GLD-154 NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
RODERICK F. BAILEY,
U.S. MARSHALS SERVICE HEADQUARTERS; MR. RUSTIC, Warden
On Appeal from the United States District Court for the Western District of Pennsylvania
(D.C. Civil No. 09-0349)
District Judge: Honorable Gary L. Lancaster
Submitted on Appellant's Motion to Reopen, Appellant's Application to Proceed In
Forma Pauperis, for Possible Dismissal Pursuant to 28 U.S.C. § 1915(e)(2)(B), and for
Possible Summary Action Pursuant to Third Circuit LAR 27.4 and I.O.P. 10.6
March 31, 2011
Before: AMBRO, CHAGARES and GREENBERG, Circuit Judges
(Opinion filed: April 8, 2011)
Pro se appellant Roderick Bailey appeals the District Court's orders granting the
U.S. Marshals Service's motion for summary judgment and Warden Rustic's motion to
dismiss. We have jurisdiction under 28 U.S.C. § 1291 and review the orders under a
plenary standard of review. See Gelman v. State Farm Mut. Auto. Ins. Co., 583 F.3d 187
, 190 (3d Cir. 2009) (motion to dismiss); State Auto Prop. & Cas. Ins. Co. v. Pro
Design, P.C., 566 F.3d 86
, 89 (3d Cir. 2009) (summary judgment). Because this appeal
presents no substantial question, we will summarily affirm the District Court's judgment.
See 3d Cir. L.A.R. 27.4; I.O.P. 10.6.1
In his complaint, Bailey alleged that while imprisoned in Allegheny County Jail
("the Jail"), he was attacked by a fellow inmate, Gerald Davis. According to Bailey, the
Marshals Service, which apparently had arranged for Bailey to be held at Allegheny, and
Rustic, the warden of the jail, were negligent in failing to protect him from the attack.
Bailey sought money damages under the Federal Tort Claims Act (FTCA), 28 U.S.C.
The District Court assigned the case to a magistrate judge, and the Marshals
Service filed a motion to dismiss or, in the alternative, for summary judgment. Bailey
requested leave to amend the complaint, which the magistrate judge granted. However,
Bailey then missed two deadlines the magistrate judge imposed for amendment.
Ultimately, in lieu of filing an amended complaint, Bailey filed what appears to be a brief
in opposition to the Marshals Service's motion.
The magistrate judge then issued a report and recommendation concluding that
Bailey's action failed against the Marshals Service because it was not a proper defendant
Bailey's motion to reopen his appeal and motion to proceed in forma
pauperis are GRANTED.[End Page 2]
under the FTCA. The magistrate judge also noted that, while it had given Bailey several
opportunities to amend his complaint, he had failed to do so. In any case, the magistrate
judge stated, it would be futile for Bailey to amend his complaint to name the United
States as a defendant.
Soon thereafter, Rustic filed a motion to dismiss. While this motion was pending,
and despite the terms of the magistrate judge's report and recommendation, Bailey filed
an amended complaint that added the United States as a party. The magistrate judge
recommended that Rustic's motion be granted; the District Court then approved and
adopted both reports and recommendations and refused to allow Bailey to amend his
complaint. Bailey appealed.
Most fundamentally, we agree with the District Court that Bailey's claims against
the Marshals Service and Rustic fail as a matter of law. It is well established that the
United States is the only proper defendant in an action brought under the FTCA. See,
e.g., McGuire v. Turnbo, 137 F.3d 321
, 324 (5th Cir. 1998); Woods v. United States, 720 F.2d 1451
, 1452 n.1 (9th Cir. 1983). Indeed, Bailey does not seem to dispute this.
We will also affirm the District Court's order denying Bailey leave to amend his
complaint. As an initial matter, the magistrate judge repeatedly invited Bailey to amend,
and he repeatedly flouted the magistrate judge's deadlines, without providing any
explanation for his failure to comply. While he did eventually file an amended complaint
after the magistrate judge had issued its report and recommendation, the District Court
was not required to accept such a dilatory amendment. Cf. E. Minerals & Chems. Co. v.[End Page 3]
Mahan, 225 F.3d 330
, 340 (3d Cir. 2000); see also Murphy v. Eddie Murphy Prods., 611 F.3d 322
, 324 (7th Cir. 2010).
