|
Since this appears to be a very large docket, we will only show 500 entries at at time.
Page 1 • Page 2
|
| Save 25% on a pre-paid one year subscription. |
|
|
 583 |
Filed: 2/10/2026, Entered: 2/10/2026 |
Motion for Miscellaneous Relief |
|
NOTICE OF MOTION BY DEFENDANT SAMUEL BANKMAN-FRIED FOR A NEW TRIAL PURSUANT TO RULE 33 OF THE FEDERAL RULES OF CRIMINAL PROCEDURE AND THE DUE PROCESS CLAUSE OF THE US CONSTITUTION. Document filed by Samuel Bankman-Fried. Dated: February 5, 2026. (Attachments: # (1) Exhibit A - Declaration of Daniel Chapsky in support of Samuel Bankman-Fried's Rule 33 Motion For a New Trial) (bw) (Main Document 583 replaced on 2/10/2026) (Mohan, Andrew).
- Attachment 1 Exhibit A - Declaration of Daniel Chapsky in support of Samuel Bankman-Fried's Rule 33 Motion For a New Trial
|
|
|
 |
|
|
 582 |
Filed: 12/23/2025, Entered: 12/29/2025 |
Satisfaction of Judgment |
|
SATISFACTION OF JUDGMENT as to (22-Cr-673-05) Ryan Salame re [445] Judgment. Satisfaction is acknowledged between United States of America, judgment creditor, and Ryan Salame, judgment debtor, for the restitution in the amount of $5,593,177.91, fine in the amount of $500.000.00 and the special assessment in the amount of $200.00, amounting in all to the sum of $6,093,377.91. Judgment entered in the Judgment Book of the United States District Court for the Southern District of New York on the 29th day of May, 2024. This satisfaction does not apply to any forfeiture obligations. (bw)
|
|
 Request |
|
|
|
| 581 |
Filed: 9/17/2025, Entered: 9/17/2025 |
Order on Motion to withdraw as attorney |
|
ORDER granting [580] Motion to Withdraw as Attorney. Alex B. Miller withdrawn from case. as to Zixiao (Gary) Wang (2). (Signed by Judge Lewis A. Kaplan on 9/17/2025) (Kaplan, Lewis)
|
|
|
|
|
|
| 580 |
Filed: 9/16/2025, Entered: 9/16/2025, Terminated: 9/17/2025 |
Motion to withdraw as attorney |
|
MOTION for Alex B. Miller to Withdraw as Attorney . Document filed by Zixiao (Gary) Wang. (Graff, Ilan)
|
|
Request |
|
|
|
| 579 |
Filed: 4/22/2025, Entered: 4/22/2025 |
Order on Letter Motion |
|
FINAL ORDER OF FORFEITURE as to Nishad Singh (4). (Signed by Judge Lewis A. Kaplan on 4/22/2025) (See ORDER as set forth) (lnl)
|
|
Request |
|
|
|
| 578 |
Filed: 4/21/2025, Entered: 4/21/2025 |
Declaration in Support |
|
DECLARATION of Thane Rehn in Support by USA as to Nishad Singh re: [577] LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated April 21, 2025 re: Final Order of Forfeiture .. (Rehn, Nathan)
|
|
Request |
|
|
|
| 577 |
Filed: 4/21/2025, Entered: 4/21/2025, Terminated: 4/22/2025 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated April 21, 2025 re: Final Order of Forfeiture . Document filed by USA as to Nishad Singh. (Attachments: # (1) Proposed Order Final Order of Forfeiture)(Rehn, Nathan)
|
|
Request |
|
|
|
| 576 |
Filed: 4/21/2025, Entered: 4/21/2025 |
Service by Publication |
|
SERVICE BY PUBLICATION as to Nishad Singh. A Notice of Criminal Forfeiture was published in the www.forfeiture.gov on February 11, 2025 through March 12, 2025. Document filed by USA as to Nishad Singh. (Rehn, Nathan)
|
|
Request |
|
|
|
| 575 |
Filed: 4/8/2025, Entered: 4/8/2025 |
Order |
|
ORDER as to Samuel Bankman-Fried: AND NOW, the 8th day of April, 2025, on application by Alan J. Bankman and Barbara H. Fried for an Order releasing their property located at 743 Cooksey Lane, Stanford, California, 94305, as surety for the Appearance Bond for Defendant Samuel Bankman-Fried, executed in this Court on December 22, 2022, and on consent of the United States, it is hereby ORDERED that the Clerk for the United States District Court for the Northern strict of California reconvey said property to Alan J. Bankman and Barbara H. Fried by executing and recording a reconveyance deed. (Signed by Judge Lewis A. Kaplan on 4/8/2025) (ap)
|
|
Request |
|
|
|
| 574 |
Filed: 4/8/2025, Entered: 4/8/2025 |
Order on Letter Motion |
|
ORDER granting [573] LETTER MOTION release of collateral as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 4/8/2025) (Kaplan, Lewis)
|
|
|
|
|
|
 573 |
Filed: 4/7/2025, Entered: 4/7/2025, Terminated: 4/8/2025 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Alexandra A.E. Shapiro dated April 7, 2025 re: release of bond . Document filed by Samuel Bankman-Fried. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Proposed Order release of bond)(Shapiro, Alexandra)
|
|
|
|
|
|
| 572 |
Filed: 3/27/2025, Entered: 3/27/2025 |
Transfer Out/Supervised Release |
|
Supervised Release Jurisdiction Transferred Out to the U.S.D.C. - District of New Jersey as to (22-Cr-673-02) Zixiao (Gary) Wang. [*** Note: This Prob 22 Form signed by Judge Lewis A. Kaplan on 1/17/2025; Signed by Receiving Court Judge on 3/11/2025. ***] (bw)
|
|
Request |
|
|
|
| |
Filed: None, Entered: None |
Transfer Out/Supervised Release - Documents Sent |
|
TRANSFER OUT SUPERVISED RELEASE DOCUMENTS SENT (via E-Mail) as to (22-Cr-673-02) Zixiao (Gary) Wang to the U.S.D.C. - District of New Jersey. The PDFs of the following documents were e-mailed on 3/27/2025: (1) Transfer of Jurisdiction Form [doc.# 572], (2) Judgment [doc.# 543], (3) Waiver of Indictment [doc.# 7], (4) S1 Superseding Information [doc.# 6], (5) Docket Sheet. (bw)
|
|
|
|
|
|
| 571 |
Filed: 2/19/2025, Entered: 2/19/2025 |
Transfer Out/Supervised Release |
|
Supervised Release Jurisdiction Transferred Out to the U.S.D.C. Northern District of California as to Nishad Singh. (jw)
|
|
Request |
|
|
|
| |
Filed: None, Entered: None |
Transfer Out/Supervised Release - Documents Sent |
|
TRANSFER OUT SUPERVISED RELEASE DOCUMENTS SENT as to Nishad Singh to the U.S.D.C. Northern District of California. The following documents were emailed: Transfer of Jurisdiction Form, S4 Information, Waiver of Indictment, Judgment and docket sheet on 2/19/2025. (jw)
|
|
|
|
|
|
| 570 |
Filed: 2/18/2025, Entered: 2/19/2025 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried on re: [564] LETTER MOTION filed by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from AUSA Thane Rehn dated February 14, 2025 re: Final Order of Forfeiture.... The Government respectfully requests that the Court enter the attached Final Order of Forfeiture in this matter. As set forth in the accompanying Declaration, all right, title, and interest of the defendant, Samuel Bankrnan-Fried, in certain property (the "Forfeitable Property") was ordered forfeited pursuant to a Preliminary Order of Forfeiture as to Specific Property/Money Judgment (D.E. 423) and there are no outstanding third-party claims. Accordingly, the attached Final Order of Forfeiture should be entered so that the United States Marshals Service can dispose of the Forfeitable Property according to law. ENDORSEMENT: Granted. SO ORDERED: (Signed by Judge Lewis A. Kaplan on 2/18/2025) (bw)
|
|
Request |
|
|
|
| 569 |
Filed: 2/18/2025, Entered: 2/19/2025 |
Order on Letter Motion |
|
MEMO ENDORSEMENT granting [557] LETTER MOTION filed by USA as to Caroline Ellison addressed to Judge Lewis A. Kaplan from AUSA Thane Rehn dated February 14, 2025 re: Final Order of Forfeiture.... The Government respectfully requests that the Court enter the attached Final Order of Forfeiture in this matter. As set forth in the accompanying Declaration, all right, title, and interest of the defendant, Caroline Ellison, in the Specific Property was ordered forfeited pursuant to a Consent Preliminary Order of Forfeiture as to Specific Property/Money Judgment (Docket Entry 510) and no third-party claims have been filed within the statutory period. Accordingly, the attached Final Order of Forfeiture should be entered so that the United States Marshals Service can dispose of the Specific Property according to law. ENDORSEMENT: Granted. SO ORDERED: (Signed by Judge Lewis A. Kaplan on 2/18/2025) (bw)
|
|
Request |
|
|
|
| 568 |
Filed: 2/18/2025, Entered: 2/18/2025 |
Order |
|
FINAL ORDER OF FORFEITURE AS TO SPECIFIC PROPERTY as to (S6 22-Cr-673) Samuel Bankman-Fried....[*** See this Final Order of Forfeiture As To Specific Property ***]... NOW, THEREFORE, IT IS ORDERED, ADJUDGED AND DECREED THAT: 1. All right, title and interest in the Forfeitable Property as set forth in Exhibit B is hereby forfeited and vested in the United States of America and shall be disposed of according to law. 2. Pursuant to Title 21, United States Code, Section 853(n)(7) the United States of America shall and is hereby deemed to have clear title to the Forfeitable Property. 3. The United States Marshals Service (or its designee) shall take possession of the Forfeitable Property and dispose of the same according to law, in accordance with Title 21, United States Code, Section 853(h). SO ORDERED: (Signed by Judge Lewis A. Kaplan on 2/18/2025) (bw)
|
|
Request |
|
|
|
| 567 |
Filed: 2/18/2025, Entered: 2/18/2025 |
Order |
|
FINAL ORDER OF FORFEITURE as to (S7 22-Cr-673) Ryan Salame....[*** See this Final Order of Forfeiture ***]... NOW, THEREFORE, IT IS ORDERED, ADJUDGED AND DECREED THAT: 1. All right, title and interest in the Forfeitable Property is hereby forfeited and vested in the United States of America and shall be disposed of according to law. 2. Pursuant to Title 21, United States Code, Section 853(n)(7) the United States of America shall and is hereby deemed to have clear title to the Forfeitable Property. 3. The United States Marshalls Service (or its designee) shall take possession of the Forfeitable Property and dispose of the same according to law, in accordance with Title 21, United States Code, Section 853(h). SO ORDERED: (Signed by Judge Lewis A. Kaplan on 2/18/2025)(bw)
|
|
Request |
|
|
|
| 566 |
Filed: 2/18/2025, Entered: 2/18/2025 |
Order |
|
FINAL ORDER OF FORFEITURE as to (S2 22-Cr-673) Caroline Ellison. WHEREAS, on or about September 25, 2024, this Court entered a Consent Preliminary Order of Forfeiture as to Specific Property/Money Judgment (the "Preliminary Order of Forfeiture") (D.E. 510), which ordered the forfeiture to the United States of all right, title and interest of CAROLINE ELLISON (the "Defendant") in the following property: a. the shares of Series B Preferred Stock in Anthropic PBC, acquired by the Defendant on or about May 13, 2022, through the Simple Agreement for Future Equity the Defendant purchased in exchange for $10,000,000 on or about March 31, 2022; (the "Specific Property");...[*** See this Final Order of Forfeiture ***]... NOW, THEREFORE, IT IS ORDERED, ADJUDGED AND DECREED THAT: 1. All right, title and interest in the Specific Property is hereby forfeited and vested in the United States of America and shall be disposed of according to law. 2. Pursuant to Title 21, United States Code, Section 853(n)(7) the United States of America shall and is hereby deemed to have clear title to the Specific Property. 3. The United States Marshals Service (or its designee) shall take possession of the Specific Property and dispose of the same according to law, in accordance with Title 21, United States Code, Section 853(h). SO ORDERED: (Signed by Judge Lewis A. Kaplan on 2/18/2025) (bw)
|
|
Request |
|
|
|
| 565 |
Filed: 2/14/2025, Entered: 2/14/2025 |
Declaration in Support |
|
DECLARATION of Thane Rehn in Support by USA as to Samuel Bankman-Fried re: [564] LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated February 14, 2025 re: Final Order of Forfeiture .. (Rehn, Nathan)
|
|
|
|
|
|
| 564 |
Filed: 2/14/2025, Entered: 2/14/2025, Terminated: 2/18/2025 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated February 14, 2025 re: Final Order of Forfeiture . Document filed by USA as to Samuel Bankman-Fried. (Attachments: # (1) Proposed Order Final Order of Forfeiture)(Rehn, Nathan)
|
|
Request |
|
|
|
| 563 |
Filed: 2/14/2025, Entered: 2/14/2025 |
Service by Publication |
|
SERVICE BY PUBLICATION as to Samuel Bankman-Fried. A Notice of Criminal Forfeiture was published in the www.forfeiture.gov on May 8, 2024 through June 6, 2024. Document filed by USA as to Samuel Bankman-Fried. (Rehn, Nathan)
|
|
|
|
|
|
| 562 |
Filed: 2/14/2025, Entered: 2/14/2025 |
Withdrawal of motion |
|
WITHDRAWAL of Motion by FTX Trading Ltd. as to Samuel Bankman-Fried. (Notice of Withdrawal of Third Party Petition in Response to Forfeiture Order, ECF No. 450) (Croke, Jacob)
|
|
Request |
|
|
|
| 561 |
Filed: 2/14/2025, Entered: 2/14/2025 |
Declaration in Support |
|
DECLARATION of Thane Rehn in Support by USA as to Ryan Salame re: [560] LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated February 14, 2025 re: Final Order of Forfeiture .. (Rehn, Nathan)
|
|
|
|
|
|
| 560 |
Filed: 2/14/2025, Entered: 2/14/2025, Terminated: 2/18/2025 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated February 14, 2025 re: Final Order of Forfeiture . Document filed by USA as to Ryan Salame. (Attachments: # (1) Proposed Order Final Order of Forfeiture)(Rehn, Nathan)
|
|
|
|
|
|
| 559 |
Filed: 2/14/2025, Entered: 2/14/2025 |
Service by Publication |
|
SERVICE BY PUBLICATION as to Ryan Salame. A Notice of Criminal Forfeiture was published in the www.forfeiture.gov on September 20, 2023 through October 19, 2023. Document filed by USA as to Ryan Salame. (Rehn, Nathan)
|
|
|
|
|
|
| 558 |
Filed: 2/14/2025, Entered: 2/14/2025 |
Declaration in Support |
|
DECLARATION of Thane Rehn in Support by USA as to Caroline Ellison re: [557] LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated February 14, 2025 re: Final Order of Forfeiture .. (Rehn, Nathan)
|
|
Request |
|
|
|
| 557 |
Filed: 2/14/2025, Entered: 2/14/2025, Terminated: 2/19/2025 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated February 14, 2025 re: Final Order of Forfeiture . Document filed by USA as to Caroline Ellison. (Attachments: # (1) Proposed Order Final Order of Forfeiture)(Rehn, Nathan)
|
|
Request |
|
|
|
| 556 |
Filed: 2/14/2025, Entered: 2/14/2025 |
Service by Publication |
|
SERVICE BY PUBLICATION as to Caroline Ellison. A Notice of Criminal Forfeiture was published in the www.forfeiture.gov on September 27, 2024 through October 26, 2024. Document filed by USA as to Caroline Ellison. (Rehn, Nathan)
|
|
Request |
|
|
|
| 555 |
Filed: 2/5/2025, Entered: 2/5/2025 |
Withdrawal of motion |
|
WITHDRAWAL of Motion by Joint Liquidators of Emergent Fidelity Technologies Ltd. as to Samuel Bankman-Fried. (Notice of Withdrawal of Verified Petition for Hearing, ECF 447) (Tehrani, Daniel)
|
|
|
|
|
|
| 554 |
Filed: 2/5/2025, Entered: 2/5/2025 |
Withdrawal of motion |
|
WITHDRAWAL of Motion by Emergent Fidelity Technologies Ltd. as to Samuel Bankman-Fried. (Notice of Withdrawal of Verified Petition for Hearing, ECF 446) (Tehrani, Daniel)
|
|
|
|
|
|
| 553 |
Filed: 2/5/2025, Entered: 2/5/2025 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame on re: [550] CONSENT LETTER MOTION filed by USA addressed to Judge Lewis A. Kaplan from AUSA Thane Rehn dated January 31, 2025 re: Extension of Forfeiture Deadlines.... The Government writes to respectfully request that the Court extend the deadline for its response to third-party ancillary petitions from the currently scheduled date of January 31, 2025 to February 14, 2025.... ENDORSEMENT: Granted. SO ORDERED: (Signed by Judge Lewis A. Kaplan on 2/5/2025) (bw)
|
|
|
|
|
|
| 552 |
Filed: 2/5/2025, Entered: 2/5/2025 |
Probation Form |
|
JUDICIAL RESPONSE as to (22-Cr-673-4) Nishad Singh. THE COURT ORDERS: Permission to travel to Mexico with discretion for ND/CA to approve any changes in date is APPROVED. THE COURT ORDERS: Transfer of Jurisdiction to the Northern District of California is APPROVED. (Signed by Judge Lewis A. Kaplan on 2/5/2025) (bw)
|
|
|
|
|
|
| 551 |
Filed: 2/1/2025, Entered: 2/1/2025 |
Order on Letter Motion |
|
ORDER granting [550] LETTER MOTION extension as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 2/1/2025) (Kaplan, Lewis)
|
|
|
|
|
|
| 550 |
Filed: 1/31/2025, Entered: 1/31/2025 |
Letter Motion |
|
CONSENT LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated January 31, 2025 re: Extension of Forfeiture Deadlines . Document filed by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame. (Rehn, Nathan)
|
|
|
|
|
|
| 549 |
Filed: 1/22/2025, Entered: 1/22/2025 |
Order on Letter Motion |
|
MEMO ENDORSEMENT [548] LETTER MOTION as to Nishad Singh (4)....ENDORSEMENT...Granted. SO ORDERED (Signed by Judge Lewis A. Kaplan on 1/22/25) (jw)
|
|
|
|
|
|
| 548 |
Filed: 1/21/2025, Entered: 1/21/2025, Terminated: 1/22/2025 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Andrew D. Goldstein dated January 21, 2025 re: Return of Defendant Nishad Singh's Passport . Document filed by Nishad Singh as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame. (Goldstein, Andrew)
|
|
|
|
|
|
| 547 |
Filed: 1/15/2025, Entered: 1/15/2025 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame granting [546] CONSENT LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated January 15, 2025 re: Extension of Forfeiture Deadlines. ENDORSEMENT: Granted. (Responses due by 1/31/2025) (Signed by Judge Lewis A. Kaplan on 1/15/2025) (lnl)
|
|
|
|
|
|
| 546 |
Filed: 1/15/2025, Entered: 1/15/2025, Terminated: 1/15/2025 |
Letter Motion |
|
CONSENT LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated January 15, 2025 re: Extension of Forfeiture Deadlines . Document filed by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame. (Rehn, Nathan)
|
|
|
|
|
|
| 545 |
Filed: 11/25/2024, Entered: 11/25/2024 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Zixiao (Gary) Wang. Notice is hereby given that an official transcript of a Sentence proceeding held on 11/20/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 544 |
Filed: 11/25/2024, Entered: 11/25/2024 |
transcript |
|
TRANSCRIPT of Proceedings as to Zixiao (Gary) Wang re: Sentence held on 11/20/2024 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Amy Walker, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/16/2024. Redacted Transcript Deadline set for 12/26/2024. Release of Transcript Restriction set for 2/24/2025. (McGuirk, Kelly)
|
|
|
|
|
|
| 543 |
Filed: 11/25/2024, Entered: 11/25/2024 |
judgment |
|
FILED JUDGMENT IN A CRIMINAL CASE as to Zixiao (Gary) Wang (2), Pleaded guilty to Count(s) 1, 2, 3, 4, Imprisonment for a total term of Time Served. Supervised release for a term of 3 years. Special Assessment of $400 which is due immediately. (Signed by Judge Lewis A. Kaplan on 11/25/24)(jw)
|
|
|
|
|
|
| 542 |
Filed: 11/20/2024, Entered: 11/20/2024 |
Order |
|
CONSENT PRELIMINARY ORDER OF FORFEITURE AS TO SPECIFIC PROPERTY/MONEY JUDGMENT as to Zixiao (Gary) Wang. (Signed by Judge Lewis A. Kaplan on 11/20/24)(jw)
|
|
|
|
|
|
 541 |
Filed: 11/20/2024, Entered: 11/20/2024 |
Sealed document |
|
SEALED DOCUMENT placed in vault. (jus)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
sentencing |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Sentencing held on 11/20/2024 for Zixiao (Gary) Wang (2) Count 1,2,3,4. Sentencing held regarding Zixiao (Gary) Wang (02) before the Hon. Lewis A. Kaplan. Defendant Zixiao (Gary) Wang present with attorneys Illan Tuviah Graff and Alex B. Miller. AUSA Nicholas Roos, Nathan Martin Rehn, Danielle Renee Sassoon, and Danielle Kudla present. Court reporter Amy Walker present. Defendant sentenced to Time Served on each of Counts (S1)One, (S1)Two, (S1)Three, and (S1)Four. The term of incarceration shall be followed by a term of supervised release of 3 Years subject to the mandatory, standard, and following special conditions of supervised release: * You must provide the probation officer with access to any requested financial information. * You must not incur new credit charges or open additional lines of credit without the approval of the probation officer unless you are in compliance with the installment payment schedule. * Mandatory drug testing is suspended. The defendant shall pay $400 special assessment immediately. The Court declines to order restitution, based on its finding that determining complex issues of fact relating to the cause and amount of the victims' losses would complicate and prolong the sentencing process. It grants the government's motion to authorize the United States to compensate the victims with finally forfeited assets through a remission process, as restitution would be impractical in this case. As further set forth in a written order signed today, the defendant shall forfeit to the United States the sum of $11,020,000,000 jointly and severally with the co-defendants. Defendant remained released on bail. (bw)
|
|
|
|
|
|
| 540 |
Filed: 11/19/2024, Entered: 11/19/2024 |
Withdrawal of motion |
|
WITHDRAWAL of Motion by Alexander Chernyavsky, Kyle Rupprecht, Mike Livieratos, Sunil Kavuri as to Samuel Bankman-Fried. (Notice of Withdrawal of Ancillary Petition for Hearing, ECF No. 454) (Boies, David)
|
|
|
|
|
|
| 539 |
Filed: 11/18/2024, Entered: 11/18/2024 |
Letter |
|
LETTER by Zixiao (Gary) Wang addressed to Judge Lewis A. Kaplan from Ilan Graff dated November 18, 2024 re: Additional Sentencing Letter (Attachments: # (1) Exhibit Additional Sentencing Letter)(Graff, Ilan)
|
|
|
|
|
|
| 538 |
Filed: 11/13/2024, Entered: 11/13/2024 |
Sentencing Submission |
|
SENTENCING SUBMISSION by USA as to Zixiao (Gary) Wang. (Roos, Nicolas)
|
|
|
|
|
|
| 537 |
Filed: 11/8/2024, Entered: 11/8/2024 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Nishad Singh. Notice is hereby given that an official transcript of a Sentence proceeding held on 10/30/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 536 |
Filed: 11/8/2024, Entered: 11/8/2024 |
transcript |
|
TRANSCRIPT of Proceedings as to Nishad Singh re: Sentence held on 10/30/2024 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Carol Ganley, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/2/2024. Redacted Transcript Deadline set for 12/9/2024. Release of Transcript Restriction set for 2/6/2025. (McGuirk, Kelly)
|
|
|
|
|
|
| 535 |
Filed: 11/6/2024, Entered: 11/6/2024 |
Sentencing Submission |
|
SENTENCING SUBMISSION by Zixiao (Gary) Wang as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame. (Attachments: # (1) Exhibit to Defendant Gary Wangs Sentencing Memorandum)(Graff, Ilan)
- Attachment 1 Exhibit to Defendant Gary Wangs Sentencing Memorandum
|
|
|
|
|
|
| 534 |
Filed: 11/1/2024, Entered: 11/1/2024 |
Order on Letter Motion |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried (1), Zixiao (Gary) Wang (2), Caroline Ellison (3), Nishad Singh (4), Ryan Salame (5) granting [533] CONSENT LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated November 1, 2024 re: Extension of Forfeiture Deadlines. ENDORSEMENT: Granted. (Signed by Judge Lewis A. Kaplan on 11/1/2024) (ap)
|
|
|
|
|
|
| 533 |
Filed: 11/1/2024, Entered: 11/1/2024, Terminated: 11/1/2024 |
Letter Motion |
|
CONSENT LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated November 1, 2024 re: Extension of Forfeiture Deadlines . Document filed by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame. (Rehn, Nathan)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
set/reset deadlines/hearings |
|
Set/Reset Deadlines/Hearings as to Zixiao (Gary) Wang: Sentencing set for 11/20/2024 at 10:00 AM in Courtroom 21B, 500 Pearl Street, New York, NY 10007 before Judge Lewis A. Kaplan. (Mohan, Andrew)
|
|
|
|
|
|
| 532 |
Filed: 10/30/2024, Entered: 10/30/2024 |
Order |
|
AMENDED CONSENT PRELIMINARY ORDER OF FORFEITURE AS TO SPECIFIC PROPERTY/MONEY JUDGMENT as to Nishad Singh. (Signed by Judge Lewis A. Kaplan on 10/30/2024) (ap)
|
|
|
|
|
|
| 531 |
Filed: 10/30/2024, Entered: 10/30/2024 |
judgment |
|
JUDGMENT IN A CRIMINAL CASE as to Nishad Singh (4), Count(s) 1,2,3,4,5,6. THE DEFENDANT: pleaded guilty to counts (S4) One through (S4)Six. IMPRISONMENT: TIME SERVED. SUPERVISED RELEASE: 3 Years. You must provide the probation officer with access to any requested financial information. of You must not incur new credit charges or open additional lines of credit without the approval of the probation officer unless you are in compliance with the installment payment schedule. You must participate in an outpatient mental health treatment program approved by the United States Probation Office. You must continue to take any prescribed medications unless otherwise instructed by the health care provider. You must contribute to the cost of services rendered based on your ability to pay and the availability of third-party payments. The Court authorizes the release of available psychological and psychiatric evaluations and reports, including the presentence investigation report, to the health care provider. ASSESSMENT: $600.00 due immediately. The defendant shall forfeit the defendant's interest in the following property to the United States: $11,020,000,000 As is further set forth in the Amended Consent Preliminary Order of Forfeiture as to Specific Property/Money Judgment so ordered 10/30/2024. (Signed by Judge Lewis A. Kaplan on 10/30/2024) (ap)
