U.S. Securities & Exchange Commission v. COINBASE, INC et al

Federal Civil Lawsuit New York Southern District Court, Case No. 1:23-cv-04738-KPF
District Judge Katherine Polk Failla, presiding
Tags
District Judge Katherine Polk Failla
Last Updated November 21, 2024 at 2:32 PM EST (2.2 weeks ago) Update UpdateSpaceE-Mail Alert AlertsSpaceJump Jump
Summary

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Parties
United States Securities and Exchange Commission United States Securities and Exchange Commission, Plaintiff
Officially listed as "Securities and Exchange Commission"

Represented by United States Securities and Exchange Commission

Name Phone Fax E-Mail
Space Ben Ninan Kuruvilla +1 212 336 5599 kuruvillabe@sec.gov
Space Peter Mancuso +1 212 336 5560 mancusope@sec.gov
Space Nicholas Carlson Margida +1 202 551 8504 margidan@sec.gov
Space Ladan Fazlollahi Stewart +1 212 336 0153 +1 212 336 7477 stewartla@sec.gov
Space Jorge Gerardo Tenreiro +1 212 336 9145 tenreiroj@sec.gov
v.
Coinbase Global, Inc. Coinbase Global, Inc., Defendant

Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
Space Olivia G. Chalos +1 212 558 4000 chaloso@sullcrom.com
Space Julia A. Malkina +1 212 558 4869 malkinaj@sullcrom.com
Space Kathleen S. McArthur +1 202 956 7575 mcarthurk@sullcrom.com
Space James McDonald +1 212 558 3030 mcdonaldj@sullcrom.com
Space Steven Robert Peikin +1 212 558 7228 +1 212 558 3588 peikins@sullcrom.com

Represented by Wachtell Lipton Rosen & Katz LLP

Name Phone Fax E-Mail
Space Sarah Kathleen Eddy +1 212 403 1000 SKEddy@wlrk.com
Space Adam Gogolak +1 212 403 1189 +1 212 403 2189 amgogolak@wlrk.com
Space William Savitt +1 212 403 1000 +1 212 403 2000 wdsavitt@wlrk.com
Space Kevin Schwartz +1 212 403 1062 KSchwartz@wlrk.com
Coinbase, Inc. Coinbase, Inc., Defendant

Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
Space Olivia G. Chalos +1 212 558 4000 chaloso@sullcrom.com
Space Julia A. Malkina +1 212 558 4869 malkinaj@sullcrom.com
Space Kathleen S. McArthur +1 202 956 7575 mcarthurk@sullcrom.com
Space James McDonald +1 212 558 3030 mcdonaldj@sullcrom.com
Space Steven Robert Peikin +1 212 558 7228 +1 212 558 3588 peikins@sullcrom.com

Represented by Wachtell Lipton Rosen & Katz LLP

Name Phone Fax E-Mail
Space Sarah Kathleen Eddy +1 212 403 1000 SKEddy@wlrk.com
Space Adam Gogolak +1 212 403 1189 +1 212 403 2189 amgogolak@wlrk.com
Space William Savitt +1 212 403 1000 +1 212 403 2000 wdsavitt@wlrk.com
Space Kevin Schwartz +1 212 403 1062 KSchwartz@wlrk.com
Attributes
Office Foley Square
Filed 6/6/2023
Jury Demand Plaintiff
Demand
Nature of Suit 850 - Other Statutes: Securities/Commodities/Exchange
Cause Unknown
Jurisdiction U.S. Government Plaintiff
Disposition
County XX Out of State
Terminated
Origin 1
Reopened
Lead Case
None
Related Case
None
Other Court Case None
Defendant Custody Status
Flag ECF
Timeline
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Legal Document (Payment Possibly Required) 174 Filed: 11/21/2024, Entered: None Order on Motion to Withdraw as Attorney
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Legal Document (Payment Possibly Required) 173 Filed: 11/20/2024, Entered: None Order on Motion for Extension of Time
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Legal Document (Payment Possibly Required) 172 Filed: 11/20/2024, Entered: None Memo Endorsement
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Legal Document (Payment Possibly Required) 171 Filed: 11/20/2024, Entered: None Withdraw as Attorney
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Legal Document (Payment Possibly Required) 170 Filed: 11/19/2024, Entered: None Response to Motion
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Legal Document (Payment Possibly Required) 169 Filed: 11/14/2024, Entered: None extension of time
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Legal Document (Payment Possibly Required) 168 Filed: 10/16/2024, Entered: None Notice (Other)
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Legal Document (Payment Possibly Required) 167 Filed: 10/4/2024, Entered: None Letter
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Legal Document (Payment Possibly Required) 166 Filed: 9/20/2024, Entered: None Case Management Plan
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Legal Document (Payment Possibly Required) 165 Filed: 9/19/2024, Entered: None Order on Motion for Extension of Time to Complete Discovery
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Legal Document (Payment Possibly Required) 164 Filed: 9/18/2024, Entered: None Extension of Time to Complete Discovery
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Legal Document (Payment Possibly Required) 163 Filed: 9/11/2024, Entered: None Notice (Other)
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Legal Document (Payment Possibly Required) 162 Filed: 9/6/2024, Entered: None Notice of Filing Transcript
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Legal Document (Payment Possibly Required) 161 Filed: 9/6/2024, Entered: None Transcript
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Legal Document (Payment Possibly Required) 160 Filed: 9/6/2024, Entered: None Order on Motion to Seal
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Legal Document (Payment Possibly Required) 159 Filed: 8/28/2024, Entered: None Response (non-motion)
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Legal Document (Payment Possibly Required) 158 Filed: 8/27/2024, Entered: None Notice (Other)
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Legal Document (Payment Possibly Required) 157 Filed: 8/14/2024, Entered: None Seal
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Legal Document (Payment Possibly Required) 156 Filed: 8/12/2024, Entered: None Reply Memorandum of Law in Support of Motion
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Legal Document (Payment Possibly Required) 155 Filed: 8/8/2024, Entered: None Letter
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Legal Document (Payment Possibly Required) 154 Filed: 8/5/2024, Entered: None Declaration in Opposition to Motion
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Legal Document (Payment Possibly Required) 153 Filed: 8/5/2024, Entered: None Declaration in Opposition to Motion
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Legal Document (Payment Possibly Required) 152 Filed: 8/5/2024, Entered: None Declaration in Opposition to Motion
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Legal Document (Payment Possibly Required) 151 Filed: 8/5/2024, Entered: None Declaration in Opposition to Motion
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Legal Document (Payment Possibly Required) 150 Filed: 8/5/2024, Entered: None Memorandum of Law in Opposition to Motion
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Legal Document (Payment Possibly Required) 149 Filed: 7/23/2024, Entered: None Declaration in Support of Motion
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Legal Document (Payment Possibly Required) 148 Filed: 7/23/2024, Entered: None Memorandum of Law in Support of Motion
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Legal Document (Payment Possibly Required) 147 Filed: 7/23/2024, Entered: None Declaration in Support of Motion