We likewise agree with the District Court that it would have been futile for Bailey
to amend his complaint to name the United States. The Marshals Service labeled its
motion a "motion to dismiss or, in the alternative, for summary judgment," and thus
notified Bailey that the motion could be considered under Rule 56 of the Federal Rules of
Civil Procedure. See Hilfirty v. Shipman, 91 F.3d 573
, 579-80 (3d Cir. 1996). Bailey
then had several months to amend his complaint, request discovery, or file an affidavit
under Rule 56(f). He did none of these things and instead filed a brief in response that
did not dispute the Marshals Service's evidence but insisted that he was entitled to
maintain his action because he had suffered a serious injury. In these circumstances, we
perceive no error in the District Court's decision to treat the Marshals Service's motion as
seeking summary judgment and to evaluate futility under a summary-judgment standard.
See Cockrell v. Sparks, 510 F.3d 1307
, 1310 (11th Cir. 2007) ("Leave to amend a
complaint is futile when the complaint as amended would still be properly dismissed or
be immediately subject to summary judgment for the defendant."); Johnson v. Am.
Airlines, 834 F.2d 721
, 724 (9th Cir. 1987).
Under that standard, it would have been futile for Bailey to amend his complaint
to name the United States. An action may be brought under the FTCA only if the alleged
tortfeasor is an employee of the United States; suits against independent contractors are
not viable. See Norman v. United States, 111 F.3d 356
, 357 (3d Cir. 1997). The alleged[End Page 4]
tortfeasor is deemed an employee of the United States, and not a contractor, if "the
government has the power to control the detailed physical performance of the [actor]."
Id. at 357 (internal quotation marks omitted).
Here, the Marshals Service proffered an "Intergovernmental Service Agreement
Schedule," which sets forth the terms of the relationship between the Marshals Service
and the Jail, through which the Marshals Service would pay for the Jail to "provide
custody, care, and safekeeping of federal prisons." While the agreement requires the Jail
to adhere to certain standards and permits the Marshals Service periodically to inspect the
Jail's operations, it does not empower the Marshals Service to supervise the day-to-day
performance of Jail employees.2 Therefore, the Jail's employees were contractors, and
the United States could not be liable under the FTCA for their actions. See Logue v.
United States, 412 U.S. 521
, 530 (1973) (relying on similar agreement to conclude that
jail employees were independent contractors under the FTCA). It would thus have been
futile for Bailey to amend his complaint.
Finally, Bailey argues that the District Court should have reframed his action as
arising under 42 U.S.C. § 1983 or Bivens v. Six Unknown Agents of Federal Bureau of
Narcotics, 403 U.S. 388
(1971). He made this argument for the first time in his
objections to the magistrate judge's second report and recommendation, and thus may
well have waived it. See Marshall v. Chater, 75 F.3d 1421
, 1426 (10th Cir. 1996). Even
Indeed, there seems to be no factual dispute as to this arrangement: Bailey
has "acknowledge[d] that Defendant['s] responsibility to the protection of Plaintiff are
defined as stated within the Intergovernmental Service Agreement."[End Page 5]
assuming that the argument is not waived, we conclude that such a claim would be futile.
To maintain an action under § 1983 or Bivens, Bailey must plead that the prison official
acted with deliberate indifference to his health or safety. See, e.g., Farmer v. Brennan,
511 U.S. 825
, 838 (1994). Bailey has given no indication that he can sustain such a
claim; to the contrary, his complaint repeatedly accuses the defendants of "negligence,"
which is manifestly insufficient. See, e.g., County of Sacramento v. Lewis, 523 U.S. 833
We have thoroughly considered Bailey's remaining arguments and find them
meritless. Having granted his motions to reopen and to proceed in forma pauperis, see
supra note 1, we will therefore summarily affirm the District Court's order granting
summary judgment to all defendants. See 3d Cir. L.A.R. 27.4; I.O.P. 10.
[End Page 6]