|
|
|
|
|
|
| 530 |
Filed: 10/30/2024, Entered: 10/30/2024 |
Letter |
|
LETTER by Nishad Singh addressed to Judge Lewis A. Kaplan, from David J. Adler dated 10/29/2024 re: Defense counsel writes regarding sentencing submission. (ap)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
sentencing |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Sentencing held on 10/30/2024 for Nishad Singh (4) Count 1,2,3,4,5,6. Sentencing held regarding Nishad Singh (04) before the Hon. Lewis A. Kaplan. Defendant Nishad Singh present with attorneys Andrew Goldstein, Russell Capone, Nu Dhillon, and Jorge Sarmient. AUSA Nicholas Roos, Nathan Martin Rehn, Danielle Renee Sassoon, and Danielle Kudla present. Defendant sentenced to time served on each count, the terms to be served concurrently, and to be followed by a term of supervised release of 3 years. The defendant shall pay $600 special assessment immediately. The term of supervised release shall be subject to the mandatory, standard, and following special conditions: 1. You must provide the probation officer with access to any requested financial information. 2. You must not incur new credit charges or open additional lines of credit without the approval of the probation officer unless you are in compliance with the installment payment schedule. 3. You must participate in an outpatient mental health treatment program approved by the United States Probation Office. You must continue to take any prescribed medications unless otherwise instructed by the health care provider. You must contribute to the cost of services rendered based on your ability to pay and the availability of third-party payments. The Court authorizes the release of available psychological and psychiatric evaluations and reports, including the presentence investigation report, to the health care provider. The Court declines to order restitution based on its finding that determines complex issues of fact related to the cause and amount of the victims' losses would complicate and prolong the sentencing process. I instead grant the government's motion to authorize the United States to compensate victims with finally forfeited assets through a remission process as restitution would be impractical in this case. The defendant shall forfeit to the United States the sum of $11,020,000,000 jointly and severally with the co-defendants. Defendant remained released on bail. (Court Reporter Carol Ganley) (ap)
|
|
|
|
|
|
| 529 |
Filed: 10/29/2024, Entered: 10/29/2024 |
Letter |
|
LETTER by Nishad Singh addressed to Judge Lewis A. Kaplan from Andrew D. Goldstein dated October 29, 2024 re: additional sentencing letter (Attachments: # (1) Exhibit Additional Sentencing Letter)(Goldstein, Andrew)
|
|
|
|
|
|
| 528 |
Filed: 10/25/2024, Entered: 10/25/2024 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Caroline Ellison. Notice is hereby given that an official transcript of a Sentence proceeding held on 9/24/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 527 |
Filed: 10/25/2024, Entered: 10/25/2024 |
transcript |
|
TRANSCRIPT of Proceedings as to Caroline Ellison re: Sentence held on 9/24/2024 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Alena Lynch, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/15/2024. Redacted Transcript Deadline set for 11/25/2024. Release of Transcript Restriction set for 1/23/2025. (McGuirk, Kelly)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
set/reset deadlines/hearings |
|
Sentencing Hearing Set as to Nishad Singh: Sentencing set for 10/30/2024 at 03:00 PM in Courtroom 21B, 500 Pearl Street, New York, NY 10007 before Judge Lewis A. Kaplan. (Mohan, Andrew)
|
|
|
|
|
|
| 526 |
Filed: 10/23/2024, Entered: 10/23/2024 |
Sentencing Submission |
|
SENTENCING SUBMISSION by USA as to Nishad Singh. (Roos, Nicolas)
|
|
|
|
|
|
| 525 |
Filed: 10/22/2024, Entered: 10/22/2024 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Caroline Ellison. Notice is hereby given that an official transcript of a Sentence proceeding held on 9/24/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (Moya, Goretti)
|
|
|
|
|
|
| 524 |
Filed: 10/22/2024, Entered: 10/22/2024 |
transcript |
|
TRANSCRIPT of Proceedings as to Caroline Ellison re: Sentence held on 9/24/2024 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Alena Lynch, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/12/2024. Redacted Transcript Deadline set for 11/22/2024. Release of Transcript Restriction set for 1/21/2025. (Moya, Goretti)
|
|
|
|
|
|
| 523 |
Filed: 10/16/2024, Entered: 10/16/2024 |
Sentencing Submission |
|
SENTENCING SUBMISSION by Nishad Singh. (Attachments: # (1) Exhibit A - Sentencing Letters, # (2) Exhibit B - Nishad Singh's Sentencing Letter, # (3) Exhibit C - Contemporaneous Document Written by Samuel Bankman-Fried, # (4) Exhibit D - Contemporaneous Document Written by Samuel Bankman-Fried)(Goldstein, Andrew)
- Attachment 1 Exhibit A - Sentencing Letters
- Attachment 2 Exhibit B - Nishad Singh's Sentencing Letter
- Attachment 3 Exhibit C - Contemporaneous Document Written by Samuel Bankman-Fried
- Attachment 4 Exhibit D - Contemporaneous Document Written by Samuel Bankman-Fried
|
|
|
|
|
|
| 522 |
Filed: 10/10/2024, Entered: 10/10/2024 |
Order on Motion to continue |
|
ORDER denying [518] Motion to Continue as to Ryan Salame (5); denying [521] LETTER MOTION postponement of surrender date as to Ryan Salame (5). (Signed by Judge Lewis A. Kaplan on October 10, 2024) (Kaplan, Lewis)
|
|
|
|
|
|
| 521 |
Filed: 10/10/2024, Entered: 10/10/2024, Terminated: 10/10/2024 |
Letter Motion |
|
EMERGENCY LETTER MOTION addressed to Judge Lewis A. Kaplan from James M. Roberts dated October 10, 2024 re: Reply to Opposition to Request to Postpone Self-Surrender Date . Document filed by Ryan Salame. (Roberts, James)
|
|
|
|
|
|
| 520 |
Filed: 10/10/2024, Entered: 10/10/2024 |
Amended Judgment |
|
AMENDED JUDGMENT IN A CRIMINAL CASE as to Caroline Ellison (3). (Signed by Judge Lewis A. Kaplan on 10/9/2024) (See AMENDED JUDGMENT as set forth) (lnl)
|
|
|
|
|
|
| 519 |
Filed: 10/10/2024, Entered: 10/10/2024 |
Letter |
|
LETTER by USA as to Ryan Salame addressed to Judge Lewis A. Kaplan from Danielle R. Sassoon dated October 10, 2024 re: opposition to request for continuance of surrender date Document filed by USA. (Sassoon, Danielle)
|
|
|
|
|
|
| 518 |
Filed: 10/9/2024, Entered: 10/9/2024, Terminated: 10/10/2024 |
Motion to Continue |
|
MOTION to Continue Motion Requesting Continuance of Self-Surrender Date. Document filed by Ryan Salame. (Attachments: # (1) Exhibit A-Physician Letter)(Roberts, James)
|
|
|
|
|
|
| 517 |
Filed: 10/7/2024, Entered: 10/7/2024, Terminated: 10/10/2024 |
Letter Motion |
|
CONSENT LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated October 7, 2024 re: Correction of Judgment . Document filed by USA as to Caroline Ellison. (Rehn, Nathan)
|
|
|
|
|
|
| 516 |
Filed: 9/30/2024, Entered: 9/30/2024 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Caroline Ellison. Notice is hereby given that an official transcript of a Conference proceeding held on 9/24/24 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (Moya, Goretti)
|
|
|
|
|
|
| 515 |
Filed: 9/30/2024, Entered: 9/30/2024 |
transcript |
|
TRANSCRIPT of Proceedings as to Caroline Ellison re: Conference held on 9/24/24 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Alena Lynch, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/21/2024. Redacted Transcript Deadline set for 10/31/2024. Release of Transcript Restriction set for 12/30/2024. (Moya, Goretti)
|
|
|
|
|
|
| 512 |
Filed: 9/26/2024, Entered: 9/26/2024 |
judgment |
|
JUDGMENT IN A CRIMINAL CASE as to Caroline Ellison (3). THE DEFENDANT: pleaded guilty to counts (S2)One through (S2)Seven. Counts All Open Counts are dismissed on the motion of the United States. IMPRISONMENT: 24 Months on each of Counts (S2)One through (S2)Seven, the terms to run concurrently. The court makes the following recommendations to the Bureau of Prisons: That the defendant be designated to a minimum security facility as close to the Boston, MA as possible. The defendant shall surrender for service of sentence at the institution designated by the Bureau of Prisons: before 2 p.m. no earlier than 11/7/2024. SUPERVISED RELEASE: 3 Years subject 1) during the first 18 months of the 3 year term of supervised release to the mandatory and standard conditions of supervision and 2) during the entire three year term of supervised release, to the additional special condition that the defendant shall continue to cooperate with the government, including the SEC, the Commodities Futures Trading Commission, and with the bankruptcy estate of FTX Trading if and to the extent she is requested to do so. ASSESSMENT: $700.00 due immediately. The determination of restitntion is deferred until 11/6/2024. An Amended Judgment in a Criminal Case (AO 245C) will be entered after such determination. (Signed by Judge Lewis A. Kaplan on 9/26/2024) (ap)
|
|
|
|
|
|
| 511 |
Filed: 9/26/2024, Entered: 9/26/2024 |
Sealed document |
|
SEALED DOCUMENT placed in vault. (jus)
|
|
|
|
|
|
| 510 |
Filed: 9/25/2024, Entered: 9/25/2024 |
Order |
|
CONSENT PRELIMINARY ORDER OF FORFEITURE AS TO SPECIFIC PROPERTY/MONDY JUDGMENT as to Caroline Ellison. (Signed by Judge Lewis A. Kaplan on 9/24/2024) (ap)
|
|
|
|
|
|
| 509 |
Filed: 9/25/2024, Entered: 9/25/2024 |
notice of attorney appearance - defendant |
|
NOTICE OF ATTORNEY APPEARANCE: James Michael Roberts appearing for Ryan Salame. Appearance Type: Retained. (Roberts, James)
|
|
|
|
|
|
| 508 |
Filed: 9/25/2024, Entered: 9/25/2024 |
notice of attorney appearance - defendant |
|
NOTICE OF ATTORNEY APPEARANCE: Douglas Eric Grover appearing for Ryan Salame. Appearance Type: Retained. (Grover, Douglas)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
sentencing |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Sentencing held on 9/24/2024 for Caroline Ellison (3) Count 1,2,3,4,5,6,7. Defendant Ellison present with attorneys Anjan Sahni, Stephanie Avakian, Nicholas Werle, and Peter G. Neiman. AUSAs Danielle Sassoon, Nathan M. Rehn, Nicholas Roos, and Danielle Kudla present. Court reporter Elena Lynch present. Defendant sentenced to a term of imprisonment of 24 months on each count, the terms to run concurrently that she thereafter are to serve a term of supervised release of three years, and that she pay the mandatory special assessment of $700. It is further adjudged that she forfeit to the United States the sum of $11,020,000,000 on the terms and as more fully set forth in the order of forfeiture that the Court so ordered today and that you pay such restitution, if any, as the Court may require in a subsequent proceeding. The term of supervised release is subject 1) during the first 18 months of the 3 year term of supervised release to the mandatory and standard conditions of supervision and 2) during the entire three year term of supervised release, to the additional special condition that the defendant shall continue to cooperate with the government, including the SEC, the Commodities Futures Trading Commission, and with the bankruptcy estate of FTX Trading if and to the extent she is requested to do so. The mandatory drug testing condition of supervised release is suspended. The Court recommends to the Bureau of Prisons that the defendant be designated to a facility as close to the Boston, MA area as possible, consistent with her security classification. The defendant shall surrender to the Bureau of Prisons ("Bureau") at the institution designated by it for the commencement of service of the sentence on the date and by the time designated by the Bureau, which shall not be earlier than 11/7/2024. Defendant remained released on bail. (jbo) Modified on 9/26/2024 (Mohan, Andrew).
|
|
|
|
|
|
| 507 |
Filed: 9/23/2024, Entered: 9/25/2024 |
Order |
|
ORDER as to Samuel Bankman-Fried: Upon the annexed application of DAMIAN WILLIAMS, United States Attorney for the Southern District of New York, for an order pursuant to Title 18, United States Code, Sections 6002 and 6003, compelling ADAM YEDIDIA ("YEDIDIA") to testify and to provide other information in United States v. Bankman-Fried, 22 Cr. 673 (LAK), in the United States District Court for the Southern District of New York, and upon the declaration of Assistant United States Attorney Thane Rehn, submitted in support thereof; and it appearing that, 1. YEDIDIA is scheduled to appear as a witness in United States v. Bankmnan-Fried; and,2. It is expected that YEDIDIA will refuse to testify on the basis of his privilege against self-incrimination; and, 3. It is the judgment of the United States Attorney that the testimony and other information that YEDIDIA could give in United States v. Bankman-Fried may be necessary to the public interest; and, Upon the approval of the aforesaid application by the Department of Justice, by the Deputy Assistant Attorney General, pursuant to the authority vested in her by Title 18, United States Code, Section 6003 and 28 C.F.R. 0.175; it is hereby: ORDERED that, pursuant to Title 18, United States Code, Sections 6002 and 6003, YEDIDIA give testimony and provide other information as to all matters about which he may be questioned in United States v. Bankman-Fried; and IT IS FURTHER ORDERED that, pursuant to Title 18, United States Code, Sections 6002 and 6003, no testimony or other information compelled under this Order, or any information directly or indirectly derived from such testimony or other information, may be used against YEDIDIA in any criminal case, except a prosecution for pe1jury, giving a false statement, or otherwise failing to comply with this Order. This order shall become effective only if after the date of this Order YEDIDIA refuses to testify or provide other information on the basis of his incrimination. (Signed by Judge Lewis A. Kaplan on 10/2/2023) (See ORDER set forth) (ap)
|
|
|
|
|
|
| 506 |
Filed: 9/23/2024, Entered: 9/24/2024 |
Order |
|
ORDER as to Samuel Bankman-Fried. It is hereby ORDERED that, pursuant to Title 18, United States Code, Sections 6002 and 6003, YEDIDIA give testimony and provide other information as to all matters about which he may be questioned in United States v. Bankman-Fried; and IT IS FURTHER ORDERED that, pursuant to Title 18, United States Code, Sections 6002 and 6003, no testimony or other information compelled under this Order, or any information directly or indirectly derived from such testimony or other information, may be used against YEDID IA in any criminal case, except a prosecution for pe1jury, giving a false statement, or otherwise failing to comply with this Order. This order shall become effective only if after the date of this Order YEDIDIA refuses to testify or provide other information on the basis of his privilege against self-incrimination. (Signed by Judge Lewis A. Kaplan on 10/2/2023)(jw)
|
|
|
|
|
|
| 505 |
Filed: 9/23/2024, Entered: 9/23/2024 |
Letter |
|
LETTER by Caroline Ellison addressed to Judge Lewis A. Kaplan from Anjan Sahni dated September 23, 2024 re: Settlements (Sahni, Anjan)
|
|
|
|
|
|
| 504 |
Filed: 9/17/2024, Entered: 9/17/2024 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Ryan Salame. Notice is hereby given that an official transcript of a Hearing proceeding held on 9/12/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 503 |
Filed: 9/17/2024, Entered: 9/17/2024 |
transcript |
|
TRANSCRIPT of Proceedings as to Ryan Salame re: Hearing held on 9/12/2024 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Rebecca Forman, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/8/2024. Redacted Transcript Deadline set for 10/18/2024. Release of Transcript Restriction set for 12/16/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 502 |
Filed: 9/17/2024, Entered: 9/17/2024 |
Letter |
|
LETTER by USA as to Caroline Ellison addressed to Judge Lewis A. Kaplan from AUSA Danielle R. Sassoon dated September 17, 2024 re: Caroline Ellison sentencing Document filed by USA. (Sassoon, Danielle)
|
|
|
|
|
|
| 501 |
Filed: 9/12/2024, Entered: 9/12/2024 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame re: [499] Letter Deadline for Certain Third-Party Petitions filed by USA... Endorsement: Granted. So Ordered. (Signed by Judge Lewis A. Kaplan on 9/12/24)(jbo)
|
|
|
|
|
|
| 500 |
Filed: 9/12/2024, Entered: 9/12/2024 |
Order |
|
ORDER as to Ryan Salame. The government's application in open court today to move forward the date on which Mr. Salame shall surrender to the Bureau of Prisons from October 13 until October 11, 2024 is granted. So Ordered. (Signed by Judge Lewis A. Kaplan on 9/12/24)(jbo)
|
|
|
|
|
|
| 499 |
Filed: 9/12/2024, Entered: 9/12/2024 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan from Thane Rehn dated September 12, 2024 re: Deadline for Certain Third-Party Petitions Document filed by USA. (Rehn, Nathan)
|
|
|
|
|
|
| 498 |
Filed: 9/12/2024, Entered: 9/12/2024 |
Sealed document |
|
SEALED DOCUMENT placed in vault. (jus)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Evidentiary Hearing |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan:Evidentiary Hearing as to Ryan Salame held on 9/12/2024 regarding DI 470. (Court Reporter Rebecca Forman) (Mohan, Andrew)
|
|
|
|
|
|
| 497 |
Filed: 9/10/2024, Entered: 9/10/2024 |
Sentencing Submission |
|
SENTENCING SUBMISSION by Caroline Ellison as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame. (Attachments: # (1) Exhibit to Sentencing Memorandum of Caroline Ellison)(Sahni, Anjan)
- Attachment 1 Exhibit to Sentencing Memorandum of Caroline Ellison
|
|
|
|
|
|
| 496 |
Filed: 9/10/2024, Entered: 9/10/2024 |
Letter |
|
LETTER as to US v. Bankman-Fried, et al., addressed to Judge Lewis A. Kaplan from Matthew Russell Lee, Inner City Press, dated September 9, 2024 re: Press opposition to sealing or redaction of identities in Caroline Ellison's letters of support and other sentencing redactions in US v. Bankman-Fried, et al., 22-cr-673 (LAK). (bw)
|
|
|
|
|
|
| 495 |
Filed: 9/10/2024, Entered: 9/10/2024 |
Order on Letter Motion |
|
MEMO ENDORSEMENT as to Caroline Ellison (3) granting [492] LETTER MOTION addressed to Judge Lewis A. Kaplan from Anjan Sahni dated September 9, 2024 re: Sealing of Sentencing Materials. ENDORSEMENT: Motion granted without prejudice to any supported application by a non-party for access. If an application were made, the defendant would have the burden to justify any continued restricted access. (Signed by Judge Lewis A. Kaplan on 9/10/2024) (ap)
|
|
|
|
|
|
| 494 |
Filed: 9/10/2024, Entered: 9/10/2024 |
Reply to Response to motion |
|
REPLY TO RESPONSE to Motion by Ryan Salame re [470] MOTION for Writ of OF ERROR CORAM NOBIS, OR ALTERNATIVELY FOR A WRIT OF AUDITA QUERELA .. (Bartolomucci, H. Christopher)
|
|
|
|
|
|
| 493 |
Filed: 9/10/2024, Entered: 9/10/2024 |
Letter |
|
LETTER as to Caroline Ellison addressed to Judge Lewis A. Kaplan, from Matthew Russell Lee, Inner City Press dated 9/9/2024 re: Matthew Russell Lee writes regarding opposition to sealing or redaction of identities. (ap)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
set/reset hearings |
|
Set/Reset Hearings as to Caroline Ellison: Sentencing set for 9/24/2024 at 03:00 PM in Courtroom 21B, 500 Pearl Street, New York, NY 10007 before Judge Lewis A. Kaplan. (Mohan, Andrew)
|
|
|
|
|
|
| 492 |
Filed: 9/9/2024, Entered: 9/9/2024, Terminated: 9/10/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Anjan Sahni dated September 9, 2024 re: Sealing of Sentencing Materials . Document filed by Caroline Ellison. (Sahni, Anjan)
|
|
|
|
|
|
| 491 |
Filed: 9/5/2024, Entered: 9/5/2024 |
MEMORANDUM in Opposition to Motion |
|
MEMORANDUM in Opposition by USA as to Ryan Salame re [470] MOTION for Writ of OF ERROR CORAM NOBIS, OR ALTERNATIVELY FOR A WRIT OF AUDITA QUERELA .. (Attachments: # (1) Affidavit AUSA Sassoon declaration, # (2) Exhibit 1, # (3) Exhibit 2, # (4) Exhibit 3, # (5) Affidavit AUSA Swett declaration, # (6) Exhibit 4, # (7) Exhibit 5, # (8) Exhibit 6, # (9) Exhibit 7, # (10) Exhibit 8)(Sassoon, Danielle)
|
|
|
|
|
|
| Save 25% on a pre-paid one year subscription. |
|
|
| 490 |
Filed: 9/4/2024, Entered: 9/4/2024 |
Sealed document |
|
SEALED DOCUMENT placed in vault. (nmo)
|
|
|
|
|
|
| 489 |
Filed: 9/4/2024, Entered: 9/4/2024 |
Order on Letter Motion |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried (1), Zixiao (Gary) Wang (2), Caroline Ellison (3), Nishad Singh (4), Ryan Salame (5) granting [488] LETTER MOTION addressed to Judge Lewis A. Kaplan re: Terminate appearance. ENDORSEMENT: Granted. (Signed by Judge Lewis A. Kaplan on 9/4/2024) (ap)
|
|
|
|
|
|
| 488 |
Filed: 9/3/2024, Entered: 9/3/2024, Terminated: 9/4/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan re: Terminate appearance . Document filed by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame. (Raymond, Samuel)
|
|
|
|
|
|
| 487 |
Filed: 8/30/2024, Entered: 8/30/2024 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Ryan Salame on re: [486] The Government respectfully writes to request an additional day to file its response to Ryan Salame's coram nobis petition by September 5, 2024, at 1:00pm. (Dkt. 470). The Court ordered the Government to file any response on or before September 4, 2024....ENDORSEMENT...Granted (Signed by Judge Lewis A. Kaplan on 8/30/2024)(jw)
|
|
|
|
|
|
| 486 |
Filed: 8/30/2024, Entered: 8/30/2024 |
Letter |
|
LETTER by USA as to Ryan Salame addressed to Judge Lewis A. Kaplan from AUSA Danielle R. Sassoon dated August 30, 2024 re: scheduling Document filed by USA. (Sassoon, Danielle)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
set/reset deadlines/hearings |
|
Set/Reset Deadlines/Hearings as to Ryan Salame: Government Responses due by 9/5/2024. (jw)
|
|
|
|
|
|
| 485 |
Filed: 8/29/2024, Entered: 8/29/2024 |
Order |
|
ORDER as to Ryan Salame. Notwithstanding defendant's purported withdrawal without prejudice of his petition for writ of error coram nobis or alternatively a writ of audita querula, the parties shall file the papers contemplated by the Court's order of August 21, 2024 on the schedule there set forth. Counsel shall appear for argument on September 12, 2024 as scheduled. Defendant's presence is required and his compliance with this requirement hereby is made a condition of his continued release on bail pending voluntary surrender. (Signed by Judge Lewis A. Kaplan on 8/29/2024)(Mohan, Andrew)
|
|
|
|
|
|
| 484 |
Filed: 8/29/2024, Entered: 8/29/2024 |
Letter |
|
LETTER by Ryan Salame addressed to Judge Lewis A. Kaplan from H. Christopher Bartolomucci dated 08/29/2024 re: Withdrawal of Petition for a Writ of Error Coram Nobis, or Alternatively for a Writ of Audita Querela (ECF No. 470) (Bartolomucci, H. Christopher)
|
|
|
|
|
|
| 483 |
Filed: 8/29/2024, Entered: 8/29/2024 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried on re: [482] The Government writes to respectfully request that the Court extend the deadline for its response to third-party ancillary petitions from the currently scheduled date of August 30, 2024 to November 1, 2024...ENDORSEMENT...Granted. SO ORDERED (Signed by Judge Lewis A. Kaplan on 8/29/24)(jw)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
set/reset deadlines/hearings |
|
Set/Reset Deadlines/Hearings as to Samuel Bankman-Fried: Government Responses due by 11/1/2024. (jw)
|
|
|
|
|
|
| 482 |
Filed: 8/28/2024, Entered: 8/28/2024 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan Document filed by USA. (Raymond, Samuel)
|
|
|
|
|
|
| 479 |
Filed: 8/27/2024, Entered: 8/27/2024 |
Order on Motion to appear pro hac vice |
|
ORDER FOR ADMISSION PRO HAC VICE [477] Motion for H. Christopher Bartolomucci to Appear Pro Hac Vice as to Ryan Salame. The motion of H. Christopher Bartolomucci for admission to practice Pro Hac Vice in the above-captioned action is granted. (Signed by Judge Lewis A. Kaplan on 8/27/24) (jw)
|
|
|
|
|
|
| 478 |
Filed: 8/26/2024, Entered: 8/26/2024 |
Letter |
|
LETTER by USA as to Ryan Salame addressed to Judge Lewis A. Kaplan from Thane Rehn dated August 26, 2024 re: Factually Related Cases Document filed by USA. (Rehn, Nathan)
|
|
|
|
|
|
| 477 |
Filed: 8/26/2024, Entered: 8/26/2024, Terminated: 8/27/2024 |
Motion to Appear Pro Hac Vice |
|
MOTION for H. Christopher Bartolomucci to Appear Pro Hac Vice [previously paid fee Receipt #ANYSDC-29783989]. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ryan Salame. (Attachments: # (1) Affidavit of H. Christopher Bartolomucci with Certificates of Good Standing, # (2) Proposed Order)(Bartolomucci, H. Christopher) Modified on 8/26/2024 (bc).
