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 485 |
Filed: 4/6/2026, Entered: None |
Notice of Appeal - Final Judgment |
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 Request |
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| 483 |
Filed: 4/6/2026, Entered: None |
Notice of Attorney Appearance - Defendant |
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Request |
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| 481 |
Filed: 3/24/2026, Entered: None |
Memorandum & Opinion |
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Request |
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| 479 |
Filed: 2/5/2026, Entered: None |
Letter |
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Request |
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| 478 |
Filed: 1/23/2026, Entered: None |
Letter |
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Request |
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| 477 |
Filed: 1/8/2026, Entered: None |
Endorsed Letter |
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Request |
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| 476 |
Filed: 1/8/2026, Entered: None |
Letter Motion |
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Request |
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| 475 |
Filed: 1/5/2026, Entered: None |
Response in Opposition to Motion |
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Request |
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| 469 |
Filed: 12/3/2025, Entered: None |
Order |
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Request |
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| 468 |
Filed: 12/2/2025, Entered: None |
Vacate |
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Request |
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| 467 |
Filed: 12/2/2025, Entered: None |
Vacate |
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Request |
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| 465 |
Filed: 11/7/2025, Entered: None |
Letter |
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Request |
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| 460 |
Filed: 8/7/2025, Entered: None |
Notice of Appeal - Final Judgment |
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Request |
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| 458 |
Filed: 8/7/2025, Entered: None |
Judgment |
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Request |
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| 457 |
Filed: 8/5/2025, Entered: None |
Letter |
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Request |
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| 454 |
Filed: 7/29/2025, Entered: None |
Order |
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Request |
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| 452 |
Filed: 7/29/2025, Entered: None |
Letter |
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Request |
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| 451 |
Filed: 7/29/2025, Entered: None |
Letter |
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Request |
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| 447 |
Filed: 7/15/2025, Entered: None |
Letter |
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Request |
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| 446 |
Filed: 7/15/2025, Entered: None |
Letter |
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Request |
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| 445 |
Filed: 7/2/2025, Entered: None |
Memorandum & Opinion |
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Request |
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| 444 |
Filed: 7/2/2025, Entered: None |
Order |
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Request |
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| 443 |
Filed: 7/2/2025, Entered: None |
Order |
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Request |
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| 442 |
Filed: 7/2/2025, Entered: None |
Report and Recommendations |
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Request |
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| 433 |
Filed: 6/27/2025, Entered: None |
Letter |
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Request |
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| 432 |
Filed: 6/27/2025, Entered: None |
Letter |
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Request |
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| 431 |
Filed: 6/26/2025, Entered: None |
Sentencing Submission |
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Request |
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| 430 |
Filed: 6/26/2025, Entered: None |
Order |
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Request |
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| 425 |
Filed: 5/22/2025, Entered: None |
Notice of Filing Transcript |
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Request |
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| 424 |
Filed: 5/22/2025, Entered: None |
Transcript |
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Request |
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| 423 |
Filed: 5/21/2025, Entered: None |
Letter |
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Request |
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| 420 |
Filed: 5/19/2025, Entered: None |
Letter |
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Request |
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| 419 |
Filed: 5/15/2025, Entered: None |
Letter |
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Request |
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| 418 |
Filed: 5/9/2025, Entered: None |
Order |
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Request |
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| 417 |
Filed: 5/8/2025, Entered: None |
Letter |
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Request |
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| 416 |
Filed: 5/8/2025, Entered: None |
Notice of Filing Transcript |
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Request |
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| 415 |
Filed: 5/8/2025, Entered: None |
Transcript |
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Request |
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| 414 |
Filed: 5/8/2025, Entered: None |
Letter |
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Request |
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| 413 |
Filed: 5/7/2025, Entered: 5/7/2025 |
Order |
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SCHEDULING ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. The purpose of the Phase I hearing, scheduled for May 9, 2025 at 10:00 a.m., is to determine which former Archegos employees are "victims" for purposes of restitution under the Mandatory Victims Restitution Act (MVRA), 18 U.S.C. § 3663(A)(a)(2). That question, in turn, implicates two distinct factual issues, addressed below. Moreover, those questions must be answered with respect to both the individuals for whom the Government seeks restitution -- a group now numbering 40 -- and one additional former Archegos employee, Dave Park, who made his own claim for restitution after the Government has declined to seek restitution on his behalf. (*** See this Order for complete details. ***) (Signed by Magistrate Judge Barbara C. Moses on 5/7/2025) (bw)
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Request |
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| 411 |
Filed: 5/2/2025, Entered: 5/2/2025 |
Letter |
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LETTER by Patrick Halligan as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Mary E. Mulligan dated May 2, 2025 re: Request for Permission to Travel Document filed by Patrick Halligan. (Mulligan, Mary)
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Request |
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| 410 |
Filed: 4/18/2025, Entered: 4/18/2025 |
Declaration |
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DECLARATION of Alexandra Rothman by USA as to Sung Kook (Bill) Hwang, Patrick Halligan. (Attachments: # (1) Exhibit E, # (2) Exhibit F, # (3) Exhibit G, # (4) Exhibit H, # (5) Exhibit I, # (6) Exhibit J, # (7) Exhibit K, # (8) Exhibit L, # (9) Exhibit M, # (10) Exhibit N, # (11) Exhibit O, # (12) Exhibit P, # (13) Exhibit S, # (14) Exhibit T)(Rothman, Alexandra)
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Request |
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| 409 |
Filed: 4/18/2025, Entered: 4/18/2025 |
Sentencing Submission |
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SENTENCING SUBMISSION by USA as to Sung Kook (Bill) Hwang, Patrick Halligan. (Rothman, Alexandra)
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Request |
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| 408 |
Filed: 4/18/2025, Entered: 4/18/2025 |
Sentencing Submission |
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SENTENCING SUBMISSION by Sung Kook (Bill) Hwang. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F, # (7) Exhibit G, # (8) Exhibit H, # (9) Exhibit I, # (10) Exhibit J, # (11) Exhibit K, # (12) Exhibit L, # (13) Exhibit M, # (14) Exhibit N, # (15) Exhibit O, # (16) Exhibit P, # (17) Exhibit Q, # (18) Exhibit R, # (19) Exhibit S, # (20) Exhibit T, # (21) Exhibit U, # (22) Exhibit V, # (23) Exhibit W, # (24) Exhibit X, # (25) Exhibit Y, # (26) Exhibit Z)(Jacobs, Brian)
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Request |
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 407 |
Filed: 4/18/2025, Entered: 4/18/2025 |
Letter |
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LETTER by Patrick Halligan as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Magistrate Judge Barbara C. Moses from Mary E. Mulligan dated April 18, 2024 re: Scheduling Order entered on April 8, 2025 (ECF No. 405) Document filed by Patrick Halligan. (Mulligan, Mary)
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| 406 |
Filed: 4/18/2025, Entered: 4/18/2025 |
Letter |
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LETTER by Dave Park as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Magistrate Judge Barbara C. Moses from Mark A. Berman, Esq. dated 4/18/2025 re: Dave Park (Restitution) Phase I Submission Document filed by Dave Park. (Berman, Mark)
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Request |
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| 405 |
Filed: 4/8/2025, Entered: 4/8/2025 |
Order |
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SCHEDULING ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. For the reasons discussed on the record during the April 7, 2024 status and scheduling conference: 1. Phase I. The Court will hold a "Phase I" hearing on May 9, 2025 at 10:00 a.m., in Courtroom 20A of the Daniel Patrick Moynihan United States Courthouse, regarding the first question referred to me by the district judge: "which former Archegos employees are 'victims' for purposes of restitution under 18 U.S.C. § 3663(A)(a)(2)." (See Dkt 401.) In their joint letter dated March 24, 2025 (Joint Ltr.) (Dkt. 403), the parties sketched out their positions concerning (a) the factual issues that require resolution at Phase I, and (b) the evidence properly considered in resolving those issues. No later than April 18, 2025, the parties must simultaneously submit briefs supporting their respective positions, including appropriate legal and record citations. Without otherwise limiting the scope of those briefs, the Court requests that the parties address the following issues:...[*** See this Scheduling Order ***]... d. Dave Park. Mr. Park may (but is not required to) submit his own brief, no later than April 18, 2025, supporting his claim that he too is a victim for purposes of restitution under 18 U.S.C. § 3663(A)(a)(2). If Mr. Park submits a brief, he must outline any record evidence upon which he relies, and attach the relevant portions of the record. Additionally, Mr. Park must state whether he wishes to testify at the Phase I hearing. 2. Phase II. The Court will hold a "Phase II" hearing on May 21, 2025 at 2:00 p.m., in Courtroom 20A of the Daniel Patrick Moynihan United States Courthouse, regarding the second question referred to me by the district judge: "how much restitution each [victim] is entitled to." (Dkt. 401.) If the Court requires any additional briefing as to Phase II, it will advise the parties in advance of that hearing. 3. Filing Under Seal. The government is directed to deliver a complete copy of Exhibits A-E to the March 24, 2025 joint letter to chambers, on a flash drive or similar device, to be maintained under seal. SO ORDERED. ( Brief due by 4/18/2025. "Phase I" hearing set for 5/9/2025 at 10:00 AM in Courtroom 20A, 500 Pearl Street, New York, NY 10007 before Magistrate Judge Barbara C. Moses. "Phase II" hearing set for 5/21/2025 at 02:00 PM in Courtroom 20A, 500 Pearl Street, New York, NY 10007 before Magistrate Judge Barbara C. Moses. )(Signed by Magistrate Judge Barbara C. Moses on 4/8/2025) (bw)
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| 404 |
Filed: 3/26/2025, Entered: 3/26/2025 |
Order |
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ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan: The Court has received and reviewed the parties' March 24, 2025 submissions. Exhibits A through E may be filed under seal via ECF. Due to conflicts on the Court's calendar, the conference scheduled for March 27, 2025 is hereby ADJOURNED to April 7, 2025 at 2:00 p.m., in Courtroom 20A of the Daniel Patrick Moynihan United States Courthouse. (Status Conference set for 4/7/2025 at 02:00 PM in Courtroom 20A, 500 Pearl Street, New York, NY 10007 before Magistrate Judge Barbara C. Moses) (Signed by Magistrate Judge Barbara C. Moses on 3/26/2025(ap)
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| 403 |
Filed: 3/24/2025, Entered: 3/24/2025 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Magistrate Judge Barbara C. Moses from AUSAs Rothman, Rothschild, and Thomas dated March 24, 2025 re: Joint Letter in Response to Court's Restitution Questions Document filed by USA. (Attachments: # (1) Exhibit F - Proposed Halligan Restitution Order)(Thomas, Andrew)
- Attachment 1 Exhibit F - Proposed Halligan Restitution Order
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| 402 |
Filed: 3/14/2025, Entered: 3/14/2025 |
Order |
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ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan: In accordance with 18 U.S.C. § 3664(d)(6), the district judge has referred certain issues arising in connection with the proposed orders of restitution to me for proposed findings of fact and recommendations as to disposition. See Dkt. 401. The parties must appear for a status and scheduling conference on March 27, 2025, at 11:00 a.m., in Courtroom 20A of the Daniel Patrick Moynihan United States Courthouse. In advance of the conference, and no later than March 24, 2025, the parties must submit a joint letter that includes: 1 The Government's most recent proposed schedule of former Archegos employee victims, with proposed restitution amounts and a brief description of how those amounts were computed; 2. The Government's most recent schedule of former Archegos employees excluded from the victim list, with a brief description of the reason(s) for each exclusion; 3. The parties' respective proposals (presented succinctly, without argument) for determining which former Archegos employees are "victims" for purposes of restitution under 18 U.S.C. § 3663(A)(a)(2); and 4.The parties' respective proposals (presented succinctly, without argument) for determining how much restitution each is entitled to. SO ORDERED. (Status Conference set for 3/27/2025 at 11:00 AM in Courtroom 20A, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein) (Signed by Magistrate Judge Barbara C. Moses on 3/14/2025) (lnl)
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| 401 |
Filed: 3/12/2025, Entered: 3/12/2025 |
Order |
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ORDER REGULATING PROCEEDINGS as to Sung Kook (Bill) Hwang, Patrick Halligan. The restitution hearing scheduled for March 17, 2025 is canceled. Pursuant to 18 U.S.C. § 3664(d)(6), I respectfully refer the determination of which former Archegos employees are "victims" for purposes of restitution under 18 U.S.C. § 3663A(a)(2), and how much restitution each is entitled to, to United States Magistrate Judge Barbara Moses. By June 13, 2025, Magistrate Judge Moses shall submit "proposed findings of fact and recommendation as to disposition" to the Court for de nova review. 18 U.S.C. § 3664(d)(6). The final sentencing hearing, scheduled for April 8, 2025, is adjourned to July 22, 2025, at 10:00 a.m., and will be held in Courtroom 14B. SO ORDERED. ( Sentencing set for 7/22/2025 at 10:00 AM in Courtroom 14B, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein. )(Signed by Judge Alvin K. Hellerstein on 3/12/2025) (bw)
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Filed: None, Entered: None |
terminate deadlines and hearings |
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Terminate Deadlines and Hearings as to Sung Kook (Bill) Hwang, Patrick Halligan: Terminated Status Conference set for 3/17/2025 at 10:30 AM before Judge Alvin K. Hellerstein. (bw)
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| 400 |
Filed: 3/11/2025, Entered: 3/11/2025 |
Notice (other) |
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Magistrate Judge Moses has been randomly assigned to this criminal matter from the Magistrate Judge Wheel as to Sung Kook (Bill) Hwang, Patrick Halligan. (tr) Modified on 3/11/2025 (tr).