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Legal Document (Payment Possibly Required) 146 Filed: 7/23/2024, Entered: None Memorandum of Law in Support of Motion
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Legal Document (Payment Possibly Required) 145 Filed: 7/23/2024, Entered: None Compel
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Legal Document (Payment Possibly Required) 144 Filed: 7/23/2024, Entered: None Stipulation and Order
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Legal Document (Payment Possibly Required) 143 Filed: 7/22/2024, Entered: None Letter
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Legal Document (Payment Possibly Required) 142 Filed: 7/18/2024, Entered: None Notice of Filing Transcript
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Legal Document (Payment Possibly Required) 141 Filed: 7/18/2024, Entered: None Transcript
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Legal Document (Payment Possibly Required) 140 Filed: 7/16/2024, Entered: None Memo Endorsement
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Legal Document (Payment Possibly Required) 139 Filed: 7/15/2024, Entered: None Letter
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Legal Document (Payment Possibly Required) 138 Filed: 7/12/2024, Entered: None Notice of Appearance
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Legal Document (Payment Possibly Required) 137 Filed: 7/11/2024, Entered: None Order on Motion for Local Rule 37.2 Conference
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Legal Document (Payment Possibly Required) 136 Filed: 7/3/2024, Entered: None Response to Motion
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Legal Document (Payment Possibly Required) 135 Filed: 7/3/2024, Entered: None Notice (Other)
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Legal Document (Payment Possibly Required) 134 Filed: 7/1/2024, Entered: None Notice (Other)
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Legal Document (Payment Possibly Required) 133 Filed: 6/28/2024, Entered: None Local Rule 37.2 Conference
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Legal Document (Payment Possibly Required) 132 Filed: 5/28/2024, Entered: None Stipulation and Order
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Legal Document (Payment Possibly Required) 131 Filed: 5/28/2024, Entered: None Protective Order
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Legal Document (Payment Possibly Required) 130 Filed: 5/24/2024, Entered: None Letter
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Legal Document (Payment Possibly Required) 129 Filed: 5/24/2024, Entered: None Declaration in Support of Motion
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Legal Document (Payment Possibly Required) 128 Filed: 5/24/2024, Entered: None Reply Memorandum of Law in Support of Motion
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Legal Document (Payment Possibly Required) 127 Filed: 5/22/2024, Entered: None Memo Endorsement
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Legal Document (Payment Possibly Required) 126 Filed: 5/20/2024, Entered: None Letter
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Legal Document 125 Filed: 5/10/2024, Entered: None Memorandum of Law in Opposition to Motion
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Legal Document (Payment Possibly Required) 124 Filed: 5/6/2024, Entered: None Order on Motion to Appear Pro Hac Vice
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Legal Document (Payment Possibly Required) 123 Filed: 5/3/2024, Entered: None Appear Pro Hac Vice
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Legal Document (Payment Possibly Required) 122 Filed: 5/3/2024, Entered: None Order on Motion to Appear Pro Hac Vice
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Legal Document (Payment Possibly Required) 121 Filed: 5/2/2024, Entered: None Appear Pro Hac Vice
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Legal Document 120 Filed: 4/26/2024, Entered: None Brief
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Legal Document 119 Filed: 4/26/2024, Entered: None Amicus Curiae Appearance
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Legal Document 118 Filed: 4/26/2024, Entered: None Declaration in Support of Motion
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Legal Document 117 Filed: 4/26/2024, Entered: None Brief
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Legal Document 92 Filed: 11/16/2023, Entered: 11/16/2023 LetterCourt Filing
JOINT LETTER addressed to Judge Katherine Polk Failla from W. Savitt and P. Costello dated November 16, 2023 re: Proposed Oral Argument Schedule. Document filed by Coinbase Global, Inc., Coinbase, Inc...(Savitt, William)
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Legal Document 116 Filed: 4/19/2024, Entered: None Case Management Plan
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Legal Document 91 Filed: 11/9/2023, Entered: 11/9/2023 Order on motion to file amicus briefCourt Filing
ORDER terminating [75] Letter Motion to File Amicus Brief; terminating [78] Letter Motion to File Amicus Brief; denying as moot [90] Letter Motion to Expedite. The Court is in receipt of New Finance Institute's ("NFI") letter regarding its Motion for Leave to File its Amicus Brief. (Dkt. #90). The Court's endorsement, dated July 20, 2023, provided a schedule for the submissions of any amicus briefs. (Dkt. #34). Accordingly, amicus briefs that have been timely submitted, including NFI's brief, are deemed accepted. Therefore, NFI's request is DENIED as moot. As instructed by the Court's Order, dated October 25, 2023, (Dkt. #86), all parties are instructed to meet and confer with each other and with those amici curiae who wish to be heard to propose a reasonable schedule for oral argument. The Court takes no position on the schedule. The Clerk of the Court is directed to terminate the pending motions at docket numbers 75, 78, and 90. SO ORDERED. (Signed by Judge Katherine Polk Failla on 11/9/2023) (vfr)
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Legal Document 115 Filed: 4/19/2024, Entered: None Memo Endorsement
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Legal Document 90 Filed: 11/6/2023, Entered: 11/6/2023, Terminated: 11/9/2023 Motion to ExpediteCourt Filing
FIRST LETTER MOTION to Expedite addressed to Judge Katherine Polk Failla from Scott D. Brenner, Esq (Parlatore Law Group LLP) dated November 6, 2023. Document filed by New Finance Institute..(Brenner, Scott)
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Legal Document 114 Filed: 4/19/2024, Entered: None Amicus Curiae Appearance
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Legal Document 89 Filed: 11/3/2023, Entered: 11/3/2023 Response
RESPONSE re: [88] Order on Motion to File Amicus Brief,, . Document filed by Coinbase Global, Inc., Coinbase, Inc...(Savitt, William)
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Legal Document 113 Filed: 4/19/2024, Entered: None Order on Motion for Extension of Time to File Response/Reply
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Legal Document 88 Filed: 10/27/2023, Entered: 10/27/2023 Order on motion to file amicus briefCourt Filing