- Attachment 1 ANYSDC-29783989]. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ryan Salame. (Attachments:
- Attachment 2 Affidavit of H. Christopher Bartolomucci with Certificates of Good Standing
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Notice Regarding Pro Hac Vice Motion |
|
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [477] MOTION for H. Christopher Bartolomucci to Appear Pro Hac Vice [previously paid fee Receipt #ANYSDC-29783989]. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bc)
|
|
|
|
|
|
| 476 |
Filed: 8/22/2024, Entered: 8/22/2024 |
Order on Motion to appear pro hac vice |
|
ORDER FOR ADMISSIONPRO HAC VICE as to Ryan Salame (5) granting [473] Motion for Pro Hac Vice for BRIAN J. FIELD to Appear Pro Hac Vice. (Signed by Judge Lewis A. Kaplan on 8/22/2024) (ap)
|
|
|
|
|
|
| 475 |
Filed: 8/21/2024, Entered: 8/22/2024 |
Order |
|
ORDER as to Ryan Salame: The government shall file its response to this defendant's petition for a writ of error coram no bis or other relief on or before September 4, 2024. The defendant shall file any reply papers at or before 1 p.m. on September 10, 2024. The Court will hear argument on September 12, 2024 at 10 a.m. As counsel who filed this petition on behalf of defendant have not appeared nor are admitted to practice in this Court, the Clerk will email a copy of this order to them immediately upon its filing. (Responses due by 9/4/2024. Replies due by 9/12/2024) (Emailed on 8/22/2024 to: cbartolomucci@schaerr-jaffe.com and bfield@schaerr-jaffe.com) (Signed by Judge Lewis A. Kaplan on 8/21/2024) (ap)
|
|
|
|
|
|
| 474 |
Filed: 8/21/2024, Entered: 8/21/2024 |
Letter |
|
LETTER by USA as to Ryan Salame addressed to Judge Lewis A. Kaplan from Danielle R. Sassoon dated August 21, 2024 re: Salame coram nobis petition Document filed by USA. (Sassoon, Danielle)
|
|
|
|
|
|
| 473 |
Filed: 8/21/2024, Entered: 8/21/2024, Terminated: 8/22/2024 |
Motion to Appear Pro Hac Vice |
|
MOTION for Brian J. Field to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-29784068. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ryan Salame. (Attachments: # (1) Affidavit of Brian J. Field with Certificate of Good Standing, # (2) Proposed Order)(Field, Brian)
|
|
|
|
|
|
| 472 |
Filed: 8/21/2024, Entered: 8/21/2024, Terminated: 8/21/2024 |
Motion to Appear Pro Hac Vice |
|
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for H. Christopher Bartolomucci to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-29783989. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ryan Salame. (Attachments: # (1) Affidavit of H. Christopher Bartolomucci with Certificate of Good Standing, # (2) Proposed Order)(Bartolomucci, H. Christopher) Modified on 8/21/2024 (rju).
|
|
|
|
|
|
| 471 |
Filed: 8/21/2024, Entered: 8/21/2024 |
Declaration in Support of Motion |
|
DECLARATION of Ryan Salame in Support as to Ryan Salame re: [470] MOTION for Writ of OF ERROR CORAM NOBIS, OR ALTERNATIVELY FOR A WRIT OF AUDITA QUERELA .. (Bartolomucci, H. Christopher)
|
|
|
|
|
|
| 470 |
Filed: 8/21/2024, Entered: 8/21/2024 |
motion for writ |
|
MOTION for Writ of OF ERROR CORAM NOBIS, OR ALTERNATIVELY FOR A WRIT OF AUDITA QUERELA . Document filed by Ryan Salame. (Bartolomucci, H. Christopher)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Notice Regarding Pro Hac Vice Motion |
|
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [473] MOTION for Brian J. Field to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-29784068. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (rju)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Notice Regarding Deficient Motion to Appear Pro Hac Vice |
|
>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice as to Ryan Salame to RE-FILE Document No. [472] MOTION for H. Christopher Bartolomucci to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-29783989. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Virginia;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (rju)
|
|
|
|
|
|
| 469 |
Filed: 8/14/2024, Entered: 8/14/2024 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried on re: [468] LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan. ENDORSEMENT: Granted. (Responses due by 8/30/2024) (Signed by Judge Lewis A. Kaplan on 8/14/2024) (ap)
|
|
|
|
|
|
| 468 |
Filed: 8/13/2024, Entered: 8/13/2024 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan Document filed by USA. (Raymond, Samuel)
|
|
|
|
|
|
| 467 |
Filed: 7/30/2024, Entered: 7/30/2024 |
Order on Motion to continue |
|
MEMO ENDORSEMENT as to Ryan Salame (5) granting [465] MOTION to Continue - Motion Requesting Continuance of Self-Surrender Date. ENDORSEMENT: Granted. SO ORDERED. (Signed by Judge Lewis A. Kaplan on 7/30/2024) (lnl)
|
|
|
|
|
|
| 466 |
Filed: 7/26/2024, Entered: 7/26/2024 |
Petition in Response to Forfeiture Order |
|
PETITION IN RESPONSE TO FORFEITURE ORDER by Hamad Dar, Nicholas J. Marshall, Cedric Kees Van Putten, Austin Onusz as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame re: [450] Petition in Response to Forfeiture Order, filed by FTX Trading Ltd., [454] Petition in Response to Forfeiture Order, filed by Sunil Kavuri, Mike Livieratos, Alexander Chernyavsky, Kyle Rupprecht . (Attachments: # (1) Exhibit A - Onusz Class Action Adversary Complaint, # (2) Exhibit B - FTX MDL Order dated July 18, 2024, # (3) Exhibit C - MDL Panel Order Denying Transfer, # (4) Exhibit D - Delaware Bankruptcy Court Letter Ruling Denying Motions to Sever, # (5) Exhibit E - Onusz Plaintiffs' Joinder to Debtors' Motion to Enforce Automatic Stay)(Entwistle, Andrew)
- Attachment 1 Exhibit A - Onusz Class Action Adversary Complaint
- Attachment 2 Exhibit B - FTX MDL Order dated July 18, 2024
- Attachment 3 Exhibit C - MDL Panel Order Denying Transfer
- Attachment 4 Exhibit D - Delaware Bankruptcy Court Letter Ruling Denying Motions to Sever
- Attachment 5 Exhibit E - Onusz Plaintiffs' Joinder to Debtors' Motion to Enforce Automatic Stay
|
|
|
|
|
|
| 465 |
Filed: 7/26/2024, Entered: 7/26/2024, Terminated: 7/30/2024 |
Motion to Continue |
|
MOTION to Continue - Motion Requesting Continuance of Self-Surrender Date. Document filed by Ryan Salame. (Attachments: # (1) Exhibit A - Singh Letter, # (2) Exhibit B - Salame Op Note)(Parlovecchio, Gina)
|
|
|
|
|
|
| 464 |
Filed: 7/26/2024, Entered: 7/26/2024 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried on re: [463] LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan. ENDORSEMENT: Granted. (Signed by Judge Lewis A. Kaplan on 7/26/2024) (ap)
|
|
|
|
|
|
| 463 |
Filed: 7/26/2024, Entered: 7/26/2024 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan Document filed by USA. (Raymond, Samuel)
|
|
|
|
|
|
| 462 |
Filed: 7/9/2024, Entered: 7/9/2024 |
notice of attorney appearance - defendant |
|
NOTICE OF ATTORNEY APPEARANCE: Russell Capone appearing for Nishad Singh. Appearance Type: Retained. (Capone, Russell)
|
|
|
|
|
|
| 461 |
Filed: 7/9/2024, Entered: 7/9/2024 |
notice of attorney appearance - defendant |
|
NOTICE OF ATTORNEY APPEARANCE: Andrew Daniel Goldstein appearing for Nishad Singh. Appearance Type: Retained. (Goldstein, Andrew)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
set/reset deadlines/hearings |
|
Set Hearings as to Zixiao (Gary) Wang: Sentencing set for 11/20/2024 at 03:30 PM in Courtroom 21B, 500 Pearl Street, New York, NY 10007 before Judge Lewis A. Kaplan. (Mohan, Andrew)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
set/reset deadlines/hearings |
|
Set Hearings as to Nishad Singh: Sentencing set for 10/30/2024 at 03:30 PM in Courtroom 21B, 500 Pearl Street, New York, NY 10007 before Judge Lewis A. Kaplan. (Mohan, Andrew)
|
|
|
|
|
|
| 460 |
Filed: 7/4/2024, Entered: 7/8/2024 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame on re: [459] LETTER by USA addressed to Judge Lewis A. Kaplan from AUSA Samuel Raymond dated July 3, 2024 re: In its June 26, 2024 letter to the Court, Dkt. No. 457, the Government stated that the applicable deadline for entities that did not receive direct notice of the Preliminary Order of Forfeiture to file third-party petitions was July 8, 2024. The Government has spoken with counsel for a number of such third-parties who are considering whether to file such petitions, who have requested additional time to file a petition. The Government therefore respectfully requests that the Court order that the applicable deadline for third-party petitions be extended to July 26, 2024, so third-parties will have sufficient time to decide whether to file a third-party petition and to allow additional discussions with the Government. ENDORSEMENT: Granted. SO ORDERED: (Signed by Judge Lewis A. Kaplan on 7/4/2024) (bw)
|
|
|
|
|
|
| 459 |
Filed: 7/3/2024, Entered: 7/3/2024 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan Document filed by USA. (Raymond, Samuel)
|
|
|
|
|
|
| 458 |
Filed: 6/26/2024, Entered: 6/26/2024 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame on [457] LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan. ENDORSEMENT: Granted. SO ORDERED. (Signed by Judge Lewis A. Kaplan on 6/26/2024) (lnl)
|
|
|
|
|
|
| 457 |
Filed: 6/26/2024, Entered: 6/26/2024 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan Document filed by USA. (Raymond, Samuel)
|
|
|
|
|
|
| 456 |
Filed: 6/18/2024, Entered: 6/18/2024 |
Memo Endorsement |
|
MEMO ENDORSEMENT Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame denying [453] MOTION for Joinder with [447] Petition in Response to Forfeiture Order, [446] Petition in Response to Forfeiture Order. ENDORSEMENT: Denied without prejudice to the filing by this entity of a petition in its own right. (Signed by Judge Lewis A. Kaplan on 6/18/2024) (lnl) Modified on 6/18/2024 (lnl).
|
|
|
|
|
|
| 455 |
Filed: 6/18/2024, Entered: 6/18/2024 |
Order |
|
ORDER as to Samuel Bankman-Fried Before the Court are four third-party petitions (Dkts 446,447,450,454) for proceedings to adjudicate petitioners' claims to property subject to the Court's March 2024 preliminary order of forfeiture/money judgment (Dkt 423). The government shall respond by July 2, 2024. SO ORDERED. (Responses due by 7/2/2024) (Signed by Judge Lewis A. Kaplan on 6/18/2024) (lnl)
|
|
|
|
|
|
| 454 |
Filed: 6/17/2024, Entered: 6/17/2024 |
Petition in Response to Forfeiture Order |
|
THIRD PARTY PETITION IN RESPONSE TO FORFEITURE ORDER by Sunil Kavuri, Mike Livieratos, Kyle Rupprecht, Alexander Chernyavsky as to Samuel Bankman-Fried re: [423] Order, Terminate Motions . (Attachments: # (1) Affidavit Declaration of Brooke Alexander, # (2) Exhibit A- FTX.US User Agreement dated May 6, 2022, # (3) Exhibit B- FTX International User Agreement dated May 13, 2022, # (4) Exhibit C- Expert Report of Lee Reiners, dated June 14, 2024)(Boies, David)
- Attachment 1 Affidavit Declaration of Brooke Alexander
- Attachment 2 Exhibit A- FTX.US User Agreement dated May 6, 2022
- Attachment 3 Exhibit B- FTX International User Agreement dated May 13, 2022
- Attachment 4 Exhibit C- Expert Report of Lee Reiners, dated June 14, 2024
|
|
|
|
|
|
| 453 |
Filed: 6/17/2024, Entered: 6/17/2024, Terminated: 6/18/2024 |
~Motion for Joinder |
|
MOTION for Joinder with [447] Petition in Response to Forfeiture Order, [446] Petition in Response to Forfeiture Order . Document filed by Fulcrum Distressed Partners Limited as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame. (Antonoff, Rick)
|
|
|
|
|
|
| 452 |
Filed: 6/17/2024, Entered: 6/17/2024 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried re: We represent Plaintiffs Alexander Chemyavsky, Kyle Rupprecht, Mike Livieratos, and Sunil Kavuri, both individually and on behalf of the MDL Plaintiff Class as Co-Lead Counsel in In re: FTX Cryptocurrency Exchange Collapse Litigation, MDL No. 3076, pending before the Honorable Judge K. Michael Moore in the Southern District of Florida (the "FTX MDL"....ENDORSEMENT...E-Filing Permitted (Signed by Judge Lewis A. Kaplan on 6/17/24)(jw)
|
|
|
|
|
|
| 451 |
Filed: 6/17/2024, Entered: 6/17/2024 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried re: Blank Rome LLP represents Fulcrum Distressed Partners Limited ("Fulcrum") which is not yet a party in the above criminal proceeding but has an interest in two petitions that were filed by the Joint Liquidators of Emergent Fidelity Technologies Ltd. (Doc. #4 77) and by Emergent Fidelity Technologies Ltd. (Doc. #446)...ENDORSEMENT...ECF Filed permitted. SO ORDERED (Signed by Judge Lewis A. Kaplan on 6/17/24)(jw)
|
|
|
|
|
|
| 450 |
Filed: 6/14/2024, Entered: 6/14/2024 |
Petition in Response to Forfeiture Order |
|
THIRD PARTY PETITION IN RESPONSE TO FORFEITURE ORDER by FTX Trading Ltd. as to Samuel Bankman-Fried re: 423 Order. (Attachments: # (1) Exhibit A - Preliminary Forfeiture Order, # (2) Exhibit B - FTX DM Global Settlement Order, # (3) Exhibit C - Disclosure Statement, # (4) Exhibit D - BlockFi Global Settlement Agreement, # (5) Exhibit E - Objection to Island Air Capital Aranha Motion)(Croke, Jacob)
|
|
|
|
|
|
| 449 |
Filed: 6/14/2024, Entered: 6/14/2024 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Ryan Salame. Notice is hereby given that an official transcript of a Sentence proceeding held on 5/28/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 448 |
Filed: 6/14/2024, Entered: 6/14/2024 |
transcript |
|
TRANSCRIPT of Proceedings as to Ryan Salame re: Sentence held on 5/28/2024 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Nadine Kristoferson, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/8/2024. Redacted Transcript Deadline set for 7/15/2024. Release of Transcript Restriction set for 9/12/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 447 |
Filed: 6/13/2024, Entered: 6/13/2024 |
Petition in Response to Forfeiture Order |
|
PETITION IN RESPONSE TO FORFEITURE ORDER by Joint Liquidators of Emergent Fidelity Technologies Ltd. as to Samuel Bankman-Fried re: [423] Order, Terminate Motions . (Tehrani, Daniel)
|
|
|
|
|
|
| 446 |
Filed: 6/13/2024, Entered: 6/13/2024 |
Petition in Response to Forfeiture Order |
|
PETITION IN RESPONSE TO FORFEITURE ORDER by Emergent Fidelity Technologies Ltd. as to Samuel Bankman-Fried re: [423] Order, Terminate Motions . (Tehrani, Daniel)
|
|
|
|
|
|
| 445 |
Filed: 5/29/2024, Entered: 5/29/2024 |
judgment |
|
FILED JUDGMENT IN A CRIMINAL CASE as to Ryan Salame (5), Pleaded guilty to Count(s) 1 and Count(s) 2, Imprisonment for a total term of 60 months on Count (S7)One, and 60 months on Count (S7)Two; the term on Count (S7)Two shall run concurrently with the last 30 months on Count (S7)One, and consecutively to the remainder on Count (S7)One, for an aggregate term of imprisonment of 90 months. Supervised Release for a term of 3 Years. The court makes the following recommendations to the Bureau of Prisons: That consistent with the defendant's security classification, the defendant be designated to a facility as close to the Washington D.C. area as possible, and be considered for participation in the RDAP program. Special Assessment of $200. Fine of $500,000.00 and Restitution of $5,593,177.91. Lump Sum payment of $500,200.00 which is due immediately (Signed by Judge Lewis A. Kaplan on 5/29/24)(jw)
|
|
|
|
|
|
| 444 |
Filed: 5/29/2024, Entered: 5/29/2024 |
Order for Forfeiture of Property |
|
PARTIAL VACATUR OF THE PRELIMINARY ORDER OF FORFEITURE as to Ryan Salame. (Signed by Judge Lewis A. Kaplan on 5/28/24)(jw)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
sentencing |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Sentencing held on 5/28/2024 for Ryan Salame (5) Count 1,2. Defendant Ryan Saleme present with attorneys Jason Linder and Gina Parlovecchio. AUSAs Nathan Rehn, Danielle R. Sassoon, Nicolas Roos, Samuel Raymond, and Danielle Kudla, present.. Court reporter Nadine Kristoferson present. Defendant Salame was sentenced to a term of imprisonment of 60 months on Count (S7)One, and 60 months on Count (S7)Two; the term on Count (S7)Two shall run concurrently with the last 30 months on Count (S7)One, for an aggregate term of imprisonment of 90 months. The term of imprisonment shall be followed by term of supervised release of 3 years subject to the mandatory, standard, and following special conditions of supervised release: 1) You will participate in an outpatient treatment program approved by the United States Probation Office, which program may include testing to determine whether you have reverted to using drugs or alcohol. 2) You must contribute to the cost of services rendered based on your ability to pay and the availability of third-party payments. The Court authorizes the release of available drug treatment evaluations and reports, including the presentence investigation report, to the substance use disorder treatment provider. 3) You must provide the probation officer with access to any requested financial information. You must not incur new credit charges or open additional lines of credit without the approval of the probation officer unless you are in compliance with the installment payment schedule. The mandatory drug testing condition is suspended because the conditions of supervised release contemplate drug testing. The defendant shall forfeit to the United States the sum of $1,561,187,623.74, which is more fully set forth in the Consent Preliminary Order of Forfeiture as to Substitute Assets/Money Judgment, entered 9/7/2023, as modified by the Partial Vacatur of the Preliminary Order of Forfeiture, dated 5/28/2024. The defendant shall pay a fine of $250,000 on each of counts (S7)One and (S7)Two, for an aggregate fine of $500,000. The defendant shall pay restitution in the amount of $5,593,177.91 to the U.S. Bankruptcy estate of FTX Trading Ltd., as satisfied. The defendant shall surrender to the Bureau of (Bureau) Prisons at the institution designated by it for the commencement of service of the sentence on the date and by the time designated by the Bureau, which shall not be earlier than 8/29/2024. If the defendant for any reason has not previously surrendered to the Bureau, the defendant shall surrender to the United States Marshal for this district, on the fourth floor of his building, on 8/30/2024 before 2 p.m. The Court recommends to the BOP that subject to the defendant's security classification, he be designated to a facility as close to the Washington D.C. area as possible. Additionally, that the BOP consider the defendant for participation in the RDAP program. Defendant remained released on bail. (jbo)
|
|
|
|
|
|
| 443 |
Filed: 5/27/2024, Entered: 5/27/2024 |
Letter |
|
LETTER by USA as to Ryan Salame addressed to Judge Lewis A. Kaplan Document filed by USA. (Attachments: # (1) Affidavit Declaration, # (2) Proposed Order Proposed Order Partially Vacating Forfeiture)(Raymond, Samuel)
|
|
|
|
|
|
| 442 |
Filed: 5/23/2024, Entered: 5/23/2024 |
Sealed document |
|
SEALED DOCUMENT placed in vault. (nmo)
|
|
|
|
|
|
| 441 |
Filed: 5/22/2024, Entered: 5/22/2024 |
Endorsed Letter |
|
ENDORSED LETTER as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan from BOIES SCHILLER FLEXNER LLP dated April 12, 2024 re: We represent Plaintiffs on behalf of themselves and as representatives of all FTX Victims as Co-Lead Counsel in In re: FTX Cryptocurrency Exchange Collapse Litigation, MDL No. 3076, pending before the Honorable Judge K. Michael Moore in the Southern District of Florida (the "FTX MDL"). As instructed by the Clerk's Office, as Co-Lead Counsel we hereby write to request that Your Honor direct the E-Filing Clerk to add the MDL Plaintiffs1 to the docket of United States v. Samuel Bankman-Fried, 22-cr-00673-LAK as an interested third party, thereby enabling Co-Lead Counsel to appear on behalf of the MDL Plaintiffs during the forfeiture process. Attached hereto is a courtesy copy of the Notice by FTX MDL Leadership of Intent to Participate As Interested Third Parties in Forfeiture Process, which Co-Lead Counsel seek to file. Such e-filing access will permit MDL Plaintiffs to be heard in a timely and efficient manner and facilitate the filing of any accompanying motions requested by this Court to facilitate such participation. ENDORSEMENT: Denied without prejudice to renewal in the event a petition is filed pursuant to Fed. R. Crim. P. 32.2. SO ORDERED: (Signed by Judge Lewis A. Kaplan on 5/22/2024) (bw)
|
|
|
|
|
|
| 440 |
Filed: 5/22/2024, Entered: 5/22/2024 |
Order |
|
ORDER as to (S1 22-Cr-673) Samuel Bankman-Fried. Pursuant to Federal Rule of Criminal Procedure 38(b)(2), the Court RECOMMENDS to the Bureau of Prisons that defendant Samuel Bankman-Fried remain confined at the Metropolitan Detention Center in Brooklyn, New York, until his appeal has been fully briefed to facilitate access to appellate counsel. A copy of this Order shall be forwarded to the Bureau of Prisons. SO ORDERED: (Signed by Judge Lewis A. Kaplan on 5/22/2024, nunc pro tunc to 4/9/2024)(bw)
|
|
|
|
|
|
| 439 |
Filed: 5/22/2024, Entered: 5/22/2024 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Ryan Salame on re: [437] LETTER MOTION filed by Ryan Salame addressed to Judge Lewis A. Kaplan from Attorney Gina M. Parlovecchio dated May 21, 2024 re: [433] Sentencing Submission re: additional letters of support in connection with the sentencing and to request an order permitting the redaction of personally identifying information contained within the supplemental letters. ENDORSEMENT: Granted. (Signed by Judge Lewis A. Kaplan on 5/22/2024) (bw)
|
|
|
|
|
|
| 438 |
Filed: 5/22/2024, Entered: 5/22/2024 |
Order on Letter Motion |
|
ORDER terminating [437] LETTER MOTION additional letters re: [437] LETTER MOTION addressed to Judge Lewis A. Kaplan from Gina M. Parlovecchio dated May 21, 2024 re: [433] Sentencing Submission re: additional letters of support in connection with the sentencing and to request an order permitting the redaction o as to Ryan Salame (5). (Signed by Judge Lewis A. Kaplan on 5/22/2024) (Kaplan, Lewis)
|
|
|
|
|
|
| 437 |
Filed: 5/21/2024, Entered: 5/21/2024, Terminated: 5/22/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Gina M. Parlovecchio dated May 21, 2024 re: [433] Sentencing Submission re: additional letters of support in connection with the sentencing and to request an order permitting the redaction of personally identifying information contained within the supplemental letters . Document filed by Ryan Salame. (Attachments: # (1) Exhibit C - Additional Letters in Support of Ryan Salame's Sentencing Submission (Redacted))(Parlovecchio, Gina)
- Attachment 1 Exhibit C - Additional Letters in Support of Ryan Salame's Sentencing Submission (Redacted
|
|
|
|
|
|
| 436 |
Filed: 5/21/2024, Entered: 5/21/2024 |
Sentencing Submission |
|
SENTENCING SUBMISSION by USA as to Ryan Salame. (Raymond, Samuel)
|
|
|
|
|
|
| 435 |
Filed: 5/15/2024, Entered: 5/15/2024 |
order on motion to seal document |
|
MEMO ENDORSEMENT as to Ryan Salame (5) granting [434] MOTION to Seal Document. ENDORSEMENT: Granted. (Signed by Judge Lewis A. Kaplan on 5/15/2024) (ap)
|
|
|
|
|
|
| 434 |
Filed: 5/14/2024, Entered: 5/14/2024, Terminated: 5/15/2024 |
motion to seal document |
|
MOTION to Seal Document . Document filed by Ryan Salame. (Parlovecchio, Gina)
|
|
|
|
|
|
| 433 |
Filed: 5/14/2024, Entered: 5/14/2024 |
Sentencing Submission |
|
SENTENCING SUBMISSION by Ryan Salame. (Parlovecchio, Gina)
|
|
|
|
|
|
| 432 |
Filed: 4/26/2024, Entered: 4/26/2024 |
Sealed document |
|
SEALED DOCUMENT placed in vault. (jus)
|
|
|
|
|
|
| 431 |
Filed: 4/11/2024, Entered: 4/11/2024 |
Sealed document |
|
SEALED DOCUMENT placed in vault. (jus)
|
|
|
|
|
|
| 430 |
Filed: 4/11/2024, Entered: 4/11/2024 |
Sealed document |
|
SEALED DOCUMENT placed in vault. (jus)
|
|
|
|
|
|
| 429 |
Filed: 4/11/2024, Entered: 4/11/2024 |
Sealed document |
|
SEALED DOCUMENT placed in vault. (jus)
|
|
|
|
|
|
| 428 |
Filed: 4/11/2024, Entered: 4/11/2024 |
NOTICE OF APPEAL- Final Judgment |
|
NOTICE OF APPEAL by Samuel Bankman-Fried from [424] Judgment. (nd)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Appeal Record Sent to USCA - Electronic File |
|
Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files as to Samuel Bankman-Fried re: [428] Notice of Appeal were transmitted to the U.S. Court of Appeals. (nd)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
transmission of notice of appeal and docket sheet to USCA |
|
Transmission of Notice of Appeal and Certified Copy of Docket Sheet as to Samuel Bankman-Fried to US Court of Appeals re: [428] Notice of Appeal. (nd)
|
|
|
|
|
|
| 427 |
Filed: 4/9/2024, Entered: 4/9/2024 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Sentence proceeding held on 3/28/2024 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 426 |
Filed: 4/9/2024, Entered: 4/9/2024 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Sentence held on 3/28/2024 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Steven Greenblum, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/30/2024. Redacted Transcript Deadline set for 5/10/2024. Release of Transcript Restriction set for 7/8/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
set/reset hearings |
|
Set/Reset Hearings as to Ryan Salame: Sentencing set for 5/28/2024 at 11:00 AM in Courtroom 21B, 500 Pearl Street, New York, NY 10007 before Judge Lewis A. Kaplan. (Mohan, Andrew)
|
|
|
|
|
|
| 425 |
Filed: 4/8/2024, Entered: 4/8/2024, Terminated: 5/22/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Marc L. Mukasey and Torrey K. Young dated April 8, 2024 re: request for continued confinement at MDC . Document filed by Samuel Bankman-Fried. (Attachments: # (1) Proposed Order Proposed Order on Confinement)(Mukasey, Marc)
|
|
|
|
|
|
| 424 |
Filed: 3/29/2024, Entered: 4/1/2024 |
judgment |
|
FILED JUDGMENT IN A CRIMINAL CASE as to Samuel Bankman-Fried (1), Count(s) 1, 10s, 10ss, 11s, 11ss, 12s, 12ss, 13ss, 1s, 1ss, 2, 2s, 2ss, 3, 3s, 3ss, 4, 4s, 4ss, 5, 5s, 5ss, 6, 6s, 7, 7s, 7ss, 8, 8s, 8ss, 9s, Dismissed; Found guilty to Count(s) 1sss, Count(s) 2sss, Count(s) 3sss, Count(s) 4sss, Count(s) 5sss, Count(s) 6sss, Count(s) 7sss, Imprisonment for a total term of The terms on each of counts (S6)1, (S6)2 and (S6)7 shall be served concurrently with each other. The term on each of counts (S6)3 and (S6). The Court Makes the following recommendations to the Bureau of Prisons: The Court strongly recommends to the BOP that it consider a Management Variable at initial designation to designate defendant to a medium security facility or any lower security institution the BOP considers appropriate for the following reasons. First, the defendant has no criminal history, and the Court has no reason to believe that defendant has any history of violence or that he would initiate any act of violence against another prisoner or any BOP staff. He therefore does not require the close confinement of a maximum facility institution that in part is designed to present such acts. Second, defendant's notoriety, his association with vast wealth regardless of his present and actual financial resources, and his autism and social awkwardness are likely to make him more than usually vulnerable to misconduct by other inmates in the environment of a maximum security facility. It further recommends that the designated facility be as close to the San Francisco - Bay Area as possible to facilitate family visitation. Special Assessment of 700 which is due immediately (Signed by Judge Lewis A. Kaplan on 3/29/24)(jw)
|
|
|
|
|
|
| 423 |
Filed: 3/29/2024, Entered: 3/29/2024 |
Order |
|
PRELIMINARY ORDER OF FORFEITURE/MONEY JUDGMENT as to Samuel Bankman-Fried. (Signed by Judge Lewis A. Kaplan on 3/28/2024) (lnl) (Additional attachment(s) added on 4/3/2024: # (1) Exhibit A) (lnl).