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| 399 |
Filed: 3/3/2025, Entered: 3/3/2025 |
Sentencing Submission |
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SENTENCING SUBMISSION by Sung Kook (Bill) Hwang. (Jacobs, Brian)
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| 398 |
Filed: 2/7/2025, Entered: 2/7/2025 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Andrew Thomas dated February 7, 2025 re: Update on Restitution Disputes Document filed by USA. (Thomas, Andrew)
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Request |
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| 397 |
Filed: 2/3/2025, Entered: 2/3/2025 |
Memo Endorsement |
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MEMO ENDORSEMENT as to Sung Kook (Bill) Hwang, Patrick Halligan on re: [396] LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Andrew Thomas dated January 31, 2025 re: Proposed Process to Resolve Restitution Disputes. ENDORSEMENT: The parties shall follow the procedures outlined. The Court will hold a hearing as to the remaining factual disputes on March 17, 2025 at 10:30 am. The final sentencing hearing for both defendants will be held on April 8, 2025 at 11:00 a.m. in Courtroom 14D. (Sentencing set for 4/8/2025 at 11:00 AM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein. Status Conference set for 3/17/2025 at 10:30 AM before Judge Alvin K. Hellerstein) (Signed by Judge Alvin K. Hellerstein on 2/3/2025)(ap)
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Request |
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| 396 |
Filed: 1/31/2025, Entered: 1/31/2025 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Andrew Thomas dated January 31, 2025 re: Proposed Process to Resolve Restitution Disputes Document filed by USA. (Thomas, Andrew)
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| 390 |
Filed: 1/27/2025, Entered: 1/27/2025 |
Sentencing Submission |
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SENTENCING SUBMISSION by Andrew Mills as to Sung Kook (Bill) Hwang, Patrick Halligan. (Fishman, Paul)
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| 389 |
Filed: 1/24/2025, Entered: 1/24/2025 |
Sentencing Submission |
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SENTENCING SUBMISSION by Dave Park as to Sung Kook (Bill) Hwang, Patrick Halligan. (Berman, Mark)
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Request |
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| 388 |
Filed: 1/24/2025, Entered: 1/24/2025 |
Sentencing Submission |
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SENTENCING SUBMISSION by Sung Kook (Bill) Hwang. (Jacobs, Brian)
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| 385 |
Filed: 1/24/2025, Entered: 1/24/2025 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Andrew Thomas dated January 24, 2025 re: Revised Schedule of Victims and Proposed Restitution Order Document filed by USA. (Attachments: # (1) Exhibit A - Proposed Revised Restitution Order)(Thomas, Andrew)
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Filed: None, Entered: None |
Notice Regarding Deficient Motion to Appear Pro Hac Vice |
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>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice as to Sung Kook (Bill) Hwang, Patrick Halligan to RE-FILE Document No. [386] MOTION for Lisa E. Perkins to Appear Pro Hac Vice for Honey Seguerra Halligan. Filing fee $ 200.00, receipt number ANYSDC-30512302. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Proposed Order;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (bc)
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| 383 |
Filed: 1/21/2025, Entered: 1/21/2025 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSAs Rothman and Thomas dated January 21, 2025 re: Proposed Restitution Orders Document filed by USA. (Attachments: # (1) Exhibit A - Proposed Restitution Order (Hwang), # (2) Exhibit E - Proposed Restitution Order Halligan)(Thomas, Andrew)
- Attachment 1 Exhibit A - Proposed Restitution Order (Hwang)
- Attachment 2 Exhibit E - Proposed Restitution Order Halligan
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| 379 |
Filed: 1/8/2025, Entered: 1/8/2025 |
Order on Letter Motion |
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MEMO ENDORSEMENT [378] LETTER MOTION as to Sung Kook (Bill) Hwang (1), Patrick Halligan (2)....ENDORSEMENT...SO ORDERED (Signed by Judge Alvin K. Hellerstein on 1/8/25) (jw)
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| 378 |
Filed: 1/8/2025, Entered: 1/8/2025, Terminated: 1/8/2025 |
Letter Motion |
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LETTER MOTION addressed to Judge Alvin K. Hellerstein from AUSA Andrew Thomas dated January 8, 2025 re: Request to Set Schedule for Consideration of Additional Restitution Claims . Document filed by USA as to Sung Kook (Bill) Hwang, Patrick Halligan. (Thomas, Andrew)
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| 377 |
Filed: 1/2/2025, Entered: 1/2/2025 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang. Notice is hereby given that an official transcript of a Sentence proceeding held on 12/19/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 376 |
Filed: 1/2/2025, Entered: 1/2/2025 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang re: Sentence held on 12/19/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Carol Ganley, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/23/2025. Redacted Transcript Deadline set for 2/3/2025. Release of Transcript Restriction set for 4/2/2025. (McGuirk, Kelly)
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Request |
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| 375 |
Filed: 12/19/2024, Entered: 12/20/2024 |
Order for Forfeiture of Property |
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PRELIMINARY ORDER OF FORFEITURE AS TO SPECIFIC PROPERTY as to Sung Kook (Bill) Hwang. (Signed by Judge Alvin K. Hellerstein on 12/19/24)(jw)
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| 374 |
Filed: 12/19/2024, Entered: 12/20/2024 |
Order |
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MODIFICATION OF BAIL as to Sung Kook (Bill) Hwang. NOW, THEREFORE, IT IS ORDERED, THAT the defendant shall be bailed pending appeal upon the following a. All previously imposed bail conditions, including the personal recognizance bond and posted security, remain in effect; The defendant shall not make any new applications for a passport and will surrender to Pretrial Services any previously lost passport he may discover while on release; The defendant may travel out of New York or New Jersey only upon permission of Pretrial Services or this Court, making any such travel request at least three days prior to his planned travel; and The defendant shall cause his counsel to seek expedited briefing on any appeal he may file in the United States Court of Appeals (Signed by Judge Alvin K. Hellerstein on 12/19/2024)(jw)
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| 373 |
Filed: 12/19/2024, Entered: 12/19/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang addressed to Judge Alvin K. Hellerstein from AUSA Andrew Thomas dated December 19, 2024 re: Revised Table of Losses and Supporting Workbook Document filed by USA. (Attachments: # (1) Exhibit A - Revised Tabulation of Losses, # (2) Exhibit B - Revised Counterparty Losses)(Thomas, Andrew)
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| 372 |
Filed: 12/19/2024, Entered: 12/19/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Andrew Thomas dated December 19, 2024 re: Memorandum from Better Markets re Market Participant Victims Document filed by USA. (Attachments: # (1) Exhibit A - Memorandum from Better Markets re Market Participant Victims and Restitution)(Thomas, Andrew)
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Request |
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Filed: None, Entered: None |
sentencing |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Sentencing held on 12/19/2024 for Sung Kook (Bill) Hwang (1) Count 1s,2s,3s-6s,8s-9s,10s,11s. Sentencing cont'd. Defendant present w/attorneys Barry Berke and Dani James; AUSAs, Andrew Thomas and Samuel Rothschild; Court reporter Carol Ganley present; Motion for split sentence is denied; Bail pending appeal is granted; Final order of restitution is due to the Court on 1/9/2025. (bw)
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| 371 |
Filed: 12/18/2024, Entered: 12/18/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang addressed to Judge Alvin K. Hellerstein from AUSA Andrew Thomas dated December 18, 2024 re: Restitution Loss Table by Category and Victim Document filed by USA. (Attachments: # (1) Exhibit A - Loss Table by Category & Victim, # (2) Exhibit B - Counterparty Loss Workbook, # (3) Exhibit Nomura Revised Victim Submission)(Thomas, Andrew)
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| 370 |
Filed: 12/18/2024, Entered: 12/18/2024 |
order on motion to seal document |
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MEMO ENDORSEMENT as to Sung Kook (Bill) Hwang (1) on [368] MOTION to Seal Document (Response to Supplemental Sentencing Memorandum). ENDORSEMENT: So Ordered. (Signed by Judge Alvin K. Hellerstein on 12/18/2024) (ap)
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| 369 |
Filed: 12/18/2024, Entered: 12/18/2024 |
Memorandum of Law |
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MEMORANDUM OF LAW by Sung Kook (Bill) Hwang / Response to Supplemental Sentencing Memorandum. (Estes, Jordan)
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| 368 |
Filed: 12/18/2024, Entered: 12/18/2024, Terminated: 12/18/2024 |
motion to seal document |
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MOTION to Seal Document (Response to Supplemental Sentencing Memorandum). Document filed by Sung Kook (Bill) Hwang. (Estes, Jordan)
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| 367 |
Filed: 12/16/2024, Entered: 12/16/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang addressed to Judge Alvin K. Hellerstein from AUSAs Podolsky, Rothman, Rothschild, and Thomas dated December 16, 2024 re: Proposed Restitution Order and Reply to Hwang's Supplemental Sentencing Submission Document filed by USA. (Attachments: # (1) Exhibit A - Proposed Restitution Order, # (2) Exhibit B - Souffrant Judgment, # (3) Exhibit C - Bianco Judgment, # (4) Exhibit D - Pembroke Judgment, # (5) Exhibit E - Draft Counterparty Loss Workbook)(Thomas, Andrew)
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Request |
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| 366 |
Filed: 12/16/2024, Entered: 12/16/2024 |
Sentencing Submission |
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SENTENCING SUBMISSION by Sung Kook (Bill) Hwang. (Jacobs, Brian)
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| 365 |
Filed: 12/12/2024, Entered: 12/12/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Alexandra Rothman dated December 12, 2024 re: Supplemental restitution submissions Document filed by USA. (Attachments: # (1) Exhibit BMO, # (2) Exhibit Credit Suisse, # (3) Exhibit Jefferies, # (4) Exhibit Macquarie, # (5) Exhibit Morgan Stanley, # (6) Exhibit MUFG, # (7) Exhibit Nomura, # (8) Exhibit UBS)(Rothman, Alexandra)
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Request |
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| 364 |
Filed: 12/10/2024, Entered: 12/10/2024 |
order on motion to seal document |
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MEMO ENDORSEMENT as to Sung Kook (Bill) Hwang (1) on [362] MOTION to Seal Document (Sentencing Brief). ENDORSEMENT: So ordered. (Signed by Judge Alvin K. Hellerstein on 12/10/2024) (ap)
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| 363 |
Filed: 12/10/2024, Entered: 12/10/2024 |
Memorandum of Law |
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MEMORANDUM OF LAW by Sung Kook (Bill) Hwang . (Attachments: # (1) Exhibit 1 - Declaration of Mun K. Hong, M.D., M.H.C.M., F.A.C.C., in support of Bill Hwang's Submissions regarding his health conditions, # (2) Exhibit 2 - Declaration of Hee Yang, M.D., F.A.C.S., in support of Bill Hwang's Submissions regarding his health conditions, # (3) Exhibit 3 - Declaration of Joel A. Sickler)(Estes, Jordan)
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| 362 |
Filed: 12/10/2024, Entered: 12/10/2024, Terminated: 12/10/2024 |
motion to seal document |
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MOTION to Seal Document (Sentencing Brief). Document filed by Sung Kook (Bill) Hwang. (Estes, Jordan)
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| 361 |
Filed: 12/10/2024, Entered: 12/10/2024 |
Sentencing Submission |
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SENTENCING SUBMISSION by USA as to Sung Kook (Bill) Hwang. (Rothman, Alexandra)
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Request |
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| 360 |
Filed: 12/10/2024, Entered: 12/10/2024 |
Sentencing Submission |
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SENTENCING SUBMISSION by Sung Kook (Bill) Hwang. (Jacobs, Brian)
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Filed: None, Entered: None |
Note Regarding Deleted Document |
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***DELETED DOCUMENT. Deleted document number 364 MEMO ENDORSEMENT, as to Sung Kook (Bill) Hwang, Patrick Halligan. The document was incorrectly filed in this case. (ap)
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| 359 |
Filed: 12/5/2024, Entered: 12/5/2024 |
Order |
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SCHEDULING ORDER as to Sung Kook (Bill) Hwang. The continuation of the sentencing hearing for Defendant Sung Kook (Bill) Hwang, scheduled for December 18, 2024, is adjourned to December 19, 2024 at 10:30 am.(Sentencing set for 12/19/2024 at 10:30 AM before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 12/5/24)(jw)
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| 358 |
Filed: 12/4/2024, Entered: 12/4/2024 |
Order on Letter Motion |
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Memo Endorsed re: [355] LETTER MOTION Request to Adjust Schedule for Supplemental Sentencing Submissions as to Sung Kook (Bill) Hwang (1)... Endorsement: So Ordered. (Signed by Judge Alvin K. Hellerstein on 12/4/24) (jbo)
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| 357 |
Filed: 12/3/2024, Entered: 12/3/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang. Notice is hereby given that an official transcript of a Sentence proceeding held on 11/21/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 356 |
Filed: 12/3/2024, Entered: 12/3/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang re: Sentence held on 11/21/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Devon Gerber, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/26/2024. Redacted Transcript Deadline set for 1/3/2025. Release of Transcript Restriction set for 3/3/2025. (McGuirk, Kelly)
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Request |
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| 355 |
Filed: 12/3/2024, Entered: 12/3/2024, Terminated: 12/4/2024 |
Letter Motion |
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LETTER MOTION addressed to Judge Alvin K. Hellerstein from AUSA Andrew Thomas dated December 3, 2024 re: Request to Adjust Schedule for Supplemental Sentencing Submissions . Document filed by USA as to Sung Kook (Bill) Hwang. (Thomas, Andrew)
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| 353 |
Filed: 11/26/2024, Entered: 11/26/2024 |
Letter |
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LETTER by Sung Kook (Bill) Hwang addressed to Judge Alvin K. Hellerstein from Brian A. Jacobs dated November 26, 2024 re: Counterparty victim submissions (Attachments: # (1) Exhibit Partially Unredacted Sentencing Memorandum)(Jacobs, Brian)
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Request |
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| 352 |
Filed: 11/26/2024, Entered: 11/26/2024 |
Letter |
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LETTER by Patrick Halligan as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Mary E. Mulligan dated November 26, 2024 re: Request for Permission to Travel Document filed by Patrick Halligan. (Mulligan, Mary)
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Request |
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| 351 |
Filed: 11/26/2024, Entered: 11/26/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang addressed to Judge Alvin K. Hellerstein from Alexandra Rothman dated November 26, 2024 re: Counterparty victim submissions Document filed by USA. (Attachments: # (1) Exhibit Bank of Montreal, # (2) Exhibit Credit Suisse, # (3) Exhibit Goldman Sachs, # (4) Exhibit Jefferies, # (5) Exhibit Macquarie, # (6) Exhibit Morgan Stanley, # (7) Exhibit MUFG, # (8) Exhibit Nomura, # (9) Exhibit UBS)(Rothman, Alexandra)
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| 350 |
Filed: 11/25/2024, Entered: 11/25/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Sentence proceeding held on 11/20/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 349 |
Filed: 11/25/2024, Entered: 11/25/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Sentence held on 11/20/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Steven Greenblum, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/16/2024. Redacted Transcript Deadline set for 12/26/2024. Release of Transcript Restriction set for 2/24/2025. (McGuirk, Kelly)
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Request |
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| 348 |
Filed: 11/25/2024, Entered: 11/25/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang. Notice is hereby given that an official transcript of a Sentence proceeding held on 11/21/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 347 |
Filed: 11/25/2024, Entered: 11/25/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang re: Sentence held on 11/21/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Devon Gerber, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/16/2024. Redacted Transcript Deadline set for 12/26/2024. Release of Transcript Restriction set for 2/24/2025. (McGuirk, Kelly)
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Request |
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Filed: None, Entered: None |
sentencing |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Sentencing held on 11/21/2024 for Sung Kook (Bill) Hwang (1) Count 1s,2s,3s-6s,8s-9s,10s,11s. Sentencing cont'd.; Defendant present w/attorneys Barry Berke and Dani James; AUSAs, Andrew Thomas and Samuel Rothschild; Court reporters Devon Gerber; Sentencing cont'd. to 12/19/24. (bw)
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| 346 |
Filed: 11/20/2024, Entered: 11/20/2024 |
Order |
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ORDER as to (22-Cr-240-1) Sung Kook (Bill) Hwang. Today's sentencing will be held in Courtroom 26B. SO ORDERED: (Signed by Judge Alvin K. Hellerstein on 11/20/2024) (bw)
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Filed: None, Entered: None |
sentencing |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Sentencing held on 11/20/2024 for Sung Kook (Bill) Hwang (1) Count 1s,2s,3s-6s,8s-9s,10s,11s. Sentencing hearing held; Defendant present w/attorneys Barry Berke and Dani James; AUSAs, Andrew Thomas and Samuel Rothschild; Court reporters Devon Gerber and Steve Greenblum present; Defendant sentenced to 18 years custody; 3 years Supervised Release; $1000 Special Assessment; Restitution to tbd. Hearing cont'd. to 11/21/24. (bw)
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| 345 |
Filed: 11/19/2024, Entered: 11/19/2024 |
Sentencing Submission |
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SENTENCING SUBMISSION by USA as to Sung Kook (Bill) Hwang. (Rothman, Alexandra)
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| Save 25% on a pre-paid one year subscription. |
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| 344 |
Filed: 11/18/2024, Entered: 11/18/2024 |
Motion for Miscellaneous Relief |
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MOTION for Bail Pending Appeal . Document filed by Sung Kook (Bill) Hwang. (Attachments: # (1) Exhibit A - Jury Charge Transcript, United States v. Tuzman, # (2) Exhibit B - Charge Conference Transcript, United States v. Tuzman)(Martinez, Michael)
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| 343 |
Filed: 11/18/2024, Entered: 11/18/2024 |
Sentencing Submission |
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SENTENCING SUBMISSION by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Jacobs, Brian)
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| 342 |
Filed: 11/18/2024, Entered: 11/18/2024 |
notice of attorney appearance - defendant |
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NOTICE OF ATTORNEY APPEARANCE: Chloe Lewis appearing for Sung Kook (Bill) Hwang. Appearance Type: Retained. (Lewis, Chloe)
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Request |
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| 341 |
Filed: 11/18/2024, Entered: 11/18/2024 |
notice of attorney appearance - defendant |
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NOTICE OF ATTORNEY APPEARANCE: Brian A. Jacobs appearing for Sung Kook (Bill) Hwang. Appearance Type: Retained. (Jacobs, Brian)
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Request |
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| 340 |
Filed: 11/15/2024, Entered: 11/15/2024 |
Sentencing Submission |
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SENTENCING SUBMISSION by USA as to Sung Kook (Bill) Hwang. (Attachments: # (1) Exhibit Proposed Forfeiture Order, # (2) Exhibit Proposed Restitution Order)(Thomas, Andrew)
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| 339 |
Filed: 11/14/2024, Entered: 11/14/2024 |
Endorsed Letter |
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ENDORSED LETTER as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Matthew A. Leish dated November 12, 2024 re: I write on behalf of non-party Bloomberg L.P. ("Bloomberg") to respectfully request access to documents from various banks and financial institutions that were filed by the Government under seal in connection with the pending sentencing of the Defendants in this proceeding. See Docket Nos. 323 and 328.1 The Government has described these filings as "submissions that the Government received from [] victims of the Defendants' crimes who are seeking restitution in connection with sentencing." Id. The submissions in question were made by Credit Suisse, Jefferies, MUFG, UBS, Macquarie, and Nomura.2 The only justification for sealing proffered by the Government is that the submissions contain "personal identifying information and other sensitive victim information."... ENDORSEMENT: The documents will be unsealed unless, by noon of Nov. 19, 2024, good cause for sealing is shown by any victim so claiming. (Signed by Judge Alvin K. Hellerstein on 11/14/2024) (bw)
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Request |
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| 338 |
Filed: 11/12/2024, Entered: 11/12/2024 |
Endorsed Letter |
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ENDORSED LETTER as to (22-Cr-240-1) Sung Kook (Bill) Hwang addressed to Judge Alvin K. Hellerstein from Attorney Jordan Estes dated November 8, 2024 re: On behalf of our client, Bill Hwang, we write to respectfully request the Court's permission to file under seal certain letters of support, along with references to those letters of support in his sentencing memorandum.... We have filed redacted versions of Mr. Hwang's sentencing memorandum and supplemental letters of support on ECF, and we enclose with this letter unredacted copies of these materials that specify the portions sought to be sealed. ENDORSEMENT: So ordered, with unredacted copies given to court showing redactions. (Signed by Judge Alvin K. Hellerstein on 11/12/2024) (bw)
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Request |
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Filed: None, Entered: None |
Transmission to Sealed Records Clerk |
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Transmission to Sealed Records Clerk: as to Sung Kook (Bill) Hwang (1). Transmitted re: [338] ENDORSED LETTER, to the Sealed Records Clerk for the sealing of document(s). (bw)
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| 337 |
Filed: 11/11/2024, Entered: 11/11/2024 |
Letter - Sentencing |
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Sentencing Letter by Sung Kook (Bill) Hwang addressed to Judge Alvin K. Hellerstein from Jordan Estes dated November 11, 2024 re: Letters of Support (Sentencing Submission - ECF 336). (Attachments: # (1) Exhibit A-11 to A-20.pdf)(Estes, Jordan)
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| 336 |
Filed: 11/8/2024, Entered: 11/8/2024 |
Sentencing Submission |
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SENTENCING SUBMISSION by Sung Kook (Bill) Hwang. (Attachments: # (1) Exhibit - Index to Sentencing Memorandum Exhibits, # (2) Exhibit A-1 to A-20 (Support Letters), # (3) Exhibit A-21 to A-30 (Support Letters), # (4) Exhibit A-31 to A-40 (Support Letters), # (5) Exhibit A-41 to A-50 (Support Letters), # (6) Exhibit A-51 to A-60 (Support Letters), # (7) Exhibit A-61 to A-70 (Support Letters), # (8) Exhibit A-71 to A-80 (Support Letters), # (9) Exhibit A-81 to A-90 (Support Letters), # (10) Exhibit A-91 to A-100 (Support Letters), # (11) Exhibit A-101 to A-114 (Support Letters), # (12) Exhibit B - Trial Exhibit DX-9158, # (13) Exhibit C - Trial Exhibit DX-9161, # (14) Exhibit D - Trial Exhibit DX-3250, # (15) Exhibit E - Trial Exhibit DX-4913, # (16) Exhibit F - Trial Exhibit GX-2504T, # (17) Exhibit G - Trial Exhibit DX-9160, # (18) Exhibit H - Molly Moore Interview Notes (3615-001), # (19) Exhibit I - Trial Exhibits GX-1110, GX-1110A, # (20) Exhibit J - Trial Exhibit DX-7063, # (21) Exhibit K - Excerpt of Scott Becker Interview Notes (3501-055 at p. 2), # (22) Exhibit L - Excerpt of William Tomita Interview Notes (3502-006 at p. 8))(Martinez, Michael)
- Attachment 1 Exhibit - Index to Sentencing Memorandum Exhibits
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| 333 |
Filed: 11/4/2024, Entered: 11/4/2024 |
Notice of change of address |
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NOTICE of Change of Address as to Sung Kook (Bill) Hwang. New Address: Gibson, Dunn & Crutcher LLP, 200 Park Avenue, New York, NY, 10166, 212-351-3860. (Berke, Barry)
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Request |
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| 331 |
Filed: 11/4/2024, Entered: 11/4/2024 |