MEMO ENDORSEMENT granting [87] Letter Motion to File Amicus Brief. ENDORSEMENT: It is the Court's understanding that this amicus brief was previously filed on October 10, 2023, (Dkt. #77), but that a filing error occurred. The amicus brief has been re-filed to correct any deficiencies. Application GRANTED. In light of the late submission, Defendants are permitted, but not required, to file a response of no more than three (3) pages addressing the contents of this amicus brief on or before November 3, 2023. The Court of the Clerk is directed to terminate the pending motion at docket number 87. (Signed by Judge Katherine Polk Failla on 10/27/2023) (rro)
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Legal Document 112 Filed: 4/19/2024, Entered: None Letter
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Blank  Filed: None, Entered: None ***Set/Reset Deadlines
Set/Reset Deadlines: Responses to Brief due by 11/3/2023 (rro)
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Legal Document 111 Filed: 4/18/2024, Entered: None Extension of Time to File Response/Reply
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Legal Document 87 Filed: 10/26/2023, Entered: 10/26/2023, Terminated: 10/27/2023 Motion to File Amicus Brief
MOTION to File Amicus Brief . Document filed by North American Securities Administrators Association, Inc.. (Attachments: # (1) Exhibit Amicus Brief).(Martinez, Vincente)
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Legal Document 110 Filed: 4/12/2024, Entered: None Memorandum of Law in Support of Motion
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Legal Document 86 Filed: 10/25/2023, Entered: 10/25/2023 Order on Motion for Oral ArgumentCourt Filing
ORDER granting [84] Letter Motion for Oral Argument. The Court is in receipt of Defendants' request for oral argument concerning Defendants' Motion for Judgment on the Pleadings. The request is GRANTED. In light of the Court's substantial trial and hearing calendar for the remainder of this year, the parties are hereby ORDERED to appear for oral argument on January 17, 2024, at 10:00 a.m. in Courtroom 618 of the Thurgood Marshall Courthouse, 40 Foley Square, New York, New York. Additionally, the parties are instructed to meet and confer with each other and with those amici curiae who wish to be heard to propose a reasonable schedule for oral argument, including duration and division of time for each side. The parties shall file a joint submission containing the proposed schedule on or before November 17, 2023. The Clerk of the Court is directed to terminate the pending motion at docket number 84. SO ORDERED. (Signed by Judge Katherine Polk Failla on 10/25/2023) (jca)
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Legal Document 109 Filed: 4/12/2024, Entered: None Leave to Appeal
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Legal Document 85 Filed: 10/25/2023, Entered: 10/25/2023 Notice of Appearance
NOTICE OF APPEARANCE by Scott David Brenner on behalf of New Finance Institute..(Brenner, Scott)
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Legal Document 108 Filed: 3/29/2024, Entered: None Order on Motion to Withdraw as Attorney
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Blank  Filed: None, Entered: None Notice to Attorney to Re-File Document - Event Type Error
***NOTICE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Notice to Attorney Vincente Leon Martinez to RE-FILE Document [77] MOTION to File Amicus Brief . ***REMINDER*** - Motion to File Amicus Brief WAS NOT FILED. First file Motion, then attached Amicus Brief to Motion. (db)
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Legal Document 107 Filed: 3/28/2024, Entered: None Declaration in Support of Motion
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Blank  Filed: None, Entered: None set/reset hearings
Set/Reset Hearings: Oral Argument set for 1/17/2024 at 10:00 AM in Courtroom 618, 40 Centre Street, New York, NY 10007 before Judge Katherine Polk Failla. (jca)
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Legal Document 106 Filed: 3/28/2024, Entered: None Withdraw as Attorney
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Legal Document 84 Filed: 10/24/2023, Entered: 10/24/2023, Terminated: 10/25/2023 Motion for Oral ArgumentCourt Filing
LETTER MOTION for Oral Argument addressed to Judge Katherine Polk Failla from William Savitt dated October 24, 2023. Document filed by Coinbase Global, Inc., Coinbase, Inc...(Savitt, William)
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Legal Document 105 Filed: 3/27/2024, Entered: None Order on Motion for Judgment on the Pleadings
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Legal Document 83 Filed: 10/24/2023, Entered: 10/24/2023 Reply Memorandum of Law in Support of Motion
REPLY MEMORANDUM OF LAW in Support re: [35] MOTION for Judgment on the Pleadings . . Document filed by Coinbase Global, Inc., Coinbase, Inc...(Savitt, William)
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Legal Document 82 Filed: 10/23/2023, Entered: 10/23/2023 Notice of Appearance
NOTICE OF APPEARANCE by Emily Rose Barreca on behalf of Coinbase Global, Inc., Coinbase, Inc...(Barreca, Emily)
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Legal Document 81 Filed: 10/20/2023, Entered: 10/20/2023 Notice (other)
NOTICE of Supplemental Authority. Document filed by Securities and Exchange Commission. (Attachments: # (1) Exhibit Exhibit A).(Mancuso, Peter)
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Legal Document 102 Filed: 1/23/2024, Entered: None Notice of Filing Transcript
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Legal Document 80 Filed: 10/10/2023, Entered: 10/11/2023 Order on Motion to appear pro hac viceCourt Filing
ORDER GRANTING MOTION FOR ADMISSION PRO HAC VICE granting [74] Motion for Sarah R. Goetz to Appear Pro Hac Vice. The Clerk of the Court is directed to terminate the pending motion at docket number 74.. (Signed by Judge Katherine Polk Failla on 10/10/2023) (rro)
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Legal Document 101 Filed: 1/23/2024, Entered: None Transcript
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Legal Document 79 Filed: 10/10/2023, Entered: 10/11/2023 Order on Motion to appear pro hac viceCourt Filing
ORDER GRANTING MOTION FOR ADMISSION PRO HAC VICE granting [73] Motion for Orlando Economos to Appear Pro Hac Vice. The Clerk of the Court is directed to terminate the pending motion at docket number 73.IT IS SO ORDERED.. (Signed by Judge Katherine Polk Failla on 10/10/2023) (rro)
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Legal Document 78 Filed: 10/10/2023, Entered: 10/10/2023, Terminated: 11/9/2023 Motion to File Amicus Brief
FIRST MOTION to File Amicus Brief in Support of Plaintiff. Document filed by Administrative Law Scholars. (Attachments: # (1) Exhibit Amicus Brief of Administrative Law Scholars).(Dubner, Jeffrey)
  • Attachment 1 Exhibit Amicus Brief of Administrative Law Scholars
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Legal Document 99 Filed: 1/19/2024, Entered: None Withdraw as Attorney
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Legal Document 77 Filed: 10/10/2023, Entered: 10/10/2023, Terminated: 10/10/2023 Motion to File Amicus Brief
FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MOTION to File Amicus Brief . Document filed by North American Securities Administrators Association, Inc. (Martinez, Vincente) Modified on 10/25/2023 (db).
