REDACTED DOCUMENT- Exhibits of Matthew Beville Declaration to[124] Order on Sealed Motion for Leave to File Document Under Seal,,, Exhibit A (Redacted) by BAM MANAGEMENT US HOLDINGS INC., BAM TRADING SERVICES INC.. (Attachments: # (1) Exhibit B (Redacted), # (2) Exhibit C (Redacted), # (3) Exhibit D (Redacted), # (4) Exhibit E (Redacted), # (5) Exhibit F (Redacted))(McLucas, William)
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ofproduce BAM communications responsive to our RFPs for the above-named deponents, starting on a rolling
basis based on order of deposition to be completed no later than August 11th.
Finally, we are talking to counsel for FGMK to schedule a deposition, which will either be in Chicago or be
conducted remotely. As of now, the likely date appears to be August 22 or 23. Please hold those dates and we
will confirm ASAP.
Regards,
Emmett
From: Farer, Jennifer
Sent: Friday, July 28, 2023 10:02 PM
To: Mendro, Jason J. ; Laroche, Matthew ; Adler, Jeremy ; Scarlato, Matthew ; Nasse, David ;
Tenreiro, Jorge ; Murphy, J. Emmett
Cc: McLucas, William ; Martens, Matthew T. ; Beville, Matthew ; Smith, Tiffany ; Graziosi, Kyrie P. ; Canellos, George ; Fee, Adam ; DaSilva, Joe ;
Heather.Waller@lw.com; Celio, Michael D. ; Nelson, Daniel W. ; Grime, Richard W. ; Brooker, Stephanie ; Day, M. Kendall ; Maloney, Mary Beth ; abid.qureshi ; michael.bern@lw.com; William.Baker@LW.com;
Douglas.Yatter@lw.com; Benjamin.Naftalis@lw.com; Feagles, Amy ; Iris.Xie@lw.com
Subject: RE: SEC v. Binance Holdings Ltd., et al. (1:23-cv-01599)
Counsel,
We write to follow up on the outstanding issues discussed during Monday’s meet and confer.
As discussed during the meet and confer, the discovery responses and productions to date—comprised
now of less than 50 documents (less than 60 if you include the productions under other provisions of the
Consent Order) and limited information in response to interrogatories—have been wholly inadequate in timing,
volume, scope, substance, and format. We have now discussed the various issues for each of the Requests for
Production and Inspection and Interrogatories and your objections and responses thereto, and you were going to
take these issues back and let us know the BAM Defendants’ final position on these requests and pending
issues. We asked that you provide a response by Wednesday, so we can consider what steps are necessary to
move forward, and we have yet to hear back. In a final attempt to resolve outstanding issues and/or determine
those issues where we cannot reach an agreement and may need to go to the Court, please provide the
information set forth below by close of business on Monday.
(1) The plan for the BAM Defendants’ completion of all discovery responses and productions for the
first set of discovery. The plan should include the date of anticipated production(s) and any further
responses; identification of the documents and information that will be produced in each production and
response; identification of any RFPs or RFIs to which Defendants will not produce anything further and
stand on its objections; and confirmation that the productions will conform with the data delivery
standards.
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of(2) Response to our proposed edits to the Protective Order. We provided our proposed edits weeks ago,
and Defendants have withheld certain information on the basis that it will be produced upon entry of a
Protective Order. The SEC does not agree this is a proper basis for withholding this information. Please
let us know when you are available to discuss, and hopefully we can resolve any issues with respect to
the Protective Order without going to the Court.
(3) Information about accounts on Binance.com. As discussed, please provide the current status and plan
for the accounts and assets reflected in Binance Holding’s production under Section IV of the Consent
Order.
Thank you.
Jennifer L. Farer
U.S. Securities and Exchange Commission
100 F Street N.E. | Washington, D.C. From: Farer, Jennifer
Sent: Thursday, July 20, 2023 6:50 PM
To: Mendro, Jason J. ; Laroche, Matthew ; Adler, Jeremy ; Scarlato, Matthew ; Nasse, David ;
Tenreiro, Jorge ; Murphy, J. Emmett
Cc: McLucas, William ; Martens, Matthew T. ; Beville, Matthew ; Smith, Tiffany ; Graziosi, Kyrie P. ; Canellos, George ; Fee, Adam ; DaSilva, Joe ;
Heather.Waller@lw.com; Celio, Michael D. ; Nelson, Daniel W. ; Grime, Richard W. ; Brooker, Stephanie ; Day, M. Kendall ; Maloney, Mary Beth ; abid.qureshi ; michael.bern@lw.com; William.Baker@LW.com;
Douglas.Yatter@lw.com; Benjamin.Naftalis@lw.com; Feagles, Amy ; Iris.Xie@lw.com
Subject: RE: SEC v. Binance Holdings Ltd., et al. (1:23-cv-01599)
Counsel:
We have a conflict tomorrow at 1:00, so let’s plan on Monday at 10:00. Hopefully that works for Gibson. If not, please
propose additional times on Monday, and we can coordinate on our end.
To provide for a productive meet and confer and hopefully bring to a close some of the pending issues, please be
prepared to discuss the RFPs (including providing greater specificity about the documents and communications you plan
to produce in the forthcoming productions), Interrogatories, and the information produced in response to Section IV of
the Consent Order. One specific question it would be helpful for you to run down in advance is your use of “New Private
Administrative Keys” (e.g., Response to Interrogatory No. 2), and whether you’re using the definition in the Consent
Order or some other definition (i.e., whether you’re referring to the keys for the new wallets required to be established
under II.2 of the Consent Order or something else).
Thanks.
