Page 1 2-6 5HYLVHG86'&0$
Case 1:21-mj-07182-JCB
Document 3-2 Filed 08/04/21 Page 1 of
Criminal Case Cover Sheet
U.S. District Court - District of Massachusetts
Place of Offense:
City
Yarmouth,
Newton, et al.
Investigating Agency
FBI
Related Case Information:
Barnstable, Middlesex et al.
County
I
Category No.
6XSHUVHGLQJ,QG,QI
6DPH'HIHQGDQW
0DJLVWUDWH-XGJH&DVH1XPEHU
6HDUFK:DUUDQW&DVH1XPEHU
55IURP'LVWULFWRI
&DVH1R
1HZ'HIHQGDQW X
Defendant Information:
'HIHQGDQW1DPH
Frederick Sharp
-XYHQLOH
✔ 1R
G
✔
,VWKLVSHUVRQDQDWWRUQH\DQGRUDPHPEHURIDQ\VWDWHIHGHUDOEDUG
$OLDV1DPH
&LW\ 6WDWH West Vancouver, British Columbia
$GGUHVV
M
%LUWKGDWH
ODVW BBBBBBBB 6H[BBBBB
Canadian
1DWLRQDOLW\BBBBBBBBBBBBBBBBBBBB
5DFHBBBBBBBBBBB
Defense Counsel if known:
$GGUHVV
Bar Number
U.S. Attorney Information:
James R. Drabick
AUSA
%DU1XPEHULIDSSOLFDEOH
Interpreter:
G
Victims:
✔
G
Matter to be SEALED:
G
✔ 1R
✔
G
✔
G:DUUDQW5HTXHVWHG
/LVWODQJXDJHDQGRUGLDOHFW
G
✔
✔ 1R
1R
G
G5HJXODU3URFHVV
G,Q&XVWRG\
Location Status:
Arrest Date
G $OUHDG\LQ)HGHUDO&XVWRG\DVRI
G $OUHDG\LQ6WDWH&XVWRG\DW
G 2Q3UHWULDO5HOHDVH 2UGHUHGE\
Charging Document:
✔
G&RPSODLQW
Total # of Counts:
G3HWW\
LQ
G6HUYLQJ6HQWHQFH
G$ZDLWLQJ7ULDO
RQ
G,QIRUPDWLRQ
G,QGLFWPHQW
G0LVGHPHDQRU
✔
G)HORQ\
&RQWLQXHRQ3DJHIRU(QWU\RI86&&LWDWLRQV
G
✔
I hereby certify that the case numbers of any prior proceedings before a Magistrate Judge are
accurately set forth above.
'DWH
08/03/
6LJQDWXUHRI$86$ Page 2 -6 5HYLVHG86'&0$ 3DJHRIRU5HYHUVH
District Court Case Number 7REHILOOHGLQE\GHSXW\FOHUN
Name of Defendant
Courtney Kelln
U.S.C. Citations
Description of Offense Charged
Index Key/Code
Count Numbers
6HW
18 U.S.C. §
Conspiracy to Commit Securities Fraud
6HW
15 U.S.C. §§ 78j(b) and 78ff
Securities Fraud
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
ADDITIONAL INFORMATION:
See attached affidavit by FBI Special Agent Keith Brown.
86$0$&5,0&ULPLQDO&DVH&RYHU6KHHWSGIPage 3 2-6 5HYLVHG86'&0$
Case 1:21-mj-07182-JCB
Document 3-2 Filed 08/04/21 Page 3 of
Criminal Case Cover Sheet
Place of Offense:
City
U.S. District Court - District of Massachusetts
Yarmouth,
Newton, et al.
Investigating Agency
FBI
Related Case Information:
Barnstable, Middlesex et al.
County
I
Category No.
