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 125 |
Filed: 10/11/2011, Entered: None |
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ORDER by Judge David O. Carter: granting 124 Request to Substitute Attorney Thomas Rittenburg. Attorney Christine Kay Dusbabek terminated. (twdb) (Entered: 10/17/2011)
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| 124 |
Filed: 10/4/2011, Entered: None |
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REQUEST to Substitute attorney Thomas Rittenburg in place of attorney Christine K. Dusbabek filed by Defendant Capital Financial Holdings, Inc.. Request set for hearing on 11/7/2011 at 08:30 PM before Judge David O. Carter. (Attachments: # 1 Proposed Order)(Rittenburg, Thomas) (Entered: 10/04/2011)
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Request |
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| 123 |
Filed: 4/5/2011, Entered: None |
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NOTICE of Change of Attorney Information for attorney Susan C. V. Jones counsel for Defendants National Holdings Corp, National Securities Corp. Changing address to 2049 Century Park East, Suite 2700, Los Angeles, CA 90067. Filed by Defendants National Securities Corp. and National Holdings Corp. (Jones, Susan) (Entered: 04/05/2011)
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Request |
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| 122 |
Filed: 4/1/2011, Entered: None |
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NOTICE of Change of Attorney Information for attorney Jeffrey K Riffer counsel for Defendants National Holdings Corp, National Securities Corp. Changing address to 2049 Century Park East, Suite 2700, Los Angeles, CA 90067. Filed by Defendants National Securities Corp. and National Holdings Corp. (Riffer, Jeffrey) (Entered: 04/01/2011)
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| 121 |
Filed: 1/31/2011, Entered: None |
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RECEIVED Notice of Receipt of Electronic Case Transferred from California Centralhas been opened in Northern District of Texas as case 3:11-cv-00191 filed 01/31/2011. (yl) (Entered: 01/31/2011)
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Request |
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| 120 |
Filed: 1/31/2011, Entered: None |
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Letter from United States District Court: please be advised the above mentioned case was transferred to the USDC Northern District of Texas, Dallas. A copy (not certified) of the transfer order and MDL Transfer Out Letter are enclosed re Order Transferring Case, 119 (Attachments: # 1 copy of order) (twdb) (Entered: 01/31/2011)
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| 119 |
Filed: 1/26/2011, Entered: None |
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ORDER transferring venue as to certain actions for coordinated settlement negotiations by Judge David O. Carter; transferring case to Northern District of Texas, Dallas. Original file, transfer order and docket sheet sent electronically. (MD JS-6. Case Terminated.) (twdb) (Additional attachment(s) added on 1/28/2011: # 1 CV 22) (twdb). (Entered: 01/28/2011)
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| 118 |
Filed: 1/13/2011, Entered: None |
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ORDER by Judge David O. Carter: granting 117 Application to Appear Pro Hac Vice by Attorney Gara M. Sliwka on behalf of Capital Financial Services, Inc., designating Thomas Rittenburg as local counsel. (lt) (Entered: 01/14/2011)
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Request |
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| 117 |
Filed: 1/12/2011, Entered: None |
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APPLICATION for attorney Gara M. Sliwka to Appear Pro Hac Vice(PHV Fee of $275 receipt number 0973-8056806 paid.) filed by Defendant Capital Financial Services, Inc.. (Attachments: # 1 Proposed Order ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE)(Rittenburg, Thomas) (Entered: 01/12/2011)
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Request |
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| 116 |
Filed: 1/10/2011, Entered: None |
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ORDER by Judge David O. Carter: granting 114 Application to Appear Pro Hac Vice by Attorney David A. Baugh on behalf of defendant Capital Financial Services, Inc., designating Thomas Rittenburg as local counsel. (db) (Entered: 01/10/2011)
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Request |
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| 115 |
Filed: 1/10/2011, Entered: None |
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MINUTES (IN CHAMBERS): ORDER by Judge David O. Carter: granting 113 Request to Substitute Attorney. Attorney Christine Kay Dusbabek terminated (db) (Entered: 01/10/2011)
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Request |
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| 114 |
Filed: 1/7/2011, Entered: None |
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APPLICATION for attorney David A. Baugh to Appear Pro Hac Vice(PHV Fee of $275 receipt number 0973-8037073 paid.) filed by Defendant Capital Financial Services, Inc.. (Attachments: # 1 Proposed Order ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE)(Rittenburg, Thomas) (Entered: 01/07/2011)
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Request |
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| 113 |
Filed: 1/7/2011, Entered: None |
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REQUEST to Substitute attorney Thomas Rittenburg in place of attorney Christine K. Dusbabek filed by Defendant Capital Financial Services, Inc.. Request set for hearing on 2/7/2011 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order ON REQUEST FOR APPROVAL OF SUBSTITUTION OF ATTORNEY)(Rittenburg, Thomas) (Entered: 01/07/2011)
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Request |
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| 112 |
Filed: 12/8/2010, Entered: None |
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MINUTES (IN CHAMBERS): ORDER by Judge David O. Carter: TAKING MATTERS UNDER SUBMISSION re: 103 Motion to Dismiss; and 105 Motion to Dismiss. Accordingly, the hearing set for December 13, 2010 at 8:30 a.m. is removed from the calendar. Parties will be served with the Court's ruling. (rla) (Entered: 12/08/2010)
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Request |
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| 111 |
Filed: 11/1/2010, Entered: None |
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REPLY in support of MOTION to Dismiss Case with proof of service 103 with proof of service filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp. (Martin, Timothy) (Entered: 11/01/2010)
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Request |
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| 110 |
Filed: 11/1/2010, Entered: None |
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REPLY in support of MOTION to Dismiss Count II Of The Second Amended Consolidated Class Action Complaint with proof of service 105 with proof of service filed by Defendant Securities America Inc.. (Martin, Timothy) (Entered: 11/01/2010)
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Request |