Notice of change of address |
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NOTICE of Change of Address as to Sung Kook (Bill) Hwang. New Address: Gibson, Dunn & Crutcher LLP, 200 Park Avenue, New York, NY, 10166, 212-351-4076. (Martinez, Michael)
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Request |
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| 330 |
Filed: 11/4/2024, Entered: 11/4/2024 |
Notice of change of address |
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NOTICE of Change of Address as to Sung Kook (Bill) Hwang. New Address: Gibson, Dunn & Crutcher LLP, 200 Park Avenue, New York, NY, 10166, 212-351-3880. (James, Dani)
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Request |
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| 329 |
Filed: 11/1/2024, Entered: 11/1/2024 |
Notice of change of address |
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NOTICE of Change of Address as to Sung Kook (Bill) Hwang. New Address: Gibson, Dunn & Crutcher LLP, 200 Park Avenue, New York, NY, 10166, 212-351-3906. (Estes, Jordan)
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Request |
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| 328 |
Filed: 10/25/2024, Entered: 10/25/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated October 25, 2024 re: Transmitting additional victim submissions Document filed by USA. (Rothschild, Samuel)
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| 326 |
Filed: 10/22/2024, Entered: 10/22/2024 |
Letter |
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LETTER by Patrick Halligan as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Mary E. Mulligan dated October 22, 2024 re: Request for Permission to Travel [Redacted] Document filed by Patrick Halligan. (Mulligan, Mary)
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| 325 |
Filed: 10/15/2024, Entered: 10/15/2024 |
Scheduling Order |
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SCHEDULING ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. Sentencing for Defendant Sung Kook (Bill) Hwang will be held on November 20, 2024 at 10:30 a.m. in Courtroom 14D. Sentencing for Defendant Patrick Halligan will be held on November 26, 2024 at 11:30 a.m. in Courtroom 14D. There will be no further adjournments as to sentencing. So Ordered. (Signed by Judge Alvin K. Hellerstein on 10/15/24)(jbo)
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| 324 |
Filed: 10/15/2024, Entered: 10/15/2024 |
Memo Endorsement |
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MEMO ENDORSEMENT as to Sung Kook (Bill) Hwang, Patrick Halligan on [323] Letter re: Transmitting victim submissions... Endorsement: So Ordered. (Signed by Judge Alvin K. Hellerstein on 10/15/24)(jbo)
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Request |
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Filed: None, Entered: None |
set/reset hearings |
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Set/Reset Hearings as to Sung Kook (Bill) Hwang: Sentencing set for 11/20/2024 at 10:30 AM before Judge Alvin K. Hellerstein. (jbo)
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| 323 |
Filed: 10/11/2024, Entered: 10/11/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated October 11, 2024 re: Transmitting victim submissions Document filed by USA. (Rothschild, Samuel)
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| 322 |
Filed: 10/3/2024, Entered: 10/3/2024 |
Order on Letter Motion |
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MEMO ENDORSEMENT [321] LETTER MOTION as to Sung Kook (Bill) Hwang (1), Patrick Halligan (2)...ENDORSEMENT...Denied. The comments and exchanges can be accomplished within the existing schedule. Alternatively, a postponement to a date within the first two weeks of November will be acceptable. Counsel shall confer with my Courtroom Deputy for an acceptable adjourned date (Signed by Judge Alvin K. Hellerstein on 10/2/2024) (jw)
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| 321 |
Filed: 10/1/2024, Entered: 10/1/2024, Terminated: 10/3/2024 |
Letter Motion |
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LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated October 1, 2024 re: Joint Request to Adjourn Defendants Sentencing Hearing . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Berke, Barry)
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| 318 |
Filed: 9/4/2024, Entered: 9/5/2024 |
Memo Endorsement |
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MEMO ENDORSEMENT as to Sung Kook (Bill) Hwang on re: [317] Letter filed by Patrick Halligan...ENDORSEMENT...SO ORDERED (Signed by Judge Alvin K. Hellerstein on 9/4/24)(jw)
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| 317 |
Filed: 9/4/2024, Entered: 9/4/2024 |
Letter |
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LETTER by Patrick Halligan as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Mary E. Mulligan dated September 4, 2024 re: Request for Permission to Travel Document filed by Patrick Halligan. (Mulligan, Mary)
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| 316 |
Filed: 8/12/2024, Entered: 8/12/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 7/10/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 315 |
Filed: 8/12/2024, Entered: 8/12/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 7/10/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Nicole DIMasi, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/3/2024. Redacted Transcript Deadline set for 9/12/2024. Release of Transcript Restriction set for 11/12/2024. (McGuirk, Kelly)
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| 314 |
Filed: 8/12/2024, Entered: 8/12/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 7/9/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 313 |
Filed: 8/12/2024, Entered: 8/12/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 7/9/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Nicole DIMasi, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/3/2024. Redacted Transcript Deadline set for 9/12/2024. Release of Transcript Restriction set for 11/12/2024. (McGuirk, Kelly)
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| 312 |
Filed: 8/12/2024, Entered: 8/12/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 7/8/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Filed: 8/12/2024, Entered: 8/12/2024 |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 7/8/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Steven Greenblum, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/3/2024. Redacted Transcript Deadline set for 9/12/2024. Release of Transcript Restriction set for 11/12/2024. (McGuirk, Kelly)
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| 310 |
Filed: 8/12/2024, Entered: 8/12/2024 |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 7/1/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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| 309 |
Filed: 8/12/2024, Entered: 8/12/2024 |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 7/1/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Nicole DIMasi, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/3/2024. Redacted Transcript Deadline set for 9/12/2024. Release of Transcript Restriction set for 11/12/2024. (McGuirk, Kelly)
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| 308 |
Filed: 8/12/2024, Entered: 8/12/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 6/28/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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| 307 |
Filed: 8/12/2024, Entered: 8/12/2024 |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 6/28/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Nicole DIMasi, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/3/2024. Redacted Transcript Deadline set for 9/12/2024. Release of Transcript Restriction set for 11/12/2024. (McGuirk, Kelly)
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| 306 |
Filed: 8/12/2024, Entered: 8/12/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 6/27/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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| 305 |
Filed: 8/12/2024, Entered: 8/12/2024 |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 6/27/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Steven Greenblum, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/3/2024. Redacted Transcript Deadline set for 9/12/2024. Release of Transcript Restriction set for 11/12/2024. (McGuirk, Kelly)
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| 304 |
Filed: 8/12/2024, Entered: 8/12/2024 |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 6/26/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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| 303 |
Filed: 8/12/2024, Entered: 8/12/2024 |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 6/26/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Martha Martin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/3/2024. Redacted Transcript Deadline set for 9/12/2024. Release of Transcript Restriction set for 11/12/2024. (McGuirk, Kelly)
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| 302 |
Filed: 8/12/2024, Entered: 8/12/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 6/25/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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| 301 |
Filed: 8/12/2024, Entered: 8/12/2024 |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 6/25/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Nicole DIMasi, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/3/2024. Redacted Transcript Deadline set for 9/12/2024. Release of Transcript Restriction set for 11/12/2024. (McGuirk, Kelly)
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| 300 |
Filed: 8/12/2024, Entered: 8/12/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 6/24/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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| 299 |
Filed: 8/12/2024, Entered: 8/12/2024 |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 6/24/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Steven Greenblum, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/3/2024. Redacted Transcript Deadline set for 9/12/2024. Release of Transcript Restriction set for 11/12/2024. (McGuirk, Kelly)
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| 298 |
Filed: 8/12/2024, Entered: 8/12/2024 |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 6/21/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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| 297 |
Filed: 8/12/2024, Entered: 8/12/2024 |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 6/21/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Nadine Kristoferson, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/3/2024. Redacted Transcript Deadline set for 9/12/2024. Release of Transcript Restriction set for 11/12/2024. (McGuirk, Kelly)
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| 296 |
Filed: 8/12/2024, Entered: 8/12/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 6/20/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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| 295 |
Filed: 8/12/2024, Entered: 8/12/2024 |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 6/20/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Nadine Kristoferson, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/3/2024. Redacted Transcript Deadline set for 9/12/2024. Release of Transcript Restriction set for 11/12/2024. (McGuirk, Kelly)
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| 294 |
Filed: 8/12/2024, Entered: 8/12/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 6/18/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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| 293 |
Filed: 8/12/2024, Entered: 8/12/2024 |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 6/18/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Nicole DIMasi, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/3/2024. Redacted Transcript Deadline set for 9/12/2024. Release of Transcript Restriction set for 11/12/2024. (McGuirk, Kelly)
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| 292 |
Filed: 8/12/2024, Entered: 8/12/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 6/16/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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| 291 |
Filed: 8/9/2024, Entered: 8/9/2024 |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 6/16/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Martha Martin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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| 290 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 6/14/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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| 289 |
Filed: 8/9/2024, Entered: 8/9/2024 |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 6/14/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Martha Martin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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| 288 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 6/11/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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| 287 |
Filed: 8/9/2024, Entered: 8/9/2024 |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 6/11/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Nicole DIMasi, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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| 286 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 6/10/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 285 |
Filed: 8/9/2024, Entered: 8/9/2024 |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 6/10/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Nicole DIMasi, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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Request |
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| 284 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 6/6/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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| 283 |
Filed: 8/9/2024, Entered: 8/9/2024 |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 6/6/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Nicole DIMasi, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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Request |
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| 282 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 6/5/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 281 |
Filed: 8/9/2024, Entered: 8/9/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 6/5/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Nicole DIMasi, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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Request |
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| 280 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 6/4/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 279 |
Filed: 8/9/2024, Entered: 8/9/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 6/4/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Nicole DIMasi, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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Request |
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| 278 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 6/3/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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| 277 |
Filed: 8/9/2024, Entered: 8/9/2024 |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 6/3/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Nicole DIMasi, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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Request |
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| 276 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 5/30/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 275 |
Filed: 8/9/2024, Entered: 8/9/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 5/30/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Tracy Groth, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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Request |
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| 274 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 5/29/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 273 |
Filed: 8/9/2024, Entered: 8/9/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 5/29/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Nicole DIMasi, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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Request |
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| 272 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 5/23/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 271 |
Filed: 8/9/2024, Entered: 8/9/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 5/23/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Tracy Groth, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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Request |
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| 270 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 5/22/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 269 |
Filed: 8/9/2024, Entered: 8/9/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 5/22/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Tracy Groth, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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Request |
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| 268 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 5/21/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 267 |
Filed: 8/9/2024, Entered: 8/9/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 5/21/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Paula Horovitz, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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Request |
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| 266 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 5/20/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 265 |
Filed: 8/9/2024, Entered: 8/9/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 5/20/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Martha Martin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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Request |
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| 264 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 5/16/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 263 |
Filed: 8/9/2024, Entered: 8/9/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 5/16/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Martha Martin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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Request |
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| 262 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 5/15/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 261 |
Filed: 8/9/2024, Entered: 8/9/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 5/15/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Paula Horovitz, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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Request |
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| 260 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 5/14/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 259 |
Filed: 8/9/2024, Entered: 8/9/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 5/14/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Paula Horovitz, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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Request |
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| 258 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 5/13/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 257 |
Filed: 8/9/2024, Entered: 8/9/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 5/13/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Paula Horovitz, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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Request |
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| 256 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 5/9/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 255 |
Filed: 8/9/2024, Entered: 8/9/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Sentence held on 5/9/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Lisa Picciano Franko, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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Request |
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| 254 |
Filed: 8/9/2024, Entered: 8/9/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Trial proceeding held on 5/8/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 253 |
Filed: 8/9/2024, Entered: 8/9/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Trial held on 5/8/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Lisa Picciano Franko, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/30/2024. Redacted Transcript Deadline set for 9/9/2024. Release of Transcript Restriction set for 11/7/2024. (McGuirk, Kelly)
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| 251 |
Filed: 8/5/2024, Entered: 8/5/2024 |
Letter |
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LETTER by Patrick Halligan as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Mary E. Mulligan dated August 5, 2024 re: Request for Permission to Travel. Document filed by Patrick Halligan. (Mulligan, Mary)
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| 250 |
Filed: 7/11/2024, Entered: 7/11/2024 |
Order |
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ORDER REGULATING PROCEEDINGS as to Sung Kook (Bill) Hwang, Patrick Halligan. In making its Rule 29 and Rule 33 motions, the Defense has fourteen days after the verdict, that is, until July 24, 2024, to file. The Government's opposition will be due fourteen days later, on August 7, 2024. Reply briefing will be due on August 16, 2024. (Motions due by 7/24/2024. Responses due by 8/7/2024. Replies due by 8/16/2024) (Signed by Judge Alvin K. Hellerstein on 7/11/2024) (ap)
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| 249 |
Filed: 7/11/2024, Entered: 7/11/2024 |
Remark |
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REDACTED VERDICT FORM as to Sung Kook (Bill) Hwang, Patrick Halligan. (ap)
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Filed: None, Entered: None |
set deadlines/hearings |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein as to Sung Kook (Bill) Hwang, Patrick Halligan; Sentencing set for 10/28/2024 at 02:30 PM before Judge Alvin K. Hellerstein. (jw)
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Filed: None, Entered: None |
Order of Referral to Probation for Presentence Investigation and Report |
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Order of Referral to Probation for Presentence Investigation and Report as to Sung Kook (Bill) Hwang, Patrick Halligan (Signed by Judge Alvin K. Hellerstein on 7/10/2024)(jw)
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Filed: None, Entered: None |
jury verdict |
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JURY VERDICT as to Sung Kook (Bill) Hwang (1) Guilty on Count 1s,2s,3s-6s,8s-9s,10s,11s and Patrick Halligan (2) Guilty on Count 1s,10s,11s; Sung Kook (Bill) Hwang (1) Not Guilty on Count 7s. (jw)
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Filed: None, Entered: None |
Jury Trial |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein:Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 7/10/2024. Trial completed. Verdict reached. Deft. Hwang found guilty on 1s, 2s, 3s, 4s, 5s, 6s, 8s, 9s, 10s, 11s; Deft. Hwang found not guilty on count 7s; Deft. Halligan found guilty on counts 1s, 10s, and 11s. Sentencing set for 10/28/24 at 2:30 p.m. PSI Ordered; Deft. cont'd. on bail. (jw)
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Filed: None, Entered: None |
Jury Trial |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein:Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 7/9/2024. Trial continued (jw)
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Filed: None, Entered: None |
Jury Trial |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein:Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 7/8/2024. Trial continued (jw)
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| 248 |
Filed: 7/3/2024, Entered: 7/3/2024 |
Letter Motion |
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LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated July 3, 2024 re: Court's Proposed Manipulation Instruction . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Berke, Barry)
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| 247 |
Filed: 7/2/2024, Entered: 7/2/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein dated July 2, 2024 re: Market Manipulation Instructions Document filed by USA. (Attachments: # (1) Exhibit Brief in Opposition to Petition for Writ of Certiorari)(Podolsky, Matthew)
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| 246 |
Filed: 7/2/2024, Entered: 7/2/2024 |
Order |
