Atlantic Trading USA, LLC v. BANK OF AMERICA CORP. et al

Federal Civil Lawsuit Illinois Northern District Court, Case No. 1:11-cv-04397
District Judge Joan B. Gottschall, presiding

District Judge Joan B. Gottschall

Last Updated September 26, 2016 at 6:38 AM EDT (9.1 years ago)

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Atlantic Trading USA, LLC, Plaintiff

▼ Represented by Unknown Firm

	Name	Phone	Fax	E-Mail

	Patrick Edward Cafferty	+1 312 782 4880	+1 734 769 1207

v.

Bank of America Corporation

Bank of America Corporation, Defendant
Officially listed as "BANK OF AMERICA CORP."

Barclays Bank PLC

Barclays Bank PLC, Defendant

Barclays Capital Inc.

Barclays Capital Inc., Defendant

Citibank, NA

Citibank, NA, Defendant

Officer/Director, Citicorp Venture Capital, Ltd.

Officer/Director, Kemet Corporation

Officer/Director, STRATOS LIGHTWAVE, INC.

Officer/Director, Chippac, Inc.

Officer/Director, Citicorp Holdings, Inc.

Officer/Director, Citigroup, Inc.

Officer/Director, CITICORP

Officer/Director, Intersil Holding Co

Officer/Director, Citigroup Holdings Co

Citigroup Global Markets, Inc.

Citigroup Global Markets, Inc., Defendant

Credit Suisse Group AG

Credit Suisse Group AG, Defendant

Credit Suisse Securities (USA) LLC

Credit Suisse Securities (USA) LLC, Defendant

Deutsche Bank AG

Deutsche Bank AG, Defendant

Officer/Director, Tower Automotive, Inc.

Officer/Director, Hayes Lemmerz International, Inc.

Officer/Director, International Securities Exchange, Inc.

Officer/Director, Nrp, Inc.

Officer/Director, PAC West Telecomm, Inc.

Officer/Director, Chipotle Mexican Grill, Inc.

Officer/Director, Sherwood Group, Inc.,

Officer/Director, Landry's Seafood Restaurants Inc.

Officer/Director, Briazz, Inc.

Officer/Director, Dsl.net, Inc.

Officer/Director, Blockbuster, Inc.

Officer/Director, Hutchinson Technology Inc.

Officer/Director, FLEETWOOD ENTERPRISES INC/DE/

Officer/Director, Korea Fund Inc

Officer/Director, Mexico Equity & Income Fund Inc

Officer/Director, Brazilian Equity Fund Inc

Officer/Director, Ldds Communications Inc /ga/

Officer/Director, Future Germany Fund Inc

Officer/Director, Brazil Fund Inc

Officer/Director, Kemper High Income Trust

Officer/Director, Kemper Multi Market Income Trust

Officer/Director, Kemper Strategic Income Fund

Officer/Director, Solv Ex Corp

Officer/Director, Morgan Grenfell Smallcap Fund Inc

Officer/Director, Desert Native Designs Inc

Officer/Director, Newmark Homes Corp

Officer/Director, Comple Tel Europe Nv

Officer/Director, Doblique Inc

Officer/Director, Apex Bioventures Acquisition Corp

Officer/Director, Mesa Airlines Inc

Officer/Director, Stoneleigh Partners Acquisition Corp.

Officer/Director, Emerson Radio Corp

Officer/Director, Terrapin 3 Acquisition Corp

Officer/Director, Red Rock Resorts, Inc.

Officer/Director, Emachines Inc /de/

Officer/Director, First Philippine Fund Inc

Officer/Director, Deutsche Asset Management Inc/de

Officer/Director, Scudder Rreef Real Estate Fund II Inc

Officer/Director, Rreef America L.l.c.

Officer/Director, Id Arizona Corp.

Officer/Director, Nuveen Municipal High Income Opportunity Fund

Officer/Director, DB Municipal Holdings LLC

Officer/Director, Zim Integrated Shipping Services Ltd.

Deutsche Bank Securities, Inc.

Deutsche Bank Securities, Inc., Defendant

HSBC Holdings PLC

HSBC Holdings PLC, Defendant

Officer/Director, Hsbc Absolute Return Portolio LLC

Officer/Director, Republic New York Corp

HSBC Securities USA, Inc.

HSBC Securities USA, Inc., Defendant

JPMorgan Chase Bank, NA

JPMorgan Chase Bank, NA, Defendant
Officially listed as "J.P. Morgan Chase & Co."

J.P. Morgan Clearing Corp.

J.P. Morgan Clearing Corp., Defendant

J.P. Morgan Futures, Inc., Defendant

Lloyds Banking Group PLC

Lloyds Banking Group PLC, Defendant

Rbs Securities, Inc., Defendant

Royal Bank of Scotland PLC

Royal Bank of Scotland PLC, Defendant
Officially listed as "Royal Bank of Scotland Group PLC"

Officer/Director, RBSG International Holdings Ltd.

Officer/Director, Citizens Financial Group Inc/de

Officer/Director, Royal Bank Of Scotland Group Plc

Officer/Director, RBS CBFM North America Corp.

Officer/Director, NatWest Group Holdings Corp.

Officer/Director, National Westminster Bank Plc /eng/

The Norinchukin Bank, Defendant

UBS AG

UBS AG, Defendant

Officer/Director, Cabletron Systems, Inc.