Jennifer L. Farer
U.S. Securities and Exchange Commission
100 F Street N.E. | Washington, D.C. 3Page 6 Case
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ofFrom: Mendro, Jason J.
Sent: Thursday, July 20, 2023 5:36 PM
To: Laroche, Matthew ; Farer, Jennifer ; Adler, Jeremy ; Scarlato, Matthew ; Nasse, David ;
Tenreiro, Jorge ; Murphy, J. Emmett
Cc: McLucas, William ; Martens, Matthew T. ; Beville, Matthew ; Smith, Tiffany ; Graziosi, Kyrie P. ; Canellos, George ; Fee, Adam ; DaSilva, Joe ;
Heather.Waller@lw.com; Celio, Michael D. ; Nelson, Daniel W. ; Grime, Richard W. ; Brooker, Stephanie ; Day, M. Kendall ; Maloney, Mary Beth ; abid.qureshi ; michael.bern@lw.com; William.Baker@LW.com;
Douglas.Yatter@lw.com; Benjamin.Naftalis@lw.com; Feagles, Amy ; Iris.Xie@lw.com
Subject: RE: SEC v. Binance Holdings Ltd., et al. (1:23-cv-01599)
CAUTION: This email originated from outside of the organization. Do not click links or open attachments unless you
recognize the sender and know the content is safe.
Gibson could join at 1 p.m. Thanks.
From: Laroche, Matthew
Sent: Thursday, July 20, 2023 4:46 PM
To: Farer, Jennifer ; Adler, Jeremy ; Scarlato, Matthew ; Nasse, David ; Tenreiro, Jorge ; Murphy, J. Emmett
Cc: McLucas, William ; Martens, Matthew T. ; Beville, Matthew ; Smith, Tiffany ; Graziosi, Kyrie P. ; Canellos, George ; Fee, Adam ; DaSilva, Joe ;
Heather.Waller@lw.com; Mendro, Jason J. ; Celio, Michael D. ; Nelson, Daniel W. ; Grime, Richard W. ; Brooker, Stephanie ; Day, M. Kendall ; Maloney, Mary Beth ; abid.qureshi ;
michael.bern@lw.com; William.Baker@LW.com; Douglas.Yatter@lw.com; Benjamin.Naftalis@lw.com; Feagles, Amy ; Iris.Xie@lw.com
Subject: RE: SEC v. Binance Holdings Ltd., et al. (1:23-cv-01599)
[WARNING: External Email]
Jen,
BAM is available to meet and confer tomorrow at 1pm or Monday at 10am. We expect to continue to make rolling
productions, to complete our priority productions by next week, and to complete the remaining productions by the
following week.
We disagree with a number of the assertions in your email, including that BAM has improperly attempted to alter the
scope and timing of discovery under the Consent Order. As we have explained on several occasions and in
correspondence, the SEC’s discovery requests are incredibly overbroad, seek information well beyond the scope of the
Consent Order, and would have been virtually impossible to respond to on a typical discovery timeframe, let alone the
timeframes set forth in the Consent Order. In fact, 27 of the RFPs seek “All Documents and Communications
Concerning” various topics and many other requests contain similarly overbroad language such as seeking “a complete
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ofrecord of the BAM Entities’ financial statements and transactions.” The SEC’s requests seek information far beyond
what is necessary to assess the security of Customer Assets and are contrary to the Consent Order, the Federal Rules,
and clear precedent. The fact that your position “remains that the BAM Defendants are required to produce all
documents and communications in response to the RFPs” is surprising and inconsistent with our meet and confers.
Regardless, we have worked with you in good faith to appropriately limit the scope of your requests, diligently collected
documents and information, made several productions, and provided a substantial amount of additional information
through letters, interrogatory responses, and declarations. We believe that the productions and information provided
to date, which will be supplemented by the remaining priority productions, are more than sufficient for the SEC to
confirm that Customer Assets are presently secure, in BAM’s control, and available to meet customer claims and
liabilities. We also believe that the SEC has more than enough information and documents to prepare for the
depositions of Mr. Kellogg and Ms. Sisenwein. To the extent the SEC expects specific documents in advance of those
depositions, we ask that you please identify them as soon as possible.
Finally, you asked whether “there are any RFPs or Interrogatories for which you intend to continue to stand on your
objections and not produce documents.” As to the RFPs, our understanding was that you were open to our discovery
plan and otherwise would be proposing more specific requests (e.g., related to audits). As to the Interrogatories, we
have not yet conferred about our responses. We remain open to working with you in good faith on any specific requests
for documents or information.
Thanks,
Matt
From: Farer, Jennifer
Sent: Wednesday, July 19, 2023 2:55 PM
To: Adler, Jeremy ; Scarlato, Matthew ; Nasse, David ; Tenreiro, Jorge ; Murphy, J. Emmett
Cc: McLucas, William ; Martens, Matthew T. ; Beville, Matthew ; Smith, Tiffany ; Graziosi, Kyrie P. ; Canellos, George ; Laroche, Matthew ; Fee, Adam ; DaSilva,
Joe ; Heather.Waller@lw.com; Mendro, Jason J. ; Celio, Michael
D. ; Nelson, Daniel W. ; Grime, Richard W. ; Brooker, Stephanie ; Day, M. Kendall ; Maloney, Mary Beth ; abid.qureshi ;
michael.bern@lw.com; William.Baker@LW.com; Douglas.Yatter@lw.com; Benjamin.Naftalis@lw.com; Feagles, Amy ; Iris.Xie@lw.com
Subject: [EXT] RE: SEC v. Binance Holdings Ltd., et al. (1:23-cv-01599)
Counsel,
We write to follow up on a number of outstanding items with respect to your obligations under the Consent
Order. Please address the items below by close of business on July 20 and provide your availability on July 21 for a meet
and confer on the discovery issues set forth below.
