NOTICE OF VOLUNTARY DISMISSAL OF ACTION WITHOUT PREJUDICE: Pursuant to Fed. R. Civ. P. 41(a)(1)(A)(i), Plaintiffs Breakwater Trading LLC and BWT Professional Trading LLC, by and through its undersigned counsel, hereby voluntarily dismiss the above action without prejudice. No class has been certified, and defendants have not answered the complaint, nor moved for summary judgment. No statute governing this action requires an order from the court for voluntary dismissal. Accordingly, this action is hereby dismissed in its entirety and without prejudice. SO ORDERED. (Signed by Judge Paul G. Gardephe on 8/30/2017) (ama)
NOTICE OF VOLUNTARY DISMISSAL Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, WITHOUT prejudice against the defendant(s) BMO Capital Markets Corp., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of Novia Scotia, New York Agency, Barclays Capital Inc., Bear, Stearns & Co., Inc., CIBC World Markets Corp., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Countrywide Securities Corp., Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities Holdings LLC, Jefferies LLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC. Document filed by BWT Professional Trading, LLC, Breakwater Trading LLC. (Nussbaum, Linda)
MEMO ENDORSEMENT granting (173 in case 1:15-md-02673-PGG) Motion to Withdraw as Attorney. ENDORSEMENT: SO ORDERED. (Signed by Judge Paul G. Gardephe on 4/7/2017) (cla)
ORDER: After consultation with counsel for the parties, it is hereby ORDERED that the following schedule will apply to motions to appoint lead counsel, submissions concerning the plaintiffs' steering committee, the filing of a Consolidated Amended Complaint, and any motion to dismiss: 1. As to motions to appoint lead counsel: a. Moving papers must be filed by September 2, 2016, and are limited to 15 pages; b. Responses are due on September 16, 2016, and are limited to 10 pages; and c. Reply briefs, if any, are due on September 23, 2016, and are limited to 7 pages. 2. Within fourteen days of appointment of lead counsel, lead counsel will make a recommendation to the Court as to the membership and size of the plaintiffs' steering committee. Any party objecting to lead counsel's recommendation will file its objection with the Court within seven days. 3. The Consolidated Amended Complaint will be filed 60 days after the appointment of lead counsel. 4. Any motion to dismiss will be filed 60 days after the filing of the Consolidated Amended Complaint. Winston & Strawn LLP, Paul, Weiss, Rifkind, Wharton & Garrison LLP, and Simpson Thacher & Bartlett LLP will serve as liaison counsel for Defendants. The attached Schedule A reflects the cases that have been consolidated for pretrial purposes. SO ORDERED. ( Motions due by 9/2/2016., Responses due by 9/16/2016, Replies due by 9/23/2016.) (Signed by Judge Paul G. Gardephe on 8/22/2016) (kl)
ORDER: It is hereby ORDERED that the conference scheduled for Monday, August 22, 2016 at 10:30 a.m., will take place in Courtroom 110 at the Thurgood Marshall Courthouse, 40 Centre Street, New York, New York. It is further ORDERED that Schedule A, which reflects the cases that have been consolidated for pretrial purposes, is modified as reflected in the attached version. SO ORDERED. (Signed by Judge Paul G. Gardephe on 8/18/2016) (kl)
Case Opening Fee Refunded: for 6 Complaint. Filing fee refunded for Receipt number 0208-12284130, for the following reason(s): DUPLICATE PAYMENT. (jom)
Filed: 7/6/2016, Entered: 7/6/2016
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 28 MOTION for Kevin Love to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
MOTION for Kevin Love to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by BWT Professional Trading, LLC. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Love, Kevin)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent DB U.S. Financial Markets Holding Corporation, Corporate Parent DB USA Corporation, Corporate Parent Deutsche Bank AG for Deutsche Bank Securities Inc.. Document filed by Deutsche Bank Securities Inc..(Rice, Thomas)
CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER: The civil actions listed on Schedule A are consolidated for pretrial purposes. Any "tag-along" actions later removed to or transferred to this Court, or directly filed in the Southern District of New York, will automatically be consolidated with this action without the necessity of future motions or orders. This consolidation, however, does not constitute a determination that the actions should be consolidated for trial, nor does it have the effect of making any entity a party to any action in which he, she, or it has not been named, served, or added in accordance with the Federal Rules of Civil Procedure. In the Court's view, a master case file limited to filings of significance to the MDL as a whole or a substantial number of member cases would be advantageous. Accordingly, the Clerk of Court is directed to open a master case file bearing docket number 16-MC-2673. Any filing fees associated with opening the master case file docket are waived. The caption shall read "In re: Treasury Securities Auction Antitrust Litigation." For administrative purposes only, in 16-MC-2673, Plaintiffs shall be listed as "Treasury Securities Auction Antitrust MDL Plaintiffs," and Defendants shall be