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ORDER FOLLOWING CHARGING CONFERENCE as to Sung Kook (Bill) Hwang, Patrick Halligan. The parties are divided as to what constitutes an unlawful manipulation, and how it should be charged. The Government argues that an intent to manipulate and the creation of an artificial price suffices. Defendant Hwang argues that that must be the exclusive intention, and that he cannot be guilty of a manipulation if he also had the intent to amass a position for investment purposes. The leading case is United States v. Mulheren, 938 F.2d 364 (2d Cir. 1991). The Court held that an ambiguous remark by one buyer of a stock to another was insufficient to prove an intent to manipulate a stock price. If, however, "chicanery" existed, and there were other "indicia of manipulation," the defendant could be found guilty. 938 at 372. The Court of Appeals cited In re Delafield & Delafield, [1967-69 Transfer Binder] Fed. Sec. L. Rep. (CCH) para. 77, 648 (SEC 1969), an SEC consent decree, where the holder of a large short position masked his sales by effecting them through two foreign banks. In the case at bar, there is substantial proof that defendant Hwang gained the capacity to make his purchases by material misrepresentations to counterparties to support their extensions of margin credit, and to enter or continue in counter-party positions. The jury may find the deception a "chicanery" that enabled defendant, through Archegos, to amass large positions in the stock at issue. There follows the charge reflecting the appropriate proposition of law, to be inserted in the section defining Counts Three through Nine: The government must prove beyond a reasonable doubt that Mr. Hwang, intending to create an artificial market for the securities at issue, engaged in, or directed others to engage in, a series of transactions and swap agreements to create increasingly higher than natural prices for such securities, thereby artificially increasing the value of Archegos' holdings; or, in the case of transactions in short positions, to create artificially low prices for such securities to increase profits when it came time to close such short positions. However, there is an exception, and an exception to the exception. You should not consider Mr. Hwang guilty of manipulation if his purpose in buying the securities, or entering into the swap agreements, was to accumulate a position for long-term investment. Provided, however, and here is the exception to the exception, Mr. Hwang did not employ chicanery to accumulate his holding. Chicanery is another term for deceptive or misleading words or conduct intended to induce another to do something, or to refrain from doing something, that that person would not otherwise have done. So, if you find that Mr. Hwang gained capacity to buy and sell securities and swaps through chicanery, directly or through others, to induce counter-parties to extend margin loans or to enter or remain in counter-party arrangements, thereby creating Archegos' investment positions, you may find Mr. Hwang guilty of the crime charged. The government must prove each and every element beyond a reasonable doubt: that Mr. Hwang intended to manipulate market prices; that his intention was wrongful and willful; that an artificial market was created; and that the holdings thereby gained either were not for long-term investment or, if for long-term investment, that the position was not gained through chicanery. SO ORDERED. (Signed by Judge Alvin K. Hellerstein on 7/2/2024) (bw)
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Filed: None, Entered: None |
Jury Trial |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 7/1/2024. Trial cont'd. (lnl)
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| 244 |
Filed: 6/30/2024, Entered: 6/30/2024 |
Letter |
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LETTER by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated June 30, 2024 re: Response to Prosecution Letter re: Defendants' Proposed Jury Instructions (ECF No. 243) Document filed by Sung Kook (Bill) Hwang. (Berke, Barry)
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Request |
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| 243 |
Filed: 6/28/2024, Entered: 6/28/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein dated June 28, 2024 re: Defendants' Proposed Jury Instructions Document filed by USA. (Podolsky, Matthew)
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| 241 |
Filed: 6/28/2024, Entered: 6/28/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated June 28, 2024 re: Defendants' Proposed Exhibits Document filed by USA. (Rothschild, Samuel)
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Filed: None, Entered: None |
Jury Trial |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/28/2024. Trial cont'd. (lnl)
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Filed: None, Entered: None |
Jury Trial |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/27/2024. Trial cont'd. (lnl)
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Filed: None, Entered: None |
Jury Trial |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/26/2024. Trial cont'd. (lnl)
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| 240 |
Filed: 6/25/2024, Entered: 6/25/2024 |
Letter |
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LETTER by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated June 25, 2024 re: Response to Prosecution Letter re: Testimony of Special Agent DeLeassa Penland (ECF No. 230) Document filed by Sung Kook (Bill) Hwang. (Berke, Barry)
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| 239 |
Filed: 6/25/2024, Entered: 6/25/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Alexandra Rothman dated June 25, 2024 re: Objections to defense expert slides Document filed by USA. (Attachments: # (1) Exhibit A - Defense exhibits)(Rothman, Alexandra)
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| 238 |
Filed: 6/25/2024, Entered: 6/25/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated June 25, 2024 re: Reply in support of SA Penland's summary charts and admission of defendants' communications Document filed by USA. (Attachments: # (1) Exhibit GX-9067)(Rothschild, Samuel)
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| 237 |
Filed: 6/25/2024, Entered: 6/25/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated June 25, 2024 re: Opposition To Halligan's Motion To Preclude Maisel Document filed by USA. (Rothschild, Samuel)
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Filed: None, Entered: None |
Jury Trial |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/25/2024. Trial cont'd. (lnl)
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| 236 |
Filed: 6/24/2024, Entered: 6/24/2024 |
Letter |
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LETTER by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated June 24, 2024 re: Response to Prosecution Letter re: Request to Preclude Expert Testimony and Exhibits (ECF No. 233) Document filed by Sung Kook (Bill) Hwang. (Berke, Barry)
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Request |
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| 235 |
Filed: 6/24/2024, Entered: 6/24/2024 |
Letter Motion |
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LETTER MOTION addressed to Judge Alvin K. Hellerstein from Mary E. Mulligan dated June 24, 2024 re: Testimony of Benjamin Maisel . Document filed by Patrick Halligan as to Sung Kook (Bill) Hwang, Patrick Halligan. (Mulligan, Mary)
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| 234 |
Filed: 6/24/2024, Entered: 6/24/2024 |
Letter |
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LETTER by Patrick Halligan as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Mary E. Mulligan dated June 24, 2024 re: in opposition to the prosecution's June 21, 2024 letter seeking to introduce summary charts and documentary evidence during the testimony of Special Agent DeLeassa Penland [ECF No. 230] Document filed by Patrick Halligan. (Attachments: # (1) Exhibit A - GX-6564B, # (2) Exhibit B - GX-6657)(Mulligan, Mary)
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| 233 |
Filed: 6/24/2024, Entered: 6/24/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Alexandra Rothman dated June 24, 2024 re: Request to preclude expert testimony and exhibits Document filed by USA. (Attachments: # (1) Exhibit A - DX 9151, # (2) Exhibit B - Supplemental disclosure, # (3) Exhibit C - DX 9152)(Rothman, Alexandra)
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| 232 |
Filed: 6/24/2024, Entered: 6/24/2024 |
response in opposition to motion |
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LETTER RESPONSE in Opposition by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein dated June 24, 2024 re: [231] LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated June 23, 2024 re: Cross-Examination of William Tomita .. (Podolsky, Matthew)
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Request |
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Filed: None, Entered: None |
Jury Trial |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/24/2024. Trial cont'd. (lnl)
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| 231 |
Filed: 6/23/2024, Entered: 6/23/2024 |
Letter Motion |
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LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated June 23, 2024 re: Cross-Examination of William Tomita . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Berke, Barry)
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| 230 |
Filed: 6/21/2024, Entered: 6/21/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated June 21, 2024 re: Testimony of Special Agent DeLeassa Penland Document filed by USA. (Attachments: # (1) Exhibit GX 148, # (2) Exhibit GX 227, # (3) Exhibit GX 1151, # (4) Exhibit GX 2921, # (5) Exhibit GX 2923, # (6) Exhibit GX 2930, # (7) Exhibit GX 2943, # (8) Exhibit GX 2960, # (9) Exhibit GX 2963, # (10) Exhibit GX 2982, # (11) Exhibit GX 2983, # (12) Exhibit GX 3745, # (13) Exhibit GX 3793, # (14) Exhibit GX 9066, # (15) Exhibit GX 9067)(Rothschild, Samuel)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/21/2024. Trial cont'd. (lnl)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/20/2024. Trial cont'd. (lnl)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/18/2024. (lnl)
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| 229 |
Filed: 6/17/2024, Entered: 6/17/2024 |
Letter |
|
LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated June 17, 2024 re: Opposition to Halligan's Constructive Amendment Argument Document filed by USA. (Rothschild, Samuel)
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Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein:Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/17/2024 (lnl)
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| 228 |
Filed: 6/16/2024, Entered: 6/16/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Alvin K. Hellerstein from the Government dated June 16, 2024 re: Certain Testimony of William Tomita . Document filed by USA as to Sung Kook (Bill) Hwang, Patrick Halligan. (Podolsky, Matthew)
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| 226 |
Filed: 6/14/2024, Entered: 6/14/2024 |
Letter |
|
LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated June 14, 2024 re: Bank of America Phone Call Document filed by USA. (Rothschild, Samuel)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein:Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/14/2024 (lnl)
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| 224 |
Filed: 6/13/2024, Entered: 6/13/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Alvin K. Hellerstein from the Government dated June 13, 2024 re: Written Trading Instructions . Document filed by USA as to Sung Kook (Bill) Hwang, Patrick Halligan. (Attachments: # (1) Exhibit 3056N)(Podolsky, Matthew)
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| 223 |
Filed: 6/13/2024, Entered: 6/13/2024 |
Letter |
|
LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Alexandra Rothman dated June 13, 2024 re: Request to supplement prior notices Document filed by USA. (Attachments: # (1) Exhibit Letter to defense, # (2) Exhibit Exhibits, # (3) Exhibit Exhibit)(Rothman, Alexandra)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/11/2024. (lnl)
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| 222 |
Filed: 6/10/2024, Entered: 6/10/2024 |
Letter |
|
LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated June 10, 2024 re: Mr. Hwang's Letter re Mr. Tomita's Tiger Asia Testimony Document filed by USA. (Rothschild, Samuel)
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| 220 |
Filed: 6/10/2024, Entered: 6/10/2024 |
Letter |
|
LETTER by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated June 10, 2024 re: Response to Prosecution Letter re: Testimony of William Tomita About Tiger Asia (ECF No. 210) Document filed by Sung Kook (Bill) Hwang. (Berke, Barry)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/10/2024. (jbo)
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| 219 |
Filed: 6/6/2024, Entered: 6/6/2024, Terminated: 6/12/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated June 6, 2024 re: Testimony of Robert Battalio . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Berke, Barry)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/6/2024. Trial cont'd. (jbo)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/5/2024. Trial cont'd. (jbo)
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| 218 |
Filed: 6/4/2024, Entered: 6/4/2024 |
response in opposition to motion |
|
LETTER RESPONSE in Opposition by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein dated June 4, 2024 re: [216] LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated June 4, 2024 re: Motion to Strike Testimony of Dr. Carmen Taveras .. (Podolsky, Matthew)
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| 217 |
Filed: 6/4/2024, Entered: 6/4/2024 |
response in opposition to motion |
|
LETTER RESPONSE in Opposition by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein dated June 4, 2024 re: [215] LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated June 3, 2024 re: Testimony of Steven Cahall .. (Podolsky, Matthew)
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| 216 |
Filed: 6/4/2024, Entered: 6/4/2024, Terminated: 6/12/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated June 4, 2024 re: Motion to Strike Testimony of Dr. Carmen Taveras . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Berke, Barry)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein:Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/4/2024 (jw)
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| 215 |
Filed: 6/3/2024, Entered: 6/3/2024, Terminated: 6/12/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated June 3, 2024 re: Testimony of Steven Cahall . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Berke, Barry)
|
|
Request |
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| 214 |
Filed: 6/3/2024, Entered: 6/3/2024 |
response in opposition to motion |
|
LETTER RESPONSE in Opposition by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein dated June 3, 2024 re: [213] LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated June 3, 2024 re: Request to Cross-Examine Dr. Carmen Taveras on the SEC's Block Trading Investigation .. (Podolsky, Matthew)
|
|
Request |
|
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| 213 |
Filed: 6/3/2024, Entered: 6/3/2024, Terminated: 6/12/2024 |
Letter Motion |
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LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated June 3, 2024 re: Request to Cross-Examine Dr. Carmen Taveras on the SEC's Block Trading Investigation . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Berke, Barry)
|
|
Request |
|
|
|
| 212 |
Filed: 6/3/2024, Entered: 6/3/2024 |
Letter |
|
LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Alexandra Rothman dated June 3, 2024 re: Opposition to defense request for limiting instruction Document filed by USA. (Rothman, Alexandra)
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Request |
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein:Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/3/2024 (jw)
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| 211 |
Filed: 6/2/2024, Entered: 6/2/2024, Terminated: 6/12/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated June 2, 2024 re: Limiting Instruction Regarding Price Impact . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Berke, Barry)
|
|
Request |
|
|
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| 210 |
Filed: 6/2/2024, Entered: 6/2/2024 |
Letter |
|
LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated June 2, 2024 re: Testimony of William Tomita about Tiger Asia Document filed by USA. (Attachments: # (1) Exhibit Ex A - GX-2765)(Rothschild, Samuel)
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| 209 |
Filed: 5/30/2024, Entered: 5/30/2024 |
Letter |
|
LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated May 30, 2024 re: Opposition to motion to reconsider striking Salcedo testimony Document filed by USA. (Rothschild, Samuel)
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| 208 |
Filed: 5/30/2024, Entered: 5/30/2024, Terminated: 6/12/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated May 30, 2024 re: Motion to Strike Certain Testimony of Chris Salcedo . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Berke, Barry)
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Request |
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein:Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 5/30/2024. Jury trial (jw)
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| 207 |
Filed: 5/29/2024, Entered: 5/29/2024, Terminated: 6/12/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated May 29, 2024 re: Proposed Charts of Dr. Carmen Taveras . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Berke, Barry)
|
|
Request |
|
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| 206 |
Filed: 5/29/2024, Entered: 5/29/2024 |
Letter |
|
LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated May 29, 2024 re: Opposition to Hwang's motion to preclude Tiger Asia testimony Document filed by USA. (Attachments: # (1) Exhibit Ex A - Proposed Redacted Exhibit)(Rothschild, Samuel)
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| 204 |
Filed: 5/29/2024, Entered: 5/29/2024, Terminated: 6/12/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated May 29, 2024 re: Testimony of Joseph Boccuzzi . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Berke, Barry)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 5/29/2024. Trial cont'd. (jbo)
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|
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| 203 |
Filed: 5/28/2024, Entered: 5/28/2024 |
Letter |
|
LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated May 28, 2024 re: Cuti Questions Document filed by USA. (Rothschild, Samuel)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 5/28/2024. Trial cont'd. (jbo)
|
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| 202 |
Filed: 5/27/2024, Entered: 5/27/2024 |
Letter |
|
LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated May 27, 2024 re: Government's opposition to Patrick Halligan's motion to reopen cross-examination of Scott Becker Document filed by USA. (Rothschild, Samuel)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 5/23/2024. Trial cont'd. (ap)
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| 200 |
Filed: 5/22/2024, Entered: 5/22/2024 |
Letter |
|
LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated May 22, 2024 re: Bloomberg Messages Document filed by USA. (Attachments: # (1) Exhibit Ex A GX 3745, # (2) Exhibit Ex B GX 3736, # (3) Exhibit Ex C GX 3783)(Rothschild, Samuel)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 5/22/2024. Trial cont'd. (ap)
|
|
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| 199 |
Filed: 5/21/2024, Entered: 5/21/2024 |
Letter |
|
LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated May 21, 2024 re: Scott Becker Proposed Testimony Document filed by USA. (Rothschild, Samuel)
|
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| 198 |
Filed: 5/21/2024, Entered: 5/21/2024 |
Reply to Response to motion |
|
LETTER REPLY TO RESPONSE to Motion by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated May 21, 2024 re [196] LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated May 20, 2024 re: Motion to Strike Certain Testimony of Brian Jones .. (Attachments: # (1) Exhibit B: Excerpt of Testimony of Brian Jones)(Berke, Barry)
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|
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| 197 |
Filed: 5/21/2024, Entered: 5/21/2024 |
Letter |
|
LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSAs Podolsky, Rothman, Rothschild, Thomas dated May 21, 2024 re: Response to Defendant Hwang's Motion to Strike Document filed by USA. (Thomas, Andrew)
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Request |
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein:Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 5/21/2024. Trial cont'd. (job)
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| 196 |
Filed: 5/20/2024, Entered: 5/20/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated May 20, 2024 re: Motion to Strike Certain Testimony of Brian Jones . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Attachments: # (1) Exhibit Exhibit A: Excerpt of Testimony of Brian Jones)(Berke, Barry)
|
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|
|
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| 195 |
Filed: 5/20/2024, Entered: 5/20/2024 |
Letter |
|
LETTER by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated May 20, 2024 re: Response to Prosecution Letter re: Becker Materials (ECF No. 194) Document filed by Sung Kook (Bill) Hwang. (Berke, Barry)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein:Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 5/20/2024. Trial cont'd. (job)
|
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|
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| 194 |
Filed: 5/19/2024, Entered: 5/19/2024 |
Letter |
|
LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated May 19, 2024 re: Becker Materials Document filed by USA. (Rothschild, Samuel)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 5/16/2024. Trial cont'd. (job)
|
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| 193 |
Filed: 5/15/2024, Entered: 5/15/2024 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Conference proceeding held on 5/6/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
Request |
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| 192 |
Filed: 5/15/2024, Entered: 5/15/2024 |
transcript |
|
TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Conference held on 5/6/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Rebecca Forman, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/5/2024. Redacted Transcript Deadline set for 6/17/2024. Release of Transcript Restriction set for 8/13/2024. (McGuirk, Kelly)
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Request |
|
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 5/15/2024. Trial cont'd. (jbo)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 5/14/2024. Trial cont'd. (jbo)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 5/13/2024. Trial cont'd. (ap)
|
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|
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| 191 |
Filed: 5/12/2024, Entered: 5/12/2024 |
response in opposition to motion |
|
LETTER RESPONSE in Opposition by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein dated May 12, 2024 re: [190] LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated May 12, 2024 re: Testimony of Bryan Fairbanks .. (Podolsky, Matthew)
|
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|
|
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| 190 |
Filed: 5/12/2024, Entered: 5/12/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke dated May 12, 2024 re: Testimony of Bryan Fairbanks . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Berke, Barry)
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| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Jury Trial as to Sung Kook (Bill) Hwang, Patrick Halligan held on 5/9/2024. Jury selection cont'd.; Jury empaneled and sworn; Court adjourned until 5/13/24; Defts. cont'd on bail. (ap)
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| |
Filed: None, Entered: None |
Voir Dire |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Voir Dire held on 5/8/2024 as to Sung Kook (Bill) Hwang, Patrick Halligan. Trial began; Deft. Hwang pres. w/attys. Barry Berke, Dani James, and Jordan Estes; Deft. Halligan pres. w/atty. Mary Mulligan; AUSAs Andrew Thomas, Mathew Podolsky, Alexandra Rothman and Samuel Rothschild pres. Jury selection began; Court adjourned until 5/9/24; Defts. cont'd. on bail. (Court Reporter Paula Horowitz and Lisa Franco) (ap)
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| 189 |
Filed: 5/7/2024, Entered: 5/7/2024 |
notice of attorney appearance - defendant |
|
NOTICE OF ATTORNEY APPEARANCE: Dayna Mitsue Chikamoto appearing for Sung Kook (Bill) Hwang. Appearance Type: Retained. (Chikamoto, Dayna)
|
|
Request |
|
|
|
| 188 |
Filed: 5/7/2024, Entered: 5/7/2024 |
notice of attorney appearance - defendant |
|
NOTICE OF ATTORNEY APPEARANCE: Michelle Rachel Ben-David appearing for Sung Kook (Bill) Hwang. Appearance Type: Retained. (Ben-David, Michelle)
|
|
Request |
|
|
|
| 186 |
Filed: 5/6/2024, Entered: 5/6/2024 |
Letter |
|
LETTER by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Michael Martinez dated May 6, 2024 re: Evidence Regarding Tiger Asia Document filed by Sung Kook (Bill) Hwang. (Martinez, Michael)
|
|
|
|
|
|
| 185 |
Filed: 5/1/2024, Entered: 5/1/2024 |
Letter |
|
LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein dated May 1, 2024 re: Evidence Regarding Tiger Asia Document filed by USA. (Podolsky, Matthew)
|
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|
|
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| 183 |
Filed: 4/22/2024, Entered: 4/22/2024 |
arraignment |
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Minute Entry for proceedings held before Magistrate Judge Jennifer E. Willis: Arraignment as to Sung Kook (Bill) Hwang (1) Count 1s,2s,3s-9s,10s,11s held on 4/22/2024. Plea entered by Sung Kook (Bill) Hwang Not Guilty. Defendant present with retained counsel Barry H. Berke. AUSA Samuel Rothschild present. Defendant arraigned and pleads Not Guilty. Conference before District Judge on 5/8/24. Speedy trial time excluded until 5/8/24. (jbo)
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Request |
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| 182 |
Filed: 4/22/2024, Entered: 4/22/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Conference proceeding held on 4/11/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 181 |
Filed: 4/22/2024, Entered: 4/22/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Conference held on 4/11/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Pamela Utter, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/13/2024. Redacted Transcript Deadline set for 5/23/2024. Release of Transcript Restriction set for 7/22/2024. (McGuirk, Kelly)
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Request |
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| 180 |
Filed: 4/17/2024, Entered: 4/17/2024 |
Order on Motion to withdraw as attorney |
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ORDER [179] Motion to Withdraw as Attorney. Christina LaBruno and Lawrence S. Lustberg withdrawn from case as to Sung Kook (Bill) Hwang. It is hereby ORDERED: The Motion to Withdraw as Defendant's Counsel is GRANTED; and the Clerk of the Court is directed to update the docket so that Lawrence S. Lustberg, Thomas R. Valen, Jeffrey L. Nagel, Kevin R. Reich, Andrew J. Marino, and Christina M. LaBruno, are removed from the Electronic Case Filing notification list and no longer receive notices of electronic filings in the above-captioned case. (Signed by Judge Alvin K. Hellerstein on 4/16/24) (jw)