Discovery
The BAM Defendants’ responses to our Request for Production of Documents and Inspection (“RFPs”) were due on July
3. At your request, we extended the response deadline in an effort to work with you in good faith and facilitate a
substantive production of documents and information. As discussed, your response to the extended deadline on July was inconsistent with the Consent Order, as you failed to produce any documents or substantive information, and your
Responses and Objections and proposed discovery plan improperly attempted to alter the scope and timing of discovery
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ofpermitted under the Consent Order. On July 7, we conducted a meet and confer to discuss these issues. We explained
that the interrogatory responses and required items under Section IV of the Consent Order did not satisfy the BAM
Defendants’ production obligations in response to the RFPS, as you proposed. However, while our positions remains
that the BAM Defendants are required to produce all documents and communications in response to the RFPs, we
continued to try to work with you in good faith. We agreed to a rolling production of materials, prioritizing those items
set forth in Section I of the Discovery Plan in your July 5 letter, as expanded during our meet and confer discussion, and
the documents in response to Request 18 concerning Ceffu. To date, the BAM Defendants have not completed the
production of even those priority items, and we have yet to receive a response to our request for a schedule of
remaining productions.
In addition, Defendants’ recent production of preliminary information under Section IV of the Consent Order and the
BAM Defendants’ responses to the First Set of Interrogatories similarly improperly attempt to alter the requirements of
the Consent Order and scope and timing of discovery.
To allow us to move forward in finalizing current discovery that is outstanding, we ask that the BAM Defendants please
provide a schedule for remaining productions to fully complete the response to the SEC’s RFPs and Request for
Interrogatories. When providing that information, please identify if, and to the extent that, there are any RFPs or
Interrogatories for which you intend to continue to stand on your objections and not produce documents, which should
include identifying those for which you respond that you would like to continue to meet and confer but have not
confirmed that you will produce any documents. Please then let us know your availability on July 21 for a meet and
confer on these outstanding issues, so we can determine necessary next steps to ensure compliance with the Consent
Order.
Finally, weeks ago, we had requested dates during the last week of July for the depositions of Sara Sisenwein and Erik
Kellogg. Under the discovery response deadlines provided in the Consent Order, dates during that week would have
provided sufficient time for us to receive and review the requested discovery in advance of the
depositions. Notwithstanding our meet and confer and repeated requests for productions, the continued delay in
discovery productions requires us find new dates for those depositions. Once we receive your response regarding a
proposed production schedule, we will circle back with proposed dates. As discussed previously, any continued delays in
discovery productions will necessarily require an extended discovery period to allow sufficient time to complete the
discovery provided in the Consent Order.
Report of Ordinary Course Business Expenses
Please provide the monthly report of BAM Ordinary Course Business expenses, which was due Monday under Paragraph
II.4 of the Consent Order.
Protective Order
Pease let us know where we stand on our proposed edits and comments to the proposed draft protective order, so we
can get that finalized. As previously indicated, we are available for a call to discuss as needed.
Thank you.
Jennifer L. Farer
U.S. Securities and Exchange Commission
100 F Street N.E. | Washington, D.C. From: Adler, Jeremy
Sent: Friday, July 14, 2023 11:26 PM
To: Farer, Jennifer ; Scarlato, Matthew ; Nasse, David ;
Tenreiro, Jorge ; Murphy, J. Emmett
Cc: McLucas, William ; Martens, Matthew T.
6Page 9 Case
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of; Beville, Matthew ; Smith, Tiffany ; Graziosi, Kyrie P. ; gcanellos@milbank.com;
mlaroche@milbank.com; Fee, Adam ; DaSilva, Joe ;
Heather.Waller@lw.com; Mendro, Jason J. ; Celio, Michael D. ; Nelson, Daniel W. ; Grime, Richard W. ; Brooker, Stephanie ; Day, M. Kendall ; Maloney, Mary Beth ; abid.qureshi ;
michael.bern@lw.com; William.Baker@LW.com; Douglas.Yatter@lw.com; Benjamin.Naftalis@lw.com; Feagles, Amy ; Iris.Xie@lw.com
Subject: SEC v. Binance Holdings Ltd., et al. (1:23-cv-01599)
CAUTION: This email originated from outside of the organization. Do not click links or open attachments unless you
recognize the sender and know the content is safe.
Counsel,
Attached please find a correspondence regarding the above-captioned matter as well as the accompanying passwordprotected zip file of documents bearing Bates numbers BAM_SEC_LIT_00000133 through BAM_SEC_LIT_00000285. The
password for the zip file will be provided in a separate cover. As I hope you appreciate, we are making every effort to
ensure our responses are complete and accurate and we will be producing additional materials early next week.
In addition, please find attached the certifications of Erik Kellogg, Sara Sisenwein and Chase Gharrity that correspond to
the relevant Responses to the Interrogatories produced on July 13, 2023.
All the best,
Jeremy
Jeremy Adler | WilmerHale
7 World Trade Center
250 Greenwich Street
New York, NY 10007 USA
+1 212 295 6417 (t)
+1 212 230 8888 (f)
jeremy.adler@wilmerhale.com
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7Page 10 Case
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UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C.
Date:
August 14,
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.Page 11 Case
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of
Dated: August 2, s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2Page 12 Case
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of
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3Page 13 Case
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of
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4Page 14 Case
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of
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C.