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| 109 |
Filed: 10/25/2010, Entered: None |
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MEMORANDUM in Opposition to MOTION to Dismiss Count II Of The Second Amended Consolidated Class Action Complaint with proof of service 105 , MOTION to Dismiss Case with proof of service 103 filed by Plaintiff McCoy Group. (Girard, Daniel) (Entered: 10/25/2010)
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Request |
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| 108 |
Filed: 10/4/2010, Entered: None |
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ANSWER To Count IV Of The Second Amended Consolidated Class Action Complaint with proof of service filed by Defendant Securities America Inc..(Martin, Timothy) (Entered: 10/04/2010)
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Request |
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| 107 |
Filed: 10/4/2010, Entered: None |
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REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Count II Of The Second Amended Consolidated Class Action Complaint with proof of service 105 filed by Defendant Securities America Inc.. (Attachments: # 1 Exhibit A - MP III-I PPM, # 2 Exhibit B - MP III-II PPM, # 3 Exhibit C - MP IV-I PPM, # 4 Exhibit D - MP IV-II PPM, # 5 Exhibit E - MP V PPM)(Martin, Timothy) (Entered: 10/04/2010)
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Request |
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| 106 |
Filed: 10/4/2010, Entered: None |
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MEMORANDUM in Support of MOTION to Dismiss Count II Of The Second Amended Consolidated Class Action Complaint with proof of service 105 filed by Defendant Securities America Inc.. (Martin, Timothy) (Entered: 10/04/2010)
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Request |
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| 105 |
Filed: 10/4/2010, Entered: None |
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NOTICE OF MOTION AND MOTION to Dismiss Count II Of The Second Amended Consolidated Class Action Complaint with proof of service filed by Defendant Securities America Inc.. Motion set for hearing on 12/13/2010 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order Granting Motion To Dismiss)(Martin, Timothy) (Entered: 10/04/2010)
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Request |
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| 104 |
Filed: 10/4/2010, Entered: None |
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MEMORANDUM in Support of MOTION to Dismiss Case with proof of service 103 filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp. (Martin, Timothy) (Entered: 10/04/2010)
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| 103 |
Filed: 10/4/2010, Entered: None |
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NOTICE OF MOTION AND MOTION to Dismiss Case with proof of service filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp. Motion set for hearing on 12/13/2010 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order Granting Motion To Dismiss)(Martin, Timothy) (Entered: 10/04/2010)
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| 102 |
Filed: 9/28/2010, Entered: None |
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ORDER by Judge David O. Carter granting Stipulation 101 : RE: FILING AND BRIEFING OF MOTIONS TO DISMISS IN THE MCCOY AND GROSSBARD ACTIONS [NOTE: CHANGES MADE BY THE COURT] IT IS HEREBY ORDERED as follows: 1. Defendants in Jana McCoy, et al. v. Cullum & Burks Securities, Inc., et al., Case No. SACV 09-1084 DOC (RNBx) and Ilene Grossbard, et al., v. Securities America, Inc., et al., Case No. SACV 10-0478 DOC (RNBx) shall have until October 4, 2010 to move, answer and/or otherwise respond to the Second Amended Consolidated Class Action Complaint filed in the Actions. 2. Plaintiffs' opposition to any motions shall be filed and served by October 25, 2010, and Defendants' replies shall be filed and served by November 1, 2010. (rla) (Entered: 09/28/2010)
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| 101 |
Filed: 9/27/2010, Entered: None |
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STIPULATION for Extension of Time to File Answer to October 8, 2010 filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp, Securities America Inc.. (Attachments: # 1 Proposed Order Re: Filing and Briefing of Motions to Dismiss)(Martin, Timothy) (Entered: 09/27/2010)
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| 100 |
Filed: 9/9/2010, Entered: None |
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SPECIAL MASTER REPORT of Discovery and Electronic Discovery filed by Plaintiff McCoy Group. (Levine, Jonathan) (Entered: 09/09/2010)
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Request |
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| 99 |
Filed: 9/9/2010, Entered: None |
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ORDER by Judge David O. Carter re: Filing of Consolidated Amended Complaint in the McCoy and Grossbard Actions and Extending Time for Defendant Securities America, Inc. to Answer the Negligence Claim in the Grossbard Action. (db) (Entered: 09/09/2010)
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Request |
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| 98 |
Filed: 9/7/2010, Entered: None |
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STIPULATION for Extension of Time to File Answer to September 30, 2010 filed by Defendant Securities America Inc.. (Attachments: # 1 Proposed Order re: filing of consolidated amended complaint and time to answer)(Martin, Timothy) (Entered: 09/07/2010)
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Request |
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| 97 |
Filed: 9/2/2010, Entered: None |
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ORDER by Judge David O. Carter Setting Procedure for Consideration of Discovery Motions. (See Order for details) (db) (Entered: 09/03/2010)
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Request |
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| 96 |
Filed: 8/11/2010, Entered: None |
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ORDER by Judge David O. Carter Granting Defendants' Motion to Dismiss 44 45 46 48 54 55 . Defendants Motions to Dismiss are GRANTED without leave to amend for the Section 12(a)(1) claim for the Plaintiffs outlined above and otherwise with leave to amend. Plaintiffs shall file any amended complaint within thirty (30) days. Defendants shall file any further motions to dismiss twenty (20) days thereafter. (db) (Entered: 08/12/2010)
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| 95 |
Filed: 7/8/2010, Entered: None |
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MINUTES OF Motion Hearing held before Judge David O. Carter re 1. MOTION BY DEFENDANT NATIONAL HOLDINGS SECURITIES CORP TO DISMISS CONSOLIDATED AMENDED CLASS ACTION COMPLAINT 44 2. MOTION BY DEFENDANT NATIONAL HOLDINGS CORPS TO DISMISS CONSOLIDATED AMENDED CLASS ACTION COMPLAINT 45 3. MOTION BY DEFENDANT SECURITIES AMERICA INC TO DISMISS CONSOLIDATED AMENDED CLASS ACTION COMPLAINT 46 4. MOTION BY DEFENDANTS AMERIPRISE FINANCIAL AND SECURITIES AMERICA FINANCIAL TO DISMISS CONSOLIDATED AMENDED CLASS ACTION COMPLAINT 48 5. REQUEST FOR JUDICIAL NOTICE IN SUPPORT OF DEFENDANT CAPITAL FINANCIAL SERVICES INCS MOTION TO DISMISS 64 6. REQUEST FOR JUDICIAL NOTICE IN SUPPORT OF PLAINTIFFS OPPOSITION TO MOTION TO DISMISS 71 . Counsel argue. Motions are taken under submission. Court Reporter: Debbie Gale, Jane Sutton-Rule. (db) (Entered: 07/12/2010)