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Dismissal of Counts on Government Motion |
|
DISMISSAL OF COUNTS on Government Motion as to Samuel Bankman-Fried (1) Count 1,1s,1ss,2,2s,2ss,3,3s,3ss,4,4s,4ss,5,5s,5ss,6,6s,7,7s,7ss,8,8s,8ss,9s,10s,10ss,11s,11ss,12s,12ss,13ss. (ap)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
sentencing |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Sentencing held on 3/28/2024 for Samuel Bankman-Fried (1) Count 1sss,2sss,3sss,4sss,5sss,6sss,7sss. Sentencing hearing Samuel Bankman-Fried before the Hon. Lewis A. Kaplan held. Defendant Samuel Bankman-Fried present with attorneys Marc Lee Mukasey and Torrey K. Young. AUSAs Nicolas Roos, Danielle Sassoon, Danielle Kudla, Nathan Rehn, Samuel Raymond present. Court reporters George Malinowski and Steven Greenblum present. The defendant is sentenced to 240 months on each of counts 1 through 4 and count 7. The terms on each of counts 1, 2 and 7 shall be served concurrently with each other. The term on each of counts 3 and 4 shall be served concurrently with each other. The first 180 months of the terms on each of counts 3 and 4 shall be served concurrently with the terms on Counts 1, 2 and 7 and the balance of 60 months on the terms on each of counts 3 and 4 shall be served consecutively to the terms on counts 1, 2 and 7. IT IS FURTHER ADJUDGED that he be committed to the custody of the Attorney General of the United States for a term of imprisonment of 60 months on each of counts 5 and 6. The terms counts 5 and 6 shall be served concurrently with each other, consecutively to those on Counts 1, 2 and 7, and consecutively with the 60 month portions of the terms on Counts 3 and 4 that are to be served consecutively to the terms on counts 1, 2 and 7. The foregoing results in an aggregate term of imprisonment of 300 months. You thereafter shall serve a term of 3 years on supervised release, and you shall pay the mandatory special assessment of $700. The term of supervised release shall be subject to the mandatory, the standard and the following special conditions: You must participate in an outpatient mental health treatment program approved by the United States Probation Office. You must continue to take any prescribed medications unless otherwise instructed by the health care provider. You must contribute to the cost of services rendered based on your ability to pay and the availability of third-party payments. The Court authorizes the release of available psychological and psychiatric evaluations and reports, including the presentence investigation report, to the health care provider. You must provide the probation officer with access to any requested financial information. You must not incur new credit charges or open additional lines of credit without the approval of the probation officer unless you are in compliance with the installment payment schedule. It is recommended that you be supervised by the district of residence. It is further adjudged that he forfeit to the United States the sum of $11,020,000,000, including the specific property identified in the Preliminary Order of Forfeiture that I am signing today, all on the terms and conditions there set forth. The Court declines to order restitution due to the complexity of the case and the number of victims. It instead grants the government's motion to authorize the United States to compensate victims with finally forfeited assets through a remission process, as restitution would be impractical in this case. The Court strongly recommends to the BOP that it consider a Management Variable at initial designation to designate defendant to a medium security facility or any lower security institution the BOP considers appropriate for the following reasons. First, the defendant has no criminal history, and the Court has no reason to believe that defendant has any history of violence or that he would initiate any act of violence against another prisoner or any BOP staff. He therefore does not require the close confinement of a maximum facility institution that in part is designed to present such acts. Second, defendant's notoriety, his association with vast wealth regardless of his present and actual financial resources, and his autism and social awkwardness are likely to make him more than usually vulnerable to misconduct by other inmates in the environment of a maximum security facility. It further recommends that the designated facility be as close to the San Francisco - Bay Area as possible to facilitate family visitation Defendant remained remanded. (Court Reporter George Malinowski and Steven Greenblum) (ap) Modified on 3/28/2024 (lnl)
|
|
|
|
|
|
| 422 |
Filed: 3/27/2024, Entered: 3/27/2024 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan from AUSA Danielle Kudla dated 03/27/24 re: Additional Victim Impact Statement Document filed by USA. (Attachments: # (1) Exhibit A)(Kudla, Danielle)
|
|
|
|
|
|
| 421 |
Filed: 3/27/2024, Entered: 3/27/2024 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Thane Rehn dated March 27, 2024 re: Additional Victim Impact Statements Document filed by USA. (Attachments: # (1) Exhibit Combined MDL Statements)(Rehn, Nathan)
|
|
|
|
|
|
| 420 |
Filed: 3/27/2024, Entered: 3/27/2024 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Nicolas Roos dated March 27, 2024 re: Measure of Investor Loss Document filed by USA. (Roos, Nicolas)
|
|
|
|
|
|
| 419 |
Filed: 3/26/2024, Entered: 3/26/2024 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan from AUSA Danielle Kudla dated 03/26/2024 re: Additional Victim Impact Statements Document filed by USA. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C)(Kudla, Danielle)
|
|
|
|
|
|
| 418 |
Filed: 3/26/2024, Entered: 3/26/2024 |
Letter - Sentencing |
|
Sentencing Letter by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Marc L. Mukasey and Torrey K. Young dated March 26, 2024 re: additional letters of support for Samuel Bankman-Fried. (Attachments: # (1) Exhibit A-30, # (2) Exhibit A-31, # (3) Exhibit A-32, # (4) Exhibit A-33, # (5) Exhibit A-34)(Mukasey, Marc)
|
|
|
|
|
|
| 417 |
Filed: 3/22/2024, Entered: 3/22/2024 |
Stipulation and Order |
|
STIPULATION AND ORDER as to (S6 22-Cr-673) Samuel Bankman-Fried. SO ORDERED: (Signed by Judge Lewis A. Kaplan on 3/22/2024)(bw)
|
|
|
|
|
|
| 416 |
Filed: 3/22/2024, Entered: 3/22/2024 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan Document filed by USA. (Attachments: # (1) Exhibit Stipulation and Order)(Raymond, Samuel)
|
|
|
|
|
|
| 415 |
Filed: 3/20/2024, Entered: 3/20/2024 |
Letter |
|
LETTER by Alameda Research LTD, Alameda Research LLC, West Realm Shires Inc., FTX Trading Ltd. as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan from John J. Ray III dated 03/20/2024 re: Victim Impact Statement Document filed by Alameda Research LTD, Alameda Research LLC, West Realm Shires Inc., FTX Trading Ltd.. (Attachments: # (1) Exhibit A, # (2) Exhibit B)(Peikin, Steven)
|
|
|
|
|
|
| 414 |
Filed: 3/20/2024, Entered: 3/20/2024 |
Letter - Sentencing |
|
Sentencing Letter by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Marc L. Mukasey, Torrey K. Young, Thomas E. Thornhill, Michael F. Westfal dated March 20, 2024 re: further reply to government's Sentencing Submission. (Attachments: # (1) Exhibit A - United States v Gary sentencing transcript, # (2) Exhibit B - February 28, 2024 revision, # (3) Exhibit C - February 14, 2024 letter)(Mukasey, Marc)
|
|
|
|
|
|
| 413 |
Filed: 3/19/2024, Entered: 3/19/2024 |
Letter - Sentencing |
|
Sentencing Letter by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Marc L. Mukasey and Torrey K. Young dated March 19, 2024 re: reply to government's Sentencing Memorandum. (Attachments: # (1) Exhibit A - 2022 writing, # (2) Exhibit B - various communications, # (3) Exhibit C - Omnibus Corporate Authority)(Mukasey, Marc)
|
|
|
|
|
|
| 412 |
Filed: 3/19/2024, Entered: 3/19/2024 |
Order |
|
ORDER as to Samuel Bankman-Fried: The defendant and government each cite to a hearing transcript in In re FTX Trading Ltd. et al., 22-bk-11068 (JTD) (Bankr. D. Del. Jan. 31, 2024) (ECF No. 6908). The parties shall provide an electronic copy of the transcript to the Court. SO ORDERED. (Signed by Judge Lewis A. Kaplan on 3/19/2024) (lnl)
|
|
|
|
|
|
| 411 |
Filed: 3/18/2024, Entered: 3/18/2024 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan from AUSA Danielle Kudla dated 03/18/2024 re: Redactions & Victim Impact Statements Document filed by USA. (Attachments: # (1) Exhibit A, # (2) Exhibit B - part 1, # (3) Exhibit B - part 2, # (4) Exhibit B - part 3, # (5) Exhibit B - part 4, # (6) Exhibit B - part 5, # (7) Exhibit B - part 6)(Kudla, Danielle)
|
|
|
|
|
|
| 410 |
Filed: 3/15/2024, Entered: 3/15/2024 |
Sentencing Submission |
|
SENTENCING SUBMISSION by USA as to Samuel Bankman-Fried. (Attachments: # (1) Exhibit A - Victim Twitter Messages, # (2) Exhibit B - Google Document, # (3) Exhibit C - Google Document, # (4) Exhibit D - Google Document, # (5) Exhibit E - Twitter Thread, # (6) Proposed Order Preliminary Order of Forfeiture)(Roos, Nicolas)
|
|
|
|
|
|
| 409 |
Filed: 3/5/2024, Entered: 3/5/2024 |
Letter |
|
LETTER re Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan, from Stephen Salment dated 2/28/2024 re: Stephen Salmen writes with his opinion. (ap) Modified on 3/15/2024 (Mohan, Andrew).
|
|
|
|
|
|
| 408 |
Filed: 3/4/2024, Entered: 3/4/2024 |
Order |
|
ORDER GRANTING MOTION TO WITHDRAW as to Samuel Bankman-Fried: Upon consideration of the Motion to Withdraw, it is HEREBY ORDERED THAT Mark S. Cohen, Christian R. Everdell, S. Gale Dick, David F. Lisner, Sri Kuehnlenz, Sharon L. Barbour, Alexandra K. Theobald, and Andrew Dean of Cohen & Gresser LLP are granted leave to withdraw as co-counsel for defendant Samuel Bankman-Fried in the above-captioned matter. Attorney Drew Dean; Stephen Gale Dick; Christian R. Everdell; Sri Kuehnlenz; David Lisner; Alexandra Theobald; Sharon L Barbour and Mark Stewart Cohen terminated in case as to Samuel Bankman-Fried. (Signed by Judge Lewis A. Kaplan on 3/4/2024) (ap)
|
|
|
|
|
|
| 407 |
Filed: 2/27/2024, Entered: 2/27/2024 |
Sentencing Submission |
|
SENTENCING SUBMISSION by Samuel Bankman-Fried. (Attachments: # (1) Exhibit A - Index of Letters in Support of Samuel Bankman-Fried's Sentencing Submission, # (2) Exhibit A-1, # (3) Exhibit A-2, # (4) Exhibit A-3, # (5) Exhibit A-4, # (6) Exhibit A-5, # (7) Exhibit A-6, # (8) Exhibit A-7, # (9) Exhibit A-8, # (10) Exhibit A-9, # (11) Exhibit A-10, # (12) Exhibit A-11, # (13) Exhibit A-12, # (14) Exhibit A-13, # (15) Exhibit A-14, # (16) Exhibit A-15, # (17) Exhibit A-16, # (18) Exhibit A-17, # (19) Exhibit A-18, # (20) Exhibit A-19, # (21) Exhibit A-20, # (22) Exhibit A-21, # (23) Exhibit A-22, # (24) Exhibit A-23, # (25) Exhibit A-24, # (26) Exhibit A-25, # (27) Exhibit A-26, # (28) Exhibit A-27, # (29) Exhibit A-28, # (30) Exhibit A-29, # (31) Exhibit B - 2018 writing, # (32) Exhibit C - Webpage capture, # (33) Exhibit D - Assets and Liabilities Sheet, # (34) Exhibit E - assorted documents, # (35) Exhibit F - January 2023 report, # (36) Exhibit G - March 2023 report, # (37) Exhibit H - September 2023 report, # (38) Exhibit I - declaration and exhibits, # (39) Exhibit J - regulatory-related documents, # (40) Exhibit K - 2016 writing, # (41) Exhibit L - Declaration of Shannon Race and exhibits)(Mukasey, Marc)
|
|
|
|
|
|
| 405 |
Filed: 2/23/2024, Entered: 2/23/2024 |
Declaration in Support of Motion |
|
DECLARATION of Sam Bankman-Fried in Support as to Samuel Bankman-Fried re: [403] MOTION for Mark S. Cohen, Christian R. Everdell, S. Gale Dick, David F. Lisner, Sri Kuehnlenz, Sharon L. Barbour, Alexandra K. Theobald, and Andrew Dean of Cohen & Gresser LLP to Withdraw as Attorney .. (Everdell, Christian)
|
|
|
|
|
|
| 404 |
Filed: 2/23/2024, Entered: 2/23/2024 |
Declaration in Support of Motion |
|
DECLARATION of Chris Everdell in Support as to Samuel Bankman-Fried re: [403] MOTION for Mark S. Cohen, Christian R. Everdell, S. Gale Dick, David F. Lisner, Sri Kuehnlenz, Sharon L. Barbour, Alexandra K. Theobald, and Andrew Dean of Cohen & Gresser LLP to Withdraw as Attorney .. (Everdell, Christian)
|
|
|
|
|
|
| 403 |
Filed: 2/23/2024, Entered: 2/23/2024, Terminated: 3/4/2024 |
Motion to withdraw as attorney |
|
MOTION for Mark S. Cohen, Christian R. Everdell, S. Gale Dick, David F. Lisner, Sri Kuehnlenz, Sharon L. Barbour, Alexandra K. Theobald, and Andrew Dean of Cohen & Gresser LLP to Withdraw as Attorney . Document filed by Samuel Bankman-Fried. (Attachments: # (1) Proposed Order Proposed Order Granting Motion to Withdraw as Attorney)(Everdell, Christian)
- Attachment 1 Proposed Order Proposed Order Granting Motion to Withdraw as Attorney
|
|
|
|
|
|
| |
Filed: None, Entered: None |
set/reset deadlines/hearings |
|
Set/Reset Deadlines/Hearings as to Ryan Salame: Sentencing set for 5/1/2024 at 11:00 AM in Courtroom 21B, 500 Pearl Street, New York, NY 10007 before Judge Lewis A. Kaplan. (Mohan, Andrew)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
set/reset deadlines/hearings |
|
Set/Reset Deadlines/Hearings as to Ryan Salame: Sentencing set for 5/1/2024 at 11:00 AM in Courtroom 21B, 500 Pearl Street, New York, NY 10007 before Judge Lewis A. Kaplan. (Mohan, Andrew)
|
|
|
|
|
|
| Save 25% on a pre-paid one year subscription. |
|
|
| |
Filed: None, Entered: None |
set/reset hearings |
|
Set Hearings as to Samuel Bankman-Fried: Sentencing set for 3/28/2024 at 09:30 AM in Courtroom 26A, 500 Pearl Street, New York, NY 10007 before Judge Lewis A. Kaplan. (Mohan, Andrew)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Curcio Hearing |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Curcio hearing concerning docket items 397 and 399 regarding Samuel Bankman-Fried before the Hon. Lewis A. Kaplan held. Defendant Samuel Bankman-Fried present with attorneys Marc Lee Mukasey and Torrey K. Young. AUSA Nicolas Roos present. Court reporter Pamela Utter present. Defendant waived any potential conflicts regarding incoming counsel. Sentencing remains scheduled for 3/28/2024 @ 9:30 AM. Detained. (Mohan, Andrew)
|
|
|
|
|
|
| 402 |
Filed: 2/15/2024, Entered: 2/15/2024 |
Order on Motion for Forfeiture of Property |
|
CONSENT INTERLOCUTORY SALE ORDER [401] Motion for Forfeiture of Property as to Ryan Salame. (Signed by Judge Lewis A. Kaplan on 2/15/24) (jw)
|
|
|
|
|
|
| 401 |
Filed: 2/14/2024, Entered: 2/14/2024, Terminated: 2/15/2024 |
Motion for Forfeiture of Property |
|
MOTION for Forfeiture of Property . Document filed by USA as to Ryan Salame. (Attachments: # (1) Proposed Order Proposed Consent Interlocutory of Sale)(Raymond, Samuel)
- Attachment 1 Proposed Order Proposed Consent Interlocutory of Sale
|
|
|
|
|
|
| 399 |
Filed: 2/7/2024, Entered: 2/7/2024 |
Order |
|
ORDER as to Samuel Bankman-Fried. The Court will conduct a Curcio hearing in this matter on February 21, 2024 at 2:00 pm. Mr. Mukasey, Mr. Young, and the defendant all shall be present together with counsel for the government. SO ORDERED. ( Curcio Hearing set for 2/21/2024 at 02:00 PM before Judge Lewis A. Kaplan. ) (Signed by Judge Lewis A. Kaplan on 2/7/2024)(bw)
|
|
|
|
|
|
| 398 |
Filed: 2/7/2024, Entered: 2/7/2024 |
Memorandum and Opinion |
|
MEMORANDUM OPINION as to Samuel Bankman-Fried....[*** See this Memorandum Opinion ***]... Conclusion. For the foregoing reasons, as well as those stated on the record on October 27, 2023, the Court granted the defendant's motion insofar as it concerned the participation of attorneys in drafting and implementing data retention policies, and it denied the defendant's motion in all other respects.(See Footnote 41 on this Memorandum Opinion). SO ORDERED. (Signed by Judge Lewis A. Kaplan on 2/7/2024)(bw)
|
|
|
|
|
|
| 397 |
Filed: 2/6/2024, Entered: 2/6/2024 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Nicolas Roos dated February 6, 2024 re: Curcio Hearing Document filed by USA. (Roos, Nicolas)
|
|
|
|
|
|
| 395 |
Filed: 1/22/2024, Entered: 1/22/2024 |
protective order |
|
PROTECTIVE ORDER as to Samuel Bankman-Fried...regarding procedures to be followed that shall govern the handling of confidential material.... (Signed by Judge Lewis A. Kaplan on 1/22/2024)(jw)
|
|
|
|
|
|
| 394 |
Filed: 1/19/2024, Entered: 1/19/2024 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Nicolas Roos dated January 19, 2024 re: Proposed Protective Order for New Counsel Document filed by USA. (Attachments: # (1) Proposed Order Protective Order)(Roos, Nicolas)
|
|
|
|
|
|
| 393 |
Filed: 1/10/2024, Entered: 1/10/2024 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan, from Mary McKee dated 1/4/2024 re: Mary McKee writes regarding sentencing of Defendant. (ap)
|
|
|
|
|
|
| 392 |
Filed: 1/9/2024, Entered: 1/9/2024 |
notice of attorney appearance - defendant |
|
NOTICE OF ATTORNEY APPEARANCE: Torrey Kaufman Young appearing for Samuel Bankman-Fried. Appearance Type: Retained. (Young, Torrey)
|
|
|
|
|
|
| 391 |
Filed: 1/9/2024, Entered: 1/9/2024 |
notice of attorney appearance - defendant |
|
NOTICE OF ATTORNEY APPEARANCE: Marc Lee Mukasey appearing for Samuel Bankman-Fried. Appearance Type: Retained. (Mukasey, Marc)
|
|
|
|
|
|
| 390 |
Filed: 1/9/2024, Entered: 1/9/2024 |
Sealed document |
|
SEALED DOCUMENT placed in vault. (nmo)
|
|
|
|
|
|
| 388 |
Filed: 12/29/2023, Entered: 12/29/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan from AUSA Danielle Kudla dated 12/29/23 re: March 2024 Trial Document filed by USA. (Kudla, Danielle)
|
|
|
|
|
|
| 387 |
Filed: 12/20/2023, Entered: 12/20/2023, Terminated: 4/1/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated 12/20/23 re: Sentencing Adjournment . Document filed by Samuel Bankman-Fried. (Everdell, Christian)
|
|
|
|
|
|
| 386 |
Filed: 12/20/2023, Entered: 12/20/2023 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried. Regarding the 12/20/2023 letter submitted by attorneys Mark S. Cohen and Christian R. Everdell on behalf of defendant Samuel Bankman-Fried, requesting a four to six-week adjournment of the sentencing hearing was memo endorsed as follows: The defendant's application, dated December 20, 2023, to adjourn the sentencing date and to postpone the dates for the first and second disclosures of the PSR is denied. The sentencing date was fixed without objection from the defendant. The defendant already has been granted one extension for the filing of sentencing submissions. The defendant already has had over six weeks in which to prepare for the presentence interview, which shall take place tomorrow as scheduled. This ruling is without prejudice to a renewed application with respect to the sentencing date in the event the government elects to proceed to trial on the severed counts. (Signed by Judge Lewis A. Kaplan on 12/20/2023)(Mohan, Andrew)
|
|
|
|
|
|
| 385 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 11/2/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 384 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 11/2/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Steven Greenblum, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 383 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 11/1/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 382 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 11/1/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Steven Greenblum, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 381 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 10/31/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 380 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 10/31/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Khristine Sellin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 379 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 10/30/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 378 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 10/30/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Khristine Sellin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 377 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 10/27/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 376 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 10/27/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Khristine Sellin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 375 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 10/26/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 374 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 10/26/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Khristine Sellin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 373 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 10/19/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 372 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 10/19/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Khristine Sellin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 371 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 10/18/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 370 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 10/18/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Khristine Sellin, (212) 805-0300, (McGuirk, Kelly)
|
|
|
|
|
|
| 369 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 10/17/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 368 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 10/17/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Khristine Sellin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 367 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 10/16/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 366 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 10/16/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Khristine Sellin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 365 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 10/13/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 364 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 10/13/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Khristine Sellin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 363 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 10/12/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 362 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 10/12/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Khristine Sellin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 361 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 10/11/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 360 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 10/11/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Khristine Sellin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 359 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 10/10/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 358 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 10/10/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Khristine Sellin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 357 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 10/5/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 356 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 10/5/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Khristine Sellin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 355 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 10/4/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 354 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 10/4/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Khristine Sellin, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 353 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 10/6/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 352 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 10/6/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Steven Greenblum, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 351 |
Filed: 12/12/2023, Entered: 12/12/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Trial proceeding held on 10/3/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 350 |
Filed: 12/12/2023, Entered: 12/12/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Trial held on 10/3/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Steven Greenblum, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2024. Redacted Transcript Deadline set for 1/12/2024. Release of Transcript Restriction set for 3/11/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 349 |
Filed: 12/1/2023, Entered: 12/1/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated 12/1/23 re: Post-Trial Motions (Everdell, Christian)
|
|
|
|
|
|
| 348 |
Filed: 11/21/2023, Entered: 11/21/2023 |
USCA Mandate - Interlocutory Appeal |
|
USCA MANDATE ON INTERLOCUTORY APPEAL (certified copy) as to Samuel Bankman-Fried re: [199] Notice of Appeal - Interlocutory. USCA Case Number 23-6914-cr. Upon due consideration, it is hereby ORDERED that the motion for release pending trial is DENIED. The motion for immediate release pending disposition of this appeal is DENIED as moot. Catherine OHagan Wolfe, Clerk USCA. Issued As Mandate: 11/21/2023. (tp)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Transmission of USCA Mandate/Order to District Judge |
|
Transmission of USCA Mandate/Order to the District Judge re: [348] USCA Mandate - Interlocutory Appeal. (tp)
|
|
|
|
|
|
| 347 |
Filed: 11/20/2023, Entered: 11/20/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried: The court having required the jurors to remain at the courthouse beyond the normal end of day for deliberations on November 2, 2023, IT IS HEREBY ORDERED, that the Clerk of Court is authorized to pay the invoice submitted by Global Automated Services, no. 24675, dated 11/16/2023 for the jurors' transportation home on 11/2/2023. (Signed by Judge Lewis A. Kaplan on 11/20/2023) (Forwarded to Finance Unit via email on 11/20/2023) (ap)
|
|
|
|
|
|
| 346 |
Filed: 11/18/2023, Entered: 11/18/2023 |
Order on Letter Motion |
|
ORDER granting [345] LETTER MOTION extension of time re: [345] LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated 11/17/23 re: Extension of Time . as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 11/18/2023) (Kaplan, Lewis)
|
|
|
|
|
|
| 345 |
Filed: 11/17/2023, Entered: 11/17/2023, Terminated: 11/18/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated 11/17/23 re: Extension of Time . Document filed by Samuel Bankman-Fried. (Everdell, Christian)
|
|
|
|
|
|
| 344 |
Filed: 11/8/2023, Entered: 11/9/2023 |
Sealed document |
|
SEALED DOCUMENT placed in vault. (nmo)
|
|
|
|
|
|
| 343 |
Filed: 11/7/2023, Entered: 11/7/2023 |
Order |
|
MEMORANDUM AND ORDER as to Samuel Bankman-Fried. During the trial, the defendant moved to elicit testimony from FBI Special Agents Booth and Allain for the purpose of attempting to prove what he contended were prior inconsistent statements, Dkt 332, The order disposing of that motion (Dkt 339) stated that a memorandum would follow in the event of a conviction, Defendant was convicted on all counts, Accordingly, this memorandum sets out the bases for the rule on defendant's letter motion, As a preliminary matter, the Court applied to defendant's motion the principles summarized in United States v, Ghailani, 761 F, Supp2d 114, 117-18 (S,D.N..Y. 2011). The following paragraphs deal with each of the four proposed subjects of extrinsic evidence of alleged prior inconsistent statements and correspond to the similarly numbered paragraphs of defendant's letter motion. i-ii. The material referred to in paragraphs and ii (Dkt 332, at 2-3) was inadmissible for at least the following reasons. First, there is no material inconsistency. Mr. Wang consistently testified that the "allow negative" flag initially was added in 2019 because Alameda, then the largest market maker on FTX, on occasion needed to withdraw stablecoins from the FTX platform, convert them, and then redeposit them on FTX in order to convert between stablecoins, thus "going negative" in the withdrawn coins, and that he may have described this as patt of "market making" or "for the functionality of the exchange"(Tr. 485-488; id at 487:25-488:2) (Mr. Wang agreeing that "[b]eing able to go negative was necessaiy so that Alameda could satisfy stablecoin requests"), which amounts essentially to the same thing (id. at 480:4-6) (Mr. Wang agreeing that "one thing Alameda did as a market maker was it facilitated access to stablecoins"). In any case, Mr. Wang ultimately testified on redirect that Alameda's "special features," which included the "allow negative" flag, may have been in part to facilitate market making. Tr. 611: 17-612: I. (Signed by Judge Lewis A. Kaplan on 11/7/2023) (See ORDER set forth) (ap)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
jury verdict |
|
JURY VERDICT as to Samuel Bankman-Fried (1) Guilty on Count 1sss,2sss,3sss,4sss,5sss,6sss,7sss. (ap)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
jury verdict |
|
JURY VERDICT as to Samuel Bankman-Fried (1) Guilty on Count 1sss,2sss,3sss,4sss,5sss,6sss,7sss. (ap) (Mohan, Andrew).