Date:
August 15,
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.Page 15 Case
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of
Dated: August 2, s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2Page 16 Case
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of
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3Page 17 Case
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of
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4Page 18 Case
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Page18of
of
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C.
Date:
August 16,
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.Page 19 Case
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1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page19of
of
Dated: August 2, s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2Page 20 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page20of
of
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3Page 21 Case
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1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page21of
of
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4Page 22 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page22of
of
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C.
Date:
August 21,
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.Page 23 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page23of
of
Dated: August 2, s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2Page 24 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page24of
of
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3Page 25 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page25of
of
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4Page 26 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page26of
of
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C.
Date:
August 22,
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.Page 27 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page27of
of
Dated: August 2, s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2Page 28 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page28of
of
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3Page 29 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page29of
of
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4Page 30 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page30of
of
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Erik Kellogg
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C.
Date:
August 29,
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.Page 31 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page31of
of
Dated: August 2, s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2Page 32 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page32of
of
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3Page 33 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page33of
of
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4Page 34 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page34of
of
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Jasmine Lee
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C.
Date:
August 30,
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.Page 35 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page35of
of
Dated: August 2, s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2Page 36 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page36of
of
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3Page 37 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page37of
of
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4Page 38 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page38of
of
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C.
Date:
August 23,
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.Page 39 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page39of
of
Dated: August 2, s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2Page 40 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page40of
of
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3Page 41 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page41of
of
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4Page 42 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page42of
of
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C.
Date:
August 28,
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.Page 43 Case
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Filed08/14/10/03/23 Page
Page43of
of
Dated: August 2, s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2Page 44 Case
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1:23-cv-01599-ABJ-ZMF Document
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Filed08/14/10/03/23 Page
Page44of
of
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3Page 45 Case
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1:23-cv-01599-ABJ-ZMF Document
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Filed08/14/10/03/23 Page
Page45of
of
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4Page 46 Case
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1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page46of
of
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Brian Shroder
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C.
Date:
August 31,
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.Page 47 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page47of
of
Dated: August 2, s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2Page 48 Case
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1:23-cv-01599-ABJ-ZMF Document
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Filed08/14/10/03/23 Page
Page48of
of
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3Page 49 Case
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1:23-cv-01599-ABJ-ZMF Document
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Filed08/14/10/03/23 Page
Page49of
of
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4Page 50 Case
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1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page50of
of
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C.
Date:
August 24,
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.Page 51 Case
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1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page51of
of
Dated: August 2, s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2Page 52 Case
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Filed08/14/10/03/23 Page
Page52of
of
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3Page 53 Case
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1:23-cv-01599-ABJ-ZMF Document
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Filed08/14/10/03/23 Page
Page53of
of
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4Page 54 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page54of
of
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C.
Date:
August 25,
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.Page 55 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page55of
of
Dated: August 2, s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2Page 56 Case
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1:23-cv-01599-ABJ-ZMF Document
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Filed08/14/10/03/23 Page
Page56of
of
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3Page 57 Case
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1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page57of
of
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4Page 58 Case
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1:23-cv-01599-ABJ-ZMF Document
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Filed08/14/10/03/23 Page
Page58of
of
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C.
Date:
August 18,
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.Page 59 Case
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1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page59of
of
Dated: August 2, s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2Page 60 Case
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1:23-cv-01599-ABJ-ZMF Document
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Filed08/14/10/03/23 Page
Page60of
of
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3Page 61 Case
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1:23-cv-01599-ABJ-ZMF Document
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Filed08/14/10/03/23 Page
Page61of
of
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4Page 62 Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
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Filed08/14/10/03/23 Page
Page62of
of
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C.
Date:
August 17,
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.Page 63 Case
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1:23-cv-01599-ABJ-ZMF Document
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Filed08/14/10/03/23 Page
Page63of
of
Dated: August 2, s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2Page 64 Case
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1:23-cv-01599-ABJ-ZMF Document
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of
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3Page 65 Case
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1:23-cv-01599-ABJ-ZMF Document
Document140-95-8 Filed
Filed08/14/10/03/23 Page
Page65of
of
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4
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Declaration of Matthew
Beville Ex. E
Case 1:23-cv-01599-ABJ-ZMF Document 140-4 Filed 10/03/23 Page 3 of 65
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65
produce BAM communications responsive to our RFPs for the above-named deponents, starting on a rolling
basis based on order of deposition to be completed no later than August 11th.
Finally, we are talking to counsel for FGMK to schedule a deposition, which will either be in Chicago or be
conducted remotely. As of now, the likely date appears to be August 22 or 23. Please hold those dates and we
will confirm ASAP.
Regards,
Emmett
From: Farer, Jennifer
Sent: Friday, July 28, 2023 10:02 PM
To: Mendro, Jason J. ; Laroche, Matthew ; Adler, Jeremy
; Scarlato, Matthew ; Nasse, David ;
Tenreiro, Jorge ; Murphy, J. Emmett
Cc: McLucas, William ; Martens, Matthew T.
; Beville, Matthew ; Smith, Tiffany
; Graziosi, Kyrie P. ; Canellos, George
; Fee, Adam ; DaSilva, Joe ;
Heather.Waller@lw.com; Celio, Michael D. ; Nelson, Daniel W.
; Grime, Richard W. ; Brooker, Stephanie
; Day, M. Kendall ; Maloney, Mary Beth
; abid.qureshi ; michael.bern@lw.com; William.Baker@LW.com;
Douglas.Yatter@lw.com; Benjamin.Naftalis@lw.com; Feagles, Amy ; Iris.Xie@lw.com
Subject: RE: SEC v. Binance Holdings Ltd., et al. (1:23-cv-01599)
Counsel,
We write to follow up on the outstanding issues discussed during Monday’s meet and confer.