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Request |
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| 179 |
Filed: 4/16/2024, Entered: 4/16/2024, Terminated: 4/17/2024 |
Motion to withdraw as attorney |
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MOTION for Lawrence S. Lustberg to Withdraw as Attorney of Record. Document filed by Sung Kook (Bill) Hwang. (Attachments: # (1) Affidavit Declaration of Lawrence S. Lustberg in support of notice of motion, # (2) Proposed Order Proposed Order)(Lustberg, Lawrence)
- Attachment 1 Affidavit Declaration of Lawrence S. Lustberg in support of notice of motion
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Request |
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Filed: None, Entered: None |
Pretrial Conference |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Pretrial Conference as to Sung Kook (Bill) Hwang, Patrick Halligan held on 4/11/2024. Deft. Sung Kook Hwang pres. w/attys. Barry Berke, Dani James, Jordan Estes, Michael Martinez; Deft. Patrick Halligan pres. w/attys. Mary Mulligan, Timothy Haggerty, Bonnie Baker, Anil Vassanji, Rupita Chakraborty, AUSAs Mathew Podolsky, Andrew Thomas, Alexandra Rothman, and Samuel Rothschild; Court reporter pres.; Trial previously scheduled for 5/8/24; Time previously excluded to 5/8/24; in the interest of justice; Deft. contd. on bail. (job)
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| 178 |
Filed: 4/9/2024, Entered: 4/9/2024 |
Order |
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SCHEDULING ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan: The final pre-trial conference set for this Thursday, April 11 will begin at 10:00 a.m. instead of 2:30 p.m. and will continue through the day. If issues remain following Thursday's conference, the Court will take them up on Monday, April 15, 2024 beginning at 11:00 a.m. (Final Pretrial Conference set for 4/11/2024 at 10:00 AM before Judge Alvin K. Hellerstein. Final Pretrial Conference set for 4/15/2024 at 11:00 AM before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 4/9/2024) (lnl)
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| 177 |
Filed: 4/9/2024, Entered: 4/9/2024 |
Reply Memorandum of Law in Support of Motion |
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REPLY MEMORANDUM OF LAW in Support as to Sung Kook (Bill) Hwang re: [156] MOTION in Limine (Defendant Bill Hwang's Omnibus Motions in Limine)., [163] MOTION to Exclude Proposed Expert Testimony of Robert Battalio, Amit Seru, Carmen Taveras, and Joseph Mason., [158] MOTION in Limine to Preclude Evidence and Argument Relating to Tiger Asia Management. . (Attachments: # (1) Exhibit V - Identifying Market Maker Trades as 'Retail' from TAQ, # (2) Exhibit W - Accuracy of Trade Classification Rules Evidence from Nasdaq)(Martinez, Michael)
- Attachment 1 Exhibit V - Identifying Market Maker Trades as 'Retail' from TAQ
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Request |
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| 175 |
Filed: 4/9/2024, Entered: 4/9/2024 |
Reply Memorandum of Law in Support of Motion |
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REPLY MEMORANDUM OF LAW in Support by USA as to Sung Kook (Bill) Hwang, Patrick Halligan re: [164] MOTION in Limine . . (Thomas, Andrew)
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Request |
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| 173 |
Filed: 4/4/2024, Entered: 4/4/2024 |
MEMORANDUM in Opposition to Motion |
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MEMORANDUM in Opposition by USA as to Sung Kook (Bill) Hwang, Patrick Halligan re [156] MOTION in Limine (Defendant Bill Hwang's Omnibus Motions in Limine)., [165] MOTION in Limine ., [159] MOTION to Exclude Proposed Expert Testimony., [163] MOTION to Exclude Proposed Expert Testimony of Robert Battalio, Amit Seru, Carmen Taveras, and Joseph Mason., [158] MOTION in Limine to Preclude Evidence and Argument Relating to Tiger Asia Management.. (Rothschild, Samuel)
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| 171 |
Filed: 4/4/2024, Entered: 4/4/2024 |
MEMORANDUM in Opposition to Motion |
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MEMORANDUM in Opposition by Sung Kook (Bill) Hwang re [164] MOTION in Limine .. (Martinez, Michael)
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Request |
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| 170 |
Filed: 3/25/2024, Entered: 3/25/2024 |
Order |
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ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. In light of the revised final pretrial conference schedule described at ECF No. 169, both parties' final replies to motions in limine will be due on April 9, 2024 at 12:00 p.m. to allow all parties and the Court ample time to review the arguments ( Replies due by 4/9/2024.) (Signed by Judge Alvin K. Hellerstein on 3/25/24)(jw)
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| 169 |
Filed: 3/25/2024, Entered: 3/25/2024 |
Order |
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SCHEDULING ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. The final pretrial conference scheduled for April 15, 2024 at 12:00 p.m. will now be split across two days. It will begin on April 11, 2024 at 2:30 p.m. and will continue as necessary on April 15, 2024 beginning at 11:00 a.m ( Pretrial Conference set for 4/11/2024 at 02:30 PM before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 3/25/24)(jw)
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| 167 |
Filed: 3/21/2024, Entered: 3/21/2024 |
Declaration in Support of Motion |
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DECLARATION of Jordan Estes in Support as to Sung Kook (Bill) Hwang re: [163] MOTION to Exclude Proposed Expert Testimony of Robert Battalio, Amit Seru, Carmen Taveras, and Joseph Mason.. (Attachments: # (1) Exhibit A - Battalio Disclosure, # (2) Exhibit B - Battalio Supplemental Disclosure, # (3) Exhibit C - Seru Disclosure, # (4) Exhibit D - Seru Supplemental Disclosure, # (5) Exhibit E - Taveras Disclosure, # (6) Exhibit F - Taveras Supplemental Disclosure, # (7) Exhibit G - Mason Disclosure, # (8) Exhibit H - Mason Supplemental Disclosure, # (9) Exhibit I - Bertsimas and Low - Optimal Control of Execution Costs, # (10) Exhibit J - Bank of Montreal Presentation, # (11) Exhibit K - GSET Equity Strategies Guide, # (12) Exhibit L - Nomura Algorithmic Trading, # (13) Exhibit M - Deutsche Bank Equity Algorithms, # (14) Exhibit N - July 31, 2020 Emails, # (15) Exhibit O - April 2020 Emails, # (16) Exhibit P - December 6, 2020 Emails, # (17) Exhibit Q - November 5, 2020 Emails, # (18) Exhibit R - SEC Report on Security-Based Swaps, # (19) Exhibit S - Lu and Qin - Leveraged Funds and the Shadow Costs of Leverage Constraints, # (20) Exhibit T - March 22, 2021 Email, # (21) Exhibit U - January 2021 Emails)(Estes, Jordan)
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Request |
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| 164 |
Filed: 3/21/2024, Entered: 3/21/2024 |
Motion in Limine |
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MOTION in Limine . Document filed by USA as to Sung Kook (Bill) Hwang, Patrick Halligan. (Attachments: # (1) Exhibit Ex A - Gov 404(b) Notice, # (2) Exhibit Ex B - Def Expert Notice - Johannes, # (3) Exhibit Ex C - Def Expert Notice - Savoldelli, # (4) Exhibit Ex D - Def Expert Notice - Wahal)(Rothschild, Samuel)
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| 163 |
Filed: 3/21/2024, Entered: 3/21/2024 |
Motion to exclude |
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MOTION to Exclude Proposed Expert Testimony of Robert Battalio, Amit Seru, Carmen Taveras, and Joseph Mason. Document filed by Sung Kook (Bill) Hwang. (Estes, Jordan)
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Request |
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| 161 |
Filed: 3/21/2024, Entered: 3/21/2024 |
Declaration in Support of Motion |
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DECLARATION of Michael Martinez in Support as to Sung Kook (Bill) Hwang re: [158] MOTION in Limine to Preclude Evidence and Argument Relating to Tiger Asia Management.. (Attachments: # (1) Exhibit A - 404(b) Notice)(Martinez, Michael)
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Request |
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| Save 25% on a pre-paid one year subscription. |
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| 158 |
Filed: 3/21/2024, Entered: 3/21/2024 |
Motion in Limine |
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MOTION in Limine to Preclude Evidence and Argument Relating to Tiger Asia Management. Document filed by Sung Kook (Bill) Hwang. (Martinez, Michael)
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Request |
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| 157 |
Filed: 3/21/2024, Entered: 3/21/2024 |
Declaration in Support of Motion |
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DECLARATION of Michael Martinez in Support as to Sung Kook (Bill) Hwang re: [156] MOTION in Limine (Defendant Bill Hwang's Omnibus Motions in Limine).. (Attachments: # (1) Exhibit A - Email produced by Nomura, SDNY_P002_0000431860, # (2) Exhibit B - Excerpt of Apr. 25, 2022 Interview of Scott Pecullan 3557-001, # (3) Exhibit C - Excerpt of Dec. 14, 2023 Interview of Andrew Vaccaro, 3577-001, # (4) Exhibit D - GX-2946, # (5) Exhibit E - GX-2918, # (6) Exhibit F - GX-2915, # (7) Exhibit G - GX-0102, # (8) Exhibit H - GX-3070)(Martinez, Michael)
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| 156 |
Filed: 3/21/2024, Entered: 3/21/2024 |
Motion in Limine |
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MOTION in Limine (Defendant Bill Hwang's Omnibus Motions in Limine). Document filed by Sung Kook (Bill) Hwang. (Martinez, Michael)
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Request |
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| 155 |
Filed: 3/19/2024, Entered: 3/19/2024 |
Memo Endorsement |
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MEMO ENDORSEMENT as to Sung Kook (Bill) Hwang, Patrick Halligan on re: [154] LETTER by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Barry Berke, Dani James, Jordan Estes, Michael Martinez, and Mary Mulligan dated March 19, 2024 re: Rule 17(c) Subpoenas. ENDORSEMENT: The conf. of March 20, 2024 is adjourned. If a conference before the Final PTC is required, either party may so request. (Signed by Judge Alvin K. Hellerstein on 3/19/2024) (ap)
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Request |
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| 154 |
Filed: 3/19/2024, Entered: 3/19/2024 |
Letter |
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LETTER by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Barry Berke, Dani James, Jordan Estes, Michael Martinez, and Mary Mulligan dated March 19, 2024 re: Rule 17(c) Subpoenas Document filed by Sung Kook (Bill) Hwang. (Berke, Barry)
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Request |
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| 153 |
Filed: 3/18/2024, Entered: 3/18/2024 |
Endorsed Letter |
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ENDORSED LETTER as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Barry H. Berke/Dani R. James/Jordan Estes dated 3/15/2024 re: Defense attorney writes regarding voir dire. ENDORSEMENT: So Ordered. (Signed by Judge Alvin K. Hellerstein on 3/18/2024) (ap)
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Request |
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| 152 |
Filed: 3/6/2024, Entered: 3/6/2024 |
Order |
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ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. The conference originally set for March 13 at 11:30 a.m. is now rescheduled to March 20 at 9:30 a.m. SO ORDERED. ( Status Conference set for 3/20/2024 at 09:30 AM before Judge Alvin K. Hellerstein. )(Signed by Judge Alvin K. Hellerstein on 3/6/2024) (bw)
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Request |
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| 151 |
Filed: 3/4/2024, Entered: 3/4/2024 |
Order |
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ORDER REGULATING PROCEEDINGS as to Sung Kook (Bill) Hwang, Patrick Halligan. The parties will attend a conference on March 13, 2024, at 11:30 a.m. to discuss the status of the defendants' Rule 17(c) proceedings and whether they are of use or consequence in this case. SO ORDERED. ( Status Conference set for 3/13/2024 at 11:30 AM before Judge Alvin K. Hellerstein. )(Signed by Judge Alvin K. Hellerstein on 3/4/2024) (bw)
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Request |
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| 150 |
Filed: 3/1/2024, Entered: 3/1/2024 |
Letter |
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LETTER by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Barry Berke, Dani James, Jordan Estes, Michael Martinez, and Mary Mulligan dated March 1, 2024 re: Rule 17(c) Subpoenas Document filed by Sung Kook (Bill) Hwang. (Estes, Jordan)
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Request |
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| 149 |
Filed: 2/26/2024, Entered: 2/27/2024 |
Order |
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ORDER REGULATING VOIR DIRE as to Sung Kook (Bill) Hwang, Patrick Halligan. (Signed by Judge Alvin K. Hellerstein on 2/26/2024) (See ORDER as set forth) (lnl)
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| 148 |
Filed: 2/20/2024, Entered: 2/20/2024 |
Order |
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SCHEDULING ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. The conference set for April 16, 2024, at 2:30pm will now be held on April 15, 2024 at 12:00pm due to a scheduling conflict (Status Conference set for 4/15/2024 at 12:00 PM before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 2/20/24)(jw)
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Request |
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| 147 |
Filed: 2/5/2024, Entered: 2/6/2024 |
Order |
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ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan: By March 1, 2024, the parties shall submit a joint report to the Court on the status of the Defendants' motion for issuance of 17(c) subpoenas (ECF No. 79), to encompass the status of any ongoing or completed discussions with counterparty banks concerning document production. SO ORDERED. (Signed by Judge Alvin K. Hellerstein on 2/5/2024)(lnl)
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Request |
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| 146 |
Filed: 2/5/2024, Entered: 2/5/2024 |
Memo Endorsement |
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MEMO ENDORSEMENT as to Sung Kook (Bill) Hwang, Patrick Halligan on [145] LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated February 5, 2024 re: Pretrial Conference. ENDORSEMENT: So Ordered. (Signed by Judge Alvin K. Hellerstein on 2/5/2024) (lnl)
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Request |
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| 145 |
Filed: 2/5/2024, Entered: 2/5/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated February 5, 2024 re: Pretrial Conference Document filed by USA. (Rothschild, Samuel)
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Request |
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| 143 |
Filed: 1/26/2024, Entered: 1/26/2024 |
Letter |
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LETTER by Patrick Halligan as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Mary E. Mulligan dated January 26, 2024 re: Request for Permission to Travel Document filed by Patrick Halligan. (Attachments: # (1) Exhibit A - Order Setting Conditions Of Release)(Mulligan, Mary)
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Request |
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| 142 |
Filed: 1/24/2024, Entered: 1/24/2024 |
Order |
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ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. Defendants' motion for a jury questionnaire (ECF No. 129) is denied. Instead, voir dire will occur in normal course beginning May 8, 2024. The Clerk of Court shall terminate ECF No. 129. SO ORDERED. (Signed by Judge Alvin K. Hellerstein on 1/24/2024)(bw)
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Request |
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| 141 |
Filed: 1/23/2024, Entered: 1/23/2024 |
Memo Endorsement |
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MEMO ENDORSEMENT as to Sung Kook (Bill) Hwang, Patrick Halligan on re: [140] LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated January 23, 2024 re: Pretrial Schedule.... The Government respectfully writes, on behalf of the parties, in response to the Court's January 22, 2024 order (Dkt. 137) directing the parties to propose a pretrial schedule in light of the adjournment of the trial to May 6, 2024. The parties propose the following pretrial schedule, to supersede any previously ordered pretrial schedule. The items in bold have been set by the Court.... ENDORSEMENT: So ordered, as revised. ( Pretrial Conference set for 2/7/2024 at 11:00 AM before Judge Alvin K. Hellerstein. Final Pretrial Conference set for 4/16/2024 at 02:30 PM before Judge Alvin K. Hellerstein. Jury Trial set for 5/8/2024 at 10:00 AM before Judge Alvin K. Hellerstein. ) (Signed by Judge Alvin K. Hellerstein on 1/23/2024)(bw)
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| 140 |
Filed: 1/23/2024, Entered: 1/23/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated January 23, 2024 re: Pretrial Schedule Document filed by USA. (Rothschild, Samuel)
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| 139 |
Filed: 1/22/2024, Entered: 1/22/2024 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Conference proceeding held on 1/16/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 138 |
Filed: 1/22/2024, Entered: 1/22/2024 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Conference held on 1/16/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Tracy Groth, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/12/2024. Redacted Transcript Deadline set for 2/22/2024. Release of Transcript Restriction set for 4/22/2024. (McGuirk, Kelly)
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Request |
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| 137 |
Filed: 1/22/2024, Entered: 1/22/2024 |
Order |
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ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. The start of trial in the above-captioned case is adjourned to May 6, 2024 at 10:00 a.m. The final pre-trial conference is adjourned to April 16, 2024 at 2:30 p.m. The parties shall submit a reworked calendar of dates for pre-trial motions and hearings to the Court in accordance with this new timeline. Additionally, the conference set for January 23, 2024 is adjourned to February 7, 2024 at 11:00 a.m. In the interest of justice, time is excluded until the start of trial. The Defendants' motion for a jury questionnaire, ECF No. 129, is denied. Moreover, the Defendants' joint motion to dismiss Count 11 of the Indictment, ECF No. 124, is denied as moot due to the superseding indictment filed by the Government. My order dated January 16, 2024, ECF No. 122, is vacated, and the Clerk of Court shall terminate ECF No. 133, the Defense's motion for trial adjournment. SO ORDERED. ( Status Conference set for 2/7/2024 at 11:00 AM before Judge Alvin K. Hellerstein. Final Pretrial Conference set for 4/16/2024 at 02:30 PM before Judge Alvin K. Hellerstein. Jury Trial set for 5/6/2024 at 10:00 AM before Judge Alvin K. Hellerstein. ) (Signed by Judge Alvin K. Hellerstein on 1/22/2024)(bw)
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Filed: None, Entered: None |
terminate deadlines and hearings |
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Terminate Deadlines and Hearings as to Sung Kook (Bill) Hwang, Patrick Halligan: Terminated Oral Argument set for 1/23/2024 at 02:15 PM before Judge Alvin K. Hellerstein. (bw)
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| 136 |
Filed: 1/18/2024, Entered: 1/18/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein dated January 18, 2024 re: Speedy Trial Clock, Arraignment Document filed by USA. (Podolsky, Matthew)
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Request |
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| 135 |
Filed: 1/18/2024, Entered: 1/18/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein dated January 18, 2024 re: Superseding Indictment Document filed by USA. (Attachments: # (1) Exhibit Superseding Indictment, # (2) Exhibit Redline)(Podolsky, Matthew)
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Request |
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| 134 |
Filed: 1/18/2024, Entered: 1/18/2024 |
indictment |
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(S1) SUPERSEDING INDICTMENT FILED as to Sung Kook (Bill) Hwang (1) count(s) 1s, 2s, 3s-9s, 10s, 11s, Patrick Halligan (2) count(s) 1s, 10s, 11s. (jm)
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Request |
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| 133 |
Filed: 1/17/2024, Entered: 1/17/2024, Terminated: 1/22/2024 |
Letter Motion |
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LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke and Mary E. Mulligan dated January 17, 2024 re: Trial Adjournment . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Berke, Barry)
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Request |
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| 132 |
Filed: 1/17/2024, Entered: 1/17/2024 |
Letter |
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JOINT LETTER by Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Barry H. Berke and Mary E. Mulligan dated January 16, 2024 re: Proposed Verdict Forms (Attachments: # (1) Exhibit Defendants' Joint Proposed Verdict Forms)(Berke, Barry)
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Request |
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| 131 |
Filed: 1/16/2024, Entered: 1/16/2024 |
Proposed Examination of Jurors |
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PROPOSED EXAMINATION OF JURORS by Sung Kook (Bill) Hwang, Patrick Halligan. (Berke, Barry)
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Request |
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| 130 |
Filed: 1/16/2024, Entered: 1/16/2024 |
Proposed Voir Dire Questions |
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Proposed Voir Dire Questions by Sung Kook (Bill) Hwang, Patrick Halligan. (Berke, Barry)
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Request |
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| 129 |
Filed: 1/16/2024, Entered: 1/16/2024, Terminated: 1/22/2024 |
Letter Motion |
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LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry H. Berke and Mary E. Mulligan dated January 16, 2024 re: Juror Questionnaire . Document filed by Sung Kook (Bill) Hwang. (Berke, Barry)
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| 128 |
Filed: 1/16/2024, Entered: 1/16/2024 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSA Samuel P. Rothschild dated January 16, 2024 re: Proposed Verdict Form Document filed by USA. (Attachments: # (1) Exhibit Proposed Verdict Form)(Rothschild, Samuel)
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Request |
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| 127 |
Filed: 1/16/2024, Entered: 1/16/2024 |
proposed jury instructions |
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Proposed Jury Instructions by USA as to Sung Kook (Bill) Hwang, Patrick Halligan. (Rothschild, Samuel)
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Request |
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| 126 |
Filed: 1/16/2024, Entered: 1/16/2024 |
Proposed Examination of Jurors |
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PROPOSED EXAMINATION OF JURORS by USA as to Sung Kook (Bill) Hwang, Patrick Halligan. (Rothschild, Samuel)
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Request |
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| 125 |
Filed: 1/16/2024, Entered: 1/16/2024 |
Request to Charge |
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Request To Charge by Sung Kook (Bill) Hwang, Patrick Halligan as to Sung Kook (Bill) Hwang. (Berke, Barry)
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Request |
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|
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| 124 |
Filed: 1/16/2024, Entered: 1/16/2024, Terminated: 1/22/2024 |
Motion to Dismiss |
|
JOINT MOTION to Dismiss /Defendants' Joint Motion to Dismiss Count 11. Document filed by Sung Kook (Bill) Hwang. (Berke, Barry)
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Request |
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| 123 |
Filed: 1/16/2024, Entered: 1/16/2024 |
notice of attorney appearance - defendant |
|
NOTICE OF ATTORNEY APPEARANCE: Michael Martinez appearing for Sung Kook (Bill) Hwang. Appearance Type: Retained. (Martinez, Michael)
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Request |
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| 122 |
Filed: 1/16/2024, Entered: 1/16/2024 |
Order |
|
ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. The pre-trial and trial schedules are amended as follows: The Governments supplement to its expert filing is due by January 24, 2024.oThe Defendants may submit questions regarding this supplement to the Government by January 30, 2024. The Government must respond to those questions by February 5, 2024. The Defendants' supplement to their expert filings is due by February 14, 2024. The final pre-trial conference will be held on February 21, 2024, at which point all motions in limine will be handled. The trial will begin on February 27, 2024. The pre-trial and trial schedules are amended as follows: The Governments supplement to its expert filing is due by January 24, 2024.oThe Defendants may submit questions regarding this supplement to the Government by January 30, 2024. The Government must respond to those questions by February 5, 2024.The Defendants supplement to their expert filings is due by February 14, 2024.The final pre-trial conference will be held on February 21, 2024, at which point all motions in limine will be handled.The trial will begin on February 27, 2024. (Motions due by 1/30/2024. Responses due by 2/5/2024) (Signed by Judge Alvin K. Hellerstein on 1/16/2024) (ap) Modified on 1/16/2024 (ap).