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Jury Trial as to Samuel Bankman-Fried held on 11/2/2023. Jury Trial held and concluded on 11/2/2023. Governments rebuttal closingargument heard. Jury charged. Deliberations began and concluded. A verdict of guilty as to counts (S6)One through (S6)Seven returned and as to Count (S6)Seven the jury answered a special verdict question that it was a unanimous verdict based on both concealment money laundering, and wire fraud proceeds money laundering. Defense post-trial motions are due by 11/20/2023; Government opposition due by 12/11/2023; Defense replies due by 12/18/2023. Defense sentencing submissions are due by 2/27/2024. Government sentencing submissions are due by 3/15/2024. Sentencing is scheduled for 3/28/2023 at 9:30 AM. Defendant remained remanded. (Motions due by 11/20/2023. Responses due by 12/11/2023. Replies due by 12/18/2023. Sentencing set for 3/28/2024 at 09:30 AM before Judge Lewis A. Kaplan) (ap)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Jury Trial as to Samuel Bankman-Fried held on 11/1/2023. Government and defense closing arguments made. Government's rebuttal closing argument, to be followed by the jury charge, continued to 11/2/2023 @ 9:30 AM. (lnl)
|
|
|
|
|
|
| 342 |
Filed: 10/31/2023, Entered: 10/31/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 31, 2023 re: Proposed Jury Instruction (Cohen, Mark)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Jury Trial as to Samuel Bankman-Fried held on 10/31/2023. Jury Trial held on 10/31/2023. Defense case rested. Government rebuttal case waived. Jury left early and defendant's renewed Rule 29 motion for Judgement of Acquittal made and denied by the Court. Charge conference held. Closings to begin on 11/1/2023 at 9:30 AM. (Jury Trial set for 11/1/2023 at 09:30 AM before Judge Lewis A. Kaplan) (ap)
|
|
|
|
|
|
| 341 |
Filed: 10/30/2023, Entered: 10/30/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 30, 2023 re: English Law Authorities Cited in Addendum to Request No. 5 of Defendant's Proposed Jury Instructions (Attachments: # (1) Exhibit 1 - English Law Authorities (Part I), # (2) Exhibit 2 - English Law Authorities (Part II))(Cohen, Mark)
|
|
|
|
|
|
| 340 |
Filed: 10/30/2023, Entered: 10/30/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 30, 2023 re: Addendum to Request No. 5 of Defendants Proposed Jury Instructions (Attachments: # (1) Exhibit 1- Addendum to Addendum to Defense Request No. 5)(Cohen, Mark)
- Attachment 1 Exhibit 1- Addendum to Addendum to Defense Request No. 5
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Jury Trial as to Samuel Bankman-Fried held on 10/30/2023. Jury Trial held and continued to 10/31/2023. (ap)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Jury Trial as to Samuel Bankman-Fried held on 10/26/2023. Jury Trial held. Government rested. Defense moved for acquittal under Rule 29, which was denied by the Court. Defense case begun. Jury excused for the day at 2:00 PM. Evidentiary hearing held outside the presence of the jury regarding DI 338, a 10/25/2023 letter filed by the defense to which the Court reserved decision. Trial continued to 10/27/2023 at 9:30 AM. (Jury Trial set for 10/27/2023 at 09:30 AM before Judge Lewis A. Kaplan) (ap)
|
|
|
|
|
|
| 339 |
Filed: 10/25/2023, Entered: 10/25/2023 |
Order on Letter Motion |
|
ORDER denying [332] LETTER MOTION eleicit certain testimony from Agents Booth and Allain re: [332] LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 25, 2023 re: Extrinsic Evidence of Prior Inconsistent Statements . as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 10/25/2023) (Kaplan, Lewis)
|
|
|
|
|
|
| 338 |
Filed: 10/25/2023, Entered: 10/25/2023, Terminated: 4/1/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 25, 2023 re: Defendant's Testimony . Document filed by Samuel Bankman-Fried. (Cohen, Mark)
|
|
|
|
|
|
| 337 |
Filed: 10/25/2023, Entered: 10/25/2023 |
MEMORANDUM in Opposition to Motion |
|
MEMORANDUM in Opposition by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame re [332] LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 25, 2023 re: Extrinsic Evidence of Prior Inconsistent Statements .. (Raymond, Samuel)
|
|
|
|
|
|
| 336 |
Filed: 10/25/2023, Entered: 10/25/2023 |
Order on Letter Motion |
|
ORDER terminating [333] LETTER MOTION re: [333] LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 25, 2023 re: Special Verdict . as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 10/25/2023) (Kaplan, Lewis)
|
|
|
|
|
|
| 335 |
Filed: 10/25/2023, Entered: 10/25/2023 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried on [334] LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Nicolas Roos dated October 25, 2023 re: misc trial issues. ENDORSEMENT: Defendant shall disclose any Rule 26.2 material forthwith. So Ordered. (Signed by Judge Lewis A. Kaplan on 10/25/2023) (lnl)
|
|
|
|
|
|
| 334 |
Filed: 10/25/2023, Entered: 10/25/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Nicolas Roos dated October 25, 2023 re: misc trial issues Document filed by USA. (Sassoon, Danielle)
|
|
|
|
|
|
| 333 |
Filed: 10/25/2023, Entered: 10/25/2023, Terminated: 10/25/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 25, 2023 re: Special Verdict . Document filed by Samuel Bankman-Fried. (Cohen, Mark)
|
|
|
|
|
|
| 332 |
Filed: 10/25/2023, Entered: 10/25/2023, Terminated: 10/25/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 25, 2023 re: Extrinsic Evidence of Prior Inconsistent Statements . Document filed by Samuel Bankman-Fried. (Cohen, Mark)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Order on Letter Motion |
|
ORDER terminating [328] LETTER MOTION re: [328] LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 23, 2023 re: Expert Witness Disclosure . as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 10/25/2023) (Kaplan, Lewis)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Order on Letter Motion |
|
ORDER terminating [329] LETTER MOTION re: [329] LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 24, 2023 re: objections to the Government's Proposed Jury Instructions and Oct. 19, 2023 Letter . as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 10/25/2023) (Kaplan, Lewis)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
set/reset hearings |
|
Set Teleconference as to Samuel Bankman-Fried: Telephone Conference set for today, 10/25/2023 at 10:30 AM before Judge Lewis A. Kaplan. Press & Public can dial-in to listen only at 1-888-363-4749 and enter conference ID 7664205. Callers are reminded that recording or rebroadcasting the conference in whole or in part is forbidden by Court rules. (Mohan, Andrew)
|
|
|
|
|
|
| 331 |
Filed: 10/24/2023, Entered: 10/24/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Thane Rehn dated October 24, 2023 re: Jury Instructions Document filed by USA. (Rehn, Nathan)
|
|
|
|
|
|
| 330 |
Filed: 10/24/2023, Entered: 10/24/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Danielle R. Sassoon dated October 24, 2023 re: scheduling Document filed by USA. (Sassoon, Danielle)
|
|
|
|
|
|
| 329 |
Filed: 10/24/2023, Entered: 10/24/2023, Terminated: 10/25/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 24, 2023 re: objections to the Government's Proposed Jury Instructions and Oct. 19, 2023 Letter . Document filed by Samuel Bankman-Fried. (Cohen, Mark)
|
|
|
|
|
|
| 328 |
Filed: 10/23/2023, Entered: 10/23/2023, Terminated: 10/25/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 23, 2023 re: Expert Witness Disclosure . Document filed by Samuel Bankman-Fried. (Attachments: # (1) Exhibit Expert Witness Disclosure of Joseph M. Pimbley, PhD.)(Cohen, Mark)
- Attachment 1 Exhibit Expert Witness Disclosure of Joseph M. Pimbley, PhD.
|
|
|
|
|
|
| 327 |
Filed: 10/19/2023, Entered: 10/19/2023 |
Request to Charge |
|
Request To Charge by Samuel Bankman-Fried. (Attachments: # (1) Exhibit 1: Redline against Mr. Bankman-Frieds Proposed Requests to Charge filed on August 21, 2023 (Dkt. 215))(Cohen, Mark)
- Attachment 1 Exhibit 1: Redline against Mr. Bankman-Frieds Proposed Requests to Charge filed on August 21, 2023 (Dkt. 215
|
|
|
|
|
|
| 326 |
Filed: 10/19/2023, Entered: 10/19/2023, Terminated: 4/1/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated October 19, 2023 re: Jury Instructions . Document filed by USA as to Samuel Bankman-Fried. (Rehn, Nathan)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
set/reset hearings |
|
Set/Reset Hearings as to Samuel Bankman-Fried: Jury Trial set for 10/26/2023 at 09:30 AM before Judge Lewis A. Kaplan. (bw)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Jury Trial as to Samuel Bankman-Fried held on 10/19/2023. Jury Trial held and continued to 10/26/2023 at 9:30 AM. (bw)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Jury Trial as to Samuel Bankman-Fried held on 10/18/2023. Jury Trial held and continued to 10/19/2023 at 9:30 AM. (Jury Trial set for 10/19/2023 at 09:30 AM before Judge Lewis A. Kaplan) (ap)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Jury Trial as to Samuel Bankman-Fried held on 10/17/2023. Jury Trial held and continued to 10/18/2023 at 9:30 AM. (Jury Trial set for 10/18/2023 at 09:30 AM before Judge Lewis A. Kaplan) (ap)
|
|
|
|
|
|
| 325 |
Filed: 10/16/2023, Entered: 10/17/2023 |
Jury Trial |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Jury Trial as to Samuel Bankman-Fried held on 10/16/2023. Jury Trial held and continued to 10/17/2023 at 9:30 AM. (lnl)
|
|
|
|
|
|
| 324 |
Filed: 10/16/2023, Entered: 10/16/2023 |
Order on Letter Motion |
|
ORDER granting [315] LETTER MOTION as to Samuel Bankman-Fried (1). For the reasons stated on the record in open court, the government's motion to preclude the defendant from introducing evidence or argument about the current value of certain investments made by the defendant (Dkt 315) is granted. SO ORDERED. (Signed by Judge Lewis A. Kaplan on 10/16/2023) (bw)
|
|
|
|
|
|
| 323 |
Filed: 10/15/2023, Entered: 10/15/2023, Terminated: 4/1/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 15, 2023 re: Medication During Trial . Document filed by Samuel Bankman-Fried. (Cohen, Mark)
|
|
|
|
|
|
| 322 |
Filed: 10/13/2023, Entered: 10/13/2023 |
response in opposition to motion |
|
LETTER RESPONSE in Opposition by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Thane Rehn dated October 13, 2023 re: [321] LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 12, 2023 re: Evidentiary Issues .. (Rehn, Nathan)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Jury Trial as to Samuel Bankman-Fried held on 10/13/2023. Jury Trial held and continued to 10/16/2023 at 9:30 AM. (Jury Trial set for 10/16/2023 at 09:30 AM before Judge Lewis A. Kaplan) (lnl)
|
|
|
|
|
|
| 321 |
Filed: 10/12/2023, Entered: 10/12/2023, Terminated: 4/1/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 12, 2023 re: Evidentiary Issues . Document filed by Samuel Bankman-Fried. (Cohen, Mark)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Jury Trial as to Samuel Bankman-Fried held on 10/12/2023. Jury Trial held and continued to 10/13/2023 at 9:30 AM. (jbo)
|
|
|
|
|
|
| 320 |
Filed: 10/11/2023, Entered: 10/11/2023 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried on re: [309] LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated 10/2/23 re: ruling on motions in limine (ECF No. 289). ENDORSEMENT: Defendant moves for clarification and reconsideration (Dkt 306) regarding portions of the Court's ruling on the parties' motions in limine. The motion is disposed of as follows, the numbered sections of this endorsement corresponding to those of the defendant's motion. 1. Reconsideration is granted. On reconsideration, the Court adheres to its ruling on the prior motion (Dkt 289, 1 15) substantially for the reasons argued by the government in opposition to the defendant's present motion (Dkt 312, 1 I). Among other things, the fact, assuming it to be so, that cryptocurrency exchanges or the cryptocurrency industry in particular are, in a general sense, unregulated in the United States, at least in the same ways as some other financial services industries such as securities exchanges, commodities exchanges, investment advisors, and so on, is irrelevant. Defendant is being prosecuted here for alleged violations of U.S. statutes of general application to all persons and entities the conduct of which comes within the reach of U.S. law, including, for example, wire fraud and conspiracy to violate other applicable statutes. Among other things, he allegedly misappropriated for his own use money that was "entrusted to [his] care by another." United States v. Altman, 48 F.3d 96, 101 (2d Cir. 1995). Even were the evidence that defendant seeks to offer of some relevance, evidence of the lack of the sort of regulation to which defendant refers would be of minimal probative value and would be outweighed substantially by the likelihood of jury confusion, waste of time, and unfair prejudice to the even-handed application of laws of general application to the defendant's alleged conduct. 2. Reconsideration is denied. First, the defendant's reliance on footnote 7 of his opposition to the government's memorandum on the motion in limine is misplaced. Arguments raised only in footnotes (let alone arguments omitted from footnotes) are not properly raised and need not be addressed by the Court. See Fairfield Sentry Ltd. v. Citibank, N.A. 630 F. Supp.3d 463, 496 n.34 (S.D.N.Y. 2022) (citing cases). Second, as the Court already has held, "it is immaterial as a matter of law whether the defendant intended to repay [ or could have repaid] the misappropriated funds because the offense [wa]s complete where, as alleged here, there is an immediate intent to misapply and defraud." 3. Reconsideration is granted but, on reconsideration, the Court adheres to its original ruling with this clarification: The government does not object to the defendant's proffer of admissible evidence regarding charitable or philanthropic efforts provided the evidence is presented for a proper purpose, as opposed to attempting to prove lack of a propensity to commit crime or good. Should controversy arise over particular questions, the Court then will rule as appropriate. 4. Reconsideration is granted but, on reconsideration, the Court adheres to its original ruling. Moreover, and with respect, the defendant has misconstrued the Court's rulings. Properly construed, there is no inconsistency. In the event of a conviction, the Court reserves the right to expand upon its reasoning with respect to these rulings. (Signed by Judge Lewis A. Kaplan on 10/11/2023) (ap)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan:Jury Trial as to Samuel Bankman-Fried held on 10/11/2023. Jury Trial held and continued to 10/12/2023 at 9:30 AM. (jw)
|
|
|
|
|
|
| Save 25% on a pre-paid one year subscription. |
|
|
| 319 |
Filed: 10/10/2023, Entered: 10/10/2023 |
Order on Letter Motion |
|
ORDER denying as moot [316] LETTER MOTION examine G Wang re counsel re: [316] LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated October 9, 2023 re: Request to Cross Examine Gary Wang on the Involvement of Counsel . as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 10/10/2023) (Kaplan, Lewis)
|
|
|
|
|
|
| 318 |
Filed: 10/10/2023, Entered: 10/10/2023, Terminated: 10/27/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 10, 2023 re: Request to Cross Examine Caroline Ellison on the Involvement of Counsel . Document filed by Samuel Bankman-Fried. (Cohen, Mark)
|
|
|
|
|
|
| 317 |
Filed: 10/10/2023, Entered: 10/10/2023, Terminated: 10/27/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from David Lisner dated October 10, 2023 re: Opposition to Government's Letter Motion re Evidence About Current Value of Investments (Dkt. 315) . Document filed by Samuel Bankman-Fried. (Lisner, David)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan:Jury Trial as to Samuel Bankman-Fried held on 10/10/2023. Jury Trial held and continued to 10/11/2023 at 9:30 AM. (jw)
|
|
|
|
|
|
| 316 |
Filed: 10/9/2023, Entered: 10/9/2023, Terminated: 10/10/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated October 9, 2023 re: Request to Cross Examine Gary Wang on the Involvement of Counsel . Document filed by Samuel Bankman-Fried. (Everdell, Christian)
|
|
|
|
|
|
| 315 |
Filed: 10/8/2023, Entered: 10/8/2023, Terminated: 10/16/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated October 8, 2023 re: Motion in Limine Regarding Evidence About Current Value of Investments . Document filed by USA as to Samuel Bankman-Fried. (Rehn, Nathan)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan:Jury Trial as to Samuel Bankman-Fried held on 10/6/2023. Jury Trial held and continued to 10/10/2023 at 9:30 AM. (jw)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Jury Trial as to Samuel Bankman-Fried held on 10/5/2023. Trial held and continued to 10/6/2023 at 9:30 AM. (Jury Trial set for 10/6/2023 at 09:30 AM before Judge Lewis A. Kaplan) (ap)
|
|
|
|
|
|
| 314 |
Filed: 10/4/2023, Entered: 10/4/2023 |
Bill of particulars |
|
BILL OF PARTICULARS by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame . (Raymond, Samuel)
|
|
|
|
|
|
| 313 |
Filed: 10/4/2023, Entered: 10/4/2023 |
Order on Letter Motion |
|
ORDER denying as moot [300] LETTER MOTION voir dire objections re: [300] LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated September 29, 2023 re: Voir Dire Objections . as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 10/4/2023) (Kaplan, Lewis)
|
|
|
|
|
|
| 312 |
Filed: 10/4/2023, Entered: 10/4/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan re: October 2, 2023 Letter from Defendant re: ruling on motions in limine Document filed by USA. (Raymond, Samuel)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Jury Trial |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Jury Trial as to Samuel Bankman-Fried held on 10/4/2023. Jury selection continued, trial begun. Jury of 12 jurors and 6 alternates selected and sworn. Opening arguments heard, Governments case begun. Trial continued to 10/5/2023. (ap)
|
|
|
|
|
|
| 311 |
Filed: 10/3/2023, Entered: 10/3/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Conference proceeding held on 9/28/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 310 |
Filed: 10/3/2023, Entered: 10/3/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Conference held on 9/28/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Noah Collin, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/24/2023. Redacted Transcript Deadline set for 11/3/2023. Release of Transcript Restriction set for 1/1/2024. (McGuirk, Kelly)
|
|
|
|
|
|
| 309 |
Filed: 10/3/2023, Entered: 10/3/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated October 2, 2023 re: Opposition to Government Letter Motion in Limine re Witness Testimony (Dkt 301) (Cohen, Mark)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Voir Dire |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Voir Dire held on 10/3/2023 as to Samuel Bankman-Fried. Jury Selection begun regarding Samuel Bankman-Fried before the Hon. Lewis A. Kaplan held. Defendant Samuel Bankman-Fried present with attorneys Mark S. Cohen, Christian R. Everdell, David Lisner, Sri Khuenlenz, and Stephen Gale Dick. AUSAs Nathan M. Rehn, Danielle R. Sassoon, Nicolas Roos, Samuel Raymond, Andrew Rohrback, and Danielle Kudla, present. Jury selection begun and continued to 10/4/2023. (Court Reporter Kris Sellin and Steve Greenblum) (ap)
|
|
|
|
|
|
| 308 |
Filed: 10/2/2023, Entered: 10/2/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated 10/2/23 re: in opposition to ECF No. 302 (Cohen, Mark)
|
|
|
|
|
|
| 307 |
Filed: 10/2/2023, Entered: 10/2/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated 10/2/23 re: Government's letter motions in limine (ECF Nos. 301 and 302) (Cohen, Mark)
|
|
|
|
|
|
| 306 |
Filed: 10/2/2023, Entered: 10/2/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated 10/2/23 re: ruling on motions in limine (ECF No. 289) (Cohen, Mark)
|
|
|
|
|
|
| 305 |
Filed: 10/1/2023, Entered: 10/1/2023 |
Memorandum and Opinion |
|
MEMORANDUM & OPINION as to Samuel Bankman-Fried.. (Signed by Judge Lewis A. Kaplan on 10/1/2023)(Kaplan, Lewis)
|
|
|
|
|
|
| 304 |
Filed: 10/1/2023, Entered: 10/1/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried.. (Signed by Judge Lewis A. Kaplan on 10/1/2023)(Kaplan, Lewis)
|
|
|
|
|
|
| 303 |
Filed: 10/1/2023, Entered: 10/1/2023 |
Memorandum and Opinion |
|
MEMORANDUM & OPINION as to Samuel Bankman-Fried.. (Signed by Judge Lewis A. Kaplan on 10/1/2023)(Kaplan, Lewis)
|
|
|
|
|
|
| 302 |
Filed: 9/30/2023, Entered: 9/30/2023, Terminated: 4/1/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated September 30, 2023 re: Motion in Limine Regarding Remote Testimony . Document filed by USA as to Samuel Bankman-Fried. (Rehn, Nathan)
|
|
|
|
|
|
| 301 |
Filed: 9/30/2023, Entered: 9/30/2023, Terminated: 4/1/2024 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Thane Rehn dated September 30, 2023 re: Motion in Limine re Witness Testimony . Document filed by USA as to Samuel Bankman-Fried. (Rehn, Nathan)
|
|
|
|
|
|
| 300 |
Filed: 9/29/2023, Entered: 9/29/2023, Terminated: 10/4/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated September 29, 2023 re: Voir Dire Objections . Document filed by Samuel Bankman-Fried. (Cohen, Mark)
|
|
|
|
|
|
| 299 |
Filed: 9/29/2023, Entered: 9/29/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated September 29, 2023 re: Witness Immunity (Everdell, Christian)
|
|
|
|
|
|
| 298 |
Filed: 9/28/2023, Entered: 9/28/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated September 28, 2023 re: Immunized Witnesses (Cohen, Mark)
|
|
|
|
|
|
| 297 |
Filed: 9/28/2023, Entered: 9/28/2023 |
Oral Argument |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan:Oral Argument as to Samuel Bankman-Fried held on 9/28/2023 re: [288] LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated September 25, 2023 re: Temporary Release . filed by Samuel Bankman-Fried. Motion denied. Court Exhibit XX - Trial Calendar is attached to this docket entry. (Court Reporter Noah Collin) (Mohan, Andrew) Modified on 9/28/2023 (Mohan, Andrew).