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Legal Document 98 Filed: 1/4/2024, Entered: None Notice (Other)
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Legal Document 76 Filed: 10/10/2023, Entered: 10/10/2023 Amicus Curiae Appearance
Amicus Curiae APPEARANCE entered by Vincente Leon Martinez on behalf of North American Securities Administrators Association, Inc...(Martinez, Vincente)
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Legal Document 75 Filed: 10/10/2023, Entered: 10/10/2023, Terminated: 11/9/2023 Motion to File Amicus BriefCourt Filing
FIRST LETTER MOTION to File Amicus Brief addressed to Judge Katherine Polk Failla from Scott D. Brenner, Esq (Parlatore Law Group LLP) dated October 10, 2023. Document filed by New Finance Institute. (Attachments: # (1) Exhibit Brief in Support of Plaintiff's Opposition to Defendants' Motion on the Pleadings).(Brenner, Scott)
  • Attachment 1 Exhibit Brief in Support of Plaintiff's Opposition to Defendants' Motion on the Pleadings
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Legal Document 96 Filed: 11/20/2023, Entered: None Memo Endorsement
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Legal Document 74 Filed: 10/10/2023, Entered: 10/10/2023, Terminated: 10/10/2023 Motion to Appear Pro Hac Vice
MOTION for Sarah R. Goetz to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Administrative Law Scholars. (Attachments: # (1) Affidavit in Support of Pro Hac Vice Admission, # (2) Exhibit Certificate of Good Standing, # (3) Proposed Order Granting Admission Pro Hac Vice).(Goetz, Sarah)
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Blank  Filed: None, Entered: None Notice Regarding Pro Hac Vice Motion
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [74] MOTION for Sarah R. Goetz to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (va)
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Legal Document 73 Filed: 10/6/2023, Entered: 10/6/2023, Terminated: 10/10/2023 Motion to Appear Pro Hac Vice
MOTION for Orlando Economos to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Administrative Law Scholars. (Attachments: # (1) Affidavit Affidavit in Support, # (2) Exhibit Certificate of Good Standing, # (3) Proposed Order Text of Proposed Order).(Economos, Orlando)
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Legal Document 72 Filed: 10/6/2023, Entered: 10/6/2023, Terminated: 10/6/2023 Motion to Appear Pro Hac Vice
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Sarah Goetz to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28390812. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Administrative Law Scholars. (Attachments: # (1) Affidavit Affidavit in Support, # (2) Exhibit Certificate of Good Standing, # (3) Proposed Order Text of Proposed Order).(Goetz, Sarah) Modified on 10/6/2023 (va).
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Legal Document 71 Filed: 10/6/2023, Entered: 10/6/2023, Terminated: 10/6/2023 Motion to Appear Pro Hac Vice
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Orlando Economos to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28390159. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Administrative Law Scholars. Return Date set for 10/10/2023 at 11:00 AM. (Attachments: # (1) Affidavit Affidavit in Support, # (2) Exhibit Certificate of Good Standing, # (3) Proposed Order Text of Proposed Order).(Economos, Orlando) Modified on 10/6/2023 (va).
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Blank  Filed: None, Entered: None Notice Regarding Pro Hac Vice Motion
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [73] MOTION for Orlando Economos to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (va)
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Blank  Filed: None, Entered: None Notice Regarding Deficient Motion to Appear Pro Hac Vice
>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. [72] MOTION for Sarah Goetz to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28390812. Motion and supporting papers to be reviewed by Clerk's Office staff. The filing is deficient for the following reason(s): notary stamp should NOT be electronic. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (va)
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Blank  Filed: None, Entered: None Notice Regarding Deficient Motion to Appear Pro Hac Vice
>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. [71] MOTION for Orlando Economos to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28390159. Motion and supporting papers to be reviewed by Clerk's Office staff. The filing is deficient for the following reason(s): notary stamp should NOT be electronic. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (va)
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Legal Document 70 Filed: 10/3/2023, Entered: 10/3/2023 Declaration in Opposition to Motion
DECLARATION of Patrick R. Costello in Opposition re: [35] MOTION for Judgment on the Pleadings .. Document filed by Securities and Exchange Commission. (Attachments: # (1) Exhibit A).(Costello, Patrick)
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Legal Document 69 Filed: 10/3/2023, Entered: 10/3/2023 Memorandum of Law in Opposition to Motion
MEMORANDUM OF LAW in Opposition re: [35] MOTION for Judgment on the Pleadings . . Document filed by Securities and Exchange Commission..(Costello, Patrick)
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Legal Document 68 Filed: 9/26/2023, Entered: 9/26/2023 Order on Motion to appear pro hac viceCourt Filing
ORDER FOR ADMISSION PRO HAC VICE granting [67] Motion for Patrick R. Costello to Appear Pro Hac Vice. The Clerk of Court is directed to terminate the pending motion at docket number 67. (Signed by Judge Katherine Polk Failla on 9/26/2023) (rro)
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Legal Document 67 Filed: 9/25/2023, Entered: 9/25/2023, Terminated: 9/26/2023 Motion to Appear Pro Hac Vice
MOTION for Patrick R. Costello to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Securities and Exchange Commission. (Attachments: # (1) Exhibit Declaration of Patrick R. Costello, # (2) Exhibit Certificate of Good Standing Supreme Court of Georgia, # (3) Exhibit Certificate of Good Standing Supreme Court of Florida, # (4) Proposed Order Granting Motion for Admission Pro Hac Vice).(Costello, Patrick)
  • Attachment 1 Exhibit Declaration of Patrick R. Costello
  • Attachment 2 Exhibit Certificate of Good Standing Supreme Court of Georgia
  • Attachment 3 Exhibit Certificate of Good Standing Supreme Court of Florida
  • Attachment 4 Proposed Order Granting Motion for Admission Pro Hac Vice
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Blank  Filed: None, Entered: None Notice Regarding Pro Hac Vice Motion
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [67] MOTION for Patrick R. Costello to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (va)
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Legal Document 66 Filed: 9/1/2023, Entered: 9/1/2023 Order on Motion to appear pro hac viceCourt Filing
ORDER GRANTING MOTION FOR ADMISSION PRO HAC VICE: granting [65] Motion for Patrick V. Kennedy to Appear Pro Hac Vice. The Clerk of Court is directed to terminate the pending motion at docket number 65. IT IS SO ORDERED. (Signed by Judge Katherine Polk Failla on 9/01/2023) (ama)
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Legal Document 65 Filed: 8/31/2023, Entered: 8/31/2023, Terminated: 9/1/2023 Motion to Appear Pro Hac Vice
MOTION for Patrick V. Kennedy to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28227320. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by The Chamber of Digital Commerce. (Attachments: # (1) Affidavit Affidavit of Patrick Kennedy, # (2) Supplement Certificate of Good Standing, # (3) Proposed Order Proposed Order).(Kennedy, Patrick)
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Blank  Filed: None, Entered: None Notice Regarding Pro Hac Vice Motion
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [65] MOTION for Patrick V. Kennedy to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28227320. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sgz)
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Legal Document 64 Filed: 8/22/2023, Entered: 8/22/2023 Amicus Curiae Appearance
Amicus Curiae APPEARANCE entered by Brianna Alexandra Perez on behalf of The Chamber of Digital Commerce..(Perez, Brianna)
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Legal Document 63 Filed: 8/15/2023, Entered: 8/15/2023 Order on Motion to appear pro hac viceCourt Filing
ORDER GRANTING MOTION FOR ADMISSION PRO HAC VICE granting [61] Motion for William F. Ryan to Appear Pro Hac Vice. The Clerk of Court is directed to terminate the pending motion at docket number 61. (Signed by Judge Katherine Polk Failla on 8/15/2023) (rro)
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Legal Document 62 Filed: 8/14/2023, Entered: 8/14/2023 Brief
BRIEF of Amici Curiae timely filed on August 11, 2023 at ECF 48. Document filed by Blockchain Association, Chamber of Progress, Crypto Council for Innovation..(Rhodes, C.)