As discussed during the meet and confer, the discovery responses and productions to date—comprised
now of less than 50 documents (less than 60 if you include the productions under other provisions of the
Consent Order) and limited information in response to interrogatories—have been wholly inadequate in timing,
volume, scope, substance, and format. We have now discussed the various issues for each of the Requests for
Production and Inspection and Interrogatories and your objections and responses thereto, and you were going to
take these issues back and let us know the BAM Defendants’ final position on these requests and pending
issues. We asked that you provide a response by Wednesday, so we can consider what steps are necessary to
move forward, and we have yet to hear back. In a final attempt to resolve outstanding issues and/or determine
those issues where we cannot reach an agreement and may need to go to the Court, please provide the
information set forth below by close of business on Monday.
(1) The plan for the BAM Defendants’ completion of all discovery responses and productions for the
first set of discovery. The plan should include the date of anticipated production(s) and any further
responses; identification of the documents and information that will be produced in each production and
response; identification of any RFPs or RFIs to which Defendants will not produce anything further and
stand on its objections; and confirmation that the productions will conform with the data delivery
standards.
2
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(2) Response to our proposed edits to the Protective Order. We provided our proposed edits weeks ago,
and Defendants have withheld certain information on the basis that it will be produced upon entry of a
Protective Order. The SEC does not agree this is a proper basis for withholding this information. Please
let us know when you are available to discuss, and hopefully we can resolve any issues with respect to
the Protective Order without going to the Court.
(3) Information about accounts on Binance.com. As discussed, please provide the current status and plan
for the accounts and assets reflected in Binance Holding’s production under Section IV of the Consent
Order.
Thank you.
Jennifer L. Farer
U.S. Securities and Exchange Commission
100 F Street N.E. | Washington, D.C. 20549
From: Farer, Jennifer
Sent: Thursday, July 20, 2023 6:50 PM
To: Mendro, Jason J. ; Laroche, Matthew ; Adler, Jeremy
; Scarlato, Matthew ; Nasse, David ;
Tenreiro, Jorge ; Murphy, J. Emmett
Cc: McLucas, William ; Martens, Matthew T.
; Beville, Matthew ; Smith, Tiffany
; Graziosi, Kyrie P. ; Canellos, George
; Fee, Adam ; DaSilva, Joe ;
Heather.Waller@lw.com; Celio, Michael D. ; Nelson, Daniel W.
; Grime, Richard W. ; Brooker, Stephanie
; Day, M. Kendall ; Maloney, Mary Beth
; abid.qureshi ; michael.bern@lw.com; William.Baker@LW.com;
Douglas.Yatter@lw.com; Benjamin.Naftalis@lw.com; Feagles, Amy ; Iris.Xie@lw.com
Subject: RE: SEC v. Binance Holdings Ltd., et al. (1:23-cv-01599)
Counsel:
We have a conflict tomorrow at 1:00, so let’s plan on Monday at 10:00. Hopefully that works for Gibson. If not, please
propose additional times on Monday, and we can coordinate on our end.
To provide for a productive meet and confer and hopefully bring to a close some of the pending issues, please be
prepared to discuss the RFPs (including providing greater specificity about the documents and communications you plan
to produce in the forthcoming productions), Interrogatories, and the information produced in response to Section IV of
the Consent Order. One specific question it would be helpful for you to run down in advance is your use of “New Private
Administrative Keys” (e.g., Response to Interrogatory No. 2), and whether you’re using the definition in the Consent
Order or some other definition (i.e., whether you’re referring to the keys for the new wallets required to be established
under II.2 of the Consent Order or something else).
Thanks.
Jennifer L. Farer
U.S. Securities and Exchange Commission
100 F Street N.E. | Washington, D.C. 20549
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From: Mendro, Jason J.
Sent: Thursday, July 20, 2023 5:36 PM
To: Laroche, Matthew ; Farer, Jennifer ; Adler, Jeremy
; Scarlato, Matthew ; Nasse, David ;
Tenreiro, Jorge ; Murphy, J. Emmett
Cc: McLucas, William ; Martens, Matthew T.
; Beville, Matthew ; Smith, Tiffany
; Graziosi, Kyrie P. ; Canellos, George
; Fee, Adam ; DaSilva, Joe ;
Heather.Waller@lw.com; Celio, Michael D. ; Nelson, Daniel W.
; Grime, Richard W. ; Brooker, Stephanie
; Day, M. Kendall ; Maloney, Mary Beth
; abid.qureshi ; michael.bern@lw.com; William.Baker@LW.com;
Douglas.Yatter@lw.com; Benjamin.Naftalis@lw.com; Feagles, Amy ; Iris.Xie@lw.com
Subject: RE: SEC v. Binance Holdings Ltd., et al. (1:23-cv-01599)
CAUTION: This email originated from outside of the organization. Do not click links or open attachments unless you
recognize the sender and know the content is safe.
Gibson could join at 1 p.m. Thanks.
From: Laroche, Matthew
Sent: Thursday, July 20, 2023 4:46 PM
To: Farer, Jennifer ; Adler, Jeremy ; Scarlato, Matthew
; Nasse, David ; Tenreiro, Jorge ; Murphy, J. Emmett
Cc: McLucas, William ; Martens, Matthew T.
; Beville, Matthew ; Smith, Tiffany
; Graziosi, Kyrie P. ; Canellos, George
; Fee, Adam ; DaSilva, Joe ;
Heather.Waller@lw.com; Mendro, Jason J. ; Celio, Michael D.
; Nelson, Daniel W. ; Grime, Richard W.
