]) (Linehan, Charles) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 26 Filed: 5/3/2022, Entered: 5/3/2022, Terminated: 12/12/2022 Motion to Appoint Lead Plaintiff and Lead CounselCourt Filing
MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Dennis Martinez, Christie Sweeney. Motion Hearing set for 11/3/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: # (1) Proposed Order)(Linehan, Charles) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 25 Filed: 5/3/2022, Entered: 5/3/2022, Terminated: 12/12/2022 Motion to Appoint Lead Plaintiff and Lead CounselCourt Filing
MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Fadi Karnaby. Motion Hearing set for 8/11/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: # (1) Declaration of Ramzi Abadou, # (2) Exhibit A (Certification & Schedule A), # (3) Exhibit B (Loss Chart), # (4) Exhibit C (Karnaby Declaration), # (5) Exhibit D (GlobeNewswire PR), # (6) Exhibit E (KSF Resume), # (7) Proposed Order)(Abadou, Ramzi) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 24 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Counsel
CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Juan Carlos Sanchez on behalf of Hossein Y. Afshari (Sanchez, Juan) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 23 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Counsel
CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Jennifer N. Caringal on behalf of Hossein Y. Afshari (Caringal, Jennifer) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 22 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Counsel
CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Danielle Suzanne Myers on behalf of Hossein Y. Afshari (Myers, Danielle) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 21 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Counsel
CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Shawn A. Williams on behalf of Hossein Y. Afshari (Williams, Shawn) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 20 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Counsel
CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Michael Albert on behalf of Hossein Y. Afshari (Albert, Michael) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 19 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Interested Entities
Certificate of Interested Entities by Hossein Y. Afshari (Albert, Michael) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 18 Filed: 5/3/2022, Entered: 5/3/2022, Terminated: 12/12/2022 Motion to Appoint Lead Plaintiff and Lead CounselCourt Filing
MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support Thereof filed by Hossein Y. Afshari. Motion Hearing set for 11/3/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: # (1) Declaration of Michael Albert in Support, # (2) Exhibit A - PSLRA Notice, # (3) Exhibit B - Certification, # (4) Exhibit C - Estimate of losses, # (5) Exhibit D - Mr. Afshari's Declaration, # (6) Proposed Order)(Albert, Michael) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 17 Filed: 5/3/2022, Entered: 5/3/2022 Notice of Appearance
NOTICE of Appearance by Michael Albert (Albert, Michael) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 16 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Interested Entities
Certificate of Interested Entities by Fadi Karnaby Pursuant to Local Rule 3-15 (Abadou, Ramzi) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 15 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Counsel
CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Ramzi Abadou on behalf of Fadi Karnaby (Abadou, Ramzi) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 14 Filed: 5/3/2022, Entered: 5/3/2022 Notice of Appearance
NOTICE of Appearance by Ramzi Abadou (Abadou, Ramzi) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 13 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Interested Entities
Certificate of Interested Entities by Leonard Janos re [11] MOTION to Appoint Lead Plaintiff and Lead Counsel (Apton, Adam) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 12 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Counsel
CERTIFICATE of Counsel re [11] MOTION to Appoint Lead Plaintiff and Lead Counsel by Adam Marc Apton on behalf of Leonard Janos (Apton, Adam) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 11 Filed: 5/3/2022, Entered: 5/3/2022, Terminated: 12/12/2022 Motion to Appoint Lead Plaintiff and Lead CounselCourt Filing
MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Leonard Janos. Motion Hearing set for 11/3/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: # (1) Declaration of Adam M. Apton, # (2) Exhibit A - PSLRA Certification, # (3) Exhibit B - Loss Chart, # (4) Exhibit C - PSLRA Notice, # (5) Exhibit D - Janos Decl., # (6) Exhibit E - LK Resume, # (7) Proposed Order)(Apton, Adam) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 10 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Counsel