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Legal Document 61 Filed: 8/14/2023, Entered: 8/14/2023, Terminated: 8/15/2023 Motion to Appear Pro Hac Vice
MOTION for William F. Ryan to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28142284. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Cynthia M. Lummis. (Attachments: # (1) Affidavit in Support, # (2) Exhibit /Certificate of Good Standing, # (3) Proposed Order /Text of Proposed Order).(Ryan, William)
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Blank  Filed: None, Entered: None Notice Regarding Pro Hac Vice Motion
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [61] MOTION for William F. Ryan to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number ANYSDC-28142284. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (va)
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Blank  Filed: None, Entered: None Notice Regarding Pro Hac Vice Motion
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [61] MOTION for William F. Ryan to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number ANYSDC-28142284. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (va)
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Legal Document 60 Filed: 8/11/2023, Entered: 8/11/2023 Brief
BRIEF of Amicus Curiae. Document filed by DeFi Education Fund..(Gruenstein, Benjamin)
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Legal Document 59 Filed: 8/11/2023, Entered: 8/11/2023 Brief
BRIEF of Amici Curiae. Document filed by Securities Law Scholars..(Levy, Vincent)
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Legal Document 58 Filed: 8/11/2023, Entered: 8/11/2023 Notice of Appearance
NOTICE OF APPEARANCE by Alison B. Miller on behalf of Securities Law Scholars..(Miller, Alison)
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Legal Document 57 Filed: 8/11/2023, Entered: 8/11/2023 Notice of Appearance
NOTICE OF APPEARANCE by Vincent Gregory Levy on behalf of Securities Law Scholars..(Levy, Vincent)
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Legal Document 56 Filed: 8/11/2023, Entered: 8/11/2023 Amicus Curiae Appearance
Amicus Curiae APPEARANCE entered by Joseph B. Evans on behalf of The Chamber of Digital Commerce..(Evans, Joseph)
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Legal Document 55 Filed: 8/11/2023, Entered: 8/11/2023 Brief
BRIEF re: [35] MOTION for Judgment on the Pleadings . Brief Amicus Curiae of The Chamber of Digital Commerce. Document filed by The Chamber of Digital Commerce..(Hughes, Paul)
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Legal Document 54 Filed: 8/11/2023, Entered: 8/11/2023 Amicus Curiae Appearance
Amicus Curiae APPEARANCE entered by Paul Whitfield Hughes, III on behalf of The Chamber of Digital Commerce..(Hughes, Paul)
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Legal Document 53 Filed: 8/11/2023, Entered: 8/11/2023 Brief
BRIEF / Amicus Curiae Brief of United States Senator Cynthia M. Lummis. Document filed by Cynthia M. Lummis..(Kallen, Michelle)
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Legal Document 52 Filed: 8/11/2023, Entered: 8/11/2023 Amicus Curiae Appearance
Amicus Curiae APPEARANCE entered by Kayvan Betteridge Sadeghi on behalf of Cynthia M. Lummis..(Sadeghi, Kayvan)
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Legal Document 51 Filed: 8/11/2023, Entered: 8/11/2023 Amicus Curiae Appearance
Amicus Curiae APPEARANCE entered by Sarah Ann Purtill on behalf of Cynthia M. Lummis..(Purtill, Sarah)
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Legal Document 50 Filed: 8/11/2023, Entered: 8/11/2023 Brief
BRIEF re: [35] MOTION for Judgment on the Pleadings . (Brief of Amici Curiae Andreessen Horowitz and Paradign in Support of Defendants' Motion for Judgment on the Pleadings). Document filed by AH Capital Management, L.L.C., Paradigm Operations LP..(Dreeben, Michael)
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Legal Document 49 Filed: 8/11/2023, Entered: 8/11/2023 Order on Motion to appear pro hac viceCourt Filing
ORDER granting [47] Motion for Michelle S. Kallen to Appear Pro Hac Vice. The Clerk of Court is directed to terminate the pending motion at docket number 47. (Signed by Judge Katherine Polk Failla on 8/11/2023) (ate)
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Legal Document 48 Filed: 8/11/2023, Entered: 8/11/2023 Amicus Curiae Appearance
Amicus Curiae APPEARANCE entered by C. Harker Rhodes, IV on behalf of Blockchain Association, Crypto Council for Innovation, Chamber of Progress, Consumer Technology Association..(Rhodes, C.)
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Blank  Filed: None, Entered: None Notice Regarding Pro Hac Vice Motion
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [47] MOTION for Michelle S. Kallen to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (va)
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Legal Document 47 Filed: 8/10/2023, Entered: 8/10/2023, Terminated: 8/11/2023 Motion to Appear Pro Hac Vice
MOTION for Michelle S. Kallen to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Cynthia M. Lummis. (Attachments: # (1) Affidavit in Support of Pro Hac Vice Admission, # (2) Exhibit - Certificates of Good Standing, # (3) Proposed Order Granting Motion for Admission Pro Hac Vice).(Kallen, Michelle)
  • Attachment 1 Affidavit in Support of Pro Hac Vice Admission
  • Attachment 2 Exhibit - Certificates of Good Standing
  • Attachment 3 Proposed Order Granting Motion for Admission Pro Hac Vice
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Legal Document 46 Filed: 8/10/2023, Entered: 8/10/2023, Terminated: 8/10/2023 Motion to Appear Pro Hac Vice
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Michelle S. Kallen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28132026. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Cynthia M. Lummis. (Attachments: # (1) Affidavit in Support of Pro Hac Vice Admission, # (2) Exhibit - Certificates of Good Standing, # (3) Proposed Order Granting Motion for Admission Pro Hac Vice).(Kallen, Michelle) Modified on 8/10/2023 (sgz).