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| 94 |
Filed: 7/8/2010, Entered: None |
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ORDER by Judge David O. Carter, APPOINTING SPECIAL MASTERS AND SETTING DEPOSITION LOCATIONS: (NOTE CHANGES MADE BY THE COURT) The Court HEREBY ORDERS: 1. Appointment. Pursuant to Federal Rule of Civil Procedure 53, the Honorable William F. McDonald (Ret.) is appointed to serve as special master to resolve general discovery issues that may arise during the course of this litigation and for such other matters as may be referred to such special master by the Court, and the Honorable James L. Smith (Ret.) is appointed to serve as special master to resolve electronic discovery issues that may arise during the course of this litigation and for such other matters as may be referred to such special master by the Court. 2. Procedure. The special masters shall have the rights, powers, and duties provided in Rule 53 and may adopt procedures that are consistent with that rule or with this or other orders of the Court. (See document for further details.) 6. Distribution. A copy of this Order shall be mailed by the McCoy plaintiffs to the special masters. (rla) (Entered: 07/12/2010)
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| 93 |
Filed: 6/30/2010, Entered: None |
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INITIAL MULTIDISTRICT COORDINATION ORDER by Judge David O. Carter. This Order shall also apply to related cases later filed in, removed to, or transferred to this Court. (twdb) (Entered: 07/01/2010)
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| 92 |
Filed: 6/14/2010, Entered: None |
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MINUTES OF Initial Status Conference (Evidentiary Hearing) held before Judge David O. Carter. The matter is called. Counsel state their appearances. Court addresses counsel. Counsel argue. Court and counsel confer regarding case management and discovery. Counsel confer on and off the record regarding their selection of discovery and special electronic discovery masters. At the request of counsel for movants Christa and Katrina Zinner, a hand-written chart is filed and admitted into evidence as Exhibit 1. A motion hearing date is set on the following motions on July 8, 2010 at 7:30 a.m. 1. Motion by Defendant National Holdings Securities Corp to Dismiss Consolidated Amended Class Action Complaint 44 2. Motion by Defendant National Holdings Corps to Dismiss Consolidated Amended Class Action Complaint 45 3. Motion by Defendant Securities America Inc to Dismiss Consolidated Amended Class Action Complaint 46 4. Motion by Defendants Ameriprise Financial and Securities America Financial to Dismiss Consolidated Amended Class Action Complaint 48 5. Request for Judicial Notice in Support of Defendant Capital Financial Services Inc's Motion to Dismiss 64 6. Request for Judicial Notice in Support of Plaintiff's Opposition to Motion to Dismiss 71 Court Reporter: Debbie Gale, Jane Sutton-Rule, Sharon Seffens. (db) (Entered: 06/18/2010)
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| 91 |
Filed: 5/20/2010, Entered: None |
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ORDER by Judge David O. Carter granting 89 Application to Appear Pro Hac Vice by Attorney Ari H. Jaffe on behalf of Plaintiffs Alvin Sabroff and June Sabroff, designating James T. Capretz as local counsel. (rrp) (Entered: 05/24/2010)
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| 90 |
Filed: 5/18/2010, Entered: None |
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ORDER INITIAL CONFERENCE by Judge David O. Carter: Court ORDERS: 1. Conference. Counsel for all parties shall appear for a conference on June 14, 2010 at 8:30 a.m. in Courtroom 9D of the Ronald Reagan Federal Building and U.S. Courthouse at 411 W. Fourth Street, Santa Ana, CA, 92701. The conference will be held for the purposes specified in Fed. R. Civ. P. 16(a), 16(b), 16(c), and 26(f). Counsel are requested to check in with the Courtroom Deputy at least 15 minutes in advance. (See document for further details.) IT IS SO ORDERED. (rla) (Entered: 05/18/2010)
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| 89 |
Filed: 5/14/2010, Entered: None |
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APPLICATION for attorney Ari H. Jaffe to Appear Pro Hac Vice (PHV FEE NOT PAID.) filed by Plaintiffs Alvin Sabroff, June Sabroff. (Attachments: # 1 Proposed Order)(Ledgard, Don) (Entered: 05/14/2010)
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Request |
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| 88 |
Filed: 5/11/2010, Entered: None |
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ORDER by Judge David O. Carter: granting 32 Application to Appear Pro Hac Vice by Attorney Dan Drachler on behalf of Alvin Sabroff and June Sabroff, designating James T. Capretz as local counsel. (dba) (Entered: 05/12/2010)
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| 87 |
Filed: 5/11/2010, Entered: None |
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ORDER by Judge David O. Carter: granting 33 Application to Appear Pro Hac Vice by Attorney Robin F. Zwerling on behalf of Alvin Sabroff and June Sabroff, designating James T. Capretz as local counsel. (dba) (Entered: 05/12/2010)
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Request |
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| 86 |
Filed: 5/11/2010, Entered: None |
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ORDER by Judge David O. Carter: granting 37 Application to Appear Pro Hac Vice by Attorney Stephen L. Brodsky on behalf of Alvin Sabroff and June Sabroff, designating James T. Carpretz as local counsel. (dba) (Entered: 05/12/2010)
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Request |
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| 85 |
Filed: 5/10/2010, Entered: None |
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NOTICE of Change of Attorney Information for attorney Daniel C Girard counsel for Plaintiff McCoy Group. Rebecca Anne Netter will no longer receive service of documents from the Clerks Office for the reason indicated in the G-06 Notice.Rebecca Anne Netter is no longer attorney of record for the aforementioned party in this case for the reason indicated in the G-06 Notice. Filed by Plaintiff Daniel C. Girard (Girard, Daniel) (Entered: 05/10/2010)
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Request |
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| 84 |
Filed: 4/28/2010, Entered: None |
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PROOF OF SERVICE filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp, Securities America Inc., re Reply (Motion related) 83 , Reply (Motion related) 82 served on April 28, 2010. (Martin, Timothy) (Entered: 04/28/2010)
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Request |
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| 83 |
Filed: 4/28/2010, Entered: None |
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REPLY in Support of MOTION to Dismiss The Consolidated Amended Class Action Complaint 48 filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp. (Martin, Timothy) (Entered: 04/28/2010)