6XSHUVHGLQJ,QG,QI
6DPH'HIHQGDQW
0DJLVWUDWH-XGJH&DVH1XPEHU
6HDUFK:DUUDQW&DVH1XPEHU
55IURP'LVWULFWRI
&DVH1R
1HZ'HIHQGDQW X
Defendant Information:
'HIHQGDQW1DPH
Luis Carrillo
-XYHQLOH
✔ 1R
G
✔
,VWKLVSHUVRQDQDWWRUQH\DQGRUDPHPEHURIDQ\VWDWHIHGHUDOEDUG
$OLDV1DPH
&LW\ 6WDWH Mexico
$GGUHVV
M
%LUWKGDWH
ODVW BBBBBBBB 6H[BBBBB
U.S. and/or Mexico
1DWLRQDOLW\BBBBBBBBBBBBBBBBBBBB
5DFHBBBBBBBBBBB
Defense Counsel if known:
$GGUHVV
Bar Number
U.S. Attorney Information:
James R. Drabick
AUSA
%DU1XPEHULIDSSOLFDEOH
Interpreter:
G
Victims:
✔
G
Matter to be SEALED:
G
✔ 1R
✔
G
✔
G:DUUDQW5HTXHVWHG
/LVWODQJXDJHDQGRUGLDOHFW
G
✔
✔ 1R
1R
G
G5HJXODU3URFHVV
G,Q&XVWRG\
Location Status:
Arrest Date
G $OUHDG\LQ)HGHUDO&XVWRG\DVRI
G $OUHDG\LQ6WDWH&XVWRG\DW
G 2Q3UHWULDO5HOHDVH 2UGHUHGE\
Charging Document:
✔
G&RPSODLQW
Total # of Counts:
G3HWW\
LQ
G6HUYLQJ6HQWHQFH
G$ZDLWLQJ7ULDO
RQ
G,QIRUPDWLRQ
G,QGLFWPHQW
G0LVGHPHDQRU
✔
G)HORQ\
&RQWLQXHRQ3DJHIRU(QWU\RI86&&LWDWLRQV
G
✔
I hereby certify that the case numbers of any prior proceedings before a Magistrate Judge are
accurately set forth above.
'DWH
08/03/
6LJQDWXUHRI$86$Page 4 -6 5HYLVHG86'&0$ 3DJHRIRU5HYHUVH
District Court Case Number 7REHILOOHGLQE\GHSXW\FOHUN
Name of Defendant
Courtney Kelln
U.S.C. Citations
Description of Offense Charged
Index Key/Code
Count Numbers
6HW
18 U.S.C. §
Conspiracy to Commit Securities Fraud
6HW
15 U.S.C. §§ 78j(b) and 78ff
Securities Fraud
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
ADDITIONAL INFORMATION:
See attached affidavit by FBI Special Agent Keith Brown.
86$0$&5,0&ULPLQDO&DVH&RYHU6KHHWSGIPage 5 2-6 5HYLVHG86'&0$
Case 1:21-mj-07182-JCB
Document 3-2 Filed 08/04/21 Page 5 of
Criminal Case Cover Sheet
U.S. District Court - District of Massachusetts
Place of Offense:
City
Yarmouth,
Newton, et al.
Investigating Agency
FBI
Related Case Information:
Barnstable, Middlesex et al.
County
I
Category No.