|
|
|
|
|
|
| 296 |
Filed: 9/28/2023, Entered: 9/28/2023 |
Order on Letter Motion |
|
MEMO ENDORSEMENT [288] LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated September 25, 2023 re: Temporary Release as to Samuel Bankman-Fried....ENDORSEMENT...Denied for reasons stated on the record this date. SO ORDERED (Signed by Judge Lewis A. Kaplan on 9/28/2023) (jw)
|
|
|
|
|
|
| 295 |
Filed: 9/27/2023, Entered: 9/27/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan from AUSA Danielle Kudla dated 09/27/2023 re: Opp'n to Temporary Release Document filed by USA. (Kudla, Danielle)
|
|
|
|
|
|
| 294 |
Filed: 9/27/2023, Entered: 9/27/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried. IT IS HEREBY ORDERED that the defendant Samuel Bankman-Fried will be permitted the use of an "air-gapped," internet-disabled laptop solely in order to take notes in Courtroom 26A during his trial commencing October 3, 2023, on the conditions noted above. (Signed by Judge Lewis A. Kaplan on 9/27/2023)(jw)
|
|
|
|
|
|
| 293 |
Filed: 9/27/2023, Entered: 9/27/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried. IT IS HEREBY ORDERED that the USMS and/or MDC permit and make appropriate arrangements for the defendant to wear business attire clothing while he is in Courtroom 26A for the duration of his criminal trial commencing October 3, 2023; and IT IS FURTHER ORDERED that the USMS and/or MDC accept and maintain on the defendant's behalf the following articles of clothing to be provided by defense counsel: three (3) suits (consisting of slacks and jackets); four (4) dress shirts; three (3) ties; one ( 1) belt; four (4)pairs of socks; two (2) pairs of shoes; and appropriate undergarments. SO ORDERED. (Signed by Judge Lewis A. Kaplan on 9/27/2023)(jw)
|
|
|
|
|
|
| 292 |
Filed: 9/27/2023, Entered: 9/27/2023 |
Order on Letter Motion |
|
MEMO ENDORSEMENT [291] LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated 9/26/23 re: Business Attire Clothing at Trial as to Samuel Bankman-Fried....ENDORSEMENT...Granted. SO ORDERED (Signed by Judge Lewis A. Kaplan on 9/27/23) (jw)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
set/reset deadlines/hearings |
|
Set Hearings as to Samuel Bankman-Fried: Oral Argument set for 9/28/2023 at 10:00 AM in Courtroom 21B, 500 Pearl Street, New York, NY 10007 before Judge Lewis A. Kaplan regarding the defendant's motion for temporary release. The defendant's presence is not required. (Mohan, Andrew)
|
|
|
|
|
|
| 291 |
Filed: 9/26/2023, Entered: 9/26/2023, Terminated: 9/27/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated 9/26/23 re: Business Attire Clothing at Trial . Document filed by Samuel Bankman-Fried. (Attachments: # (1) Appendix A - Proposed Order)(Everdell, Christian)
|
|
|
|
|
|
| 290 |
Filed: 9/26/2023, Entered: 9/26/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried. Any response to the defense's September 25, 2023 application regarding temporary release of the defendant pursuant to 18 U.S.C. § 3l42(i) shall be filed no later than September 27, 2023 at 5 p.m. ( Responses due by 9/27/2023) (Signed by Judge Lewis A. Kaplan on 9/26/2023)(jw)
|
|
|
|
|
|
| 289 |
Filed: 9/26/2023, Entered: 9/26/2023 |
order on motion in limine |
|
MEMORANDUM AND ORDER ON IN LIMINE MOTIONS as to Samuel Bankman-Fried. Defendant awaits trial on two substantive counts of wire fraud in violation of 18 U.S.C §§ 1343 and 2, as well as five conspiracy counts alleging conspiracies to commit wire fraud, securities fraud, commodities fraud, and money laundering. The matter is before the Court on motions in limine by the government and by the defendant. (Dkts 204, 206). Accordingly, the government's motion in limine (Dkt 204) is granted in part and denied in part as set forth above. The defendants motion in limine (Dkt 206) is denied, but without prejudice to renewal at trial to the extent indicated above. SO ORDERED (Signed by Judge Lewis A. Kaplan on 9/26/2023) (jw)
|
|
|
|
|
|
| 288 |
Filed: 9/25/2023, Entered: 9/25/2023, Terminated: 9/28/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated September 25, 2023 re: Temporary Release . Document filed by Samuel Bankman-Fried. (Cohen, Mark)
|
|
|
|
|
|
| 287 |
Filed: 9/21/2023, Entered: 9/21/2023 |
Order |
|
ORDER ON MOTIONS TO EXCLUDE PROPOSED EXPERT TESTIMONY as to Samuel Bankman-Fried: the Government's motions in limine (Dkt 236) are GRANTED to the extent set forth above and otherwise DENIED. The defendant's motion in limine to exclude the testimony of Mr. Easton (Dkt. 232) is DENIED. SO ORDERED. (Signed by Judge Lewis A. Kaplan on 9/21/2023) (lnl)
|
|
|
|
|
|
| 286 |
Filed: 9/20/2023, Entered: 9/20/2023 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame on [285] LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan from AUSA Danielle R. Sassoon dated September 19, 2023 re: trial schedule. ENDORSEMENT: Granted. SO ORDERED. (Signed by Judge Lewis A. Kaplan on 9/20/2023) (lnl)
|
|
|
|
|
|
| 285 |
Filed: 9/19/2023, Entered: 9/19/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan from AUSA Danielle R. Sassoon dated September 19, 2023 re: trial schedule Document filed by USA. (Sassoon, Danielle)
|
|
|
|
|
|
| 284 |
Filed: 9/18/2023, Entered: 9/18/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Ryan Salame. Notice is hereby given that an official transcript of a Plea proceeding held on 9/7/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 283 |
Filed: 9/18/2023, Entered: 9/18/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Ryan Salame re: Plea held on 9/7/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Pamela Utter, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/10/2023. Redacted Transcript Deadline set for 10/19/2023. Release of Transcript Restriction set for 12/18/2023. (McGuirk, Kelly)
|
|
|
|
|
|
| 282 |
Filed: 9/15/2023, Entered: 9/15/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Danielle R. Sassoon dated September 15, 2023 re: voir dire Document filed by USA. (Sassoon, Danielle)
|
|
|
|
|
|
| 281 |
Filed: 9/15/2023, Entered: 9/15/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame addressed to Judge Lewis A. Kaplan from AUSA Danielle Kudla dated 09/15/2023 re: Courtroom IT Requests Document filed by USA. (Attachments: # (1) Proposed Order Proposed Order)(Kudla, Danielle)
|
|
|
|
|
|
| 280 |
Filed: 9/13/2023, Entered: 9/13/2023 |
Order on Letter Motion |
|
ORDER denying as moot [228] LETTER MOTION objections re: [228] LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated 8/25/23 re: Access to Discovery . as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 9/13/2023) (Kaplan, Lewis)
|
|
|
|
|
|
| 279 |
Filed: 9/13/2023, Entered: 9/13/2023 |
Order |
|
ORDER as to (22-Cr-673-01) Samuel Bankman-Fried. The start of the jury selection is ordered delayed by one day from October 2 to October 3, 2023 at 9:30 AM. SO ORDERED. ( Jury Selection set for 10/3/2023 at 09:30AM before Judge Lewis A. Kaplan. ) (Signed by Judge Lewis A. Kaplan on 9/13/2023)(bw)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
terminate deadlines and hearings |
|
Terminate Deadlines and Hearings as to Samuel Bankman-Fried (1): Terminated Jury Trial set for 10/2/2023 at 09:30 AM before Judge Lewis A. Kaplan. (bw)
|
|
|
|
|
|
| 278 |
Filed: 9/12/2023, Entered: 9/12/2023 |
Order on Letter Motion |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried (1) denying [271] LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated September 8, 2023 re: Follow-Up on Discovery Access Letter and Request for Temporary Release. ENDORSEMENT: Defendant here seeks to be released from pretrial detention pursuant to 18 U.S.C. 3142(i), implicitly arguing that the Court should find that "such release [is] necessary for preparation of [defendant's] defense" for the trial scheduled to begin on October 3, 2023. The defendant, however, has not provided sufficient basis for such a finding despite his relatively unsupported claims that he does not have unimpeded access to electronically stored discovery and other material (collectively, "ESI") while detained and a variety of other arguments. First, defendant largely ignores the fact that he had extensive access to most of the ESI for 7-1/2 months before his bail was revoked shortly before trial. He was indicted on December 9, 2022. The indictment was unsealed on December 13, and defendant was presented in this Court on December 22, 2022 following his extradition from the Bahamas. He immediately was released on bail and permitted to reside in his parents' home in Palo Alto, California, where he had extensive access to telephone and the Internet until his bail was revoked on August 11, 2023. Thus, whatever impediments defendant may have experienced in preparing for trial since August 11, he faced no such impediments during the roughly 7-1/2 months between his presentment to this Court and the revocation of his bail. Apart from the fact that the government - in order to comply with its obligation to produce Rule 16 discovery requested by the defendant promptly after receiving it from third parties - has continued to produce documents I in recent weeks, defendant had months in which to explore the discovery and make whatever other investigations he wished by electronic means. Tr., Aug. 30, 2023 [Dkt 249], at 11 :9-12:6. There has been no persuasive showing that this did not permit him to prepare for trial except to the extent that some of the materials now available had not been produced by the government until recently. Moreover, the recently produced documents are text searchable indexed productions, the majority of which came from the defendant's own Google accounts and therefore were accessible to the defendant long before the government received those ve1y same materials in a late production from Google. Tr., Aug. 30, 2023 [Dkt 249], at 12: 1-12: 16. Second, whatever time pressure defendant now claims to face given the imminence of the trial date and the claimed limitations on his access to ESI while incarcerated largely would be of his own making. When this case first came before the undersigned last January, both the government and the defendant sought a trial in September or October 2023. Tr., Jan. 3, 2023 [Dkt 38], at 8:22-9:3. The Court gave them what they asked for- an October 2 trial date (id. at 10:7-10), subsequently adjusted to October 3. And when the defendant began complaining that his recent incarceration made trial preparation by that date more difficult for him, the Court offered to consider any request by the defendant for a substantial adjournment of the trial to give him more time in which to prepare. Tr., Aug. 30, 2023 [Dkt 249], at 20:9-21 :25. Yet defendant conspicuously failed to request any additional time. Third, the premise of defendant's position here is that he personally is entitled to review and consider every single piece of the discovery in this case, to generate unspecified work product in respect thereof, and so on. But the premise is incorrect. Defendant is represented by a substantial team of extremely able retained lawyers. He proposes to call at trial seven expert witnesses. And no represented defendant, much less a defendant detained pretrial in order to protect the public, has a constitutional or other right to inspect eve1y bit of discove1y. United States v. Ingram, 2021 WL4134828, at *3 (N.D. Cal. Sept. 10, 202l); Mackey v. Hanson, 2019 WL5894306, at *8 (D. Colo. Nov.12, 2019) ("criminal defendants are not accorded an unqualified right to personally review all discovery materials"); United States v. Thompson, 2013 WL 1809659, at* 5-6 (D. Me. Apr. 29, 2013) (there are no cases holding that the Constitution or Rule 11 "require[] that a defendant represented by a lawyer must personally see all the discovery... or even the discove1y that [the defendant] asks to see") (alterations in original); United States v. Faulkner, 2011 WL 3962513, at *4 (N.D. Tex. Sept. 8, 2011); Baker v. McKee, 2009 WL 1269628 (E.D. Mich. Apr. 30, 2009) (criminal defendant has no independent right to own copy of discoverable documents when represented by counsel); see Rodriguez v. United States, 2013 WL 3388223, at *6 (S.D.N.Y. July 8, 2013) ("[d]efense counsel is not required to present a defendant, for his review, with all discovery material that defense counsel acquires"); Standard Criminal Discovery Order, Case No. 3 :20-MC- 52, 2020 WL 1659564, at *4 (W.D.N.C. Mar. 23, 2000) (same). Finally, as the Court suggested in remarks on August 30, 2023 (Tr., Aug. 30, 2023 [Dkt 249], at 20:20-21: 1), and as remains true today, the defendant has not made any detailed showing as to specific materials that he claims he has been unable to access personally and the reasons why any such personal inability actually would impede his defense. Generalities about millions of pages without connecting those dots simply is not persuasive. Defendant's team of lawyers is able to provide defendant with any materials that he would like to review on hard drives at the MDC. There has been no suggestion that counsel is incapable of running any searches across the Relativity or A WS databases that defendant may desire and then providing him with the results.. For all of these reasons, defendant's repeated Section 3142(i) requests to be released for trial preparation purposes are denied. This ruling does not foreclose a further application on a more factually grounded and persuasive showing. SO ORDERED. (Signed by Judge Lewis A. Kaplan on 9/12/2023) (lnl)
|
|
|
|
|
|
| 277 |
Filed: 9/12/2023, Entered: 9/12/2023 |
Order on Letter Motion |
|
ORDER denying [233] LETTER MOTION preclude govt use of documents produced after 7/1/2023 re: [233] LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated August 28, 2023 re: Discovery . as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 9/12/2023) (Kaplan, Lewis)
|
|
|
|
|
|
| 276 |
Filed: 9/11/2023, Entered: 9/11/2023 |
Declaration in Opposition to Motion |
|
DECLARATION of Christian R. Everdell in Opposition as to Samuel Bankman-Fried re: [236] MOTION to Exclude the Testimony of the Defendant's Expert Witnesses.. (Attachments: # (1) Exhibit 1 to Everdell Declaration, # (2) Exhibit 2 to Everdell Declaration, # (3) Exhibit 3 to Everdell Declaration, # (4) Exhibit 4 to Everdell Declaration, # (5) Exhibit 5 to Everdell Declaration, # (6) Exhibit 6 to Everdell Declaration, # (7) Exhibit 7 to Everdell Declaration, # (8) Exhibit 8 to Everdell Declaration, # (9) Exhibit 9 to Everdell Declaration, # (10) Exhibit 10 to Everdell Declaration)(Everdell, Christian)
|
|
|
|
|
|
| 275 |
Filed: 9/11/2023, Entered: 9/11/2023 |
MEMORANDUM in Opposition to Motion |
|
MEMORANDUM in Opposition by Samuel Bankman-Fried re [236] MOTION to Exclude the Testimony of the Defendant's Expert Witnesses.. (Samuel Bankman-Fried's Memorandum of Law in Opposition to Government's Motions to Exclude Expert Testimony) (Cohen, Mark)
|
|
|
|
|
|
| 274 |
Filed: 9/11/2023, Entered: 9/11/2023 |
Proposed Examination of Jurors |
|
PROPOSED EXAMINATION OF JURORS by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh, Ryan Salame. (Raymond, Samuel)
|
|
|
|
|
|
| 273 |
Filed: 9/11/2023, Entered: 9/11/2023 |
Proposed Voir Dire Questions |
|
Proposed Voir Dire Questions by Samuel Bankman-Fried. (Cohen, Mark)
|
|
|
|
|
|
| 272 |
Filed: 9/11/2023, Entered: 9/11/2023 |
MEMORANDUM in Opposition to Motion |
|
MEMORANDUM in Opposition by USA as to Samuel Bankman-Fried re [232] MOTION to Exclude Government Expert Peter Easton.. (Roos, Nicolas)
|
|
|
|
|
|
| 271 |
Filed: 9/8/2023, Entered: 9/8/2023, Terminated: 9/12/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated September 8, 2023 re: Follow-Up on Discovery Access Letter and Request for Temporary Release . Document filed by Samuel Bankman-Fried. (Cohen, Mark)
|
|
|
|
|
|
| 270 |
Filed: 9/7/2023, Entered: 9/8/2023 |
Order |
|
ORDER SETTING TERMS OF RELEASE as to Ryan Salame. It is hereby ordered that, pending trial, the defendant be released on the following conditions, as agreed by the parties: $1,000,000 personal recognizance bond, to be cosigned by two financially responsible persons. Surrender of the defendant's passport and any other travel documents to Pretrial Services. The defendant shall make no new applications for a passport or other travel document. Pretrial supervision as directed by pretrial services in the District of residence. Defendant is not to possess any firearms or destructive devices. The defendant may be released on his own signature, with the cosigners to sign the bond no later than September 14, 2023. (Signed by Judge Lewis A. Kaplan on 9/7/2023)(jw)
|
|
|
|
|
|
| 269 |
Filed: 9/7/2023, Entered: 9/7/2023 |
bond |
|
APPEARANCE Bond Entered as to Ryan Salame. $1,000,000 personal recognizance bond; To be co-signed by two financially responsible persons. Additional conditions... (joe) (Main Document 269 replaced on 9/22/2023) (Bonano, Josephine).