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| 82 |
Filed: 4/28/2010, Entered: None |
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REPLY in Support of MOTION to Dismiss The Consolidated Amended Class Action Complaint 46 filed by Defendant Securities America Inc.. (Martin, Timothy) (Entered: 04/28/2010)
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| 81 |
Filed: 4/28/2010, Entered: None |
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MEMORANDUM in Support of MOTION to Dismiss Case 44 filed by Defendant National Securities Corp. (Riffer, Jeffrey) (Entered: 04/28/2010)
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| 80 |
Filed: 4/28/2010, Entered: None |
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MEMORANDUM in Support of MOTION to Dismiss Case 45 filed by Defendant National Holdings Corp. (Riffer, Jeffrey) (Entered: 04/28/2010)
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| 79 |
Filed: 4/28/2010, Entered: None |
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REPLY In Support of MOTION to Dismiss Case 55 , MOTION to Dismiss Case 54 filed by Defendants Capital Financial Holdings, Inc., Capital Financial Services, Inc.. (Dusbabek, Christine) (Entered: 04/28/2010)
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| 78 |
Filed: 4/15/2010, Entered: None |
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ORDER Extending Due Date for Defendants' Replies by Judge David O. Carter. The due date for Defendants replies to Plaintiffs omnibus opposition brief shall be extended by one week from April 21, 2010 to April 28, 2010. (db) (Entered: 04/16/2010)
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| 77 |
Filed: 4/12/2010, Entered: None |
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ORDER by Judge David O. Carter, GRANTING Stipulation for Subsitution of Named Plaintiff Don Ribacchi 68 : IT IS ORDERED: (1) Plaintiff Don Ribacchi is withdrawn as a plaintiff in these actions; (2) Mr. Ron Prockaska is substituted as a named plaintiff and member of the McCoy Group with respect to the claims asserted against Defendants Capital Financial Services, Inc. and Capital Financial Holdings, Inc. inthese actions; and (3) The substitution of Mr. Prochaska for Mr. Ribacchi shall otherwise have no effect on the pending motion to dismiss the consolidated amended complaint filed by Capital Financial and with no waiver on the part of Capital Financial of any objections, defenses, or claims which Capital Financial may hereafter raise in this matter. Ron Prockaska added. Don Ribacchi terminated. (rla) (Entered: 04/15/2010)
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| 76 |
Filed: 4/14/2010, Entered: None |
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STIPULATION for Extension of Time to File Replies filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp, Securities America Inc.. (Attachments: # 1 Proposed Order Extending Due Date For Defendants' Replies)(Martin, Timothy) (Entered: 04/14/2010)
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Request |
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| 75 |
Filed: 4/12/2010, Entered: None |
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NOTICE filed by plaintiff Alvin Sabroff, June Sabroff. Notice of Errata re: Application of Non-Resident Attorney for Stephen L. Brodsky (Attachments: # 1 Declaration Application of Non-Resident Attorney for Stephen L. Brodsky, # 2 Proposed Order Order on Application of Non-Resident Attorney to Appear in a Specific Case)(Zwerling, Robin) (Entered: 04/12/2010)
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Request |
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| 74 |
Filed: 4/12/2010, Entered: None |
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NOTICE filed by plaintiff Alvin Sabroff, June Sabroff. Notice of Errata re: Application of Non-Resident Attorney for Robin F. Zwerling (Attachments: # 1 Declaration Application of Non-Resident Attorney for Robin F. Zwerling, # 2 Proposed Order Order on Application of Non-Resident Attorney to Appear in a Specific Case)(Zwerling, Robin) (Entered: 04/12/2010)
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Request |
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| 73 |
Filed: 4/12/2010, Entered: None |
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NOTICE filed by plaintiff Alvin Sabroff, June Sabroff. Notice of Errata re: Application of Non-Resident Attorney for Dan Drachler (Attachments: # 1 Declaration Application of Non-Resident Attorney for Dan Drachler, # 2 Proposed Order Order on Application of Non-Resident Attorney to Appear in a Specific Case)(Zwerling, Robin) (Entered: 04/12/2010)
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Request |
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| 72 |
Filed: 4/7/2010, Entered: None |
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NOTICE of Appearance filed by attorney Don K Ledgard on behalf of Plaintiff June Sabroff (Ledgard, Don) (Entered: 04/07/2010)
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Request |
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| 71 |
Filed: 3/31/2010, Entered: None |
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REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case 55 , MOTION to Dismiss Case 45 , MOTION to Dismiss Case 54 , MOTION to Dismiss Case 44 , MOTION to Dismiss The Consolidated Amended Class Action Complaint 46 , MOTION to Dismiss The Consolidated Amended Class Action Complaint 48 filed by PLAINTIFF McCoy Group. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Girard, Daniel) (Entered: 03/31/2010)
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Request |
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| 70 |
Filed: 3/31/2010, Entered: None |
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MEMORANDUM in Opposition to MOTION to Dismiss Case 55 , MOTION to Dismiss Case 45 , MOTION to Dismiss Case 54 , MOTION to Dismiss The Consolidated Amended Class Action Complaint 48 , MOTION to Dismiss Case 44 , MOTION to Dismiss The Consolidated Amended Class Action Complaint 46 filed by Plaintiff McCoy Group. (Girard, Daniel) (Entered: 03/31/2010)
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| 69 |
Filed: 3/24/2010, Entered: None |
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ORDER by Judge David O. Carter granting 65 Application to Appear Pro Hac Vice by Attorney Nicholas T. Christakos on behalf of Defendant Ameriprise Financial, Inc., Securities America, Inc., and Securities America Financial Corporation, designating Mike Margolis as local counsel. (rrp) (Entered: 03/31/2010)
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Request |
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| 68 |
Filed: 3/30/2010, Entered: None |
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STIPULATION to Dismiss Plaintiff Don Ribacchi filed by Plaintiff Don Ribacchi. (Attachments: # 1 Proposed Order)(Levine, Jonathan) (Entered: 03/30/2010)
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Request |
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| 67 |
Filed: 3/29/2010, Entered: None |