CERTIFICATE of Counsel re [7] MOTION to Appoint Lead Plaintiff and Lead Counsel by Laurence Matthew Rosen on behalf of Yining Cai (Rosen, Laurence) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 9 Filed: 5/3/2022, Entered: 5/3/2022 Certificate of Interested Entities
Certificate of Interested Entities by Yining Cai re [7] MOTION to Appoint Lead Plaintiff and Lead Counsel (Rosen, Laurence) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 8 Filed: 5/3/2022, Entered: 5/3/2022 Declaration in Support
Declaration of Laurence M. Rosen in Support of [7] MOTION to Appoint Lead Plaintiff and Lead Counsel filed byYining Cai. (Attachments: # (1) Exhibit 1 - PSLRA Early Notice, # (2) Exhibit 2 - PSLRA Cert., # (3) Exhibit 3 - Loss Chart, # (4) Exhibit 4 - Firm Resume)(Related document(s)[7]) (Rosen, Laurence) (Filed on 5/3/2022)
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Legal Document (Payment Possibly Required) 7 Filed: 5/3/2022, Entered: 5/3/2022, Terminated: 6/8/2022 Motion to Appoint Lead Plaintiff and Lead CounselCourt Filing
MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Yining Cai. Motion Hearing set for 11/3/2022 02:00 AM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: # (1) Proposed Order)(Rosen, Laurence) (Filed on 5/3/2022)
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Blank 6 Filed: 3/25/2022, Entered: 3/25/2022 Clerks NoticeCourt Filing
CLERK'S NOTICE. Notice is hereby given that the Case Management Conference, previously set for June 7, 2022, is continued to June 21, 2022, before Judge Haywood S. Gilliam, Jr., at 2:00 p.m. Case Management Statement due by June 14th. The June 21st proceeding will be held by AT&T Conference Line. The parties are advised that in the event of an audio problem, counsel should be prepared to attend the hearing via Zoom conference at the Courts direction. The court circulates the following conference number to allow the equivalent of a public hearing by telephone.For conference line information, see: https://apps.cand.uscourts.gov/telhrg/ All counsel, members of the public and press please use the following dial-in information below to access the conference line: Dial In: 888-808-6929Access Code: 6064255The Court may be in session with proceedings in progress when you connect to the conference line. Therefore, mute your phone if possible and wait for the Court to address you before speaking on the line. For call clarity, parties shall NOT use speaker phone or earpieces for these calls, and where at all possible, parties shall use landlines. The parties are further advised to ensure that the Court can hear and understand them clearly before speaking at length.PLEASE NOTE: Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited. See General Order 58 at Paragraph III. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 3/25/2022)
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Legal Document (Payment Possibly Required) 5 Filed: 3/7/2022, Entered: 3/7/2022 Summons issued
Summons Issued as to David Barter, C3.ai, Inc., Patricia A. House, Richard Levin, Michael G. McCaffery, Nehal Raj, Condoleezza Rice, S. Shankar Sastry, Bruce Sewell, Thomas M. Siebel, Lorenzo Simonelli, Stephen M. Ward Jr.. (dhm, COURT STAFF) (Filed on 3/7/2022)
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Legal Document 4 Filed: 3/7/2022, Entered: 3/7/2022 Initial Case Management Scheduling Order with ADR Deadlines
Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 5/31/2022. Initial Case Management Conference set for 6/7/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor. (dhm, COURT STAFF) (Filed on 3/7/2022)
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Blank 3 Filed: 3/7/2022, Entered: 3/7/2022 Case Assigned by IntakeCourt Filing
Case assigned to Judge Haywood S Gilliam, Jr. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (cv, COURT STAFF) (Filed on 3/7/2022)
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Legal Document (Payment Possibly Required) 2 Filed: 3/4/2022, Entered: 3/4/2022 Proposed Summons
Proposed Summons. (Pafiti, Jennifer) (Filed on 3/4/2022)
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Legal Document 1 Filed: 3/4/2022, Entered: 3/4/2022 Complaint
CLASS ACTION COMPLAINT under private action arising under the Securities Act or Exchange Act. against David Barter, C3.ai, Inc., Patricia A. House, Richard Levin, Michael G. McCaffery, Nehal Raj, Condoleezza Rice, S. Shankar Sastry, Bruce Sewell, Thomas M. Siebel, Lorenzo Simonelli, Stephen M. Ward Jr. ( Filing fee $ 402, receipt number ACANDC-16963458.). Filed byThe Reckstin Family Trust. (Attachments: # (1) Certification, # (2) Schedule A, # (3) Civil Cover Sheet)(Pafiti, Jennifer) (Filed on 3/4/2022) Modified on 3/7/2022 (cv, COURT STAFF).
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