listed as "Treasury Securities Auction Antitrust MDL Defendants." There will be no appearances entered unless and until the Court orders otherwise. The Court will transfer any and all relevant documents filed in 15-MD-2673 to 15-MD-2673. This Order and all subsequent entries docketed in 16-MC-2543 are to be docketed simultaneously in 15-MD-2673. The Clerk of the Court is directed to Transfer Docket No. 1 (Transfer Order) from 15-MD-2673 to 16-MC-2673. The Court will conduct an Initial Conference on Monday, August 22, 2016 at 10:30 a.m. in Courtroom 705 at the Thurgood Marshall Courthouse, 40 Centre Street, New York, New York. Counsel shall check in with the Courtroom Deputy at least fifteen minutes in advance. This Order vacates any case management or scheduling order issued by a court prior to the transfer of a case to 15-MD-2673. Pending the Initial Conference and further orders of this Court, all deadlines in this action (except those set forth herein), including Defendants' time to respond to any of the complaints and all discovery deadlines, are stayed. This Order does not, however, preclude the provision of voluntary discovery by any party. Any and all pending motions in the transferor courts are denied without prejudice, and will be adjudicated under the procedures set forth in this Order and subsequent orders issued by this Court. (As further set forth in this Order) Initial Conference set for 8/22/2016 at 10:30 AM in Courtroom 705, 40 Centre Street, New York, NY 10007 before Judge Paul G. Gardephe. (Signed by Judge Paul G. Gardephe on 6/13/2016) (kl)
NOTICE OF CHANGE OF ADDRESS by Linda P. Nussbaum on behalf of BWT Professional Trading, LLC, Breakwater Trading LLC. New Address: Nussbaum Law Group, P.C., 1211 Avenue of the Americas, 40th Floor, New York, New York, United States 10036-8718, (917) 438-9102. (Nussbaum, Linda)
>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. 19 MOTION for Kevin Bruce Love to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12356806. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from Supreme Court of Florida;. Re-file the motion as a Corrected Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (sdi)
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Kevin Bruce Love to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12356806. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by BWT Professional Trading, LLC. (Attachments: # 1 Exhibit Cert of Good Standing, # 2 Text of Proposed Order)(Love, Kevin) Modified on 5/31/2016 (sdi).
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Citigroup Inc., Other Affiliate Citigroup Global Markets Holdings Inc., Other Affiliate Citigroup Financial Products, Inc. for Citigroup Global Markets Inc.. Document filed by Citigroup Global Markets Inc..(Kasner, Jay)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of Montreal for BMO Capital Markets Corp.. Document filed by BMO Capital Markets Corp..(Houck, Robert)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate The Bank of Nova Scotia for Bank of Novia Scotia, New York Agency. Document filed by Bank of Novia Scotia, New York Agency.(Pepperman, Richard)
CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. (rch)
Filed: 5/10/2016, Entered: 5/10/2016
***NOTICE TO ATTORNEY REGARDING DEFICIENT CIVIL COVER SHEET. Notice to attorney Linda P. Nussbaum to RE-FILE Document No. 2 Civil Cover Sheet. The filing is deficient for the following reason(s): two natures of suit chosen;. Re-file the document using the event type Civil Cover Sheet found under the event list Other Documents and attach the correct PDF. Use civil cover sheet issued by S.D.N.Y. dated April 2014. The S.D.N.Y. Civil Cover Sheet dated April 2014 is located athttp://nysd.uscourts.gov/file/forms/civil-cover-sheet.. (rch)
Filed: 5/10/2016, Entered: 5/10/2016
CASE REFERRED TO Judge Paul G. Gardephe as possibly related to 15md2673. (rch) Modified on 5/10/2016 (laq).
Filed: 5/10/2016, Entered: 5/10/2016
***NOTICE TO ATTORNEY REGARDING DEFICIENT PLEADING. Notice to Attorney Linda P. Nussbaum to RE-FILE Document No. 1 Complaint. The filing is deficient for the following reason(s): the All Defendant radio button was selected. Re-file the pleading using the event type Complaint found under the event list Complaints and Other Initiating Documents - attach the correct signed PDF - select the individually named filer/filers - select the individually named party/parties the pleading is against. (rch)
Filed: 5/10/2016, Entered: 5/10/2016
***NOTICE TO ATTORNEY REGARDING CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Linda P. Nussbaum. The following case opening statistical information was erroneously selected/entered: Cause of Action code 15:15. The following correction(s) have been made to your case entry: the Cause of Action code has been modified to 15:001. (rch)
STATEMENT OF RELATEDNESS re: that this action be filed as related to 15-md-2673. Document filed by BWT Professional Trading, LLC, Breakwater Trading LLC.(Nussbaum, Linda)
FILING ERROR - DEFICIENT PLEADING - FILED AGAINST PARTY ERROR COMPLAINT against All Defendants. (Filing Fee $ 400.00, Receipt Number 0208-12280346)Document filed by BWT Professional Trading, LLC, Breakwater Trading LLC.(Nussbaum, Linda) Modified on 5/10/2016 (rch).
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