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ORDER re Page Limit on Opposition to Motions to Dismiss by Judge David O. Carter. Pursuant to the March 26, 2010 stipulation between Lead Plaintiff the McCoy Group and all Defendants in this action, IT IS HEREBY ORDERED that Plaintiffs are granted permission to file one omnibus brief of no more than 60 pages in opposition to Defendants six motions to dismiss on or before March 31, 2010. (db) (Entered: 03/30/2010)
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| 66 |
Filed: 3/26/2010, Entered: None |
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STIPULATION to Exceed Page Limitation as to Omnibus Brief filed by Plaintiff McCoy Group. (Attachments: # 1 Proposed Order)(Levine, Jonathan) (Entered: 03/26/2010)
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Request |
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| 65 |
Filed: 3/24/2010, Entered: None |
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APPLICATION for attorney Nicholas T. Christakos to Appear Pro Hac Vice (PHV FEE NOT PAID.) filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp, Securities America Inc.. (Attachments: # 1 Certificate Of Good Standing, # 2 Proposed Order On Application Of Non-Resident Attorney To Appear In A Specific Case)(Martin, Timothy) (Entered: 03/24/2010)
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Request |
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| 64 |
Filed: 3/4/2010, Entered: None |
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REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case 55 filed by Defendant Capital Financial Services, Inc.. (Attachments: # 1 Exhibit MP III PPM, # 2 Exhibit MP IV PPM, # 3 Exhibit MP V PPM)(Dusbabek, Christine) (Entered: 03/04/2010)
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Request |
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| 63 |
Filed: 3/4/2010, Entered: None |
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CORPORATE DISCLOSURE STATEMENT filed by Defendant Capital Financial Holdings, Inc. (Dusbabek, Christine) (Entered: 03/04/2010)
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Request |
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| 62 |
Filed: 3/4/2010, Entered: None |
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Certification and Notice of Interested Parties filed by Defendant Capital Financial Holdings, Inc., identifying Capital Financial Services, Inc.. (Dusbabek, Christine) (Entered: 03/04/2010)
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Request |
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| 61 |
Filed: 3/4/2010, Entered: None |
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CORPORATE DISCLOSURE STATEMENT filed by Defendant Capital Financial Services, Inc. identifying Capital Financial Holdings, Inc. as Corporate Parent. (Dusbabek, Christine) (Entered: 03/04/2010)
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Request |
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| 60 |
Filed: 3/4/2010, Entered: None |
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Certification and Notice of Interested Parties filed by Defendant Capital Financial Services, Inc., identifying Capital Financial Holdings, Inc.. (Dusbabek, Christine) (Entered: 03/04/2010)
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Request |
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| 59 |
Filed: 3/3/2010, Entered: None |
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Notice of Interested Parties filed by Defendant Securities America Financial Corp, identifying Ameriprise Financial, Inc. and Securities America, Inc.. (Martin, Timothy) (Entered: 03/03/2010)
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Request |
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| 58 |
Filed: 3/3/2010, Entered: None |
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NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: MOTION to Dismiss Case 55 , MOTION to Dismiss Case 54 . The following error(s) was found: Local Rule 7.1-1 No Certification of Interested Parties. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (rrp) (Entered: 03/03/2010)
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Request |
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| 57 |
Filed: 3/2/2010, Entered: None |
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CORPORATE DISCLOSURE STATEMENT filed by Defendant Capwest Securities Inc identifying Capstone Financial Group, Inc. as Corporate Parent. (Sherwin, Gregory) (Entered: 03/02/2010)
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Request |
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| 56 |
Filed: 3/2/2010, Entered: None |
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Certificate of Interested Parties filed by Defendant Capwest Securities Inc, (Sherwin, Gregory) (Entered: 03/02/2010)
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Request |
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| 55 |
Filed: 3/2/2010, Entered: None |
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NOTICE OF MOTION AND MOTION to Dismiss Case filed by defendant Capital Financial Services, Inc.. Motion set for hearing on 5/24/2010 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order CFS Motion to Dismiss, # 2 Declaration Electronic Filing)(Dusbabek, Christine) (Entered: 03/02/2010)
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| 54 |
Filed: 3/2/2010, Entered: None |
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NOTICE OF MOTION AND MOTION to Dismiss Case filed by defendant Capital Financial Holdings, Inc.. Motion set for hearing on 5/24/2010 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order CFH Motion to Dismiss, # 2 Declaration Electronic Filing of Dismissal)(Dusbabek, Christine) (Entered: 03/02/2010)
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| 53 |
Filed: 3/2/2010, Entered: None |
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NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Answer to Complaint 50 . The following error(s) was found: Local Rule 7.1-1 No Certification of Interested Parties. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (rrp) (Entered: 03/02/2010)
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Request |
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| 52 |
Filed: 3/2/2010, Entered: None |
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[PROPOSED] ORDER GRANTING DEFENDANT NATIONAL HOLDINGS CORP.'S MOTION TO DISMISS THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT re MOTION to Dismiss Case 45 filed by Defendant National Holdings Corp. (Jones, Susan) (Entered: 03/02/2010)
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Request |
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| 51 |
Filed: 3/2/2010, Entered: None |
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[PROPOSED] ORDER GRANTING DEFENDANT NATIONAL SECURITIES CORP.'S MOTION TO DISMISS THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT re MOTION to Dismiss Case 44 filed by Defendant National Securities Corp. (Jones, Susan) (Entered: 03/02/2010)
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Request |
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| 50 |
Filed: 3/1/2010, Entered: None |
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ANSWER to Consolidated Complaint 38 filed by defendant Capwest Securities Inc.(Sherwin, Gregory) (Entered: 03/01/2010)
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Request |
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| 49 |