  • Attachment 1 Affidavit in Support of Pro Hac Vice Admission
  • Attachment 2 Exhibit - Certificates of Good Standing
  • Attachment 3 Proposed Order Granting Motion for Admission Pro Hac Vice
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Blank  Filed: None, Entered: None Notice Regarding Deficient Motion to Appear Pro Hac Vice
>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. [46] MOTION for Michelle S. Kallen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28132026. Motion and supporting papers to be reviewed by Clerk's Office staff. The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of California;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (sgz)
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Legal Document 45 Filed: 8/8/2023, Entered: 8/8/2023 Order on Motion to appear pro hac viceCourt Filing
ORDER GRANTING MOTION FOR ADMISSION PRO HAC VICE granting [40] Motion for Melissa C. Cassel to Appear Pro Hac Vice. The Clerk of Court is directed to terminate the pending motion at docket number 40.. (Signed by Judge Katherine Polk Failla on 8/8/2023) (rro)
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Legal Document 44 Filed: 8/8/2023, Entered: 8/8/2023 Order on Motion to appear pro hac viceCourt Filing
ORDER GRANTING MOTION FOR ADMISSION PRO HAC VICE granting [41] Motion for Andrew R. Hellman to Appear Pro Hac Vice. The Clerk of Court is directed to terminate the pending motion at docket number 41. (Signed by Judge Katherine Polk Failla on 8/8/2023) (rro)
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Legal Document 43 Filed: 8/8/2023, Entered: 8/8/2023 Order on Motion to appear pro hac viceCourt Filing
ORDER GRANTING MOTION FOR ADMISSION PRO HAC VICE granting [38] Motion for Michael R. Dreeben to Appear Pro Hac Vice. The Clerk of Court is directed to terminate the pending motion at docket number 38. (Signed by Judge Katherine Polk Failla on 8/8/2023) (rro)
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Legal Document 42 Filed: 8/8/2023, Entered: 8/8/2023 Order on Motion to appear pro hac viceCourt Filing
ORDER GRANTING MOTION FOR ADMISSION PRO HAC VICE granting [39] Motion for William K. Pao to Appear Pro Hac Vice. The Clerk of Court is directed to terminate the pending motion at docket number 39. (Signed by Judge Katherine Polk Failla on 8/8/2023) (rro)
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Blank  Filed: None, Entered: None Notice Regarding Pro Hac Vice Motion
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [41] MOTION for Andrew R. Hellman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28113952. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (dsh)
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Blank  Filed: None, Entered: None Notice Regarding Pro Hac Vice Motion
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [40] MOTION for Melissa C. Cassel to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28113932. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (dsh)
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Blank  Filed: None, Entered: None Notice Regarding Pro Hac Vice Motion
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [39] MOTION for William K. Pao to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28113911. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (dsh)
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Blank  Filed: None, Entered: None Notice Regarding Pro Hac Vice Motion
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [38] MOTION for Michael R. Dreeben to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28113820. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (dsh)
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Legal Document 41 Filed: 8/7/2023, Entered: 8/7/2023, Terminated: 8/8/2023 Motion to Appear Pro Hac Vice
MOTION for Andrew R. Hellman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28113952. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by AH Capital Management, LLC., Paradigm Operations LP. (Attachments: # (1) Exhibit Declaration of Andrew R. Hellman, # (2) Exhibit Certificate of Good Standing Supreme Court of Maryland, # (3) Exhibit Certificate of Good Standing DC Bar, # (4) Proposed Order Granting Motion for Admission Pro Hac Vice).(Hellman, Andrew)
  • Attachment 1 Exhibit Declaration of Andrew R. Hellman
  • Attachment 2 Exhibit Certificate of Good Standing Supreme Court of Maryland
  • Attachment 3 Exhibit Certificate of Good Standing DC Bar
  • Attachment 4 Proposed Order Granting Motion for Admission Pro Hac Vice
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Legal Document 40 Filed: 8/7/2023, Entered: 8/7/2023, Terminated: 8/8/2023 Motion to Appear Pro Hac Vice
MOTION for Melissa C. Cassel to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28113932. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by AH Capital Management, LLC., Paradigm Operations LP. (Attachments: # (1) Exhibit Declaration of Melissa C. Cassel, # (2) Exhibit Certificate of Good Standing Supreme Court of California, # (3) Proposed Order Granting Motion for Admission Pro Hac Vice).(Cassel, Melissa)
  • Attachment 1 Exhibit Declaration of Melissa C. Cassel
  • Attachment 2 Exhibit Certificate of Good Standing Supreme Court of California
  • Attachment 3 Proposed Order Granting Motion for Admission Pro Hac Vice
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Legal Document 39 Filed: 8/7/2023, Entered: 8/7/2023, Terminated: 8/8/2023 Motion to Appear Pro Hac Vice
MOTION for William K. Pao to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28113911. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by AH Capital Management, LLC., Paradigm Operations LP. (Attachments: # (1) Exhibit Declaration of William K. Pao, # (2) Exhibit Certificate of Good Standing Supreme Court of California, # (3) Proposed Order Granting Motion for Admission Pro Hac Vice).(Pao, William)
  • Attachment 1 Exhibit Declaration of William K. Pao
  • Attachment 2 Exhibit Certificate of Good Standing Supreme Court of California
  • Attachment 3 Proposed Order Granting Motion for Admission Pro Hac Vice
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Legal Document 38 Filed: 8/7/2023, Entered: 8/7/2023, Terminated: 8/8/2023 Motion to Appear Pro Hac Vice
MOTION for Michael R. Dreeben to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-28113820. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by AH Capital Management, LLC., Paradigm Operations LP. (Attachments: # (1) Exhibit Declaration of Michael R. Dreeben, # (2) Exhibit Certificate of Good Standing DC Bar, # (3) Proposed Order Granting Motion for Admission Pro Hac Vice).(Dreeben, Michael)
  • Attachment 1 Exhibit Declaration of Michael R. Dreeben
  • Attachment 2 Exhibit Certificate of Good Standing DC Bar
  • Attachment 3 Proposed Order Granting Motion for Admission Pro Hac Vice
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Legal Document 37 Filed: 8/4/2023, Entered: 8/4/2023 Declaration in Support of Motion
DECLARATION of David P.T. Webb in Support re: [35] MOTION for Judgment on the Pleadings .. Document filed by Coinbase Global, Inc., Coinbase, Inc.. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F, # (7) Exhibit G, # (8) Exhibit H, # (9) Exhibit I, # (10) Exhibit J).(Webb, David)
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Legal Document 36 Filed: 8/4/2023, Entered: 8/4/2023 Memorandum of Law in Support of Motion
MEMORANDUM OF LAW in Support re: [35] MOTION for Judgment on the Pleadings . . Document filed by Coinbase Global, Inc., Coinbase, Inc...(Savitt, William)
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Legal Document 35 Filed: 8/4/2023, Entered: 8/4/2023 Motion for Judgment on the Pleadings
MOTION for Judgment on the Pleadings . Document filed by Coinbase Global, Inc., Coinbase, Inc...(Savitt, William)
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Legal Document 34 Filed: 7/20/2023, Entered: 7/20/2023 Memo EndorsementCourt Filing
MEMO ENDORSEMENT: on re: [33] Letter filed by Coinbase, Inc., Coinbase Global, Inc. ENDORSEMENT: Application GRANTED in part. The briefing schedule will proceed as follows: Defendants' opening brief is due on or before August 4, 2023, and shall not exceed 30 pages; Any amicus briefs in support of Defendants' motion are due on or before August 11, 2023, and shall not exceed 20 pages; Plaintiff's opposition brief is due on or before October 3, 2023, and shall not exceed 30 pages; Any amicus briefs in support of Plaintiff's opposition are due on or before October 10, 2023, and shall not exceed 20 pages; Defendants' reply brief is due on or before October 24, 2023, and shall not exceed 15 pages. Additionally, the Court is in receipt of the parties' proposed case management plan dated July 20, 2023. (Dkt. #32). It is the Court's practice to stay discovery during the pendency of a fully dispositive motion and, as such, will not enter the case management plan at this time. To the extent necessary, the Court will order the parties to file an amended proposed case management plan following its decision on the above motion. The Clerk of Court is directed to terminate the pending motion at docket number 23. SO ORDERED., ( Brief due by 8/4/2023., Responses due by 10/3/2023, Replies due by 10/24/2023.) (Signed by Judge Katherine Polk Failla on 7/20/2023) (ama)
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Legal Document 33 Filed: 7/20/2023, Entered: 7/20/2023 LetterCourt Filing
JOINT LETTER addressed to Judge Katherine Polk Failla from W. Savitt and P. Mancuso dated July 20, 2023 re: Proposed Briefing Schedule. Document filed by Coinbase Global, Inc., Coinbase, Inc...(Savitt, William)
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Legal Document 32 Filed: 7/20/2023, Entered: 7/20/2023 Proposed Case Management Plan
PROPOSED CASE MANAGEMENT PLAN. Document filed by Coinbase Global, Inc., Coinbase, Inc...(Savitt, William)
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Legal Document 31 Filed: 7/20/2023, Entered: 7/20/2023 Notice of Filing Transcript
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERNECE proceeding held on 7/13/2023 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days....(McGuirk, Kelly)
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Legal Document 30 Filed: 7/20/2023, Entered: 7/20/2023 transcriptCourt Filing
TRANSCRIPT of Proceedings re: CONFERENCE held on 7/13/2023 before Judge Katherine Polk Failla. Court Reporter/Transcriber: Steven Greenblum, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/10/2023. Redacted Transcript Deadline set for 8/21/2023. Release of Transcript Restriction set for 10/18/2023..(McGuirk, Kelly) (Main Document 30 replaced on 7/26/2023) (js).