; Brooker, Stephanie ; Day, M. Kendall
; Maloney, Mary Beth ; abid.qureshi ;
michael.bern@lw.com; William.Baker@LW.com; Douglas.Yatter@lw.com; Benjamin.Naftalis@lw.com; Feagles, Amy
; Iris.Xie@lw.com
Subject: RE: SEC v. Binance Holdings Ltd., et al. (1:23-cv-01599)
[WARNING: External Email]
Jen,
BAM is available to meet and confer tomorrow at 1pm or Monday at 10am. We expect to continue to make rolling
productions, to complete our priority productions by next week, and to complete the remaining productions by the
following week.
We disagree with a number of the assertions in your email, including that BAM has improperly attempted to alter the
scope and timing of discovery under the Consent Order. As we have explained on several occasions and in
correspondence, the SEC’s discovery requests are incredibly overbroad, seek information well beyond the scope of the
Consent Order, and would have been virtually impossible to respond to on a typical discovery timeframe, let alone the
timeframes set forth in the Consent Order. In fact, 27 of the RFPs seek “All Documents and Communications
Concerning” various topics and many other requests contain similarly overbroad language such as seeking “a complete
4
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record of the BAM Entities’ financial statements and transactions.” The SEC’s requests seek information far beyond
what is necessary to assess the security of Customer Assets and are contrary to the Consent Order, the Federal Rules,
and clear precedent. The fact that your position “remains that the BAM Defendants are required to produce all
documents and communications in response to the RFPs” is surprising and inconsistent with our meet and confers.
Regardless, we have worked with you in good faith to appropriately limit the scope of your requests, diligently collected
documents and information, made several productions, and provided a substantial amount of additional information
through letters, interrogatory responses, and declarations. We believe that the productions and information provided
to date, which will be supplemented by the remaining priority productions, are more than sufficient for the SEC to
confirm that Customer Assets are presently secure, in BAM’s control, and available to meet customer claims and
liabilities. We also believe that the SEC has more than enough information and documents to prepare for the
depositions of Mr. Kellogg and Ms. Sisenwein. To the extent the SEC expects specific documents in advance of those
depositions, we ask that you please identify them as soon as possible.
Finally, you asked whether “there are any RFPs or Interrogatories for which you intend to continue to stand on your
objections and not produce documents.” As to the RFPs, our understanding was that you were open to our discovery
plan and otherwise would be proposing more specific requests (e.g., related to audits). As to the Interrogatories, we
have not yet conferred about our responses. We remain open to working with you in good faith on any specific requests
for documents or information.
Thanks,
Matt
From: Farer, Jennifer
Sent: Wednesday, July 19, 2023 2:55 PM
To: Adler, Jeremy ; Scarlato, Matthew ; Nasse, David
; Tenreiro, Jorge ; Murphy, J. Emmett
Cc: McLucas, William ; Martens, Matthew T.
; Beville, Matthew ; Smith, Tiffany
; Graziosi, Kyrie P. ; Canellos, George
; Laroche, Matthew ; Fee, Adam ; DaSilva,
Joe ; Heather.Waller@lw.com; Mendro, Jason J. ; Celio, Michael
D. ; Nelson, Daniel W. ; Grime, Richard W.
; Brooker, Stephanie ; Day, M. Kendall
; Maloney, Mary Beth ; abid.qureshi ;
michael.bern@lw.com; William.Baker@LW.com; Douglas.Yatter@lw.com; Benjamin.Naftalis@lw.com; Feagles, Amy
; Iris.Xie@lw.com
Subject: [EXT] RE: SEC v. Binance Holdings Ltd., et al. (1:23-cv-01599)
Counsel,
We write to follow up on a number of outstanding items with respect to your obligations under the Consent
Order. Please address the items below by close of business on July 20 and provide your availability on July 21 for a meet
and confer on the discovery issues set forth below.
Discovery
The BAM Defendants’ responses to our Request for Production of Documents and Inspection (“RFPs”) were due on July
3. At your request, we extended the response deadline in an effort to work with you in good faith and facilitate a
substantive production of documents and information. As discussed, your response to the extended deadline on July 5
was inconsistent with the Consent Order, as you failed to produce any documents or substantive information, and your
Responses and Objections and proposed discovery plan improperly attempted to alter the scope and timing of discovery
5
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permitted under the Consent Order. On July 7, we conducted a meet and confer to discuss these issues. We explained
that the interrogatory responses and required items under Section IV of the Consent Order did not satisfy the BAM
Defendants’ production obligations in response to the RFPS, as you proposed. However, while our positions remains
that the BAM Defendants are required to produce all documents and communications in response to the RFPs, we
continued to try to work with you in good faith. We agreed to a rolling production of materials, prioritizing those items
set forth in Section I of the Discovery Plan in your July 5 letter, as expanded during our meet and confer discussion, and
the documents in response to Request 18 concerning Ceffu. To date, the BAM Defendants have not completed the
production of even those priority items, and we have yet to receive a response to our request for a schedule of
remaining productions.
In addition, Defendants’ recent production of preliminary information under Section IV of the Consent Order and the
BAM Defendants’ responses to the First Set of Interrogatories similarly improperly attempt to alter the requirements of
the Consent Order and scope and timing of discovery.
To allow us to move forward in finalizing current discovery that is outstanding, we ask that the BAM Defendants please
provide a schedule for remaining productions to fully complete the response to the SEC’s RFPs and Request for
Interrogatories. When providing that information, please identify if, and to the extent that, there are any RFPs or
Interrogatories for which you intend to continue to stand on your objections and not produce documents, which should
include identifying those for which you respond that you would like to continue to meet and confer but have not
confirmed that you will produce any documents. Please then let us know your availability on July 21 for a meet and
confer on these outstanding issues, so we can determine necessary next steps to ensure compliance with the Consent
Order.