Filed: 3/1/2010, Entered: None |
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MEMORANDUM in Support of MOTION to Dismiss The Consolidated Amended Class Action Complaint 48 filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp. (Martin, Timothy) (Entered: 03/01/2010)
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| 48 |
Filed: 3/1/2010, Entered: None |
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NOTICE OF MOTION AND MOTION to Dismiss The Consolidated Amended Class Action Complaint filed by Defendant Ameriprise Financial Inc, Securities America Financial Corp. Motion set for hearing on 5/24/2010 at 08:30 AM before Judge David O. Carter. (Martin, Timothy) (Entered: 03/01/2010)
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| 47 |
Filed: 3/1/2010, Entered: None |
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MEMORANDUM in Support of MOTION to Dismiss The Consolidated Amended Class Action Complaint 46 filed by Defendant Securities America Inc.. (Martin, Timothy) (Entered: 03/01/2010)
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| 46 |
Filed: 3/1/2010, Entered: None |
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NOTICE OF MOTION AND MOTION to Dismiss The Consolidated Amended Class Action Complaint filed by Defendant Securities America Inc.. Motion set for hearing on 5/24/2010 at 08:30 AM before Judge David O. Carter. (Martin, Timothy) (Entered: 03/01/2010)
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| 45 |
Filed: 3/1/2010, Entered: None |
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NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant National Holdings Corp. Motion set for hearing on 5/24/2010 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Memorandum Memorandum of Points and Authorities in Support)(Jones, Susan) (Entered: 03/01/2010)
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| 44 |
Filed: 3/1/2010, Entered: None |
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NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant National Securities Corp. Motion set for hearing on 5/24/2010 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Memorandum Memorandum of Points and Authorities in Support)(Jones, Susan) (Entered: 03/01/2010)
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| 43 |
Filed: 3/1/2010, Entered: None |
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ANSWER to Consolidated Complaint 38 with JURY DEMAND CULLUM & BURKS SECURITIES, INC.'S ANSWER TO CONSOLIDATED AMENDED CLASS ACTION COMPLAINT FOR VIOLATIONS OF SECTIONS 12 AND 15 OF THE SECURITIES ACT OF 1933 filed by Defendant Cullum & Burks Securities Inc.(Rider, Julia) (Entered: 03/01/2010)
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| 42 |
Filed: 2/16/2010, Entered: None |
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NOTICE OF CLERICAL ERROR: Due to clerical error, Notice of Filing Fee Due on Pro Hac Application was sent in error. Pro hac vice fee was paid re document control number 37. Fiscal reports that PHV fee of $185 receipt number 0973000000006466677 was paid Re: Notice of Filing Fee Due (PHV) 41 , 37 (vh) Modified on 2/16/2010 (sm). (Entered: 02/16/2010)
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Request |
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| 41 |
Filed: 2/10/2010, Entered: None |
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NOTICE OF FILING FEE DUE on Pro Hac Vice Application filed on February 2, 2010 by attorney Stephen L Brodsky for Movant Alvin Sabroff, Plaintiff June Sabroff. As of today's date, the Court has not yet received the application fee of $185.00. Please remit the fee and this notice immediately. (vh) (Entered: 02/10/2010)
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Request |
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| 40 |
Filed: 2/5/2010, Entered: None |
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CORPORATE DISCLOSURE STATEMENT filed by Defendant National Securities Corp identifying National Holdings Corporation as Corporate Parent. (Riffer, Jeffrey) (Entered: 02/05/2010)
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Request |
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| 39 |
Filed: 2/4/2010, Entered: None |
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Certification and Notice of Interested Parties filed by Defendant National Securities Corp, identifying National Holdings Corp.. (Attachments: # 1 Supplement Additional Party-Connection)(Riffer, Jeffrey) (Entered: 02/04/2010)
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Request |
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| 38 |
Filed: 1/29/2010, Entered: None |
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CONSOLIDATED Amended Class Action COMPLAINT related to: Complaint - (Discovery) 1 . Filed by plaintiffs Jeff Huber, Jana McCoy, June Sabroff, James K Merrill, Cheryl A Merrill, Don Ribacchi, Henry Mitchell, McCoy Group (ade) (Entered: 02/02/2010)
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| 37 |
Filed: 2/2/2010, Entered: None |
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APPLICATION for attorney Stephen L. Brodsky to Appear Pro Hac Vice (PHV FEE NOT PAID.) filed by plaintiff Jana McCoy, McCoy Group. (Attachments: # 1 Proposed Order Proposed Order for Application for Attorney to Appeat Pro Hac Vice)(Zwerling, Robin) (Entered: 02/02/2010)
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Request |
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| 36 |
Filed: 2/1/2010, Entered: None |
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|
NOTICE OF LODGING filed re APPLICATION for attorney Dan Drachler to Appear Pro Hac Vice (PHV Fee of $185 receipt number 09730000000006462619 paid.) 32 , APPLICATION for attorney Robin F. Zwerling to Appear Pro Hac Vice (PHV Fee of $185 receipt number 09730000000006462873 paid.) 33 (Zwerling, Robin) (Entered: 02/01/2010)
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Request |
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| 35 |
Filed: 2/1/2010, Entered: None |
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|
NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: A Certificate of Good Standing is not attached to pro hac vice application RE: APPLICATION for attorney Dan Drachler to Appear Pro Hac Vice (PHV Fee of $185 receipt number 09730000000006462619 paid.) 32 , APPLICATION for attorney Robin F. Zwerling to Appear Pro Hac Vice (PHV Fee of $185 receipt number 09730000000006462873 paid.) 33 . In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. (rrp) (Entered: 02/01/2010)
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Request |
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| 34 |
Filed: 1/29/2010, Entered: None |
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|
APPLICATION for attorney Stephanie E. Kirwin to Appear Pro Hac Vice (PHV Fee of $185 receipt number 09730000000006466523 paid.) filed by plaintiff Alvin Sabroff, June Sabroff. (Attachments: # 1 Proposed Order Proposed Order)(Zwerling, Robin) (Entered: 01/29/2010)
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Request |
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| 33 |
Filed: 1/28/2010, Entered: None |
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|
