Page 1 AO 399 (01/09) Waiver of the Service of Summons
UNITED STATES DISTRICT COURT
for the
District of Columbia [-]
SECURITIES AND EXCHANGE COMMISSION )
Plaintiff )
Vv. ) Civil Action No. 1:23-CV-BINANCE HOLDINGS LIMITED, et al., )
Defendant )
WAIVER OF THE SERVICE OF SUMMONS
To: Jennifer Farer
(Name of the plaintiff's attorney or unrepresented plaintiff)
I have received your request to waive service of a summons in this action along with a copy of the complaint,
two copies of this waiver form, and a prepaid means of returning one signed copy of the form to you.
I, or the entity I represent, agree to save the expense of serving a summons and complaint in this case.
1 understand that I, or the entity I represent, will keep all defenses or objections to the lawsuit, the court’s
jurisdiction, and the venue of the action, but that I waive any objections to the absence of a summons or of service.
| also understand that I, or the entity I represent, must file and serve an answer or a motion under Rule 12 within
60 days from June 6, 2023 , the date when this request was sent (or 90 days if it was sent outside the
United States). If] fail to do so, a default judgment will be entered against me or the entity I represent.
Date: 06/21/2023 FBS hep
Signature of the attorney or unrepresented party
BAM Trading Services, Inc. / BAM Management US Holdings William R. McLucas _
Printed name of party waiving service of summons Inc. Printed name
WilmerHale
2100 Pennsylvania Ave, NW
Washington, DC
Duty to Avoid Unnecessary Expenses of Serving a Summons
Rule 4 ofthe Federal Rules of Civil Procedure requires certain defendants to cooperate in saving unnecessary expenses of serving asummons
and complaint. A defendant who is located in the United States and who fails to return a signed waiver of service requested by a plaintiff located in
the United States will be required to pay the expenses of service, unless the defendant shows good cause for the failure.
“Good cause” does not include a belief that the lawsuit is groundless, or that it has been brought in an improper venue, or that the court has
no jurisdiction over this matter or over the defendant or the defendant’s property.
If the waiver is signed and returned, you can still make these and all other defenses and objections, but you cannot object to the absence of
a summons or of service.
If you waive service, then you must, within the time specified on the waiver form, serve an answer or a motion under Rule 12 on the plaintiff
and file a copy with the court. By signing and returning the waiver form, you are allowed more time to respond than if a summons had been served.
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Case 1:23-cv-01599-ABJ Document 78 Filed 06/21/23 Page 1 of 1
AO 399 (01/09) Waiver of the Service of Summons
UNITED STATES DISTRICT COURT
for the
District of Columbia [-]
SECURITIES AND EXCHANGE COMMISSION )
Plaintiff )
Vv. ) Civil Action No. 1:23-CV-01599
BINANCE HOLDINGS LIMITED, et al., )
Defendant )
WAIVER OF THE SERVICE OF SUMMONS
To: Jennifer Farer
(Name of the plaintiff's attorney or unrepresented plaintiff)
I have received your request to waive service of a summons in this action along with a copy of the complaint,
two copies of this waiver form, and a prepaid means of returning one signed copy of the form to you.
I, or the entity I represent, agree to save the expense of serving a summons and complaint in this case.
1 understand that I, or the entity I represent, will keep all defenses or objections to the lawsuit, the court’s
jurisdiction, and the venue of the action, but that I waive any objections to the absence of a summons or of service.
| also understand that I, or the entity I represent, must file and serve an answer or a motion under Rule 12 within
60 days from June 6, 2023 , the date when this request was sent (or 90 days if it was sent outside the
United States). If] fail to do so, a default judgment will be entered against me or the entity I represent.
Date: 06/21/2023 FBS hep
Signature of the attorney or unrepresented party
BAM Trading Services, Inc. / BAM Management US Holdings William R. McLucas _
Printed name of party waiving service of summons Inc. Printed name
WilmerHale
2100 Pennsylvania Ave, NW
Washington, DC 20037
Address
matthew.martens@wilmerhale.com
william.mclucas @ wilmerhale.com
E-mail address
(202) 663-6622
Telephone number
Duty to Avoid Unnecessary Expenses of Serving a Summons
Rule 4 ofthe Federal Rules of Civil Procedure requires certain defendants to cooperate in saving unnecessary expenses of serving asummons
and complaint. A defendant who is located in the United States and who fails to return a signed waiver of service requested by a plaintiff located in
the United States will be required to pay the expenses of service, unless the defendant shows good cause for the failure.
“Good cause” does not include a belief that the lawsuit is groundless, or that it has been brought in an improper venue, or that the court has
no jurisdiction over this matter or over the defendant or the defendant’s property.
If the waiver is signed and returned, you can still make these and all other defenses and objections, but you cannot object to the absence of
a summons or of service.
If you waive service, then you must, within the time specified on the waiver form, serve an answer or a motion under Rule 12 on the plaintiff
and file a copy with the court. By signing and returning the waiver form, you are allowed more time to respond than if a summons had been served.