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Request |
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| |
Filed: None, Entered: None |
Pretrial Conference |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein:Pretrial Conference as to Sung Kook (Bill) Hwang, Patrick Halligan held on 1/16/2024. Deft. Sung Kook pres. w/attys. Barry Berke, Jordan Estes, Dani James, Shaked Sivan; Deft. Patrick Halligan pres. w/attys. Mary Mulligan, Timothy Haggerty, Rupita Chakraborty; Court reporter pres.; FPTC is set for 2/21/24 at 10:00 am; Trial set for 2/27/24 at 10:00 am; Time excluded until 2/27/24; in the interest of justice; Defts. contd. on bail (Jury Trial set for 2/27/2024 at 10:00 AM before Judge Alvin K. Hellerstein., Pretrial Conference set for 2/21/2024 at 10:00 AM before Judge Alvin K. Hellerstein.) (jw)
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| 121 |
Filed: 1/15/2024, Entered: 1/15/2024 |
Declaration in Support of Motion |
|
DECLARATION of Jordan Estes in Support by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan re: [110] MOTION to Exclude Evidence and Compel Discovery on the Prosecution's Rule 16 Violation.. (Attachments: # (1) Exhibit N, # (2) Exhibit O)(Estes, Jordan)
|
|
Request |
|
|
|
| 120 |
Filed: 1/15/2024, Entered: 1/15/2024 |
Reply Memorandum of Law in Support of Motion |
|
REPLY MEMORANDUM OF LAW in Support by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan re: [110] MOTION to Exclude Evidence and Compel Discovery on the Prosecution's Rule 16 Violation. . (Attachments: # (1) Exhibit 1)(Estes, Jordan)
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|
|
|
|
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| 119 |
Filed: 1/12/2024, Entered: 1/12/2024 |
Declaration in Opposition to Motion |
|
DECLARATION of AUSA Andrew Thomas in Opposition by USA as to Sung Kook (Bill) Hwang, Patrick Halligan re: [113] LETTER MOTION addressed to Judge Alvin K. Hellerstein from Alexandra Rothman dated January 8, 2024 re: [111] Declaration in Support of Motion, [112] MOTION for Joinder with [110] MOTION to Exclude Evidence and Compel Discovery on the P, [110] MOTION to Exclude Evidence and Compel Discovery on the Prosecution's Rule 16 Violation., [112] MOTION for Joinder with [110] MOTION to Exclude Evidence and Compel Discovery on the Prosecution's Rule 16 Violation. .. (Attachments: # (1) Exhibit A - February 25, 2021 Instant Bloomberg Thread, # (2) Exhibit B - January 26, 2021 Instant Bloomberg Thread, # (3) Exhibit C - Letter from King & Spalding to the SEC, # (4) Exhibit E - Email from AUSA to Case Team, # (5) Exhibit F - Battalio Expert Notice, # (6) Exhibit G - Taveras Expert Notice)(Thomas, Andrew)
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|
Request |
|
|
|
| 118 |
Filed: 1/12/2024, Entered: 1/12/2024 |
MEMORANDUM in Opposition to Motion |
|
MEMORANDUM in Opposition by USA as to Sung Kook (Bill) Hwang, Patrick Halligan re [113] LETTER MOTION addressed to Judge Alvin K. Hellerstein from Alexandra Rothman dated January 8, 2024 re: [111] Declaration in Support of Motion, [112] MOTION for Joinder with [110] MOTION to Exclude Evidence and Compel Discovery on the P, [110] MOTION to Exclude Evidence and Compel Discovery on the Prosecution's Rule 16 Violation., [112] MOTION for Joinder with [110] MOTION to Exclude Evidence and Compel Discovery on the Prosecution's Rule 16 Violation. .. (Thomas, Andrew)
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|
|
|
|
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| 117 |
Filed: 1/12/2024, Entered: 1/12/2024 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Conference proceeding held on 1/3/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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|
Request |
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|
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| 116 |
Filed: 1/12/2024, Entered: 1/12/2024 |
transcript |
|
TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Conference held on 1/3/2024 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Samuel Mauro, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/2/2024. Redacted Transcript Deadline set for 2/12/2024. Release of Transcript Restriction set for 4/11/2024. (McGuirk, Kelly)
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|
Request |
|
|
|
| 114 |
Filed: 1/9/2024, Entered: 1/9/2024 |
Letter |
|
LETTER by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Barry Berke, Dani James, and Jordan Estes dated January 9, 2024 re: Undisclosed Trade Data Document filed by Sung Kook (Bill) Hwang. (Estes, Jordan)
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|
Request |
|
|
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| 115 |
Filed: 1/8/2024, Entered: 1/9/2024 |
Order |
|
ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan: In light of the Defendants' motion to exclude and compel Rule 16 discovery (ECF No. 112), the parties shall appear before the Court on January 16, 2024 at 2:30 p.m. to discuss the recently disclosed trading data. The Government shall submit its opposition to the Defenses motion by this Friday, January 12, 2024. (Responses due by 1/12/2024. Status Conference set for 1/16/2024 at 02:30 PM before Judge Alvin K. Hellerstein) (Signed by Judge Alvin K. Hellerstein on 1/8/2024) (ap)
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|
Request |
|
|
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| 113 |
Filed: 1/8/2024, Entered: 1/8/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Alvin K. Hellerstein from Alexandra Rothman dated January 8, 2024 re: [111] Declaration in Support of Motion, [112] MOTION for Joinder with [110] MOTION to Exclude Evidence and Compel Discovery on the Prosecution's Rule 16 Violation. ., [110] MOTION to Exclude Evidence and Compel Discovery on the Prosecution's Rule 16 Violation. re: Request to file opposition to defense motion by January 12, 2024 . Document filed by USA as to Sung Kook (Bill) Hwang, Patrick Halligan. (Rothman, Alexandra)
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|
Request |
|
|
|
| 112 |
Filed: 1/8/2024, Entered: 1/8/2024, Terminated: 1/16/2024 |
~Motion for Joinder |
|
MOTION for Joinder with [110] MOTION to Exclude Evidence and Compel Discovery on the Prosecution's Rule 16 Violation. . Document filed by Patrick Halligan as to Sung Kook (Bill) Hwang, Patrick Halligan. (Mulligan, Mary)
|
|
Request |
|
|
|
| 111 |
Filed: 1/8/2024, Entered: 1/8/2024 |
Declaration in Support of Motion |
|
DECLARATION of Jordan Estes in Support by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan re: [110] MOTION to Exclude Evidence and Compel Discovery on the Prosecution's Rule 16 Violation.. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F, # (7) Exhibit G, # (8) Exhibit H, # (9) Exhibit I, # (10) Exhibit J, # (11) Exhibit K, # (12) Exhibit L, # (13) Exhibit M)(Estes, Jordan)
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|
|
|
|
|
| 110 |
Filed: 1/8/2024, Entered: 1/8/2024, Terminated: 1/16/2024 |
Motion to exclude |
|
MOTION to Exclude Evidence and Compel Discovery on the Prosecution's Rule 16 Violation. Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Estes, Jordan)
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|
|
|
|
|
| 109 |
Filed: 1/5/2024, Entered: 1/5/2024 |
Order |
|
ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. The final pre-trial conference previously scheduled for February 14, 2024 is rescheduled to February 7, 2024 at 11:00 a.m. due to a conflict. So Ordered. (Pretrial Conference set for 2/7/2024 at 11:00 AM before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 1/5/24)(jbo)
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|
|
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|
| |
Filed: None, Entered: None |
Pretrial Conference |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Pretrial Conference as to Sung Kook (Bill) Hwang, Patrick Halligan held on 1/3/2024. Deft. Sung Kook Hwang pres. w/attys. Barry Berke, Jordan Estes, Shaked Sivan; Deft. Patrick Halligan pres. w/atty. Tim Haggerty, Mary Mulligan and Rupita Chakraborty; AUSAs, Alexandra Rothman, Matthew Podolsky, Samuel Rothschild and Andrew Thomas pres.; Court reporter Sam Mauro pres.; Trial previously set for 2/20/24 at 10:00 am. (jbo)
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| 108 |
Filed: 12/20/2023, Entered: 12/20/2023 |
Order on Motion to withdraw as attorney |
|
MEMO ENDORSEMENT as to Sung Kook (Bill) Hwang (1) on [103] MOTION for PAUL ANTHONY SASO to Withdraw as Attorney and be Removed from CM-ECF Notification. Paul Anthony Saso withdrawn from case. ENDORSEMENT: So Ordered. (Signed by Judge Alvin K. Hellerstein on 12/20/2023) (ap)
|
|
Request |
|
|
|
| 107 |
Filed: 12/19/2023, Entered: 12/19/2023 |
~Motion for Joinder |
|
MOTION for Joinder with [105] MOTION to Exclude Proposed Expert Testimony of Robert Battalio, Amit Seru, Carmen Taveras, and Joseph Mason. . Document filed by Patrick Halligan as to Sung Kook (Bill) Hwang, Patrick Halligan. (Mulligan, Mary)
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|
Request |
|
|
|
| 106 |
Filed: 12/19/2023, Entered: 12/19/2023 |
Declaration in Support of Motion |
|
DECLARATION of Jordan Estes in Support as to Sung Kook (Bill) Hwang re: [105] MOTION to Exclude Proposed Expert Testimony of Robert Battalio, Amit Seru, Carmen Taveras, and Joseph Mason.. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F, # (7) Exhibit G, # (8) Exhibit H, # (9) Exhibit I, # (10) Exhibit J, # (11) Exhibit K, # (12) Exhibit L, # (13) Exhibit M, # (14) Exhibit N, # (15) Exhibit O, # (16) Exhibit P, # (17) Exhibit Q, # (18) Exhibit R)(Estes, Jordan)
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|
Request |
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|
|
| 105 |
Filed: 12/19/2023, Entered: 12/19/2023 |
Motion to exclude |
|
MOTION to Exclude Proposed Expert Testimony of Robert Battalio, Amit Seru, Carmen Taveras, and Joseph Mason. Document filed by Sung Kook (Bill) Hwang. (Estes, Jordan)
|
|
Request |
|
|
|
| 104 |
Filed: 12/19/2023, Entered: 12/19/2023 |
Motion to Preclude |
|
MOTION to Preclude Certain Proposed Testimony of Michael Johannes and Fabio Savoldelli. Document filed by USA as to Sung Kook (Bill) Hwang, Patrick Halligan. (Attachments: # (1) Exhibit Ex A - Johannes Notice, # (2) Exhibit Ex B - Savoldelli Notice)(Rothschild, Samuel)
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|
Request |
|
|
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| 103 |
Filed: 12/19/2023, Entered: 12/19/2023, Terminated: 12/20/2023 |
Motion to withdraw as attorney |
|
MOTION for PAUL ANTHONY SASO to Withdraw as Attorney and be Removed from CM-ECF Notification. Document filed by Sung Kook (Bill) Hwang. (Saso, Paul)
|
|
Request |
|
|
|
| 102 |
Filed: 12/11/2023, Entered: 12/11/2023 |
Order on Letter Motion |
|
MEMO ENDORSEMENT as to Sung Kook (Bill) Hwang (1), Patrick Halligan (2) on [101] LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry Berke, Dani James, and Jordan Estes dated December 11, 2023 re: Conference Adjournment. ENDORSEMENT: The conference is adjourned and the issues will be discussed at the pre-existing pre-trial conference set for January 3, 2024 at 2:30 p.m. (Signed by Judge Alvin K. Hellerstein on 12/11/2023) (ap)
|
|
Request |
|
|
|
| 101 |
Filed: 12/11/2023, Entered: 12/11/2023, Terminated: 12/11/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry Berke, Dani James, and Jordan Estes dated December 11, 2023 re: Conference Adjournment . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Estes, Jordan)
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|
Request |
|
|
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| |
Filed: None, Entered: None |
set/reset hearings |
|
Set/Reset Hearings as to Sung Kook (Bill) Hwang, Patrick Halligan: (Pretrial Conference set for 1/3/2024 at 02:30 PM before Judge Alvin K. Hellerstein) (ap)
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|
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|
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| 100 |
Filed: 12/5/2023, Entered: 12/5/2023 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Patrick Halligan on re: [99] Letter filed by Patrick Halligan re: To respectfully request that Mr. Halligan be permitted to travel to the Killington, Vermont area during the period from December 20 December 22, 2023...ENDORSEMENT...This request is granted. SO ORDERED (Signed by Judge Alvin K. Hellerstein on 12/5/23)(jw)
|
|
Request |
|
|
|
| 98 |
Filed: 11/27/2023, Entered: 11/27/2023 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Sung Kook (Bill) Hwang, Patrick Halligan on [96] LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Alexandra Rothman dated November 22, 2023 re: Proposed scheduling order. ENDORSEMENT: So Ordered. The Court will hear argument on the Daubert motions on January 23, 2024, at 2:15 pm. (Oral Argument set for 1/23/2024 at 02:15 PM before Judge Alvin K. Hellerstein) (Signed by Judge Alvin K. Hellerstein on 11/27/2023) (lnl)
|
|
Request |
|
|
|
| 97 |
Filed: 11/27/2023, Entered: 11/27/2023 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Sung Kook (Bill) Hwang, Patrick Halligan on [95] LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barr y Berke, Dani James, and Jordan Estes dated November 22, 2023 re: Adjournment of Conference. ENDORSEMENT: The conference set for November 27, 2023 is hereby adjourned to December 12, 2023 at 2:15 p.m. The parties should submit a list of attorneys appearing on the record at the conference by December 11, 2023. SO ORDERED. (Status Conference set for 12/12/2023 at 02:15 PM before Judge Alvin K. Hellerstein) (Signed by Judge Alvin K. Hellerstein on 11/27/2023) (lnl)
|
|
Request |
|
|
|
| 96 |
Filed: 11/22/2023, Entered: 11/22/2023 |
Letter |
|
LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Alexandra Rothman dated November 22, 2023 re: Proposed scheduling order Document filed by USA. (Rothman, Alexandra)
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|
Request |
|
|
|
| 95 |
Filed: 11/22/2023, Entered: 11/22/2023, Terminated: 11/27/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Alvin K. Hellerstein from Barry Berke, Dani James, and Jordan Estes dated November 22, 2023 re: Adjournment of Conference . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Estes, Jordan)
|
|
Request |
|
|
|
| 94 |
Filed: 11/20/2023, Entered: 11/20/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Conference proceeding held on 11/14/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
Request |
|
|
|
| 93 |
Filed: 11/20/2023, Entered: 11/20/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Conference held on 11/14/2023 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Rebecca Forman, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/11/2023. Redacted Transcript Deadline set for 12/21/2023. Release of Transcript Restriction set for 2/20/2024. (McGuirk, Kelly)
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|
Request |
|
|
|
| 92 |
Filed: 11/16/2023, Entered: 11/16/2023 |
notice of attorney appearance - defendant |
|
NOTICE OF ATTORNEY APPEARANCE: Shaked Sivan appearing for Sung Kook (Bill) Hwang, Patrick Halligan. Appearance Type: Retained. (Sivan, Shaked)
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|
Request |
|
|
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| |
Filed: None, Entered: None |
Oral Argument |
|
Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Oral Argument as to Sung Kook (Bill) Hwang, Patrick Halligan held on 11/14/2023. Deft. Sung Kook Hwang pres. w/attys. Barry Berke, Dani James, Jordan Estes; Deft. Patrick Halligan pres. w/attys. Tim Haggerty, Anil Vassanji and Mary Mulligan; AUSAs, Alexandra Rothman, Matthew Podolsky, Samuel Rothschild, and Andrew Thomas pres.; Court reporter Rebecca Forman pres. Hearing adjourned until 11/27/23 at 11:00 a.m.; Deft's. contd. on bail. (Oral Argument set for 11/27/2023 at 11:00 AM before Judge Alvin K. Hellerstein) (lnl)
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|
|
|
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| 91 |
Filed: 11/13/2023, Entered: 11/13/2023 |
notice of attorney appearance - USA |
|
NOTICE OF ATTORNEY APPEARANCE Samuel Philip Rothschild appearing for USA. (Rothschild, Samuel)
|
|
Request |
|
|
|
| 90 |
Filed: 11/9/2023, Entered: 11/9/2023 |
Order |
|
ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan: The Court will hear oral argument on ECF No. 79 and 80, the motion for issuance of Rule 17(c) subpoenas. The arguments will take place on November 14, 2023 at 10:30 a.m. SO ORDERED. (Oral Argument set for 11/14/2023 at 10:30 AM before Judge Alvin K. Hellerstein) (Signed by Judge Alvin K. Hellerstein on 11/9/2023) (lnl)
|
|
Request |
|
|
|
| 87 |
Filed: 9/27/2023, Entered: 9/27/2023 |
Declaration in Support of Motion |
|
DECLARATION of Jordan Estes in Support as to Sung Kook (Bill) Hwang re: [79] MOTION for the Issuance of Rule 17(c) Subpoenas .. (Attachments: # (1) Exhibit Revised Proposed Subpoena to Bank of Montreal, # (2) Exhibit Redline Comparing Revised Proposed Subpoena to Bank of Montreal to Original Proposed Subpoena to Bank of Montreal, # (3) Exhibit Revised Proposed Subpoena to Credit Suisse, # (4) Exhibit Redline Comparing Revised Proposed Subpoena to Credit Suisse to Original Proposed Subpoena to Credit Suisse, # (5) Exhibit Revised Proposed Subpoena to Deutsche Bank, # (6) Exhibit Redline Comparing Revised Proposed Subpoena to Deutsche Bank to Original Proposed Subpoena to Deutsche Bank, # (7) Exhibit Revised Proposed Subpoena to Goldman Sachs, # (8) Exhibit Redline Comparing Revised Proposed Subpoena to Goldman Sachs to Original Proposed Subpoena to Goldman Sachs, # (9) Exhibit Revised Proposed Subpoena to Jefferies, # (10) Exhibit Redline Comparing Revised Proposed Subpoena to Jefferies to Original Proposed Subpoena to Jefferies, # (11) Exhibit Revised Proposed Subpoena to Macquarie, # (12) Exhibit Redline Comparing Revised Proposed Subpoena to Macquarie to Original Proposed Subpoena to Macquarie, # (13) Exhibit Revised Proposed Subpoena to Mizuho, # (14) Exhibit Redline Comparing Revised Proposed Subpoena to Mizuho to Original Proposed Subpoena to Mizuho, # (15) Exhibit Revised Proposed Subpoena to Morgan Stanley, # (16) Exhibit Redline Comparing Revised Proposed Subpoena to Morgan Stanley to Original Proposed Subpoena to Morgan Stanley, # (17) Exhibit Revised Proposed Subpoena to MUFG, # (18) Exhibit Redline Comparing Revised Proposed Subpoena to MUFG to Original Proposed Subpoena to MUFG, # (19) Exhibit Revised Proposed Subpoena to Nomura, # (20) Exhibit Redline Comparing Revised Proposed Subpoena to Nomura to Original Proposed Subpoena to Nomura, # (21) Exhibit Revised Proposed Subpoena to UBS, # (22) Exhibit Redline Comparing Revised Proposed Subpoena to UBS to Original Proposed Subpoena to UBS, # (23) Exhibit Document produced at SDNY_P001_0004961452, # (24) Exhibit Document produced at SDNY_P001_0000584711, # (25) Exhibit Document produced at SDNY_P004_0000435394, # (26) Exhibit Extract from report produced at SDNY_SW_ 00000000001, # (27) Exhibit Document produced at SDNY_P001_0003446317)(Berke, Barry)