|
|
|
|
|
|
| 268 |
Filed: 9/7/2023, Entered: 9/7/2023 |
Order for Forfeiture of Property |
|
CONSENT PRELIMINARY ORDER FOR FORFEITURE AS TO SUBSTITUTE ASSETS/MONEY JUDGMENT as to Ryan Salame.As a result of the offsens charged in Count two of the Information towhich the Defendant plea guilty, a money judgment in the amount of $1,555,183,143 in U. S. currency. (Signed by Judge Lewis A. Kaplan on 9/7/23)(jm)
|
|
|
|
|
|
| 267 |
Filed: 9/7/2023, Entered: 9/7/2023 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Ryan Salame re: Motion for Admission Pro Hac Vice...ENDORSEMENT...Granted. SO ORDERED (Signed by Judge Lewis A. Kaplan on 9/7/2023)(jw)
|
|
|
|
|
|
| 266 |
Filed: 9/7/2023, Entered: 9/7/2023, Terminated: 9/7/2023 |
Motion to Appear Pro Hac Vice |
|
MOTION FOR ADMISSION PRO HAC VICE for Jason Linder to Appear Pro Hac Vice (jw)
|
|
|
|
|
|
| 265 |
Filed: 9/7/2023, Entered: 9/7/2023 |
Waiver of Indictment |
|
WAIVER OF INDICTMENT by Ryan Salame. (jm)
|
|
|
|
|
|
| 264 |
Filed: 9/7/2023, Entered: 9/7/2023 |
Order |
|
Brady ORDER as to Ryan Salame. (Signed by Judge Lewis A. Kaplan on 9/7/23)(jm)
|
|
|
|
|
|
| 263 |
Filed: 9/7/2023, Entered: 9/7/2023 |
Order |
|
ORDER Setting Terms of Release as to Ryan Salame. The Defendant shall be released as follows: $1,000,000 PRB cosigned by two financially responsible persons; surrender of Defendant's passport and other travel documents to PTS; Defendant shall make no new applications for a passport or other travel documents; supervision as directed by PTS in District of residence; Defendant shall not posses firearm/destructive device/other weapon. The Defendant may be released on his own signature with cosigners to sign the bond no later than September 14, 2023. (Signed by Judge Lewis A. Kaplan on 9/7/23)(jm)
|
|
|
|
|
|
| 262 |
Filed: 9/7/2023, Entered: 9/7/2023 |
information - felony |
|
S(7) INFORMATION (Felony) filed as to Ryan Salame (5) count(s) 1, 2. (jm)
|
|
|
|
|
|
| 261 |
Filed: 9/7/2023, Entered: 9/7/2023 |
notice of attorney appearance - defendant |
|
NOTICE OF ATTORNEY APPEARANCE: Alexandra Theobald appearing for Samuel Bankman-Fried. Appearance Type: Retained. (Theobald, Alexandra)
|
|
|
|
|
|
| 260 |
Filed: 9/7/2023, Entered: 9/7/2023 |
notice of attorney appearance - defendant |
|
NOTICE OF ATTORNEY APPEARANCE: Drew Dean appearing for Samuel Bankman-Fried. Appearance Type: Retained. (Dean, Drew)
|
|
|
|
|
|
| 259 |
Filed: 9/7/2023, Entered: 9/7/2023 |
Sealed document |
|
SEALED DOCUMENT placed in vault. (jus)
|
|
|
|
|
|
| 258 |
Filed: 9/7/2023, Entered: 9/7/2023 |
Sealed document |
|
SEALED DOCUMENT placed in vault. (jus)
|
|
|
|
|
|
| 257 |
Filed: 9/7/2023, Entered: 9/7/2023 |
Sealed document |
|
SEALED DOCUMENT placed in vault. (jus)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Add and Terminate Attorneys |
|
Attorney update in case as to Ryan Salame. Attorney Gina Marie Parlovecchio for Ryan Salame added.. (jm)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
arraignment |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan:Arraignment held on 9/7/2023. Arraignment regarding defendant Ryan Salame (05) before the Hon. Lewis A. Kaplan held.Defendant Ryan Saleme present with attorneys Jason Linder and Gina Parlovecchio. AUSAsDanielle R. Sassoon, Nicolas Roos, Samuel Raymond, and Danielle Kudla, present. Pretrial ServicesOfficer Christina Venable present. Court reporter Pamela Utter present. Defendant entered a plea of Guilty. (Court Reporter pam Utter) (jm)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
initial appearance |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Defendant appears with counsels Jason Linder and Gina Parlovecchio; AUSAs Sassoon, Nicolas Roos, Samuel Raymond and Danielle Kudla PTSO Christina Venablle are also present. Pro Hac Vice order admitting attorney Jason Linder was granted. The Government filed, in open Court the S(7) Superseding Information and Waiver of Indictment. The Court gave an oral Rule 5(f) warning to the Government. Initial Appearance as to Ryan Salame held on 9/7/2023., Plea entered by Ryan Salame (5) Guilty as to Count 1,2., as to Ryan Salame A written bail order was issued. The Defense submission is due one (1) week ahead of sentencing and the Governments is due three (3) weeks ahead of sentencing. Defendant released on bond. ( Offense Conduct to be submitted to Probation on 11/22/2023., Sentencing set for 3/6/2024 at 03:00 PM before Judge Lewis A. Kaplan.) (Court Reporter Pamela Utter) (jm)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
arrest |
|
Arrest/Surrender of Ryan Salame. (jm)
|
|
|
|
|
|
| 256 |
Filed: 9/6/2023, Entered: 9/6/2023, Terminated: 11/21/2023 |
USCA Order - Other |
|
ORDER of USCA (Certified Copy) as to Samuel Bankman-Fried re: [199] Notice of Appeal - Interlocutory. USCA Case Number 23-6914. Appellant Samuel Bankman-Fried moves for pretrial release and for his immediate release pending disposition of this appeal. The Government opposes the motion. IT IS HEREBY ORDERED that the motion for pretrial release is REFERRED to the next available three-judge panel. To the extent Appellant requests his immediate release pending decision by the three-judge panel, that request is DENIED. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit, Clerk USCA. Certified: 09/06/2023. (nd)
|
|
|
|
|
|
| 255 |
Filed: 9/6/2023, Entered: 9/6/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried... Accordingly, the defendant shall advise the Court by letter no later than September 8 whether defendant claims that any factual statement contained in the government's September 5, 2023 letter is inaccurate in any way, shall identify each such statement, and shall state the basis for each such claim. So Ordered. (Signed by Judge Lewis A. Kaplan on 9/6/23)(jbo)
|
|
|
|
|
|
| 254 |
Filed: 9/5/2023, Entered: 9/5/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated September 5, 2023 re: Response to Court's Joint Discovery Access Report Request (Cohen, Mark)
|
|
|
|
|
|
| 253 |
Filed: 9/5/2023, Entered: 9/5/2023 |
Letter |
|
JOINT LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh addressed to Judge Lewis A. Kaplan from AUSA Danielle Kudla dated 09/05/2023 re: Detention Discovery Access Document filed by USA. (Kudla, Danielle)
|
|
|
|
|
|
| 252 |
Filed: 9/5/2023, Entered: 9/5/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Arraignment proceeding held on 8/22/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 251 |
Filed: 9/5/2023, Entered: 9/5/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Arraignment held on 8/22/2023 before Magistrate Judge Sarah Netburn. Court Reporter/Transcriber: Doug Colavito, (212) 805-0320, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/26/2023. Redacted Transcript Deadline set for 10/6/2023. Release of Transcript Restriction set for 12/4/2023. (McGuirk, Kelly)
|
|
|
|
|
|
| 250 |
Filed: 9/5/2023, Entered: 9/5/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Conference proceeding held on 8/30/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 249 |
Filed: 9/5/2023, Entered: 9/5/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Conference held on 8/30/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Alena Lynch, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/26/2023. Redacted Transcript Deadline set for 10/6/2023. Release of Transcript Restriction set for 12/4/2023. (McGuirk, Kelly)
|
|
|
|
|
|
| 248 |
Filed: 9/5/2023, Entered: 9/5/2023 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh on re: [211] filed by USA...ENDORSEMENT...The parties shall compy with this proposes schedule. The Clerk shall terminate Dkt 211 as moot (Signed by Judge Lewis A. Kaplan on 9/3/23)(jw)
|
|
|
|
|
|
| 247 |
Filed: 9/1/2023, Entered: 9/1/2023 |
Declaration in Support of Motion |
|
DECLARATION of Christian R. Everdell in Support as to Samuel Bankman-Fried re: [206] MOTION in Limine by Samuel Bankman-Fried.. (Attachments: # (1) Exhibit A to Everdell Declaration, # (2) Exhibit B to Everdell Declaration)(Everdell, Christian)
|
|
|
|
|
|
| 246 |
Filed: 9/1/2023, Entered: 9/1/2023 |
MEMORANDUM in Opposition to Motion |
|
MEMORANDUM in Opposition by Samuel Bankman-Fried re [204] MOTION in Limine .. (Samuel Bankman-Fried's Memorandum of Law in Opposition to Government's Motions in Limine) (Cohen, Mark)
|
|
|
|
|
|
| 245 |
Filed: 9/1/2023, Entered: 9/1/2023 |
MEMORANDUM in Opposition to Motion |
|
MEMORANDUM in Opposition by USA as to Samuel Bankman-Fried re [206] MOTION in Limine by Samuel Bankman-Fried.. (Rehn, Nathan)
|
|
|
|
|
|
| 244 |
Filed: 9/1/2023, Entered: 9/1/2023 |
notice of attorney appearance - defendant |
|
NOTICE OF ATTORNEY APPEARANCE: Sharon L Barbour appearing for Samuel Bankman-Fried. Appearance Type: Retained. (Barbour, Sharon)
|
|
|
|
|
|
| 243 |
Filed: 9/1/2023, Entered: 9/1/2023 |
Letter |
|
JOINT LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Nicolas Roos dated September 1, 2023 re: Advice of Counsel Notice Document filed by USA. (Roos, Nicolas)
|
|
|
|
|
|
| 242 |
Filed: 9/1/2023, Entered: 9/1/2023 |
Order |
|
INTERLOCUTORY SALE ORDER as to Samuel Bankman-Fried.... NOW, THEREFORE, IT IS ORDERED, ADJUDGED AND DECREED THAT: 1. The proposed SPA is an appropriate, beneficial, commercially feasible interlocutory sale of the Robinhood Shares, and is in the best interests of the relevant stakeholders. 2. If the proposed SPA fails, the USMS or their designees are authorized to conduct an interlocutory sale of the Robinhood Shares in a commercially feasible manner and with reasonable notice to FTX, Emergent, BlockFi, and Bankman-Fried. Among the means of such an interlocutory sale, the USMS or their designees are authorized to pursue a private sale of the Robinhood Shares. 3. The net proceeds realized from the sale of the Robinhood Shares, and any and all income or interest accrued thereon, shall be the substitute res for the Robinhood Shares. The term "net proceeds" shall mean the net amount realized from the interlocutory sale, after the payment of all costs and disbursements related to the sale of the Robinhood Shares, including any costs incurred by the Federal Bureau of Investigation, USMS, or their designees in connection with the sale. The net proceeds shall be deposited and maintained in the Seized Asset Deposit Fund pending resolution of the instant case and any related forfeiture proceedings, or further order from the Court. 4. In any forfeiture proceedings, the net proceeds from the sale of the Robinhood Shares (the "Substitute Res") shall be treated in all respects as though they are the Robinhood Shares, with all claims, interests, and defenses applicable to the Robinhood Shares or claims by third parties, to apply instead to the Substitute Res and any and all claims to, or secured by, or interests in, the Robinhood Shares shall be paid, if at all, from the Substitute Res. Upon consummation of any transfer of the Robinhood Shares in accordance with this Order, the title to the Robinhood Shares shall transfer free and clear of any claims, interests, liens, and encumbrances. 5. The Government may, in its sole discretion, reject any offer to purchase the Robinhood Shares should the Government: (i) determine that the offer is made by, on behalf of, or in aid of any person involved in or associated with the criminal activity alleged as the basis for forfeiture in this matter; or (ii) deem that the proposed sale and purchase does not constitute an arms-length transaction. 6. The Government shall provide notice of consummation of the transfer of the Robinhood Shares in accordance with this Order within two business days of such transfer, and upon such notice, this filing will be unsealed. 7. This Court shall have exclusive jurisdiction over the interpretation and enforcement of this Order for the Interlocutory Sale of the Robinhood Shares. This Court shall further retain jurisdiction in this matter to take additional action and enter further orders as necessary to implement and enforce this Order. SO ORDERED: (Signed by Judge Lewis A. Kaplan on 8/28/2023) (bw)
|
|
|
|
|
|
| 241 |
Filed: 8/31/2023, Entered: 8/31/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried. For the reasons stated on the record in open court, the defendant's Motion in Limine No. 1 (set forth in Dkt 206) is denied. SO ORDERED. (Signed by Judge Lewis A. Kaplan on 8/31/2023)(bw)
|
|
|
|
|
|
| 240 |
Filed: 8/30/2023, Entered: 8/30/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated August 30, 2023 re: Discovery and Advice of Counsel Defense (Cohen, Mark)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Oral Argument |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Oral Argument as to Samuel Bankman-Fried held on 8/30/2023. Attorneys Mark S. Cohen and Christian R. Everdell present for Defendant Samuel Bankman-Fried. AUSAs Nathan M. Rehn, Danielle R. Sassoon, Nicolas Roos, Samuel Raymond, and Danielle Kudla, present (Defendant not in attendance). Court Reporter Alena Lynch present. Oral Argument held (via Teams video conference). Joint letter regarding advice-of-counsel defense due September 1, 2023. Joint letter regarding access to discovery due September 5, 2023. (Court Reporter Alena Lynch) (ap)
|
|
|
|
|
|
| 239 |
Filed: 8/29/2023, Entered: 8/29/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Nicolas Roos dated August 29, 2023 re: Advice of Counsel Notice Document filed by USA. (Roos, Nicolas)
|
|
|
|
|
|
| 238 |
Filed: 8/29/2023, Entered: 8/29/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh addressed to Judge Lewis A. Kaplan from AUSA Danielle Kudla dated 08/29/2023 re: Discovery Access Document filed by USA. (Kudla, Danielle)
|
|
|
|
|
|
| 237 |
Filed: 8/29/2023, Entered: 8/29/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Thane Rehn dated August 29, 2023 re: Defendant's Motion in Limine Regarding Discovery Document filed by USA. (Rehn, Nathan)
|
|
|
|
|
|
| 236 |
Filed: 8/28/2023, Entered: 8/28/2023, Terminated: 9/21/2023 |
Motion to exclude |
|
MOTION to Exclude the Testimony of the Defendant's Expert Witnesses. Document filed by USA as to Samuel Bankman-Fried. (Attachments: # (1) Exhibit A - Expert Notice of Lawrence Akka, # (2) Exhibit B - Expert Notice of Thomas Bishop, # (3) Exhibit C - Expert Notice of Brian Kim, # (4) Exhibit D - Expert Notice of Joseph Pimbley, # (5) Exhibit E - Expert Notice of Bradley Smith, # (6) Exhibit F - Expert Notice of Peter Vinella, # (7) Exhibit G - Expert Notice of Andrew Di Wu, # (8) Exhibit H - Defendants Rebuttal Notice, # (9) Exhibit I - Expert Notice of Peter Easton)(Roos, Nicolas)
|
|
|
|
|
|
| 235 |
Filed: 8/28/2023, Entered: 8/28/2023 |
Declaration in Support of Motion |
|
DECLARATION of David F. Lisner in Support as to Samuel Bankman-Fried re: [232] MOTION to Exclude Government Expert Peter Easton.. (Attachments: # (1) Exhibit 1 to Lisner Declaration)(Cohen, Mark)
|
|
|
|
|
|
| 234 |
Filed: 8/28/2023, Entered: 8/28/2023 |
memorandum in support of motion |
|
MEMORANDUM in Support by Samuel Bankman-Fried re [232] MOTION to Exclude Government Expert Peter Easton.. (Memorandum of Law in Support of Samuel Bankman-Fried's Motion to Exclude Government Expert Peter Easton) (Cohen, Mark)
|
|
|
|
|
|
| 233 |
Filed: 8/28/2023, Entered: 8/28/2023, Terminated: 9/12/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated August 28, 2023 re: Discovery . Document filed by Samuel Bankman-Fried. (Everdell, Christian)
|
|
|
|
|
|
| 232 |
Filed: 8/28/2023, Entered: 8/28/2023, Terminated: 9/21/2023 |
Motion to exclude |
|
MOTION to Exclude Government Expert Peter Easton. Document filed by Samuel Bankman-Fried. (Cohen, Mark)
|
|
|
|
|
|
| Save 25% on a pre-paid one year subscription. |
|
|
| 231 |
Filed: 8/28/2023, Entered: 8/28/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried. Oral Argument is set for August 30, 2023 at 1:00 p.m. via video conference before the undersigned. Counsel of record have been sent an email invite to participate by video. Public, press, and non-participating attorneys may dial in on the Court's AT&T conference line, 1-888-363-4749 with conference ID 7664205#, in order to listen to audio of the hearing. Participants and listeners are advised that any recording or rebroadcasting of the hearing, in whole or in part, is prohibited by Court rules. All AT&T callers will be muted upon joining. SO ORDERED. ( Oral Argument set for 8/30/2023 at 01:00 PM before Judge Lewis A. Kaplan. ) (Signed by Judge Lewis A. Kaplan on 8/28/2023)(bw)
|
|
|
|
|
|
| 230 |
Filed: 8/26/2023, Entered: 8/26/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried. Follows oral order of 8/26/2023.. (Signed by Judge Lewis A. Kaplan on 8/26/2023)(Kaplan, Lewis)
|
|
|
|
|
|
| 229 |
Filed: 8/26/2023, Entered: 8/26/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried.. (Signed by Judge Lewis A. Kaplan on 8/26/2023)(Kaplan, Lewis)
|
|
|
|
|
|
| 228 |
Filed: 8/25/2023, Entered: 8/25/2023, Terminated: 9/13/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated 8/25/23 re: Access to Discovery . Document filed by Samuel Bankman-Fried. (Everdell, Christian)
|
|
|
|
|
|
| 227 |
Filed: 8/25/2023, Entered: 8/25/2023 |
Order on Letter Motion |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried (1) granting [226] LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated 8/24/23 re: Extension of Time. ENDORSEMENT: Granted. (Signed by Judge Lewis A. Kaplan on 8/25/2023) (ap)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
***Set/Reset Deadlines |
|
Set/Reset Deadlines as to Samuel Bankman-Fried: Responses due by 9/1/2023. (ap)
|
|
|
|
|
|
| 226 |
Filed: 8/24/2023, Entered: 8/24/2023, Terminated: 8/25/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated 8/24/23 re: Extension of Time . Document filed by Samuel Bankman-Fried. (Everdell, Christian)
|
|
|
|
|
|
| 225 |
Filed: 8/23/2023, Entered: 8/23/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Conference proceeding held on 8/11/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 224 |
Filed: 8/23/2023, Entered: 8/23/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Conference held on 8/11/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Eve Giniger, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/13/2023. Redacted Transcript Deadline set for 9/25/2023. Release of Transcript Restriction set for 11/21/2023. (McGuirk, Kelly)
|
|
|
|
|
|
| 223 |
Filed: 8/23/2023, Entered: 8/23/2023 |
Order |
|
INTERIM ORDER RE DEFENDANT'SACCESS TO DISCOVERY MATERIALS as to Samuel Bankman-Fried. Pending the Court's resolution of the dispute between the government and the defendant concerning defendant's access to discovery materials in view of his detention 1 and unless otherwise ordered, the government and the USMS shall make available to the defendant, if he elects to avail himself of the government's offer set out in the last three paragraphs of the government's letter of August 18, 2023, the accommodations there set forth commencing August 21, 2023. To whatever extent the defendant elects to meet with counsel in the courthouse cell block, he shall give notice to the government and the USMS at least 48 hours in advance of any requested meeting date. (Signed by Judge Lewis A. Kaplan on 8/23/2023) (ap)
|
|
|
|
|
|
| 222 |
Filed: 8/23/2023, Entered: 8/23/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated August 23, 2023 re: Advice of Counsel Defense (Cohen, Mark)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Note Regarding Deleted Document |
|
***DELETED DOCUMENT. Deleted document number 225. " NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Conference proceeding held on 8/11/2023 has been filed by the court reporter/transcriber in the above-captioned matter," as to Samuel Bankman-Fried. The document was incorrectly filed in this case. (bw)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Note Regarding Deleted Document |
|
***DELETED DOCUMENT. Deleted document number 224. "TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Conference held on 8/11/2023 before Judge Lewis A. Kaplan," as to Samuel Bankman-Fried. The document was incorrectly filed in this case. (bw)
|
|
|
|
|
|
| 221 |
Filed: 8/22/2023, Entered: 8/22/2023 |
Order on Letter Motion |
|
ORDER denying as moot [105] LETTER MOTION bail condition modifications etc. re: [105] LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated March 8, 2023 re: Bail Conditions, Database Access, and Motions Schedule . as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 8/22/2023) (Kaplan, Lewis)
|
|
|
|
|
|
| 220 |
Filed: 8/22/2023, Entered: 8/22/2023 |
Order on Letter Motion |
|
ORDER denying as moot [73] LETTER MOTION bail condition modifications re: [73] LETTER MOTION addressed to Judge Lewis A. Kaplan from Nicolas Roos dated February 15, 2023 re: Modification of Bail Conditions . as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 8/22/2023) (Kaplan, Lewis)
|
|
|
|
|
|
| 219 |
Filed: 8/22/2023, Entered: 8/22/2023 |
Order on Letter Motion |
|
ORDER denying as moot [72] LETTER MOTION bail condition modification re: [72] LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated February 15, 2023 re: bail conditions . as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 8/22/2023) (Kaplan, Lewis)
|
|
|
|
|
|
| 218 |
Filed: 8/22/2023, Entered: 8/22/2023 |
Order on Letter Motion |
|
ORDER granting [182] LETTER MOTION sealing certain documents re: [182] LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated 7/27/23 re: Request to Seal Documents . as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 8/22/2023) (Kaplan, Lewis)
|
|
|
|
|
|
| 217 |
Filed: 8/22/2023, Entered: 8/22/2023 |
Order on Letter Motion |
|
ORDER denying as moot [174] LETTER MOTION modification of bail conditions re household guests re: [174] LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated July 13, 2023 re: Household Guests . as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 8/22/2023) (Kaplan, Lewis)
|
|
|
|
|
|
| 216 |
Filed: 8/22/2023, Entered: 8/22/2023 |
Order on Letter Motion |
|
ORDER denying as moot [185] LETTER MOTION opposiition to govt motion re: [185] LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated August 1, 2023 re: Opposition to Government's Letter Motion for an Order of Detention . as to Samuel Bankman-Fried (1). (Signed by Judge Lewis A. Kaplan on 8/22/2023) (Kaplan, Lewis)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
arraignment |
|
Minute Entry for proceedings held before Magistrate Judge Sarah Netburn: Deft. appears with counsels Mark Cohen and Christian Everdell; AUSAs Danielle Kudla and Danielle Sassoon are also present. Arraignment as to Samuel Bankman-Fried (1) Count 1sss,2sss,3sss,4sss,6sss,7sssSamuel Bankman-Fried (1) Count 1sss,2sss,3sss,4sss,5sss,6sss,7sss held on 8/22/2023., Plea entered by Samuel Bankman-Fried (1) Count 1sss,2sss,3sss,4sss,6sss,7sssSamuel Bankman-Fried (1) Count 1sss,2sss,3sss,4sss,5sss,6sss,7sss Not Guilty. Speedy Trial Time excluded until 10/3/23. (jm)
|
|
|
|
|
|
| 215 |
Filed: 8/21/2023, Entered: 8/21/2023 |
Request to Charge |
|
Request To Charge by Samuel Bankman-Fried. (Cohen, Mark)
|
|
|
|
|
|
| 214 |
Filed: 8/21/2023, Entered: 8/21/2023 |
Request to Charge |
|
Request To Charge by USA as to Samuel Bankman-Fried. (Roos, Nicolas)
|
|
|
|
|
|
| 213 |
Filed: 8/21/2023, Entered: 8/21/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried: Insofar as the defendant has sought relief for August 22, see Dkt 210, the request is granted to the extent that the Marshall shall make the defendant available to meet with his counsel, in the Marshal's cell block attorney room, from approximately 8:30 a.m. until approximately 3 p.m. Counsel may bring one Internet-enabled laptop and one WiFi device into the Courthouse for the purpose of the meeting. The balance of the request for August 22 is denied. (Signed by Judge Lewis A. Kaplan on 8/21/2023) (ap)
|
|
|
|
|
|
| 212 |
Filed: 8/21/2023, Entered: 8/21/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried: Any response to the government's August 18, 2023 application regarding the advice of counsel defense shall be filed no later than August 23, 2023 at 10 a.m. (Responses due by 8/23/2023) (Signed by Judge Lewis A. Kaplan on 8/21/2023) (ap)
|
|
|
|
|
|
| 211 |
Filed: 8/18/2023, Entered: 8/18/2023, Terminated: 9/5/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Nicolas Roos dated August 18, 2023 re: Advice-of-Counsel Defense Disclosure . Document filed by USA as to Samuel Bankman-Fried. (Roos, Nicolas)
|
|
|
|
|
|
| 210 |
Filed: 8/18/2023, Entered: 8/18/2023, Terminated: 8/23/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated 8/18/23 re: Access to Discovery . Document filed by Samuel Bankman-Fried. (Everdell, Christian)
|
|
|
|
|
|
| 209 |
Filed: 8/18/2023, Entered: 8/18/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh addressed to Judge Lewis A. Kaplan from AUSA Danielle Kudla dated 08/18/2023 re: Discovery Access Document filed by USA. (Kudla, Danielle)
|
|
|
|
|
|
| 208 |
Filed: 8/14/2023, Entered: 8/14/2023 |
Declaration in Support of Motion |
|
DECLARATION of Christian R. Everdell in Support as to Samuel Bankman-Fried re: [206] MOTION in Limine by Samuel Bankman-Fried.. (Attachments: # (1) Exhibit A to Everdell Declaration, # (2) Exhibit B to Everdell Declaration, # (3) Exhibit C to Everdell Declaration, # (4) Exhibit D to Everdell Declaration)(Everdell, Christian)
|
|
|
|
|
|
| 207 |
Filed: 8/14/2023, Entered: 8/14/2023 |
memorandum in support of motion |
|
MEMORANDUM in Support by Samuel Bankman-Fried re [206] MOTION in Limine by Samuel Bankman-Fried.. (Cohen, Mark)
|
|
|
|
|
|
| 206 |
Filed: 8/14/2023, Entered: 8/14/2023, Terminated: 9/26/2023 |
Motion in Limine |
|
MOTION in Limine by Samuel Bankman-Fried. Document filed by Samuel Bankman-Fried. (Cohen, Mark)
|
|
|
|
|
|
| 205 |
Filed: 8/14/2023, Entered: 8/14/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan Document filed by USA. (Raymond, Samuel)
|
|
|
|
|
|
| 204 |
Filed: 8/14/2023, Entered: 8/14/2023, Terminated: 9/26/2023 |
Motion in Limine |
|
MOTION in Limine . Document filed by USA as to Samuel Bankman-Fried. (Sassoon, Danielle)
|
|
|
|
|
|
| 203 |
Filed: 8/14/2023, Entered: 8/14/2023 |
Order on Letter Motion |
|
ORDER [201] LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated 8/14/23 re: Access to Medication as to Samuel Bankman-Fried. IT IS HEREBY ORDERED that the Metropolitan Detention Center ensure the above-noted medications and dosages are provided to the defendant for the duration of his detention (Signed by Judge Lewis A. Kaplan on 8/14/2023) (jw)
|
|
|
|
|
|
| 202 |
Filed: 8/14/2023, Entered: 8/14/2023 |
indictment |
|
(S6) SUPERSEDING INDICTMENT FILED as to Samuel Bankman-Fried (1) count(s) 1sss, 2sss, 3sss, 4sss, 5sss, 6sss, 7sss. (jm) Modified on 8/22/2023 (jm).