6XSHUVHGLQJ,QG,QI
6DPH'HIHQGDQW
0DJLVWUDWH-XGJH&DVH1XPEHU
6HDUFK:DUUDQW&DVH1XPEHU
55IURP'LVWULFWRI
&DVH1R
1HZ'HIHQGDQW X
Defendant Information:
'HIHQGDQW1DPH
Mike Veldhuis
-XYHQLOH
✔ 1R
G
✔
,VWKLVSHUVRQDQDWWRUQH\DQGRUDPHPEHURIDQ\VWDWHIHGHUDOEDUG
$OLDV1DPH
&LW\ 6WDWH Vancouver, British Columbia
$GGUHVV
M
%LUWKGDWH
ODVW BBBBBBBB 6H[BBBBB
Canadian
1DWLRQDOLW\BBBBBBBBBBBBBBBBBBBB
5DFHBBBBBBBBBBB
Defense Counsel if known:
$GGUHVV
Bar Number
U.S. Attorney Information:
James R. Drabick
AUSA
%DU1XPEHULIDSSOLFDEOH
Interpreter:
G
Victims:
✔
G
Matter to be SEALED:
G
✔ 1R
✔
G
✔
G:DUUDQW5HTXHVWHG
/LVWODQJXDJHDQGRUGLDOHFW
G
✔
✔ 1R
1R
G
G5HJXODU3URFHVV
G,Q&XVWRG\
Location Status:
Arrest Date
G $OUHDG\LQ)HGHUDO&XVWRG\DVRI
G $OUHDG\LQ6WDWH&XVWRG\DW
G 2Q3UHWULDO5HOHDVH 2UGHUHGE\
Charging Document:
✔
G&RPSODLQW
Total # of Counts:
G3HWW\
LQ
G6HUYLQJ6HQWHQFH
G$ZDLWLQJ7ULDO
RQ
G,QIRUPDWLRQ
G,QGLFWPHQW
G0LVGHPHDQRU
✔
G)HORQ\
&RQWLQXHRQ3DJHIRU(QWU\RI86&&LWDWLRQV
G
✔
I hereby certify that the case numbers of any prior proceedings before a Magistrate Judge are
accurately set forth above.
'DWH
08/03/
6LJQDWXUHRI$86$Page 6 -6 5HYLVHG86'&0$ 3DJHRIRU5HYHUVH
District Court Case Number 7REHILOOHGLQE\GHSXW\FOHUN
Name of Defendant
Courtney Kelln
U.S.C. Citations
Description of Offense Charged
Index Key/Code
Count Numbers
6HW
18 U.S.C. §
Conspiracy to Commit Securities Fraud
6HW
15 U.S.C. §§ 78j(b) and 78ff
Securities Fraud
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
ADDITIONAL INFORMATION:
See attached affidavit by FBI Special Agent Keith Brown.
86$0$&5,0&ULPLQDO&DVH&RYHU6KHHWSGIPage 7 2-6 5HYLVHG86'&0$
Case 1:21-mj-07182-JCB
Document 3-2 Filed 08/04/21 Page 7 of
Criminal Case Cover Sheet
U.S. District Court - District of Massachusetts
Place of Offense:
City
Yarmouth,
Newton, et al.
Investigating Agency
FBI
Related Case Information:
Barnstable, Middlesex et al.
County
I
Category No.
6XSHUVHGLQJ,QG,QI
6DPH'HIHQGDQW
0DJLVWUDWH-XGJH&DVH1XPEHU
6HDUFK:DUUDQW&DVH1XPEHU
55IURP'LVWULFWRI
&DVH1R
1HZ'HIHQGDQW X
Defendant Information:
'HIHQGDQW1DPH
Courtney Kelln
-XYHQLOH
✔ 1R
G
✔
,VWKLVSHUVRQDQDWWRUQH\DQGRUDPHPEHURIDQ\VWDWHIHGHUDOEDUG
$OLDV1DPH
&LW\ 6WDWH Surrey, British Columbia
$GGUHVV
F
%LUWKGDWH
ODVW BBBBBBBB 6H[BBBBB
Canadian
1DWLRQDOLW\BBBBBBBBBBBBBBBBBBBB
5DFHBBBBBBBBBBB
Defense Counsel if known:
$GGUHVV
Bar Number
U.S. Attorney Information:
James R. Drabick
AUSA
%DU1XPEHULIDSSOLFDEOH
Interpreter:
G
Victims:
✔
G
Matter to be SEALED:
G
✔ 1R
✔
G
✔
G:DUUDQW5HTXHVWHG
/LVWODQJXDJHDQGRUGLDOHFW
G
✔
✔ 1R
1R
G
G5HJXODU3URFHVV
G,Q&XVWRG\
Location Status:
Arrest Date
G $OUHDG\LQ)HGHUDO&XVWRG\DVRI
G $OUHDG\LQ6WDWH&XVWRG\DW
G 2Q3UHWULDO5HOHDVH 2UGHUHGE\
Charging Document:
✔
G&RPSODLQW
Total # of Counts:
G3HWW\
LQ
G6HUYLQJ6HQWHQFH
G$ZDLWLQJ7ULDO
RQ
G,QIRUPDWLRQ
G,QGLFWPHQW
G0LVGHPHDQRU
✔
G)HORQ\
&RQWLQXHRQ3DJHIRU(QWU\RI86&&LWDWLRQV
G
✔
I hereby certify that the case numbers of any prior proceedings before a Magistrate Judge are
accurately set forth above.