|
|
Request |
|
|
|
| 86 |
Filed: 9/27/2023, Entered: 9/27/2023 |
Reply Memorandum of Law in Support of Motion |
|
REPLY MEMORANDUM OF LAW in Support by Patrick Halligan as to Sung Kook (Bill) Hwang, Patrick Halligan re: [79] MOTION for the Issuance of Rule 17(c) Subpoenas . . (Mulligan, Mary)
|
|
Request |
|
|
|
| 85 |
Filed: 9/27/2023, Entered: 9/27/2023 |
Reply Memorandum of Law in Support of Motion |
|
REPLY MEMORANDUM OF LAW in Support as to Sung Kook (Bill) Hwang re: [79] MOTION for the Issuance of Rule 17(c) Subpoenas . . (Berke, Barry)
|
|
Request |
|
|
|
| 84 |
Filed: 9/13/2023, Entered: 9/13/2023 |
MEMORANDUM in Opposition to Motion |
|
MEMORANDUM in Opposition by USA as to Sung Kook (Bill) Hwang, Patrick Halligan re [79] MOTION for the Issuance of Rule 17(c) Subpoenas ., [80] MOTION for Joinder with [79] MOTION for the Issuance of Rule 17(c) Subpoenas . .. (Rothman, Alexandra)
|
|
Request |
|
|
|
| 83 |
Filed: 9/13/2023, Entered: 9/13/2023 |
notice of attorney appearance - USA |
|
NOTICE OF ATTORNEY APPEARANCE Alexandra Rothman appearing for USA. (Rothman, Alexandra)
|
|
Request |
|
|
|
| 82 |
Filed: 8/21/2023, Entered: 8/21/2023 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Sung Kook (Bill) Hwang on re: [81] The Government writes respectfully to propose a briefing schedule regarding defendant Bill Hwang's motion for the issuance of various Rule 17(c) subpoenas, ECF Doc. 79 (the "Rule 17 Motion"), which was joined by defendant Patrick Halligan...ENDORSEMENT...SO ORDERED (Signed by Judge Alvin K. Hellerstein on 8/21/2023)(jw)
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|
Request |
|
|
|
| |
Filed: None, Entered: None |
set/reset deadlines/hearings |
|
Set/Reset Deadlines/Hearings as to Sung Kook (Bill) Hwang, Patrick Halligan:Defendants Replies due by 9/27/2023. Government opposition due by 9/13/2023. (jw)
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|
|
|
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|
| |
Filed: None, Entered: None |
set/reset deadlines/hearings |
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Set/Reset Deadlines/Hearings as to Sung Kook (Bill) Hwang, Patrick Halligan:Defendants Replies due by 9/27/2023. Government opposition due by 9/13/2023. (jw)
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| 81 |
Filed: 8/18/2023, Entered: 8/18/2023 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Alex Rossmiller dated August 18, 2023 re: motion schedule Document filed by USA. (Rossmiller, Alex)
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| 80 |
Filed: 8/10/2023, Entered: 8/10/2023, Terminated: 11/9/2023 |
~Motion for Joinder |
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MOTION for Joinder with [79] MOTION for the Issuance of Rule 17(c) Subpoenas . . Document filed by Patrick Halligan as to Sung Kook (Bill) Hwang, Patrick Halligan. (Mulligan, Mary)
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Request |
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| 79 |
Filed: 7/27/2023, Entered: 7/27/2023, Terminated: 11/9/2023 |
Motion for Miscellaneous Relief |
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MOTION for the Issuance of Rule 17(c) Subpoenas . Document filed by Sung Kook (Bill) Hwang. (Attachments: # (1) Exhibit A - Bank of Montreal, # (2) Exhibit B - Credit Suisse, # (3) Exhibit C - Deutsche Bank, # (4) Exhibit D - Goldman Sachs, # (5) Exhibit E - Jefferies, # (6) Exhibit F - Macquarie, # (7) Exhibit G - Mizuho, # (8) Exhibit H - Morgan Stanley, # (9) Exhibit I - MUFG, # (10) Exhibit J - Nomura, # (11) Exhibit K - UBS)(Berke, Barry)
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Request |
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| 78 |
Filed: 6/20/2023, Entered: 6/20/2023 |
Order |
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SCHEDULING ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. Trial in the above-captioned criminal matter, by request of all parties, is adjourned from January 9, 2024 to February 20, 2024 at 10:00 a.m., in Courtroom 14D. The Final Pretrial Conference will be held on February 14, 2024 at 2:30 p.m. Time is excluded in the interest of justice from January 9, 2024 to February 20, 2024 pursuant to 18 U.S.C. § 3161. SO ORDERED. ( Final Pretrial Conference set for 2/14/2024 at 02:30 PM before Judge Alvin K. Hellerstein. Jury Trial set for 2/20/2024 at 10:00 AM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein. )(Signed by Judge Alvin K. Hellerstein on 6/20/2023)(bw)
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| 77 |
Filed: 6/15/2023, Entered: 6/15/2023 |
Letter Motion |
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LETTER MOTION addressed to Judge Alvin K. Hellerstein from the Government dated June 15, 2023 re: Trial Adjournment . Document filed by USA as to Sung Kook (Bill) Hwang, Patrick Halligan. (Podolsky, Matthew)
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| 74 |
Filed: 5/10/2023, Entered: 5/10/2023 |
notice of attorney appearance - defendant |
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NOTICE OF ATTORNEY APPEARANCE: Jordan Lancaster Estes appearing for Sung Kook (Bill) Hwang. Appearance Type: Retained. (Estes, Jordan)
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| 73 |
Filed: 5/10/2023, Entered: 5/10/2023 |
notice of attorney appearance - defendant |
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NOTICE OF ATTORNEY APPEARANCE: Dani R. James appearing for Sung Kook (Bill) Hwang. Appearance Type: Retained. (James, Dani)
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| 72 |
Filed: 5/10/2023, Entered: 5/10/2023 |
notice of attorney appearance - defendant |
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NOTICE OF ATTORNEY APPEARANCE: Barry H Berke appearing for Sung Kook (Bill) Hwang. Appearance Type: Retained. (Berke, Barry)
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| 69 |
Filed: 4/6/2023, Entered: 4/6/2023 |
notice of attorney appearance - defendant |
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NOTICE OF ATTORNEY APPEARANCE: Christina LaBruno appearing for Sung Kook (Bill) Hwang, Patrick Halligan. Appearance Type: Retained. (LaBruno, Christina)
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Request |
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| 68 |
Filed: 3/28/2023, Entered: 3/28/2023 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang. Notice is hereby given that an official transcript of a Oral Argument proceeding held on 3/21/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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Request |
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| 67 |
Filed: 3/28/2023, Entered: 3/28/2023 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang re: Oral Argument held on 3/21/2023 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Sharonda Jones, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/18/2023. Redacted Transcript Deadline set for 4/28/2023. Release of Transcript Restriction set for 6/26/2023. (McGuirk, Kelly)
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Request |
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| 66 |
Filed: 3/23/2023, Entered: 3/23/2023 |
Order |
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ORDER ON PRETRIAL MOTIONS as to Sung Kook (Bill) Hwang, Patrick Halligan. The motion to dismiss the Indictment for failure to charge an offense is denied. The motion to dismiss the Indictment as to Hwang on the basis of prosecutorial misconduct is denied. The Clerk of Court shall close the motions at ECF Nos. 47 and 49. (Signed by Judge Alvin K. Hellerstein on 3/23/2023) (See ORDER set forth) (ap) Modified on 3/27/2023 (ap).
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Filed: None, Entered: None |
Oral Argument |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Oral Argument as to Sung Kook (Bill) Hwang, Patrick Halligan held on 3/21/2023 re: [47] MOTION to Dismiss Omnibus Pretrial Motions. Deft. Hwang pres. w/attys. Lawrence Lustberg and Thomas Valen; Deft. Patrick Halligan pres. w/attys. Mary Mulligan and Timothy Haggerty; AUSA, Andrew Thomas pres.; Court reporter pres. Motions to dismiss are denied; Trial previously set for 1/9/24 at 10am; FPTC is set 1/3/24 at 2:30 pm. Defts. cont'd. on bail. (jbo)
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| 65 |
Filed: 3/20/2023, Entered: 3/20/2023 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang addressed to Judge Alvin K. Hellerstein dated March 20, 2023 re: SEC v. Masri Document filed by USA. (Podolsky, Matthew)
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| 64 |
Filed: 3/17/2023, Entered: 3/17/2023 |
Letter |
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LETTER by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Lawrence S. Lustberg, Esq. dated March 17, 2023 re: Information re: Key Case Document filed by Sung Kook (Bill) Hwang. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D)(Lustberg, Lawrence)
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| 63 |
Filed: 2/7/2023, Entered: 2/7/2023 |
Order |
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SCHEDULING ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. A conflict with another trial having arisen on the part of counsel, trial in the above-captioned criminal matter is adjourned from October 10, 2023 to January 9, 2024 at 10:00 a.m., in Courtroom 14D; the Final Pretrial Conference will be held on January 3, 2024 at 2:30p.m. Time is excluded in the interest of justice from October 10, 2023 to January 9, 2024pursuant to 18 U.S.C. § 3161. The pending pretrial motions will be heard as previously scheduled. (Jury Trial set for 1/9/2024 at 10:00 AM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein., Pretrial Conference set for 1/3/2024 at 02:30 PM before Judge Alvin K. Hellerstein.) Time excluded from 10/10/23 until 1/9/24. (Signed by Judge Alvin K. Hellerstein on 2/7/2023)(jw)
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| 61 |
Filed: 1/31/2023, Entered: 1/31/2023 |
Order |
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SCHEDULING ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. Oral argument for the pretrial motions filed in the above-captioned criminal matter is adjourned from February 28, 2023 to March 21, 2023 at 2:30 p.m., in Courtroom 14D. (Oral Argument set for 3/21/2023 at 02:30 PM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein) (Signed by Judge Alvin K. Hellerstein on 1/31/2023) (ap)
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| 59 |
Filed: 1/27/2023, Entered: 1/27/2023 |
Reply Memorandum of Law in Support of Motion |
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REPLY MEMORANDUM OF LAW in Support as to Sung Kook (Bill) Hwang re: [47] MOTION to Dismiss Omnibus Pretrial Motions. . (Lustberg, Lawrence)
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| 58 |
Filed: 1/27/2023, Entered: 1/27/2023 |
Reply Memorandum of Law in Support of Motion |
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REPLY MEMORANDUM OF LAW in Support by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan re: [49] MOTION to Dismiss Indictment for Prosecutorial Misconduct. . (Lustberg, Lawrence)
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| 57 |
Filed: 1/25/2023, Entered: 1/25/2023 |
Letter |
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CONSENT LETTER by Patrick Halligan as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Mary E. Mulligan dated January 25, 2023 re: oral argument Document filed by Patrick Halligan. (Mulligan, Mary)
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| Save 25% on a pre-paid one year subscription. |
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| 56 |
Filed: 1/24/2023, Entered: 1/24/2023 |
Scheduling Order |
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SCHEDULING ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. Oral argument for the pretrial motions filed in the above-captioned criminal matter is adjourned from February 7, 2023 to February 28, 2023 at 11:30 a.m., in Courtroom 14D. SO ORDERED. (Oral Argument set for 2/28/2023 at 11:30 AM before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 1/24/23)(jbo)
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Request |
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| 55 |
Filed: 1/12/2023, Entered: 1/12/2023 |
MEMORANDUM in Opposition to Motion |
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MEMORANDUM in Opposition by USA as to Sung Kook (Bill) Hwang re [49] MOTION to Dismiss Indictment for Prosecutorial Misconduct.. (Thomas, Andrew)
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| 54 |
Filed: 1/12/2023, Entered: 1/12/2023 |
Declaration in Opposition to Motion |
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DECLARATION of AUSA Andrew Thomas in Opposition by USA as to Sung Kook (Bill) Hwang re: [49] MOTION to Dismiss Indictment for Prosecutorial Misconduct.. (Attachments: # (1) Exhibit Calendar Appointment for November 17, 2021 Call, # (2) Exhibit AUSA Notes of November 17, 2021 Call, # (3) Exhibit Hwang Proffer Agreement, # (4) Exhibit AUSA Notes of April 9, 2022 Call, # (5) Exhibit Declaration of Deputy US Attorney Margaret Garnett, # (6) Exhibit Declaration of AUSA Matthew Podolsky and Attachments, # (7) Exhibit Declaration of AUSA Alex Rossmiller)(Thomas, Andrew)
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Request |
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| 53 |
Filed: 1/12/2023, Entered: 1/12/2023 |
MEMORANDUM in Opposition to Motion |
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MEMORANDUM in Opposition by USA as to Sung Kook (Bill) Hwang, Patrick Halligan re [47] MOTION to Dismiss Omnibus Pretrial Motions.. (Thomas, Andrew)
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Request |
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| 52 |
Filed: 12/7/2022, Entered: 12/8/2022 |
Order |
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ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan: Oral argument for the pretrial motions filed in the above-captioned criminal matter will be held on February 7, 2023 at 10:30 a.m., in Courtroom 14D. (Oral Argument set for 2/7/2023 at 10:30 AM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein) (Signed by Judge Alvin K. Hellerstein on 12/7/2022) (ap)
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| 51 |
Filed: 12/2/2022, Entered: 12/2/2022 |
Declaration in Support of Motion |
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DECLARATION of Lawrence S. Lustberg in Support by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan re: [49] MOTION to Dismiss Indictment for Prosecutorial Misconduct.. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F, # (7) Exhibit G, # (8) Exhibit H, # (9) Exhibit I, # (10) Exhibit J, # (11) Exhibit K, # (12) Exhibit L, # (13) Exhibit M, # (14) Exhibit N, # (15) Exhibit O, # (16) Exhibit P, # (17) Exhibit Q, # (18) Exhibit R, # (19) Exhibit S, # (20) Exhibit T, # (21) Exhibit U, # (22) Exhibit V, # (23) Exhibit W, # (24) Exhibit X, # (25) Exhibit Y, # (26) Exhibit Z, # (27) Exhibit AA, # (28) Exhibit BB, # (29) Exhibit CC, # (30) Exhibit DD, # (31) Exhibit EE, # (32) Exhibit FF, # (33) Exhibit GG, # (34) Exhibit HH, # (35) Exhibit II)(Lustberg, Lawrence)
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| 50 |
Filed: 12/2/2022, Entered: 12/2/2022 |
memorandum in support of motion |
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MEMORANDUM in Support by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan re [49] MOTION to Dismiss Indictment for Prosecutorial Misconduct.. (Lustberg, Lawrence)
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| 49 |
Filed: 12/2/2022, Entered: 12/2/2022, Terminated: 12/7/2022 |
Motion to Dismiss |
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MOTION to Dismiss Indictment for Prosecutorial Misconduct. Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Attachments: # (1) Text of Proposed Order Granting Motion to Dismiss the Indictment for Prosecutorial Misconduct)(Lustberg, Lawrence)
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Request |
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| 48 |
Filed: 12/2/2022, Entered: 12/2/2022 |
memorandum in support of motion |
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MEMORANDUM in Support by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan re [47] MOTION to Dismiss Omnibus Pretrial Motions.. (Lustberg, Lawrence)
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| 47 |
Filed: 12/2/2022, Entered: 12/2/2022, Terminated: 12/7/2022 |
Motion to Dismiss |
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MOTION to Dismiss Omnibus Pretrial Motions. Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Attachments: # (1) Text of Proposed Order Granting Defendants' Omnibus Pretrial Motions)(Lustberg, Lawrence)
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Request |
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| 42 |
Filed: 10/21/2022, Entered: 10/21/2022 |
notice of attorney appearance - USA |
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NOTICE OF ATTORNEY APPEARANCE Danielle Renee Sassoon appearing for USA. (Sassoon, Danielle)
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| 41 |
Filed: 10/18/2022, Entered: 10/18/2022 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Conference proceeding held on 9/8/2022 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
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| 40 |
Filed: 10/18/2022, Entered: 10/18/2022 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Conference held on 9/8/2022 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Sara Beiter, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/9/2022. Redacted Transcript Deadline set for 11/18/2022. Release of Transcript Restriction set for 1/16/2023. (McGuirk, Kelly)
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Request |
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Filed: None, Entered: None |
Pretrial Conference |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Pretrial Conference as to Sung Kook (Bill) Hwang, Patrick Halligan held on 9/8/2022. Deft. Sung Kook Hwang pres. w/attys. Lawrence Lustberg, Thomas Valen and Jeffrey Nagel; Deft. Patrick Halligan pres. w/attys. Mary Mulligan and Tim Haggerty; AUSAs Mathew Podolsky and Andrew Thomas pres.; Court reporter Sarah Beiter pres.; Motions to be filed by 12/2/22; response by 1/12/23; reply 1/27/23; Trial set for 10/10/23; FPTC set for 10/4/23 at 10:00 a.m; Time is excluded until 10/10/23; in the interest of justice. (jbo)
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| 39 |
Filed: 9/7/2022, Entered: 9/7/2022 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from AUSAs Podolsky, Rossmiller, and Thomas dated September 7, 2022 re: Motion Schedule and Trial Date Document filed by USA. (Thomas, Andrew)
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| 38 |