|
|
|
|
|
|
| 201 |
Filed: 8/14/2023, Entered: 8/14/2023, Terminated: 8/14/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated 8/14/23 re: Access to Medication . Document filed by Samuel Bankman-Fried. (Attachments: # (1) Appendix A - Letter from George K. Lerner, M.D., # (2) Appendix B - Proposed Order)(Everdell, Christian)
|
|
|
|
|
|
| 200 |
Filed: 8/11/2023, Entered: 8/11/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried. Follows oral order of 8/11/2023. The order of release of the defendant, as modified, after a hearing, is hereby revoked pursuant to 18 U.S.C. § 3148 and the defendant remanded because the Court has found, for reasons stated on the record in open court, that there is probable cause to believe that the defendant has committed the federal crime of attempted witness tampering in violation of 18 U.S.C. § 1512 while on release and, based on the factors set forth in 18 U.S.C. § 3142(g), there is no condition or combination of conditions of release that will assure that the defendant will not pose a danger to other persons or the safety of the community. (Signed by Judge Lewis A. Kaplan on 8/11/2023)(Mohan, Andrew)
|
|
|
|
|
|
| 199 |
Filed: 8/11/2023, Entered: 8/11/2023, Terminated: 11/21/2023 |
Notice of Appeal - Interlocutory |
|
NOTICE OF APPEAL (Interlocutory) by Samuel Bankman-Fried from [198] Order. Filing fee $ 505.00, receipt number 19794. (nd)
|
|
|
|
|
|
| 198 |
Filed: 8/11/2023, Entered: 8/11/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried. Follows oral order of 8/11/2023. The defendant is ordered remanded into the custody of the U.S. Marshal. (Signed by Judge Lewis A. Kaplan on 8/11/2023)(Mohan, Andrew)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Supplemental ROA Sent to USCA - Electronic File |
|
First Supplemental ROA Sent to USCA (Electronic File). Certified Supplemental Indexed record on Appeal Electronic Files as to Samuel Bankman-Fried re: [200] Order were transmitted to the U.S. Court of Appeals. (nd)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Appeal Record Sent to USCA - Electronic File |
|
Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files as to Samuel Bankman-Fried re: [199] Notice of Appeal - Interlocutory were transmitted to the U.S. Court of Appeals. (nd)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
transmission of notice of appeal and docket sheet to USCA |
|
Transmission of Notice of Appeal and Certified Copy of Docket Sheet as to Samuel Bankman-Fried to US Court of Appeals re: [199] Notice of Appeal - Interlocutory. (nd)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Bond Revocation Hearing |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan:Bond Revocation Hearing as to Samuel Bankman-Fried held on 8/11/2023. Defendant present with attorneys Mark Stewart Cohen and Christian R. Everdell. AUSAs Danielle R. Sassoon, Nicholas Roos, Samuel Raymond, and Diane Kudla present. Pretrial Services Officer John Moscato present. Bond as to Samuel Bankman-Fried (1) Revoked and defendant ordered remanded. Defendant moved to stay the Court's ruling on pending appeal, which was denied by the Court. (Court Reporter Eve Giniger) (Mohan, Andrew)
|
|
|
|
|
|
| 197 |
Filed: 8/8/2023, Entered: 8/8/2023 |
notice of attorney appearance - defendant |
|
NOTICE OF ATTORNEY APPEARANCE: David Lisner appearing for Samuel Bankman-Fried. Appearance Type: Retained. (Lisner, David)
|
|
|
|
|
|
| 196 |
Filed: 8/8/2023, Entered: 8/8/2023 |
Order on Letter Motion |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried (1) granting [194] LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated August 7, 2023 re: Expert Notice. ENDORSEMENT: Granted. (Signed by Judge Lewis A. Kaplan on 8/8/2023) (ap)
|
|
|
|
|
|
| 195 |
Filed: 8/8/2023, Entered: 8/8/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from AUSA Danielle R. Sassoon dated August 8, 2023 re: trial indictment Document filed by USA. (Sassoon, Danielle)
|
|
|
|
|
|
| 194 |
Filed: 8/7/2023, Entered: 8/7/2023, Terminated: 8/8/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated August 7, 2023 re: Expert Notice . Document filed by Samuel Bankman-Fried. (Everdell, Christian)
|
|
|
|
|
|
| 193 |
Filed: 8/4/2023, Entered: 8/4/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried. The Court will hear further argument on the government's application to revoke defendant's bail or for alternative at 2 p.m. on August 11, 2023. The defendant shall be present. (Signed by Judge Lewis A. Kaplan on 8/4/2023)(Mohan, Andrew)
|
|
|
|
|
|
| 192 |
Filed: 8/4/2023, Entered: 8/4/2023 |
Letter |
|
LETTER by Reporters Committee for Freedom of the Press as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Kattie Townsend dated 8/3/2023 re: The Reporters Committee for Freedom of the Press (the Reporters Committee) writes with respect to the Temporary Order Governing Extrajudicial Statements entered by the Court in the above-referenced case on July 26, 2023. (Dkt. No. 180 (the Temporary Order)). (Mohan, Andrew)
|
|
|
|
|
|
| 191 |
Filed: 8/4/2023, Entered: 8/4/2023 |
Letter |
|
LETTER by Nanette Burnstein and Propagate Content LLC as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Matthew A. Leish dated 8/3/2023 re: I write on behalf of documentary filmmaker Nanette Burstein and production company Propagate Content LLC (Propagate) to respectfully object to the Temporary Order Governing Extrajudicial Statements entered by the Court in this proceeding (Docket No. 180) and to the potential entry of a permanent restraining order. The First Amendment standards applicable to gag orders on trial participants, as well as the applicable standards under Local Criminal Rule 23.1, have been fully set out by counsel for the New York Times in their August 1, 2023 letter (Docket No. 187), and Propagate and Burstein join in the Times arguments. The purpose of this letter is to address several additional points of law and to explain the particular impact that the Temporary Order is having, and will continue to have, on the First Amendment rights of Burstein and Propagate in particular. (Mohan, Andrew)
|
|
|
|
|
|
| 190 |
Filed: 8/4/2023, Entered: 8/4/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Conference proceeding held on 7/26/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 189 |
Filed: 8/4/2023, Entered: 8/4/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Conference held on 7/26/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Amy Walker, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/25/2023. Redacted Transcript Deadline set for 9/5/2023. Release of Transcript Restriction set for 11/2/2023. (McGuirk, Kelly)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
set/reset deadlines/hearings |
|
Bond Hearing as to Samuel Bankman-Fried: Bond Hearing set for 8/11/2023 at 02:00 PM in Courtroom 21B, 500 Pearl Street, New York, NY 10007 before Judge Lewis A. Kaplan. (Mohan, Andrew)
|
|
|
|
|
|
| 188 |
Filed: 8/3/2023, Entered: 8/3/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from AUSA Danielle R. Sassoon dated August 3, 2023 re: reply in support of detention Document filed by USA. (Sassoon, Danielle)
|
|
|
|
|
|
| 187 |
Filed: 8/2/2023, Entered: 8/3/2023 |
Letter |
|
LETTER from the New York Times addressed to Judge Lewis A. Kaplan from David McCraw dated 8/2/2023 re: Dear Judge Kaplan: I write on behalf of The New York Times Company (The Times) concerning the Courts current interim order limiting what trial participants can say to journalists and its consideration of a further restraining order. (See Government Letter, July 20, 2023, Dkt. No. 176.) We believe that any such order must follow the standards set out in two provisions of S.D.N.Y. Local Criminal Rule 23.1 in order to adequately protect the public's First Amendment right to receive information about a financial scandal that stripped billions of dollars from the economy and harmed innumerable members of the public. (Mohan, Andrew) Modified on 8/3/2023 (Mohan, Andrew).
|
|
|
|
|
|
| 186 |
Filed: 8/1/2023, Entered: 8/1/2023 |
Declaration in Support of Motion |
|
DECLARATION of Christian R. Everdell in Support as to Samuel Bankman-Fried re: [185] LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated August 1, 2023 re: Opposition to Government's Letter Motion for an Order of Detention .. (Attachments: # (1) Exhibit A: Signal messages dated November 10 and 13, 2022, # (2) Exhibit B: Email correspondence dated November 13, 2022 through December 12, 2022, # (3) Exhibit C: Email correspondence and Signal messages dated January 15, 2023, # (4) Exhibit D: Memo re: Unsafe Working Conditions at MDC Brooklyn dated June 23, 2023)(Everdell, Christian)
- Attachment 1 Exhibit A: Signal messages dated November 10 and 13, 2022
- Attachment 2 Exhibit B: Email correspondence dated November 13, 2022 through December 12, 2022
- Attachment 3 Exhibit C: Email correspondence and Signal messages dated January 15, 2023
- Attachment 4 Exhibit D: Memo re: Unsafe Working Conditions at MDC Brooklyn dated June 23, 2023
|
|
|
|
|
|
| 185 |
Filed: 8/1/2023, Entered: 8/1/2023, Terminated: 8/22/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated August 1, 2023 re: Opposition to Government's Letter Motion for an Order of Detention . Document filed by Samuel Bankman-Fried. (Attachments: # (1) Affidavit of Laurence H. Tribe)(Cohen, Mark)
|
|
|
|
|
|
| 184 |
Filed: 7/28/2023, Entered: 7/28/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from AUSA Danielle R. Sassoon dated July 28, 2023 re: motion for an order of detention Document filed by USA. (Sassoon, Danielle)
|
|
|
|
|
|
| 183 |
Filed: 7/27/2023, Entered: 7/27/2023 |
Notice (other) |
|
NOTICE of Opposition to sealing in full of documents defendant gave to NYT as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh (Lee, Matthew)
|
|
|
|
|
|
| 182 |
Filed: 7/27/2023, Entered: 7/27/2023, Terminated: 8/22/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated 7/27/23 re: Request to Seal Documents . Document filed by Samuel Bankman-Fried. (Cohen, Mark)
|
|
|
|
|
|
| 181 |
Filed: 7/26/2023, Entered: 7/26/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Thane Rehn dated July 26, 2023 re: Status of Unlawful Campaign Contributions Count Document filed by USA. (Rehn, Nathan)
|
|
|
|
|
|
| 180 |
Filed: 7/26/2023, Entered: 7/26/2023 |
Order |
|
TEMPORARY ORDER GOVERNING EXTRAJUDICIAL STATEMENTS as to Samuel Bankman-Fried. SO ORDERED: (Signed by Judge Lewis A. Kaplan on 7/26/2023) (bw)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Oral Argument |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Oral Argument as to Samuel Bankman-Fried held on 7/26/2023. Oral argument regarding Samuel Bankman-Fried before the Hon. Lewis A. Kaplan held. Defendant Samuel Bankman-Fried present with attorneys Mark S. Cohen and Christian R. Everdell. AUSAs Nathan M. Rehn, Danielle R. Sassoon, Nicolas Roos, Samuel Raymond, and Danielle Kudla, present. Attorney for FTX Debtors Nicole Friedlander present. Pretrial Services Officer Josh Rothman present. Government's letter due by 7/28/2023; defense letter due by 8/1/2023; and Government reply due by 8/3/2023. Defendant remained released on bail. (Motions due by 7/28/2023.. Responses due by 8/1/2023. Replies due by 8/3/2023) (Court Reporter Andrew Walker) (ap)
|
|
|
|
|
|
| 179 |
Filed: 7/24/2023, Entered: 7/24/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Danielle R. Sassoon dated July 24, 2023 re: proposed order re extrajudicial statements Document filed by USA. (Attachments: # (1) Proposed Order governing extrajudicial statements)(Sassoon, Danielle)
- Attachment 1 Proposed Order governing extrajudicial statements
|
|
|
|
|
|
| 178 |
Filed: 7/23/2023, Entered: 7/23/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated July 22, 2023 re: Proposed Order (Cohen, Mark)
|
|
|
|
|
|
| 177 |
Filed: 7/21/2023, Entered: 7/21/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried: The Court will hear argument on the government's letter application, dated July 20, 2023, on July 26, 2023 at 2 p.m. The defendant shall be present. At or before 11 a.m. on July 24, 2023, the government shall file the proposed order that it asks the Court to enter. The parties shall be prepared on July 26 to address, among other things, the adequacy and continuation of the current bail conditions. ( Oral Argument set for 7/26/2023 at 02:00 PM in Courtroom 21B, 500 Pearl Street, New York, NY 10007 before Judge Lewis A. Kaplan.). (Signed by Judge Lewis A. Kaplan on 7/21/2023)(Mohan, Andrew)
|
|
|
|
|
|
| 176 |
Filed: 7/20/2023, Entered: 7/20/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Danielle R. Sassoon dated July 20, 2023 re: extrajudicial statements Document filed by USA. (Sassoon, Danielle)
|
|
|
|
|
|
| 175 |
Filed: 7/14/2023, Entered: 7/14/2023 |
Notice (other) |
|
NOTICE of Application to unseal list filed July 13, 2023 as to Samuel Bankman-Fried (Lee, Matthew)
|
|
|
|
|
|
| 174 |
Filed: 7/13/2023, Entered: 7/13/2023, Terminated: 8/22/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated July 13, 2023 re: Household Guests . Document filed by Samuel Bankman-Fried. (Attachments: # (1) Exhibit A (Filed Under Seal))(Everdell, Christian)
|
|
|
|
|
|
| 173 |
Filed: 7/1/2023, Entered: 7/1/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried. Follows oral order of 7/1/2023.. (Signed by Judge Lewis A. Kaplan on 7/1/2023)(Kaplan, Lewis)
|
|
|
|
|
|
| 172 |
Filed: 6/29/2023, Entered: 6/29/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated June 29, 2023 re: Pretrial Disclosure Schedule (Everdell, Christian)
|
|
|
|
|
|
| 171 |
Filed: 6/29/2023, Entered: 6/29/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Nicolas Roos dated June 29, 2023 re: Proposed Schedule for Trial Filings and Disclosures Document filed by USA. (Roos, Nicolas)
|
|
|
|
|
|
| 170 |
Filed: 6/29/2023, Entered: 6/29/2023 |
Memorandum and Opinion |
|
MEMORANDUM OPINION as to Samuel Bankman-Fried. The Court has considered all of the arguments of the parties. To the extent not addressed herein, the arguments are either moot or without merit. For the foregoing reasons, the defendants pretrial motions (Dkt 136), to the extent not previously ruled upon, are denied. The Clerk is directed to close Dkt 136. (Signed by Judge Lewis A. Kaplan on 6/29/2023) (See ORDER set forth) (ap)
|
|
|
|
|
|
| 169 |
Filed: 6/27/2023, Entered: 6/27/2023 |
Notice of Filing Transcript |
|
NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Samuel Bankman-Fried. Notice is hereby given that an official transcript of a Conference proceeding held on 6/15/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly)
|
|
|
|
|
|
| 168 |
Filed: 6/27/2023, Entered: 6/27/2023 |
transcript |
|
TRANSCRIPT of Proceedings as to Samuel Bankman-Fried re: Conference held on 6/15/2023 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Amy Walker, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/18/2023. Redacted Transcript Deadline set for 7/28/2023. Release of Transcript Restriction set for 9/25/2023. (McGuirk, Kelly)
|
|
|
|
|
|
| 167 |
Filed: 6/27/2023, Entered: 6/27/2023 |
Memorandum and Opinion |
|
MEMORANDUM OPINION as to Samuel Bankman-Fried is charged in a thirteen-count superseding indictment with perpetrating an alleged multi-billion-dollar fraud relating to his operation of cryptocurrency companies that he founded and controlled. The Court has considered all of the arguments of the parties. To the extent not addressed herein, the arguments are either moot or without merit. For the foregoing reasons, the defendants pretrial motions (Dkt 136), to the extent not previously ruled upon, are denied. The Clerk is directed to close Dkt 136. (Signed by Judge Lewis A. Kaplan on 6/27/2023)(jw)
|
|
|
|
|
|
| 166 |
Filed: 6/23/2023, Entered: 6/23/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried: The defendant moves to compel the government pursuant to Rule 16 of the Federal Rules of Criminal Procedure to produce documents responsive to a subpoena attached as Exhibit A to Dkt 151-1 (the "Subpoena") or, in the alternative, for an order under Rule 17(c)(1) of the Federal Rules of Criminal Procedure authorizing his counsel to issue the Subpoena to the law firm of Fenwick & West LLP ("Fenwick") directing Fenwick to produce these same documents to the defense. (Dkt 150) Substantially for the reasons set forth in the government's opposition brief (Dkt 156), the defendant's motion is denied. Neither Fenwick nor the FTX Debtors1 are part of the "prosecution team," and the government has no obligation to produce materials that are not within its possession, custody, or control. Furthermore, the defendant's proposed subpoena, if enforced, would serve as a fishing expedition and does not meet the specificity, relevance, and admissibility requirements set forth in United States v. Nixon, 418 U.S. 683 (1974). The FTX Debtors' motion for a protective order (Dkt 163) is denied as moot. The clerk is directed to close Dkts 150 and 163. (Signed by Judge Lewis A. Kaplan on 6/23/2023) (ap)
|
|
|
|
|
|
| 165 |
Filed: 6/15/2023, Entered: 6/15/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried. 1. The government has requested a specialty waiver from The Bahamas with respect to the prosecution of the defendant on charges first interposed after the date of defendant's extradition, specifically Counts Four, Six, Nine, Ten and Thirteen of the Fifth Superseding Indictment. In view of the uncertainty of when The Bahamas will render a decision on that request, the government has requested that those counts be severed and scheduled for separate trial from the trial of the pre-extradition charges. Accordingly, Counts Four, Six, Nine, Ten and Thirteen of the Fifth Superseding Indictment are severed and scheduled for trial, unless otherwise ordered, commencing on March 11, 2024. 2. For reasons, and subject to the qualifications, stated on the record in open court, defendant's Pretrial Motion Nos. 5 and 6 (set forth in Dkt 136) are denied. 3. Pretrial Motion No. 7 is denied as premature. SO ORDERED. (Signed by Judge Lewis A. Kaplan on 6/15/2023)(bw)
|
|
|
|
|
|
| 164 |
Filed: 6/15/2023, Entered: 6/15/2023 |
memorandum in support of motion |
|
MEMORANDUM in Support by Alameda Research LTD, Alameda Research LLC, West Realm Shires Inc., FTX Trading Ltd. as to Samuel Bankman-Fried re [163] MOTION for Protective Order .. (Friedlander, Nicole)
|
|
|
|
|
|
| 163 |
Filed: 6/15/2023, Entered: 6/15/2023, Terminated: 6/23/2023 |
Motion for Protective Order |
|
MOTION for Protective Order . Document filed by Alameda Research LTD, Alameda Research LLC, West Realm Shires Inc., FTX Trading Ltd. as to Samuel Bankman-Fried. (Friedlander, Nicole)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Status Conference |
|
Minute Entry for proceedings held before Judge Lewis A. Kaplan: Oral Argument as to Samuel Bankman-Fried held on 6/15/2023. Oral argument on pending motions re Samuel Bankman-Fried before the Hon. Lewis A. Kaplan held. Defendant Samuel Bankman-Fried present with attorneys Mark S. Cohen, Christian R. Everdell, Sri Kuehnlenz, and Stephen G. Dick. AUSAs Danielle R. Sassoon, Nicolas Roos, Danielle Kudla, Jil Simon, and Samuel Raymond present. Court reporter Amy Walker present. See written order regarding the Court's rulings on the motions. Defendant remained released on bail. (bw)
|
|
|
|
|
|
| 162 |
Filed: 6/14/2023, Entered: 6/14/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Thane Rehn dated June 14, 2023 re: Rule of Specialty Document filed by USA. (Rehn, Nathan)
|
|
|
|
|
|
| 161 |
Filed: 6/14/2023, Entered: 6/14/2023 |
Letter |
|
LETTER by USA as to Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Nicolas Roos dated June 14, 2023 re: Discovery Status Update Document filed by USA. (Roos, Nicolas)
|
|
|
|
|
|
| 160 |
Filed: 6/13/2023, Entered: 6/13/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated June 13, 2023 re: Supreme Court of the Bahamas Ruling (Attachments: # (1) Exhibit A - June 13, 2023 Ruling from The Bahamas Supreme Court)(Cohen, Mark)
- Attachment 1 Exhibit A - June 13, 2023 Ruling from The Bahamas Supreme Court
|
|
|
|
|
|
| 159 |
Filed: 6/13/2023, Entered: 6/13/2023 |
Order |
|
ORDER as to Samuel Bankman-Fried. Defendant Samuel Bankman-Fried has moved to compel the production of certain documents relating to Fenwick & West LLP's representation of FTX Trading Ltd., West Realm Shires Inc., Alameda Research LLC, Alameda Research LTD, and their subsidiaries and affiliates (the "FTX Debtors"). (Dkt 150) The FTX Debtors move to intervene to oppose the defendant's motion, and they request a protective order barring the production of certain allegedly privileged materials....[*** See this Order ***]... In the present case, the defendant's motion to compel seeks documents that reflect Fenwick & West LLP's "research, assessment, analysis, guidance, or legal advice" conducted for or provided to the FTX Debtors.(See Footnote 4 on this Order). Such requests, on their face, call for documents protected from disclosure by the FTX Debtors' attorney-client privilege. Accordingly, the FTX Debtors' motion to intervene is granted and the Clerk is directed to add the FTX Debtors as intervenors to the case. The merits of the defendant's motion to compel and the FTX Debtors' motion for a protective order will be addressed in due course. SO ORDERED. (Signed by Judge Lewis A. Kaplan on 6/13/2023)(bw)
|
|
|
|
|
|
| 158 |
Filed: 6/12/2023, Entered: 6/12/2023 |
Reply Memorandum of Law in Support of Motion |
|
REPLY MEMORANDUM OF LAW in Support as to Samuel Bankman-Fried re: [136] MOTION to Dismiss Counts 1-4, 7-10 and 12-13 in the S5 Indictment, or in the Alternative, to Sever Counts 12-13, for Additional Discovery, a Bill of Particulars and Pretrial Disclosures, and to Dismiss Multiplicitous Counts. . (Cohen, Mark)
|
|
|
|
|
|
| 157 |
Filed: 6/12/2023, Entered: 6/12/2023 |
Declaration in Support of Motion |
|
DECLARATION of Honourable James Lewis KC in Support as to Samuel Bankman-Fried re: [136] MOTION to Dismiss Counts 1-4, 7-10 and 12-13 in the S5 Indictment, or in the Alternative, to Sever Counts 12-13, for Additional Discovery, a Bill of Particulars and Pretrial Disclosures, and to Dismiss Multiplicitous Counts.. (Cohen, Mark)
|
|
|
|
|
|
| 156 |
Filed: 6/9/2023, Entered: 6/9/2023 |
MEMORANDUM in Opposition to Motion |
|
MEMORANDUM in Opposition by USA as to Samuel Bankman-Fried re [150] MOTION to Compel the Government to Produce Documents and for an Order Authorizing a Subpoena to Be Served on Fenwick & West.. (Roos, Nicolas)
|
|
|
|
|
|
| 155 |
Filed: 6/6/2023, Entered: 6/6/2023 |
Memo Endorsement |
|
MEMO ENDORSEMENT as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh granting [154] LETTER MOTION addressed to Judge Lewis A. Kaplan from AUSA Andrew Rohrbach dated June 6, 2023 re: Terminate appearance. ENDORSEMENT: Granted. SO ORDERED. (Attorney Andrew Rohrbach terminated in case as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh) (Signed by Judge Lewis A. Kaplan on 6/6/2023) (lnl)
|
|
|
|
|
|
| 154 |
Filed: 6/6/2023, Entered: 6/6/2023, Terminated: 6/6/2023 |
Letter Motion |
|
LETTER MOTION addressed to Judge Lewis A. Kaplan from AUSA Andrew Rohrbach dated June 6, 2023 re: Terminate appearance . Document filed by USA as to Samuel Bankman-Fried, Zixiao (Gary) Wang, Caroline Ellison, Nishad Singh. (Rohrbach, Andrew)
|
|
|
|
|
|
| 153 |
Filed: 6/5/2023, Entered: 6/5/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Mark S. Cohen dated 6/5/23 re: Discovery Status (Cohen, Mark)
|
|
|
|
|
|
| 152 |
Filed: 5/30/2023, Entered: 5/30/2023 |
Declaration in Support of Motion |
|
DECLARATION of Christian R. Everdell in Support as to Samuel Bankman-Fried re: [150] MOTION to Compel the Government to Produce Documents and for an Order Authorizing a Subpoena to Be Served on Fenwick & West.. (Attachments: # (1) Exhibit 1- Excerpts from transcript from February 6, 2023 Hearing in In re FTX (Bankr. D. Del.))(Cohen, Mark)
- Attachment 1 Exhibit 1- Excerpts from transcript from February 6, 2023 Hearing in In re FTX (Bankr. D. Del.
|
|
|
|
|
|
| 151 |
Filed: 5/30/2023, Entered: 5/30/2023 |
memorandum in support of motion |
|
MEMORANDUM in Support by Samuel Bankman-Fried re [150] MOTION to Compel the Government to Produce Documents and for an Order Authorizing a Subpoena to Be Served on Fenwick & West.. (Attachments: # (1) Exhibit 1- Subpoena with Attachments 1 - 23)(Cohen, Mark)
|
|
|
|
|
|
| 150 |
Filed: 5/30/2023, Entered: 5/30/2023, Terminated: 6/23/2023 |
Motion to Compel |
|
MOTION to Compel the Government to Produce Documents and for an Order Authorizing a Subpoena to Be Served on Fenwick & West. Document filed by Samuel Bankman-Fried. (Cohen, Mark)
|
|
|
|
|
|
| 149 |
Filed: 5/29/2023, Entered: 5/29/2023 |
MEMORANDUM in Opposition to Motion |
|
MEMORANDUM in Opposition by USA as to Samuel Bankman-Fried re [136] MOTION to Dismiss Counts 1-4, 7-10 and 12-13 in the S5 Indictment, or in the Alternative, to Sever Counts 12-13, for Additional Discovery, a Bill of Particulars and Pretrial Disclosures, and to Dismiss Multiplicitous Counts.. (Sassoon, Danielle)
|
|
|
|
|
|
| 148 |
Filed: 5/29/2023, Entered: 5/29/2023 |
MEMORANDUM in Opposition to Motion |
|
MEMORANDUM in Opposition by USA as to Samuel Bankman-Fried re [136] MOTION to Dismiss Counts 1-4, 7-10 and 12-13 in the S5 Indictment, or in the Alternative, to Sever Counts 12-13, for Additional Discovery, a Bill of Particulars and Pretrial Disclosures, and to Dismiss Multiplicitous Counts.. (Memorandum In Opposition to Defendant's Motion to Dismiss Based on the Rule of Specialty) (Rehn, Nathan)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
set/reset hearings |
|
Reset Hearing Time as to Samuel Bankman-Fried: Oral Argument regarding DI 136 set for 6/15/2023 at 10:30 AM in Courtroom 21B, 500 Pearl Street, New York, NY 10007 before Judge Lewis A. Kaplan. (Mohan, Andrew)
|
|
|
|
|
|
| 147 |
Filed: 5/12/2023, Entered: 5/12/2023 |
Letter |
|
LETTER by Samuel Bankman-Fried addressed to Judge Lewis A. Kaplan from Christian R. Everdell dated May 12, 2023 re: Ciminelli decision (Everdell, Christian)
|
|
|
|
|
|
| 145 |
Filed: 5/8/2023, Entered: 5/8/2023 |
memorandum in support of motion |
|
MEMORANDUM in Support by Samuel Bankman-Fried re [136] MOTION to Dismiss Counts 1-4, 7-10 and 12-13 in the S5 Indictment, or in the Alternative, to Sever Counts 12-13, for Additional Discovery, a Bill of Particulars and Pretrial Disclosures, and to Dismiss Multiplicitous Counts.. (Memorandum of Law in Support of Samuel Bankman-Fried's Motion to Dismiss Multiplicitous Counts) (Cohen, Mark)
|
|
|
|
|
|
| 144 |
Filed: 5/8/2023, Entered: 5/8/2023 |
memorandum in support of motion |
|
MEMORANDUM in Support by Samuel Bankman-Fried re [136] MOTION to Dismiss Counts 1-4, 7-10 and 12-13 in the S5 Indictment, or in the Alternative, to Sever Counts 12-13, for Additional Discovery, a Bill of Particulars and Pretrial Disclosures, and to Dismiss Multiplicitous Counts.. (Memorandum of Law in Support of Samuel Bankman-Fried's Motion for a Bill of Particulars and Pretrial Disclosures) (Cohen, Mark)
|
|
|
|
|
|
| 143 |
Filed: 5/8/2023, Entered: 5/8/2023 |
memorandum in support of motion |
|
MEMORANDUM in Support by Samuel Bankman-Fried re [136] MOTION to Dismiss Counts 1-4, 7-10 and 12-13 in the S5 Indictment, or in the Alternative, to Sever Counts 12-13, for Additional Discovery, a Bill of Particulars and Pretrial Disclosures, and to Dismiss Multiplicitous Counts.. (Memorandum of Law in Support of Samuel Bankman-Fried's Motion for Discovery on the Basis that FTX is Member of the Prosecution Team) (Cohen, Mark)
|
|
|
|
|
|
Update
Alerts
Jump