SECURITIES AND EXCHANGE COMMISSION v. BINANCE HOLDINGS LIMITED et al Document 114: Motion to Compel, Attachment 3

Filed September 15, 2023

Back to SECURITIES AND EXCHANGE COMMISSION v. BINANCE HOLDINGS LIMITED et al, District Of Columbia District Court Case No. 1:23-cv-01599-ABJ-ZMF

MOTION to Compel by SECURITIES AND EXCHANGE COMMISSION. (Attachments: # (1) Memorandum in Support, # (2) Declaration of Jennifer Farer in Support of SEC Motion to Compel, # (3) Exhibit 1, # (4) Exhibit 2, # (5) Exhibit 3, # (6) Exhibit 4, # (7) Exhibit 5, # (8) Exhibit 6, # (9) Exhibit 7, # (10) Exhibit 8, # (11) Exhibit 9, # (12) Exhibit 10, # (13) Exhibit 11, # (14) Exhibit 12, # (15) Exhibit 13, # (16) Exhibit 14, # (17) Exhibit 15, # (18) Exhibit 16, # (19) Exhibit 19, # (20) Exhibit 21, # (21) Exhibit 22, # (22) Exhibit 26, # (23) Exhibit 27, # (24) Exhibit 28, # (25) Text of Proposed Order)(zjm)

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PDF Page 2	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 1 of 90 EXHIBIT 1

PDF Page 3	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 2 of 90 1 2 3 4 23 1599 5 6 7 13 2023 2 00 8 9 10 11 12 13 14 15 100 20549 16 17 18 100 10004 19 20 21 22 23 1050 24 25 300 20036 1

PDF Page 4	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 3 of 90 2 1 2 200 3 10166 4 5 1881 94304 6 7 8 2100 20037 9 10 1850 1100 20006 11 12 13 14 15 555 11 1000 20004 16 17 18 6523 19 333 20 202 354 3267 20001 21 22 23 24 25

PDF Page 5	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 4 of 90 3 1 2 3 23 1599 SEC versus 4 Binance Holdings Limited, BAM Trading Services, Inc., BAM 5 Management U.S. Holdings, Inc., and Changpeng Zhao 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25

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PDF Page 12	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 11 of 90 1 2 3 4 5 Howey 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 300 8 85 10

PDF Page 13	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 12 of 90 1 2 3 4 5 6 7 Howey Howey 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 14 11

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PDF Page 15	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 14 of 90 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 2017 19 20 21 22 23 24 25 2017 13

PDF Page 16	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 15 of 90 1 2 2017 3 4 5 6 7 8 9 5 10 11 12 Howey 13 14 15 16 17 18 19 20 21 22 23 24 25 2017 14

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PDF Page 18	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 17 of 90 1 2 3 Howey 4 5 6 7 8 9 10 11 12 13 14 15 16 17 Howey 18 19 Howey 20 21 22 23 24 25 Howey Howey 16

PDF Page 19	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 18 of 90 1 298 2 Howey 99 Howey 3 Telegram 4 5 6 7 8 9 10 11 12 Telegram 13 14 15 16 5 17 18 19 20 21 22 23 24 25 6 17

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PDF Page 21	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 20 of 90 1 2 3 53 4 5 6 7 8 9 10 11 12 13 14 15 2019 16 17 18 19 20 21 22 23 24 25 2022 19

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PDF Page 31	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 30 of 90 1 2 Howey 1940 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 7 18 19 20 21 22 23 24 25 26 2021 2019 22 29

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PDF Page 68	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 67 of 90 1 2 3 4 5 2 3 6 7 8 9 10 Howey 11 Howey 12 Howey 13 14 15 16 17 18 19 20 21 22 23 24 25 Howey 66

PDF Page 69	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 68 of 90 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Howey 67

PDF Page 70	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 69 of 90 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 2 2 68

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PDF Page 73	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 72 of 90 1 2 3 4 5 6 7 8 9 10 11 12 13 14 3 000 15 16 17 18 19 20 21 22 23 24 25 9 30 71

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PDF Page 75	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 74 of 90 1 2 3 4 5 6 4 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Lujan 73

PDF Page 76	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 75 of 90 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Lujan 74

PDF Page 77	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 76 of 90 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 75

PDF Page 78	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 77 of 90 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 76

PDF Page 79	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 78 of 90 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 77

PDF Page 80	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 79 of 90 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 78

PDF Page 81	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 80 of 90 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 79

PDF Page 82	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 81 of 90 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 1 58 1 21 22 23 24 25 2 2 80

PDF Page 83	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 82 of 90 81 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 CFTC versus McDonnell

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PDF Page 88	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 87 of 90 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 86

PDF Page 89	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 88 of 90 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 A&E Trust 87

PDF Page 90	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 89 of 90 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 88

PDF Page 91	Case 1:23-cv-01599-ABJ-ZMF Document 114-3 Filed 09/15/23 Page 90 of 90 1 2 3 4 5 6 7 14 2023 8 9 10 11 12 6523 333 13 14 15 16 17 18 19 20 21 22 23 24 25 20001 89


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