Filed: 8/18/2022, Entered: 8/18/2022 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Alex Rossmiller dated August 18, 2022 re: Archegos conspirators' misrepresentations Document filed by USA. (Rossmiller, Alex)
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| 37 |
Filed: 8/3/2022, Entered: 8/3/2022 |
Memo Endorsement |
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MEMO ENDORSEMENT as to Sung Kook (Bill) Hwang, Patrick Halligan on re: [36] Letter filed by USA...ENDORSEMENT...The request is granted. The conference scheduled for August 9, 2022 is adjourned to September 8, 2022, at 12:00 p.m., with time excluded in the interest of justice (Status Conference set for 9/8/2022 at 12:00 PM before Judge Alvin K. Hellerstein.) Time excluded from 8/3/22 until 9/8/22. (Signed by Judge Alvin K. Hellerstein on 8/3/22)(jw)
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| 36 |
Filed: 7/20/2022, Entered: 7/20/2022 |
Letter |
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LETTER by USA as to Sung Kook (Bill) Hwang, Patrick Halligan addressed to Judge Alvin K. Hellerstein from Alex Rossmiller dated July 20, 2022 re: conference and discovery scheduling Document filed by USA. (Rossmiller, Alex)
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| 35 |
Filed: 7/14/2022, Entered: 7/14/2022 |
Order on Letter Motion |
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MEMO ENDORSEMENT as to Sung Kook (Bill) Hwang (1) on [34] LETTER MOTION addressed to Judge Alvin K. Hellerstein from Lawrence S. Lustberg dated July 14, 2022 re: Approve change to conditions of release. ENDORSEMENT: SO ORDERED, provided that prior notice and details of future travel shall be given to the Probation Officer. (Signed by Judge Alvin K. Hellerstein on 7/14/2022) (ap)
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| 34 |
Filed: 7/14/2022, Entered: 7/14/2022, Terminated: 7/14/2022 |
Letter Motion |
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LETTER MOTION addressed to Judge Alvin K. Hellerstein from Lawrence S. Lustberg dated July 14, 2022 re: Approve change to conditions of release . Document filed by Sung Kook (Bill) Hwang. (Lustberg, Lawrence)
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| 32 |
Filed: 6/6/2022, Entered: 6/6/2022 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Conference proceeding held on 5/19/22 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (Moya, Goretti)
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| 31 |
Filed: 6/6/2022, Entered: 6/6/2022 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Conference held on 5/19/22 before Judge Andrew L. Carter, Jr.. Court Reporter/Transcriber: Paula Horovitz, (212) 805-0348, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/27/2022. Redacted Transcript Deadline set for 7/7/2022. Release of Transcript Restriction set for 9/6/2022. (Moya, Goretti)
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| 30 |
Filed: 6/6/2022, Entered: 6/6/2022 |
Notice of Filing Transcript |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Sung Kook (Bill) Hwang, Patrick Halligan. Notice is hereby given that an official transcript of a Conference proceeding held on 6/1/22 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (Moya, Goretti)
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| 29 |
Filed: 6/6/2022, Entered: 6/6/2022 |
transcript |
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TRANSCRIPT of Proceedings as to Sung Kook (Bill) Hwang, Patrick Halligan re: Conference held on 6/1/22 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Eve Giniger, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/27/2022. Redacted Transcript Deadline set for 7/7/2022. Release of Transcript Restriction set for 9/6/2022. (Moya, Goretti)
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| 28 |
Filed: 6/2/2022, Entered: 6/2/2022 |
Order |
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SCHEDULING ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. A status conference was held to discuss discovery and scheduling in the above-captioned criminal matter. The government will complete all production by July 20, 2022. Defendants will thereafter declare any motions they intend to make, state the purpose, and file a stipulated briefing schedule with the government for the Court's approval at the next status conference on August 9, 2022 at 11:00 a.m., in Courtroom 14D. For the reasons stated on the record in court by the government, and without objection from Defendants, time is excluded, in the interest of justice, until August 9, 2022 at 11:00 a.m. SO ORDERED. ( Discovery due by 7/20/2022. Status Conference set for 8/9/2022 at 11:00 AM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein. )(Signed by Judge Alvin K. Hellerstein on 6/2/2022)(bw)
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Filed: None, Entered: None |
Status Conference |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Status Conference as to Sung Kook (Bill) Hwang, Patrick Halligan held on 6/1/2022. IPTC held; Deft. Hwang pres. w/attys. Mary Mulligan and Tim Haggerty; Deft. Halligan pres. w/attys. Lawrence Lustberg, Thomas Valen and Jeffrey Nagel; AUSAs, Matthew Podolsky, Andrew Thomas, and Alex Rossmiller; Next PTC is set for 8/9/2022 at 11:00 am.; Time is excluded until 8/9/2022; in the interest of justice; Defts. cont'd. on bail. (Pretrial Conference set for 8/9/2022 at 11:00 AM before Judge Alvin K. Hellerstein) (Court Reporter Eve Giniger) (ap)
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| 27 |
Filed: 5/25/2022, Entered: 5/25/2022 |
Memo Endorsement |
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MEMO ENDORSEMENT as to Sung Kook (Bill) Hwang on [26] LETTER MOTION addressed to Judge Alvin K. Hellerstein from Alex Rossmiller dated May 24, 2022 re: conference scheduling and exclusion of time. ENDORSEMENT: The conference is set for June 1, 2022 at 10:00 a.m., and time is excluded until then, in the interest of justice. SO ORDERED. (Status Conference set for 6/1/2022 at 10:00 AM before Judge Alvin K. Hellerstein) (Signed by Judge Alvin K. Hellerstein on 5/25/2022) (lnl)
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| 26 |
Filed: 5/24/2022, Entered: 5/24/2022, Terminated: 5/25/2022 |
Letter Motion |
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LETTER MOTION addressed to Judge Alvin K. Hellerstein from Alex Rossmiller dated May 24, 2022 re: conference scheduling and exclusion of time . Document filed by USA as to Sung Kook (Bill) Hwang, Patrick Halligan. (Rossmiller, Alex)
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| 25 |
Filed: 5/23/2022, Entered: 5/23/2022 |
Order |
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ORDER as to Sung Kook (Bill) Hwang: It is hereby ORDERED that the defendant's bail be modified to include surrender all travel documents in the defendant's possession and not make any new applications. SO ORDERED. (Signed by Magistrate Judge Katharine H. Parker on 5/20/2022) (lnl)
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Filed: None, Entered: None |
Notice of Case Assignment/Reassignment |
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NOTICE OF CASE REASSIGNMENT as to Sung Kook (Bill) Hwang, Patrick Halligan, to Judge Alvin K. Hellerstein. Judge Andrew L. Carter, Jr. no longer assigned to the case. (bw)
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Filed: None, Entered: None |
Status Conference |
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Minute Entry for proceedings held before Judge Andrew L. Carter, Jr: Status Conference as to Sung Kook (Bill) Hwang, Patrick Halligan held on 5/19/2022. AUSA Andrew Thomas and AUSA Matthew Podolsky for the Government. Defendant Hwang appears with attorneys, Lawrence Lustberg, Thomas Valen and Jeffrey Nagel. Defendant Halligan appears with attorneys, Mary Mulligan and Timothy Haggerty. The Court recuses. Joint Status Report due 5/24/22. Time excluded from 5/19/22 to 5/24/22 in the interest of justice. All bail conditions remain in effect. See transcript for complete details. Court Reporter: Paula Horovitz. (jbo)
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| 24 |
Filed: 5/18/2022, Entered: 5/18/2022 |
Order |
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ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. The Status Conference scheduled for May 19, 2022 is adjourned to 3:00 p.m. SO ORDERED. ( Status Conference set for 5/19/2022 at 03:00 PM before Judge Andrew L. Carter Jr. ) (Signed by Judge Andrew L. Carter, Jr. on 5/18/2022)(bw)
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| 23 |
Filed: 5/18/2022, Entered: 5/18/2022 |
Order on Letter Motion |
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MEMO ENDORSEMENT granting [18] LETTER MOTION by Sung Kook (Bill) Hwang addressed to Judge Andrew L. Carter, Jr. from Attorney Lawrence S. Lustberg dated 5/5/2022 re: Posting of Property as Bail.... On April 27, 2022, Mr. Hwang was arrested and released on bail under the following conditions: a $100,000,000 bail bond to be secured by Mr. Hwang's signature and that of two co-signatories (one of whom would be his wife) and $5,000,000 in cash to be deposited with the court; the posting of two properties that would be forfeited should he violate the conditions of his release (one of which would be his primary residence at 26 Trafalgar Road, Tenafly, NJ); the surrender of Mr. Hwang's wife's passport (Mr. Hwang does not have one, having lost it); the restriction of Mr. Hwang's travel to the Southern and Eastern Districts of New York, the District of Connecticut, and the District of New Jersey; and supervision by the Office of Pretrial Services. Mr. Hwang was given until tomorrow, May 6, 2022, to satisfy these conditions. The $5,000,000.00 deposit, as well as all the other requirements of Mr. Hwang's bail, except for the posting of real property, have now been fully satisfied. With regard to the condition that property be posted, the parties have agreed that filing of the attached Agreements to Forfeit Property, as well as the deeds, for each of the two properties at issue will be deemed the equivalent of posting his interest in two properties that he owns and thus is sufficient to satisfy that condition of release. If this is acceptable to the Court, Mr. Hwang respectfully requests that Your Honor execute the enclosed agreements and "So-Order" this letter in the space provided below and direct its entry on the docket. ENDORSEMENT: SO ORDERED. (Signed by Judge Andrew L. Carter, Jr. on 5/18/2022) (bw)
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| 22 |
Filed: 5/10/2022, Entered: 5/10/2022 |
protective order |
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PROTECTIVE ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan...regarding procedures to be followed that shall govern the handling of confidential material...(Signed by Judge Andrew L. Carter, Jr on 5/10/2022) (lnl)
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| 21 |
Filed: 5/10/2022, Entered: 5/10/2022 |
Order on Motion to appear pro hac vice |
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MEMO ENDORSEMENT granting [20] Motion for Thomas R. Valen to Appear Pro Hac Vice as to Sung Kook (Bill) Hwang (1). ENDORSEMENT: The application is GRANTED. So Ordered. (Signed by Judge Andrew L. Carter, Jr on 5/10/2022) (lnl)
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| 20 |
Filed: 5/9/2022, Entered: 5/9/2022, Terminated: 5/10/2022 |
Motion to Appear Pro Hac Vice |
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MOTION for Thomas R. Valen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-26117323. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Sung Kook (Bill) Hwang. (Attachments: # (1) Affidavit in Support of Motion for Admission Pro Hac Vice)(Valen, Thomas)
- Attachment 1 Affidavit in Support of Motion for Admission Pro Hac Vice
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| 19 |
Filed: 5/5/2022, Entered: 5/5/2022, Terminated: 5/10/2022 |
Letter Motion |
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LETTER MOTION addressed to Judge Andrew L. Carter, Jr. from the Government dated May 5, 2022 re: Proposed Protective Order . Document filed by USA as to Sung Kook (Bill) Hwang, Patrick Halligan. (Attachments: # (1) Text of Proposed Order Proposed Protective Order)(Podolsky, Matthew)
- Attachment 1 Text of Proposed Order Proposed Protective Order
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| 18 |
Filed: 5/5/2022, Entered: 5/5/2022, Terminated: 5/18/2022 |
Letter Motion |
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LETTER MOTION addressed to Judge Andrew L. Carter, Jr. from Lawrence S. Lustberg dated 5/5/2022 re: Posting of Property as Bail . Document filed by Sung Kook (Bill) Hwang as to Sung Kook (Bill) Hwang, Patrick Halligan. (Attachments: # (1) Exhibit Agreement to Forfeit Property A, # (2) Exhibit Agreement to Forfeit Property B)(Lustberg, Lawrence)
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| 17 |
Filed: 5/4/2022, Entered: 5/4/2022 |
notice of attorney appearance - defendant |
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NOTICE OF ATTORNEY APPEARANCE: Kevin Reed Reich appearing for Sung Kook (Bill) Hwang. Appearance Type: Retained. (Reich, Kevin)
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| 16 |
Filed: 4/29/2022, Entered: 4/29/2022 |
notice of attorney appearance - defendant |
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NOTICE OF ATTORNEY APPEARANCE: Andrew James Marino appearing for Sung Kook (Bill) Hwang. Appearance Type: Retained. (Marino, Andrew)
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| 15 |
Filed: 4/29/2022, Entered: 4/29/2022 |
notice of attorney appearance - defendant |
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NOTICE OF ATTORNEY APPEARANCE: Paul Anthony Saso appearing for Sung Kook (Bill) Hwang. Appearance Type: Retained. (Saso, Paul)
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| 14 |
Filed: 4/29/2022, Entered: 4/29/2022 |
notice of attorney appearance - defendant |
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NOTICE OF ATTORNEY APPEARANCE: Jeffrey Lance Nagel appearing for Sung Kook (Bill) Hwang. Appearance Type: Retained. (Nagel, Jeffrey)
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| 13 |
Filed: 4/27/2022, Entered: 4/28/2022 |
Order |
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RULE 5(F) ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. (Signed by Magistrate Judge Jennifer E Willis on 4/27/22)(jbo)
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| 12 |
Filed: 4/27/2022, Entered: 4/28/2022 |
notice of attorney appearance - defendant |
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NOTICE OF ATTORNEY APPEARANCE: Lawrence S. Lustberg appearing for Sung Kook (Bill) Hwang. Dated: 04/27/2022. (bw)
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| 11 |
Filed: 4/27/2022, Entered: 4/28/2022 |
bond |
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PRB Bond Entered as to Sung Kook (Bill) Hwang in amount of $ 100,000,000. (jm) (Main Document 11 replaced on 12/5/2022) (jbo).
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| 10 |
Filed: 4/27/2022, Entered: 4/28/2022 |
initial appearance |
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Minute Entry for proceedings held before Magistrate Judge Jennifer E Willis:Initial Appearance as to Sung Kook (Bill) Hwang held on 4/27/2022. Defendant is present with attorney Larry Lustberg; AUSA Andrew Thomas is also present. Bail is set as follows: $100,000,000 PRB SECURED BY $5,000,000 CASH AND TWO (2) PROPERTIES ONE OF WHICH MUST SECURED BE THE DEFENDANT'S PERSONAL RESIDENCE (ADDRESS PROVIDED IN THE PRETRIAL REPORT) AND COSIGNED BY TWO (2) FINANCIALLY RESPONSIBLE PERSONS, ONE OF WHOM IS TO BE THE DEFENDANT'S WIFE; TRAVEL RESTRICTED TO SDNY/EDNY/DIST CONN AND DNJ; SUPERVISION AS DIRECTED BY PRETRIAL SERVICES; THE DEFENDANT'S WIFE IS TO SURRENDER HER PASSPORT.DEFENDANT TO BE RELEASED ON OWN SIGNATURE WITH REMAINING CONDITIONS TO BE MET BY 5/6/22. (jm)
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| 4 |
Filed: 4/27/2022, Entered: 4/28/2022 |
Order |
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RULE 5(F) ORDER as to Sung Kook (Bill) Hwang, Patrick Halligan. SO ORDERED. (Signed by Magistrate Judge Jennifer E Willis on 4/27/2022)(bw)
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Filed: None, Entered: None |
Note Regarding Deleted Document |
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***DELETED DOCUMENT. Deleted document number 12. "NOTICE OF ATTORNEY APPEARANCE: Thomas R. Valen appearing for Sung Kook (Bill) Hwang," as to Sung Kook (Bill) Hwang (1). The document was incorrectly filed in this case. (bw)
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Filed: None, Entered: None |
arraignment |
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Minute Entry for proceedings held before Magistrate Judge Jennifer E Willis: Defendant is present with attorney Larry Lustberg; AUSA Andrew Thomas is also present. Arraignment as to Sung Kook (Bill) Hwang (1) Count 1,2,3-9,10,11 Sung Kook (Bill) Hwang (1) Count 1,2,3-9,10,11 held on 4/27/2022., Plea entered by Sung Kook (Bill) Hwang (1) Count 1,2,3-9,10,11 Sung Kook (Bill) Hwang (1) Count 1,2,3-9,10,11 Not Guilty., As to Sung Kook (Bill) Hwang. Speedy Trial Time is excluded until 5/19/22. ( Status Conference set for 5/19/2022 at 12:00 PM before Judge Andrew L. Carter Jr..) (jm)
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Filed: None, Entered: None |
arrest |
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Arrest of Sung Kook (Bill) Hwang, Patrick Halligan. (jm)
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| 2 |
Filed: 4/25/2022, Entered: 4/28/2022 |
Order to Unseal Indictment |
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Order to Unseal Indictment as to Sealed Defendant 1, Sealed Defendant 2. (Signed by Magistrate Judge Gabriel W. Gorenstein on 4/25/22)(jm)
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| 1 |
Filed: 4/25/2022, Entered: 4/28/2022 |
Indictment (Sealed) |
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SEALED INDICTMENT as to Sealed Defendant 1 (1) count(s) 1, 2, 3-9, 10, 11, Sealed Defendant 2 (2) count(s) 1, 10, 11. (Attachments: # (1) part 2 of indictment) (jm)
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Filed: None, Entered: None |
Add and Terminate Attorneys |
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Attorney update in case as to Sung Kook (Bill) Hwang, Patrick Halligan. Attorney Matthew D Podolsky,Alex Rossmiller,Andrew Mark Thomas for USA added. (jm)
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Filed: None, Entered: None |
Case Assigned/Reassigned |
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Case as to Sung Kook (Bill) Hwang, Patrick Halligan ASSIGNED to Judge Andrew L. Carter, Jr. (jm)
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Filed: None, Entered: None |
Case Designated ECF. |
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Case Designated ECF as to Sung Kook (Bill) Hwang, Patrick Halligan. (jm)
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