'DWH
08/03/
6LJQDWXUHRI$86$Page 8 -6 5HYLVHG86'&0$ 3DJHRIRU5HYHUVH
District Court Case Number 7REHILOOHGLQE\GHSXW\FOHUN
Name of Defendant
Courtney Kelln
U.S.C. Citations
Description of Offense Charged
Index Key/Code
Count Numbers
6HW
18 U.S.C. §
Conspiracy to Commit Securities Fraud
6HW
15 U.S.C. §§ 78j(b) and 78ff
Securities Fraud
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
ADDITIONAL INFORMATION:
See attached affidavit by FBI Special Agent Keith Brown.
86$0$&5,0&ULPLQDO&DVH&RYHU6KHHWSGI
PDF Page 1
PlainSite Cover Page
PDF Page 2
2-6 5HYLVHG86'&0$
Case 1:21-mj-07182-JCB
Document 3-2 Filed 08/04/21 Page 1 of 8
Criminal Case Cover Sheet
U.S. District Court - District of Massachusetts
Place of Offense:
City
Yarmouth,
Newton, et al.
Investigating Agency
FBI
Related Case Information:
Barnstable, Middlesex et al.
County
I
Category No.
6XSHUVHGLQJ,QG,QI
6DPH'HIHQGDQW
0DJLVWUDWH-XGJH&DVH1XPEHU
6HDUFK:DUUDQW&DVH1XPEHU
55IURP'LVWULFWRI
&DVH1R
1HZ'HIHQGDQW X
Defendant Information:
'HIHQGDQW1DPH
Frederick Sharp
-XYHQLOH
✔ 1R
G
PDF Page 3
Case 1:21-mj-07182-JCB Document 3-2 Filed 08/04/21 Page 2 of 8
-6 5HYLVHG86'&0$ 3DJHRIRU5HYHUVH
District Court Case Number 7REHILOOHGLQE\GHSXW\FOHUN
Name of Defendant
Courtney Kelln
U.S.C. Citations
Description of Offense Charged
Index Key/Code
Count Numbers
6HW
18 U.S.C. § 371
Conspiracy to Commit Securities Fraud
1
6HW
15 U.S.C. §§ 78j(b) and 78ff
Securities Fraud
2
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
ADDITIONAL INFORMATION:
See attached affidavit by FBI Special Agent Keith Brown.
86$0$&5,0&ULPLQDO&DVH&RYHU6KHHWSGI
PDF Page 4
2-6 5HYLVHG86'&0$
Case 1:21-mj-07182-JCB
Document 3-2 Filed 08/04/21 Page 3 of 8
Criminal Case Cover Sheet
Place of Offense:
City
U.S. District Court - District of Massachusetts
Yarmouth,
Newton, et al.
Investigating Agency
FBI
Related Case Information:
Barnstable, Middlesex et al.
County
I
Category No.