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Legal Document 29 Filed: 7/19/2023, Entered: 7/19/2023 Notice of Appearance
NOTICE OF APPEARANCE by Sijin Choi on behalf of Coinbase Global, Inc., Coinbase, Inc...(Choi, Sijin)
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Blank  Filed: None, Entered: None Pretrial Conference - Initial
Minute Entry for proceedings held before Judge Katherine Polk Failla: Initial Pretrial/Pre-motion Conference held on 7/13/2023. Attorneys Nicholas Margida, Peter Mancuso, Ladan Fazlollahi Stewart, and Ben Ninan Kuruvilla, representing Plaintiff present. Attorneys William D. Savitt and Steven Robert Peikin representing Defendants present. The parties shall meet and confer, and in one week, submit a proposed case management plan, and a letter stating the parties' respective positions on moving forward with their anticipated motions, and proposed briefing schedule, if moving forward with motions. (See transcript.) (Court Reporter Steven Greenblum) (tn)
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Legal Document 28 Filed: 7/12/2023, Entered: 7/12/2023 Notice of Appearance
NOTICE OF APPEARANCE by David P.T. Webb on behalf of Coinbase Global, Inc., Coinbase, Inc...(Webb, David)
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Legal Document 27 Filed: 7/12/2023, Entered: 7/12/2023 Response
RESPONSE re: [26] Response in Opposition to Motion, . Document filed by Coinbase Global, Inc., Coinbase, Inc...(Savitt, William)
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Legal Document 26 Filed: 7/7/2023, Entered: 7/7/2023 response in opposition to motionCourt Filing
LETTER RESPONSE in Opposition to Motion addressed to Judge Katherine Polk Failla from Nicholas Margida dated July 7, 2023 re: [23] LETTER MOTION for Leave to File Motion for Judgement on the Pleadings addressed to Judge Katherine Polk Failla from William D. Savitt dated June 28, 2023. . Document filed by Securities and Exchange Commission..(Margida, Nicholas)
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Legal Document 25 Filed: 6/29/2023, Entered: 6/29/2023 Order on Motion for Extension of Time to File Response / ReplyCourt Filing
ORDER granting [24] Letter Motion for Extension of Time to File Response/Reply re [24] CONSENT LETTER MOTION for Extension of Time to File Response/Reply to Defendants' Pre-Motion Submission addressed to Judge Katherine Polk Failla from Nicholas Margida dated June 29, 2023.Application GRANTED. Additionally, the initial pretrial conference currently scheduled for August 24, 2023, is hereby converted to a pre-motion conference and is rescheduled to July 13, 2023, at 10:00 a.m. The parties are ORDERED to appear at that time in Courtroom 618 of the Thurgood Marshall Courthouse, 40 Foley Square, New York, New York. The Clerk of Court is directed to terminate the pending motion at et number 24. SO ORDERED. (Signed by Judge Katherine Polk Failla on 6/29/2023) (tg)
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Legal Document 24 Filed: 6/29/2023, Entered: 6/29/2023, Terminated: 6/29/2023 Motion for Extension of Time to File Response/ReplyCourt Filing
CONSENT LETTER MOTION for Extension of Time to File Response/Reply to Defendants' Pre-Motion Submission addressed to Judge Katherine Polk Failla from Nicholas Margida dated June 29, 2023. Document filed by Securities and Exchange Commission..(Margida, Nicholas)
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Blank  Filed: None, Entered: None set/reset hearings
Set/Reset Hearings: Pre-Motion Conference set for 7/13/2023 at 10:00 AM in Courtroom 618, 40 Centre Street, New York, NY 10007 before Judge Katherine Polk Failla. (tg)
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Legal Document 23 Filed: 6/28/2023, Entered: 6/28/2023, Terminated: 7/20/2023 Motion for Leave to file documentCourt Filing
LETTER MOTION for Leave to File Motion for Judgement on the Pleadings addressed to Judge Katherine Polk Failla from William D. Savitt dated June 28, 2023. Document filed by Coinbase Global, Inc., Coinbase, Inc...(Savitt, William)
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Legal Document 22 Filed: 6/28/2023, Entered: 6/28/2023 Answer to Complaint
ANSWER to [1] Complaint. Document filed by Coinbase Global, Inc., Coinbase, Inc...(Savitt, William)
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Legal Document 21 Filed: 6/28/2023, Entered: 6/28/2023 Rule 7.1 Corporate Disclosure Statement
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Coinbase Global, Inc., Coinbase, Inc...(Savitt, William)
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Legal Document 20 Filed: 6/22/2023, Entered: 6/22/2023 Order for Initial Pretrial ConferenceCourt Filing
NOTICE OF INITIAL PRETRIAL CONFERENCE: The conference will be held telephonically. At the scheduled date and time, the parties are to call (888) 363-4749 and enter access code 5123533. As further set forth by this Order. SO ORDERED. Initial Conference set for 8/24/2023 at 11:30 AM before Judge Katherine Polk Failla. (Signed by Judge Katherine Polk Failla on 6/22/2023) (tg)
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Blank  Filed: None, Entered: None Notice of Case Assignment/Reassignment
NOTICE OF CASE REASSIGNMENT to Judge Katherine Polk Failla. Judge Jennifer H. Rearden is no longer assigned to the case. (sgz)
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Blank 19 Filed: 6/12/2023, Entered: 6/12/2023 Order on Motion to appear pro hac viceCourt Filing
ORDER granting [15] Motion for Nicholas C. Margida to Appear Pro Hac Vice (HEREBY ORDERED by Judge Jennifer H. Rearden)(Text Only Order) (kwi)
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Legal Document 18 Filed: 6/7/2023, Entered: 6/7/2023 waiver of service executed
WAIVER OF SERVICE RETURNED EXECUTED. Coinbase, Inc. waiver sent on 6/7/2023, answer due 8/7/2023. Document filed by Coinbase, Inc...(Peikin, Steven)
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Legal Document 17 Filed: 6/7/2023, Entered: 6/7/2023 waiver of service executed
WAIVER OF SERVICE RETURNED EXECUTED. Coinbase Global, Inc. waiver sent on 6/7/2023, answer due 8/7/2023. Document filed by Coinbase Global, Inc...(Peikin, Steven)
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Legal Document 16 Filed: 6/7/2023, Entered: 6/7/2023 Civil Cover Sheet
CIVIL COVER SHEET filed..(Tenreiro, Jorge)
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Blank  Filed: None, Entered: None Notice to Attorney Regarding Party Modification
***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Jorge Gerardo Tenreiro. The party information for the following party/parties has been modified: U.S. Securities & Exchange Commission; COINBASE, INC; COINBASE GLOBAL, INC.,. The information for the party/parties has been modified for the following reason/reasons: party name contained a typographical error; party name was entered in all caps;. (jgo) Modified on 6/7/2023 (jgo).