APPLICATION for attorney Robin F. Zwerling to Appear Pro Hac Vice (PHV Fee of $185 receipt number 09730000000006462873 paid.) filed by plaintiff Alvin Sabroff, June Sabroff. (Attachments: # 1 Proposed Order Proposed Order)(Zwerling, Robin) (Entered: 01/28/2010)
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Request |
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| 32 |
Filed: 1/28/2010, Entered: None |
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|
APPLICATION for attorney Dan Drachler to Appear Pro Hac Vice (PHV Fee of $185 receipt number 09730000000006462619 paid.) filed by plaintiff Alvin Sabroff, June Sabroff. (Attachments: # 1 Proposed Order Proposed Order)(Drachler, Dan) (Entered: 01/28/2010)
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Request |
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| 31 |
Filed: 1/14/2010, Entered: None |
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|
ORDER by Judge David O. Carter. IT IS ORDERED that: Plaintiff's Consolidated Amended Complaint shall be filed on 01/29/2010; Defendants shall have until 03/01/2010 to answer, move against, or otherwise respond to the Consolidated Amended Complaint, and Plaintiffs shall have until 03/31/2010 to file their oppositions to any motions to dismiss and any moving defendants shall have until 04/21/2010 to file their replies in further support of any motions to dismiss. (db) Modified on 1/15/2010 (lwag). (Entered: 01/15/2010)
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Request |
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| 30 |
Filed: 1/12/2010, Entered: None |
|
|
Corrected STIPULATION for Extension of Time to Amend Complaint - (Discovery) 1 filed by Plaintiffs McCoy Group. (Attachments: # 1 Proposed Order)(Levine, Jonathan) (Entered: 01/12/2010)
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|
Request |
|
|
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| 29 |
Filed: 1/12/2010, Entered: None |
|
|
STIPULATION for Extension of Time to Amend Complaint - (Discovery) 1 filed by Plaintiffs McCoy Group.(Levine, Jonathan) (Entered: 01/12/2010)
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|
Request |
|
|
|
| 28 |
Filed: 1/12/2010, Entered: None |
|
|
NOTICE of Change of Attorney Information for attorney Julia J Rider counsel for Defendant Cullum & Burks Securities Inc. Adding Julia J. Rider as attorney as counsel of record for Cullum & Burks Securities, Inc. for the reason indicated in the G-06 Notice. Filed by Defendant Cullum & Burks Securities, Inc. (Rider, Julia) (Entered: 01/12/2010)
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|
Request |
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| 27 |
Filed: 12/8/2009, Entered: 12/8/2009 |
Order |
|
ORDER GRANTING MOTION OF THE McCOY GROUP FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF COUNSEL by Judge David O. Carter. Related actions SACV 09-1084 DOC (RNBx), SACV 09-1295 DOC (RNBx), SACV 09-1340 DOC (MLGx), and CV 09-8482 DOC (RNBx) arise out of common alleged facts and raise common legal questions. Accordingly, the Court hereby CONSOLIDATES them pursuant to Federal Rule of Civil Procedure 42(a) for all purposes under the number of the low-numbered case, SACV 09-1084 DOC (RNBx). FROM NOW ON ALL DOCUMENTS RELATING TO ANY OF THE CASES SHOULD BE FILED UNDER NUMBER SACV 09-1084 DOC (RNBx). (ade) (Entered: 12/08/2009)
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| 26 |
Filed: 12/1/2009, Entered: 12/2/2009 |
Order on Application to Appear Pro Hac Vice |
|
ORDER by Judge David O. Carter Granting 21 Application to Appear Pro Hac Vice by Attorney Peter Ligh on behalf of Defendant Security America Inc and Ameriprise Financial Inc., designating Mike Margolis as local counsel. (nbo) (Entered: 12/02/2009)
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Request |
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| Save 25% on a pre-paid one year subscription. |
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| 25 |
Filed: 12/1/2009, Entered: 12/2/2009 |
Order on Application to Appear Pro Hac Vice |
|
ORDER by Judge David O. Carter: granting 20 Application to Appear Pro Hac Vice by Attorney Deborah G. Heilizer on behalf of defendants Security America Inc. and Ameriprise Financial Inc., designating Mike Margolis as local counsel. (db) (Entered: 12/02/2009)
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Request |
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| 24 |
Filed: 12/2/2009, Entered: 12/2/2009 |
Order on Application to Appear Pro Hac Vice |
|
ORDER by Judge David O. Carter: granting 19 Application to Appear Pro Hac Vice by Attorney Bruce Bettigole on behalf of defendants Security America Inc. and Ameriprise Financial Inc., designating Mike Margolis as local counsel. (db) (Entered: 12/02/2009)
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|
Request |
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| 23 |
Filed: 11/30/2009, Entered: 11/30/2009 |
Response in Support of Motion |
|
RESPONSE IN SUPPORT of MOTION for Appointment of Counsel MOTION to Consolidate Cases, as to 8:09-cv-01084-DOC-RNB, 8:09-cv-01295-JVS-MLG, 8:09-CV-01340-DOC-MLG, 8:09-cv-8482-DSF-RNB, 13 . (Levine, Jonathan) (Entered: 11/30/2009)
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|
Request |
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|
|
| 22 |
Filed: 11/25/2009, Entered: 11/25/2009 |
Stipulation to Extend Time to Answer (More than 30 days) |
|
STIPULATION for Extension of Time to File Answer to Amended Complaint 30 days from service re Complaint - (Discovery) 1 filed by Plaintiffs Jeff Huber, Jana McCoy, Henry Mitchell.(Levine, Jonathan) (Entered: 11/25/2009)
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|
Request |
|
|
|
| 21 |
Filed: 11/24/2009, Entered: 11/24/2009 |
application to appear pro hac vice |
|
APPLICATION for attorney Peter Ligh to Appear Pro Hac Vice (PHV FEE NOT PAID.) filed by Defendants Securities America Inc., Ameriprise Financial Inc. (Attachments: # 1 Proposed Order On Application Of Non-Resident Attorney To Appear In A Specific Case)(Martin, Timothy) (Entered: 11/24/2009)
|
|
Request |
|
|
|
| 20 |
Filed: 11/24/2009, Entered: 11/24/2009 |
application to appear pro hac vice |
|
APPLICATION for attorney Deborah G. Heilizer to Appear Pro Hac Vice (PHV FEE NOT PAID.) filed by Defendants Securities America Inc., Ameriprise Financial Inc. (Attachments: # 1 Proposed Order On ApplicationOf Non-Resident Attorney To Appear In A Specific Case)(Martin, Timothy) (Entered: 11/24/2009)
|
|
Request |
|
|
|
| 19 |
Filed: 11/24/2009, Entered: 11/24/2009 |
application to appear pro hac vice |
|
APPLICATION for attorney Bruce Bettigole to Appear Pro Hac Vice (PHV FEE NOT PAID.) filed by Defendants Securities America Inc., Ameriprise Financial Inc. (Attachments: # 1 Proposed Order On Application Of Non-Resident Attorney To Appear In A Specific Case)(Martin, Timothy) (Entered: 11/24/2009)
|
|
Request |
|
|
|
| 18 |
Filed: 11/24/2009, Entered: 11/24/2009 |
Certificate/Notice of Interested Parties |
|
CERTIFICATION AND NOTICE of Interested Parties filed by Defendant Securities America Inc., identifying Securities America Financial Corporation, Ameriprise Financial, Inc.. (Martin, Timothy) (Entered: 11/24/2009)
|
|
Request |
|
|
|
| 17 |
Filed: 11/24/2009, Entered: 11/24/2009 |
Certificate/Notice of Interested Parties |
|
CERTIFICATION AND NOTICE of Interested Parties filed by Defendant Ameriprise Financial Inc, identifying Securities America Financial Corporation, Securities America, Inc.. (Martin, Timothy) (Entered: 11/24/2009)