6XSHUVHGLQJ,QG,QI
6DPH'HIHQGDQW
0DJLVWUDWH-XGJH&DVH1XPEHU
6HDUFK:DUUDQW&DVH1XPEHU
55IURP'LVWULFWRI
&DVH1R
1HZ'HIHQGDQW X
Defendant Information:
'HIHQGDQW1DPH
Luis Carrillo
-XYHQLOH
✔ 1R
G
PDF Page 5
Case 1:21-mj-07182-JCB Document 3-2 Filed 08/04/21 Page 4 of 8
-6 5HYLVHG86'&0$ 3DJHRIRU5HYHUVH
District Court Case Number 7REHILOOHGLQE\GHSXW\FOHUN
Name of Defendant
Courtney Kelln
U.S.C. Citations
Description of Offense Charged
Index Key/Code
Count Numbers
6HW
18 U.S.C. § 371
Conspiracy to Commit Securities Fraud
1
6HW
15 U.S.C. §§ 78j(b) and 78ff
Securities Fraud
2
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
ADDITIONAL INFORMATION:
See attached affidavit by FBI Special Agent Keith Brown.
86$0$&5,0&ULPLQDO&DVH&RYHU6KHHWSGI
PDF Page 6
2-6 5HYLVHG86'&0$
Case 1:21-mj-07182-JCB
Document 3-2 Filed 08/04/21 Page 5 of 8
Criminal Case Cover Sheet
U.S. District Court - District of Massachusetts
Place of Offense:
City
Yarmouth,
Newton, et al.
Investigating Agency
FBI
Related Case Information:
Barnstable, Middlesex et al.
County
I
Category No.
6XSHUVHGLQJ,QG,QI
6DPH'HIHQGDQW
0DJLVWUDWH-XGJH&DVH1XPEHU
6HDUFK:DUUDQW&DVH1XPEHU
55IURP'LVWULFWRI
&DVH1R
1HZ'HIHQGDQW X
Defendant Information:
'HIHQGDQW1DPH
Mike Veldhuis
-XYHQLOH
✔ 1R
G
PDF Page 7
Case 1:21-mj-07182-JCB Document 3-2 Filed 08/04/21 Page 6 of 8
-6 5HYLVHG86'&0$ 3DJHRIRU5HYHUVH
District Court Case Number 7REHILOOHGLQE\GHSXW\FOHUN
Name of Defendant
Courtney Kelln
U.S.C. Citations
Description of Offense Charged
Index Key/Code
Count Numbers
6HW
18 U.S.C. § 371
Conspiracy to Commit Securities Fraud
1
6HW
15 U.S.C. §§ 78j(b) and 78ff
Securities Fraud
2
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
ADDITIONAL INFORMATION:
See attached affidavit by FBI Special Agent Keith Brown.
86$0$&5,0&ULPLQDO&DVH&RYHU6KHHWSGI
PDF Page 8
2-6 5HYLVHG86'&0$
Case 1:21-mj-07182-JCB
Document 3-2 Filed 08/04/21 Page 7 of 8
Criminal Case Cover Sheet
U.S. District Court - District of Massachusetts
Place of Offense:
City
Yarmouth,
Newton, et al.
Investigating Agency
FBI
Related Case Information:
Barnstable, Middlesex et al.
County
I
Category No.
6XSHUVHGLQJ,QG,QI
6DPH'HIHQGDQW
0DJLVWUDWH-XGJH&DVH1XPEHU
6HDUFK:DUUDQW&DVH1XPEHU
55IURP'LVWULFWRI
&DVH1R
1HZ'HIHQGDQW X
Defendant Information:
'HIHQGDQW1DPH
Courtney Kelln
-XYHQLOH
✔ 1R
G
PDF Page 9
Case 1:21-mj-07182-JCB Document 3-2 Filed 08/04/21 Page 8 of 8
-6 5HYLVHG86'&0$ 3DJHRIRU5HYHUVH
District Court Case Number 7REHILOOHGLQE\GHSXW\FOHUN
Name of Defendant
Courtney Kelln
U.S.C. Citations
Description of Offense Charged
Index Key/Code
Count Numbers
6HW
18 U.S.C. § 371
Conspiracy to Commit Securities Fraud
1
6HW
15 U.S.C. §§ 78j(b) and 78ff
Securities Fraud
2
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
6HW
ADDITIONAL INFORMATION:
See attached affidavit by FBI Special Agent Keith Brown.
86$0$&5,0&ULPLQDO&DVH&RYHU6KHHWSGI