Finally, weeks ago, we had requested dates during the last week of July for the depositions of Sara Sisenwein and Erik
Kellogg. Under the discovery response deadlines provided in the Consent Order, dates during that week would have
provided sufficient time for us to receive and review the requested discovery in advance of the
depositions. Notwithstanding our meet and confer and repeated requests for productions, the continued delay in
discovery productions requires us find new dates for those depositions. Once we receive your response regarding a
proposed production schedule, we will circle back with proposed dates. As discussed previously, any continued delays in
discovery productions will necessarily require an extended discovery period to allow sufficient time to complete the
discovery provided in the Consent Order.
Report of Ordinary Course Business Expenses
Please provide the monthly report of BAM Ordinary Course Business expenses, which was due Monday under Paragraph
II.4 of the Consent Order.
Protective Order
Pease let us know where we stand on our proposed edits and comments to the proposed draft protective order, so we
can get that finalized. As previously indicated, we are available for a call to discuss as needed.
Thank you.
Jennifer L. Farer
U.S. Securities and Exchange Commission
100 F Street N.E. | Washington, D.C. 20549
From: Adler, Jeremy
Sent: Friday, July 14, 2023 11:26 PM
To: Farer, Jennifer ; Scarlato, Matthew ; Nasse, David ;
Tenreiro, Jorge ; Murphy, J. Emmett
Cc: McLucas, William ; Martens, Matthew T.
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; Beville, Matthew ; Smith, Tiffany
; Graziosi, Kyrie P. ; gcanellos@milbank.com;
mlaroche@milbank.com; Fee, Adam ; DaSilva, Joe ;
Heather.Waller@lw.com; Mendro, Jason J. ; Celio, Michael D.
; Nelson, Daniel W. ; Grime, Richard W.
; Brooker, Stephanie ; Day, M. Kendall
; Maloney, Mary Beth ; abid.qureshi ;
michael.bern@lw.com; William.Baker@LW.com; Douglas.Yatter@lw.com; Benjamin.Naftalis@lw.com; Feagles, Amy
; Iris.Xie@lw.com
Subject: SEC v. Binance Holdings Ltd., et al. (1:23-cv-01599)
CAUTION: This email originated from outside of the organization. Do not click links or open attachments unless you
recognize the sender and know the content is safe.
Counsel,
Attached please find a correspondence regarding the above-captioned matter as well as the accompanying passwordprotected zip file of documents bearing Bates numbers BAM_SEC_LIT_00000133 through BAM_SEC_LIT_00000285. The
password for the zip file will be provided in a separate cover. As I hope you appreciate, we are making every effort to
ensure our responses are complete and accurate and we will be producing additional materials early next week.
In addition, please find attached the certifications of Erik Kellogg, Sara Sisenwein and Chase Gharrity that correspond to
the relevant Responses to the Interrogatories produced on July 13, 2023.
All the best,
Jeremy
Jeremy Adler | WilmerHale
7 World Trade Center
250 Greenwich Street
New York, NY 10007 USA
+1 212 295 6417 (t)
+1 212 230 8888 (f)
jeremy.adler@wilmerhale.com
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7
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UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C. 20549
Date:
August 14, 2023
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.
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Dated: August 2, 2023
s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2
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CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3
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Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4
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UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C. 20549
Date:
August 15, 2023
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.
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Dated: August 2, 2023
s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2
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CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3
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Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4
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UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C. 20549
Date:
August 16, 2023
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.
PDF Page 20
Case
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1:23-cv-01599-ABJ-ZMF Document
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Filed08/14/23
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Dated: August 2, 2023
s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2
PDF Page 21
Case
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1:23-cv-01599-ABJ-ZMF Document
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Filed08/14/23
10/03/23 Page
Page19
20of
of64
65
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3
PDF Page 22
Case
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1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page20
21of
of64
65
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4
PDF Page 23
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page21
22of
of64
65
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C. 20549
Date:
August 21, 2023
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.
PDF Page 24
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page22
23of
of64
65
Dated: August 2, 2023
s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2
PDF Page 25
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page23
24of
of64
65
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3
PDF Page 26
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page24
25of
of64
65
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4
PDF Page 27
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page25
26of
of64
65
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C. 20549
Date:
August 22, 2023
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.
PDF Page 28
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page26
27of
of64
65
Dated: August 2, 2023
s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2
PDF Page 29
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page27
28of
of64
65
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3
PDF Page 30
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
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Filed08/14/23
10/03/23 Page
Page28
29of
of64
65
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4
PDF Page 31
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page29
30of
of64
65
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Erik Kellogg
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C. 20549
Date:
August 29, 2023
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.
PDF Page 32
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page30
31of
of64
65
Dated: August 2, 2023
s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2
PDF Page 33
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page31
32of
of64
65
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3
PDF Page 34
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page32
33of
of64
65
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4
PDF Page 35
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page33
34of
of64
65
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Jasmine Lee
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C. 20549
Date:
August 30, 2023
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.
PDF Page 36
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page34
35of
of64
65
Dated: August 2, 2023
s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2
PDF Page 37
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page35
36of
of64
65
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3
PDF Page 38
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page36
37of
of64
65
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4
PDF Page 39
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page37
38of
of64
65
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C. 20549
Date:
August 23, 2023
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.