|
|
Request |
|
|
|
| 16 |
Filed: 11/24/2009, Entered: 11/24/2009 |
Notice of Appearance |
|
NOTICE of Appearance filed by attorney Timothy J. Martin on behalf of Defendants Securities America Inc., Ameriprise Financial Inc (Martin, Timothy) (Entered: 11/24/2009)
|
|
Request |
|
|
|
| 15 |
Filed: 11/20/2009, Entered: 11/20/2009 |
Declaration (Motion related) |
|
DECLARATION of Jonathan K. Levine in Support of MOTION for Appointment of Counsel MOTION to Consolidate Cases, as to 8:09-cv-01084-DOC-RNB, 8:09-cv-01295-JVS-MLG, 8:09-CV-01340-DOC-MLG, 8:09-cv-8482-DSF-RNB, 13 filed by Plaintiffs Jeff Huber, Jana McCoy, June Sabroff, James K Merrill, Cheryl A Merrill, Don Ribacchi, Henry Mitchell, Movant Alvin Sabroff. (Levine, Jonathan) (Entered: 11/20/2009)
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|
Request |
|
|
|
| 14 |
Filed: 11/20/2009, Entered: 11/20/2009 |
Memorandum in Support of Motion |
|
MEMORANDUM in Support of MOTION for Appointment of Counsel MOTION to Consolidate Cases, as to 8:09-cv-01084-DOC-RNB, 8:09-cv-01295-JVS-MLG, 8:09-CV-01340-DOC-MLG, 8:09-cv-8482-DSF-RNB, 13 filed by Plaintiffs Jeff Huber, Jana McCoy, June Sabroff, James K Merrill, Cheryl A Merrill, Don Ribacchi, Henry Mitchell, Movant Alvin Sabroff. (Levine, Jonathan) (Entered: 11/20/2009)
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|
Request |
|
|
|
| 13 |
Filed: 11/20/2009, Entered: 11/20/2009 |
Motion for Appointment of Counsel |
|
NOTICE OF MOTION AND MOTION for Appointment of Counsel ( Motion set for hearing on 12/14/2009 at 08:30 AM before Judge David O. Carter.), MOTION to Consolidate Cases, as to 8:09-cv-01084-DOC-RNB, 8:09-cv-01295-JVS-MLG, 8:09-CV-01340-DOC-MLG, 8:09-cv-8482-DSF-RNB, filed by Plaintiff Alvin Sabroff, June Sabroff, James K Merrill, Cheryl A Merrill, Don Ribacchi, Jeff Huber, Jana McCoy, Henry Mitchell. (Attachments: # 1 Proposed Order)(Levine, Jonathan) (Entered: 11/20/2009)
|
|
Request |
|
|
|
| 12 |
Filed: 11/17/2009, Entered: 11/17/2009 |
Certificate/Notice of Interested Parties |
|
CERTIFICATE AND NOTICE of Interested Parties filed by Defendant Cullum & Burks Securities Inc, identifying None. (Riffer, Jeffrey) (Entered: 11/17/2009)
|
|
Request |
|
|
|
| 11 |
Filed: 11/17/2009, Entered: 11/17/2009 |
Corporate Disclosure Statement |
|
CORPORATE DISCLOSURE STATEMENT filed by Defendant Cullum & Burks Securities Inc identifying None as Corporate Parent. (Riffer, Jeffrey) (Entered: 11/17/2009)
|
|
Request |
|
|
|
| 10 |
Filed: 11/17/2009, Entered: 11/17/2009 |
First Stipulation Extending Time to Answer (30 days or less) |
|
FIRST STIPULATION Extending Time to Answer the complaint as to Cullum & Burks Securities Inc answer now due 11/24/2009, filed by Defendant Cullum & Burks Securities Inc. (Attachments: # 1 Proposed Order)(Riffer, Jeffrey) (Entered: 11/17/2009)
|
|
Request |
|
|
|
| 9 |
Filed: 11/10/2009, Entered: 11/10/2009 |
First Stipulation Extending Time to Answer (30 days or less) |
|
FIRST STIPULATION Extending Time to Answer the complaint as to Capwest Securities Inc answer now due 11/24/2009, filed by Plaintiffs Jeff Huber; Jana McCoy; Henry Mitchell.(Levine, Jonathan) (Entered: 11/10/2009)
|
|
Request |
|
|
|
| 8 |
Filed: 11/3/2009, Entered: 11/3/2009 |
Order Extending Answer Due Deadline |
|
ORDER by Judge David O. Carter re Stipulation to Extend Time to Answer 4 . IT IS HEREBY ORDERED that: (1) Defendants shall not be required to answer, move against, or otherwise respond to the Complaint; (2) Defendants shall have thirty (30) days from service of the Amended Complaint to answer, move against, or otherwise respond to the Amended Complaint: and (3) In the event that Defendants intend to move to dismiss the Amended Complaint, the parties shall discuss a briefing schedule and submit a proposed schedule to the Court at the time of response to the Amended Complaint. (db) (Entered: 11/03/2009)
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|
Request |
|
|
|
| 7 |
Filed: 10/28/2009, Entered: 10/28/2009 |
Service of Summons and Complaint Returned Executed (21 days) |
|
PROOF OF SERVICE Executed by Plaintiffs Jeff Huber, Jana McCoy, Henry Mitchell, upon Capwest Securities Inc served on 10/7/2009, answer due 10/27/2009. The Summons and Complaint were served by Personal Service service, by Federal Rules of Civil Procedure statute, upon Megan Seymour, Clerk. Due Dilligence declaration Not Attached. Original Summons Was Returned. (Levine, Jonathan) (Entered: 10/28/2009)
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|
Request |
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|
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| 6 |
Filed: 10/28/2009, Entered: 10/28/2009 |
Service of Summons and Complaint Returned Executed (21 days) |
|
PROOF OF SERVICE Executed by Plaintiffs Jeff Huber, Jana McCoy, Henry Mitchell, upon Securities America Inc. served on 10/9/2009, answer due 10/29/2009. The Summons and Complaint were served by Personal Service service, by Federal Rules of Civil Procedure statute, upon James Nagengasi, President. Due Dilligence declaration Not Attached. Original Summons Was Returned. (Levine, Jonathan) (Entered: 10/28/2009)
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|
Request |
|
|
|
| 5 |
Filed: 10/28/2009, Entered: 10/28/2009 |
Service of Summons and Complaint Returned Executed (21 days) |
|
PROOF OF SERVICE Executed by Plaintiffs Jeff Huber, Jana McCoy, Henry Mitchell, upon Ameriprise Financial Inc served on 10/7/2009, answer due 10/27/2009. The Summons and Complaint were served by Personal Service service, by Federal Rules of Civil Procedure statute, upon Maria Sanchez, Clerk. Due Dilligence declaration Not Attached. Original Summons Was Returned. (Levine, Jonathan) (Entered: 10/28/2009)
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|
Request |
|
|
|
| 4 |
Filed: 10/28/2009, Entered: 10/28/2009 |
Stipulation to Extend Time to Answer (More than 30 days) |
|
STIPULATION for Extension of Time to File Answer re Complaint - (Discovery) 1 filed by Plaintiffs Jeff Huber, Jana McCoy, Henry Mitchell. (Attachments: # 1 Proposed Order)(Levine, Jonathan) (Entered: 10/28/2009)
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|
Request |
|
|
|
| 3 |
Filed: 10/2/2009, Entered: 10/2/2009 |
Transferring Case purs GO 08-05 (Related Case (CV 34) |
|
ORDER RE TRANSFER PURSUANT TO GENERAL ORDER 08-05 -Related Case- filed. Related Case No: SACV09-00818 DOC (RNBx). Case transferred from Judge Andrew J. Guilford to Judge David O. Carter for all further proceedings. The case number will now reflect the initials of the transferee Judge SACV09-01084 DOC (RNBx). Signed by Judge David O. Carter (ade) (Entered: 10/02/2009)
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|
Request |
|
|
|
| 2 |
Filed: 9/18/2009, Entered: 9/23/2009 |
Certificate/Notice of Interested Parties |
|
CERTIFICATION AND NOTICE of Interested Parties filed by plaintiffs Jeff Huber, Jana McCoy, Henry Mitchell, (twdb) (lwag). (Entered: 09/23/2009)
|
|
Request |
|
|
|
| 1 |
Filed: 9/18/2009, Entered: 9/23/2009 |
Complaint - (Discovery) |
|
COMPLAINT against defendants Cullum & Burks Securities Inc, Securities America Inc., Ameriprise Financial Inc, Capwest Securities Inc.(Filing fee $ 350 paid) jury demand., filed by plaintiffs Jeff Huber, Jana McCoy, Henry Mitchell.(twdb) (lwag). (Entered: 09/23/2009)
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