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Blank  Filed: None, Entered: None Case Designated ECF.
Case Designated ECF. (jgo)
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Blank  Filed: None, Entered: None Case Designation
Magistrate Judge James L. Cott is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (jgo)
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Blank  Filed: None, Entered: None Case Opening Initial Assignment Notice
CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Jennifer H. Rearden. Please download and review the Individual Practices of the assigned District Judge, located at https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at https://nysd.uscourts.gov/rules/ecf-related-instructions..(jgo)
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Blank  Filed: None, Entered: None Notice to Attorney Regarding Deficient Civil Cover Sheet
***NOTICE TO ATTORNEY REGARDING DEFICIENT CIVIL COVER SHEET. Notice to attorney Jorge Gerardo Tenreiro to RE-FILE Document No. [2] Civil Cover Sheet. The filing is deficient for the following reason(s): the PDF attached to the docket entry for the civil cover sheet is not correct; party name on the PDF case caption must match as it appears on the pleading caption. Re-file the document using the event type Civil Cover Sheet found under the event list Other Documents and attach the correct PDF. Use civil cover sheet issued by S.D.N.Y. dated October 1, 2020. The S.D.N.Y. Civil Cover Sheet dated October 1, 2020 is located athttp://nysd.uscourts.gov/file/forms/civil-cover-sheet.. (jgo)
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Legal Document 15 Filed: 6/6/2023, Entered: 6/6/2023, Terminated: 6/12/2023 Motion to Appear Pro Hac Vice
MOTION for Nicholas C. Margida to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by U.S. Securities & Exchange Commission. (Attachments: # (1) Affidavit Affidavit of Nicholas C. Margida, # (2) Exhibit DC Bar Cert. of Good Standing, # (3) Exhibit VA S. Ct. Cert. of Good Standing, # (4) Text of Proposed Order Proposed Order).(Margida, Nicholas)
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Legal Document 14 Filed: 6/6/2023, Entered: 6/6/2023 Notice of Appearance
NOTICE OF APPEARANCE by Olivia Chalos on behalf of COINBASE GLOBAL, INC., COINBASE, INC..(Chalos, Olivia)
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Legal Document 13 Filed: 6/6/2023, Entered: 6/6/2023 Notice of Appearance
NOTICE OF APPEARANCE by Julia A Malkina on behalf of COINBASE GLOBAL, INC., COINBASE, INC..(Malkina, Julia)
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Legal Document 12 Filed: 6/6/2023, Entered: 6/6/2023 Notice of Appearance
NOTICE OF APPEARANCE by James McDonald on behalf of COINBASE GLOBAL, INC., COINBASE, INC..(McDonald, James)
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Legal Document 11 Filed: 6/6/2023, Entered: 6/6/2023 Notice of Appearance
NOTICE OF APPEARANCE by Kathleen Suzanne McArthur on behalf of COINBASE GLOBAL, INC., COINBASE, INC..(McArthur, Kathleen)
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Legal Document 10 Filed: 6/6/2023, Entered: 6/6/2023 Notice of Appearance
NOTICE OF APPEARANCE by Steven Robert Peikin on behalf of COINBASE GLOBAL, INC., COINBASE, INC..(Peikin, Steven)
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Legal Document 9 Filed: 6/6/2023, Entered: 6/6/2023 Notice of Appearance
NOTICE OF APPEARANCE by Adam Michael Gogolak on behalf of COINBASE GLOBAL, INC., COINBASE, INC..(Gogolak, Adam)
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Legal Document 8 Filed: 6/6/2023, Entered: 6/6/2023 Notice of Appearance
NOTICE OF APPEARANCE by Sarah Kathleen Eddy on behalf of COINBASE GLOBAL, INC., COINBASE, INC..(Eddy, Sarah)
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Legal Document 7 Filed: 6/6/2023, Entered: 6/6/2023 Notice of Appearance
NOTICE OF APPEARANCE by Kevin S. Schwartz on behalf of COINBASE GLOBAL, INC., COINBASE, INC..(Schwartz, Kevin)
LREF
Legal Document 6 Filed: 6/6/2023, Entered: 6/6/2023 Notice of Appearance
NOTICE OF APPEARANCE by William D Savitt on behalf of COINBASE GLOBAL, INC., COINBASE, INC..(Savitt, William)
LREF
Legal Document 5 Filed: 6/6/2023, Entered: 6/6/2023 Notice of Appearance
NOTICE OF APPEARANCE by Ben Ninan Kuruvilla on behalf of U.S. Securities & Exchange Commission..(Kuruvilla, Ben)
LREF
Legal Document 4 Filed: 6/6/2023, Entered: 6/6/2023 Notice of Appearance
NOTICE OF APPEARANCE by Peter Mancuso on behalf of U.S. Securities & Exchange Commission..(Mancuso, Peter)
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Legal Document 3 Filed: 6/6/2023, Entered: 6/6/2023 Notice of Appearance
NOTICE OF APPEARANCE by Ladan Fazlollahi Stewart on behalf of U.S. Securities & Exchange Commission..(Stewart, Ladan)
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Legal Document 2 Filed: 6/6/2023, Entered: 6/6/2023 Civil Cover Sheet
FILING ERROR - PDF ERROR - CIVIL COVER SHEET filed..(Tenreiro, Jorge) Modified on 6/7/2023 (jgo).
LREF
Legal Document 1 Filed: 6/6/2023, Entered: 6/6/2023 Complaint
COMPLAINT against COINBASE GLOBAL, INC., COINBASE, INC. Document filed by U.S. Securities & Exchange Commission..(Tenreiro, Jorge)
LREF
Blank  Filed: None, Entered: None Notice Regarding Pro Hac Vice Motion
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [15] MOTION for Nicholas C. Margida to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (dsh)
LREF

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