PDF Page 40
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page38
39of
of64
65
Dated: August 2, 2023
s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2
PDF Page 41
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page39
40of
of64
65
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3
PDF Page 42
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page40
41of
of64
65
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4
PDF Page 43
Case
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1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page41
42of
of64
65
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C. 20549
Date:
August 28, 2023
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.
PDF Page 44
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page42
43of
of64
65
Dated: August 2, 2023
s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2
PDF Page 45
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page43
44of
of64
65
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3
PDF Page 46
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page44
45of
of64
65
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4
PDF Page 47
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page45
46of
of64
65
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Brian Shroder
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C. 20549
Date:
August 31, 2023
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.
PDF Page 48
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page46
47of
of64
65
Dated: August 2, 2023
s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2
PDF Page 49
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page47
48of
of64
65
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3
PDF Page 50
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page48
49of
of64
65
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4
PDF Page 51
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page49
50of
of64
65
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C. 20549
Date:
August 24, 2023
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.
PDF Page 52
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page50
51of
of64
65
Dated: August 2, 2023
s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2
PDF Page 53
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page51
52of
of64
65
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3
PDF Page 54
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page52
53of
of64
65
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4
PDF Page 55
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page53
54of
of64
65
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C. 20549
Date:
August 25, 2023
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.
PDF Page 56
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page54
55of
of64
65
Dated: August 2, 2023
s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2
PDF Page 57
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page55
56of
of64
65
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3
PDF Page 58
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page56
57of
of64
65
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4
PDF Page 59
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page57
58of
of64
65
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C. 20549
Date:
August 18, 2023
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.
PDF Page 60
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page58
59of
of64
65
Dated: August 2, 2023
s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2
PDF Page 61
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page59
60of
of64
65
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3
PDF Page 62
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page60
61of
of64
65
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4
PDF Page 63
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page61
62of
of64
65
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
SECURITIES AND EXCHANGE
)
COMMISSION,
)
)
Plaintiff,
)
)
v.
)
)
BINANCE HOLDINGS LIMITED,
)
BAM TRADING SERVICES INC.,
)
BAM MANAGEMENT US HOLDINGS
)
INC., AND CHANGPENG ZHAO,
)
)
Defendants.
)
__________________________________________)
No. 1:23-cv-01599-ABJ
PLAINTIFF SECURITIES AND EXCHANGE COMMISSION’S NOTICE OF DEPOSITION
PLEASE TAKE NOTICE that, pursuant to Rule 30 of the Federal Rules of Civil Procedure,
Plaintiff Securities and Exchange Commission will conduct the following deposition upon oral
examination at the date, time, and location specified below.
Deponent:
Location:
Securities and Exchange Commission Home Office
100 F. Street N.E.
Washington, D.C. 20549
Date:
August 17, 2023
Time:
Beginning at 9:00 a.m.
Plaintiff will take the deposition for purposes of discovery, use at trial, or both. The
deposition will be conducted before a notary public or other officer authorized to administer
oaths, will be recorded by stenographic and audiovisual means pursuant to Rule 30(b)(3), and
will continue day to day thereafter until completed.
PDF Page 64
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page62
63of
of64
65
Dated: August 2, 2023
s/ J. Emmett Murphy
Matthew Scarlato (D.C. Bar No. 484124)
Jennifer L. Farer (D.C. Bar No. 1013915)
J. Emmett Murphy
David A. Nasse (D.C. Bar No. 1002567)
Jorge G. Tenreiro
SECURITIES AND EXCHANGE COMMISSION
(202) 551-3749 (Scarlato)
scarlatom@sec.gov
Attorneys for Plaintiff
2
PDF Page 65
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page63
64of
of64
65
CERTIFICATE OF SERVICE
I hereby certify that on August 2, 2023, a true and correct copy of the foregoing Notice of
Deposition was served via e-mail on the following:
Michael Celio
Mary Beth Maloney
Daniel W. Nelson
Jason J. Mendro
Stephanie Brooker
M. Kendall Day
Richard W. Grime
GIBSON, DUNN &
CRUTCHER LLP
MCelio@gibsondunn.com
MMaloney@gibsondunn.com
DNelson@gibsondunn.com
JMendro@gibsondunn.com
SBrooker@gibsondunn.com
KDay@gibsondunn.com
RGrime@gibsondunn.com
Attorneys for Defendant Binance
Holdings Limited
Andrew M. Leblanc
George Canellos
Adam Fee
Matthew Laroche
MILBANK LLP
aleblanc@milbank.com
gcanellos@milbank.com
afee@milbank.com
mlaroche@milbank.com
Matthew T. Martens
William R. McLucas
Tiffany J. Smith
WILMER CUTLER PICKERING HALE
AND DORR LLP
matthew.martens@wilmerhale.com
william.mclucas@wilmerhale.com
tiffany.smith@wilmerhale.com
Attorneys for Defendants BAM Trading Services
Inc. and BAM Management Holdings US Inc.
3
PDF Page 66
Case
Case1:23-cv-01599-ABJ-ZMF
1:23-cv-01599-ABJ-ZMF Document
Document140-4
95-8 Filed
Filed08/14/23
10/03/23 Page
Page64
65of
of64
65
Abid R. Qureshi
William R. Baker, III
Michael E. Bern
Douglas K. Yatter
Benjamin Naftalis
Heather A. Waller
Melanie M. Blunschi
LATHAM & WATKINS LLP
abid.qureshi@lw.com
william.baker@lw.com
michael.bern@lw.com
douglas.yatter@lw.com
benjamin.naftalis@lw.com
heather.waller@lw.com
melanie.blunschi@lw.com
Attorneys for Defendant Changpeng Zhao
s/ J. Emmett Murphy
J. Emmett Murphy
4
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