Officer/Director, Dov Pharmaceutical Inc.

Officer/Director, Greenfield Online Inc.

Officer/Director, First South Africa Corp Ltd

Officer/Director, Impsat Corp

Officer/Director, Ubs Capital II Inc

Officer/Director, Dynamic Ventures Inc/canada

Officer/Director, Ip Factory Inc

Officer/Director, India Globalization Capital, Inc.

Officer/Director, Desert Native Designs Inc

Officer/Director, Blackrock California Insured Municipal Income Trust

Officer/Director, American Capital High Yield Investments Inc

Officer/Director, Nuveen Massachusetts Dividend Advantage Municipal Fund

Officer/Director, Nuveen Connecticut Dividend Advantage Municipal Fund 2

Officer/Director, Scudder Rreef Real Estate Fund Inc

Officer/Director, Scudder Rreef Real Estate Fund II Inc

Officer/Director, Eaton Vance Credit Opportunities Fund

Officer/Director, Painewebber Premier Tax Free Income Fund Inc

Officer/Director, Muniholdings New York Fund Inc

Officer/Director, Nicholas Applegate Convertible & Income Fund

Officer/Director, Evergreen Income Opportunity Fund

Officer/Director, Nicholas Applegate Convertible & Income Fund II

Officer/Director, Municipal Premium Income Trust/ma

Officer/Director, Intercapital Insured Municipal Bond Trust

Officer/Director, Van Kampen Merritt Ohio Quality Municipal Trust

Officer/Director, Van Kampen Merritt Trust For Insured Municipals

Officer/Director, Van Kampen Merritt Trust For Investment Grade New York Munic

Officer/Director, Van Kampen Merritt Trust For Investment Grade New Jersey Mun

Officer/Director, Van Kampen Merritt Municipal Opportunity Trust

Officer/Director, Van Kampen Merritt Massachusetts Value Municipal Income Trus

Officer/Director, Intercapital California Insured Municipal Income Trust

Officer/Director, Van Kampen Merritt Pennsylvania Value Municipal Income Trust

Officer/Director, Van Kampen Merritt California Value Municipal Income Trust

Officer/Director, Intercapital New York Quality Municipal Securities

Officer/Director, Van Kampen Merritt Select Sector Municipal Trust

Officer/Director, Blackrock California Investment Quality Municipal Trust Inc

Officer/Director, Preferred Income Strategies Fund Inc

Officer/Director, Preferred & Corporate Income Strategies Fund Inc

Officer/Director, Blackrock Global Floating Rate Income Trust

Officer/Director, Nuveen Massachusetts Premium Income Municipal Fund

Officer/Director, Nuveen Insured California Premium Income Municipal Fund 2 In

Officer/Director, Nuveen Ohio Dividend Advantage Municipal Fund

Officer/Director, Nuveen Ohio Dividend Advantage Municipal Fund 2

Officer/Director, Nuveen Ohio Dividend Advantage Municipal Fund 3

Officer/Director, Nuveen Arizona Dividend Advantage Municipal Fund 3

Officer/Director, Muniyield Michigan Fund Inc

Officer/Director, Muniyield California Insured Fund II Inc

Officer/Director, Muniyield Michigan Insured Fund Inc

Officer/Director, Muniholdings Florida Insured Fund Inc

Officer/Director, Muniyield Fund Inc

Officer/Director, Muniyield California Fund Inc

Officer/Director, Muniyield Florida Fund

Officer/Director, Muniyield Arizona Fund II Inc

Officer/Director, Blackrock Florida Municipal Income Trust

Officer/Director, Nuveen Dividend Advantage Municipal Fund 3

Officer/Director, Blackrock New York Insured Municipal Income Trust

Officer/Director, Nuveen Michigan Quality Income Municipal Fund Inc

Officer/Director, Nuveen Ohio Quality Income Municipal Fund Inc

Officer/Director, Nuveen Michigan Premium Income Municipal Fund Inc

Officer/Director, Blackrock Insured Municipal Income Trust

Officer/Director, Federated Municipal Income Fund

Officer/Director, Pilgrim Prime Rate Trust

Officer/Director, Munivest Fund Inc

Officer/Director, Muniyield Florida Insured Fund /nj/

Officer/Director, Blackrock Investment Quality Municipal Trust Inc

Officer/Director, Blackrock California Municipal Income Trust

Officer/Director, Blackrock New Jersey Municipal Income Trust

Officer/Director, Duff & Phelps Utilities Income Inc

Officer/Director, Blackrock Pennsylvania Strategic Municipal Trust

Officer/Director, Pioneer High Income Trust

Officer/Director, Blackrock New Jersey Municipal Bond Trust

Officer/Director, PIMCO Floating Rate Strategy Fund

Officer/Director, Mfs Municipal Income Trust

Officer/Director, Massachusetts Health & Educational Tax Exempt Trust

Officer/Director, Blackrock New York Investment Quality Municipal Trust Inc

Officer/Director, Blackrock New Jersey Investment Quality Municipal Trust Inc

Officer/Director, Pimco Corporate Opportunity Fund

Officer/Director, Eaton Vance Limited Duration Income Fund

Officer/Director, Eaton Vance Floating Rate Income Trust

Officer/Director, American Municipal Income Portfolio Inc

Officer/Director, Blackrock Florida Municipal 2022 Term Trust

Officer/Director, Blackrock Municipal 2022 Term Trust

Officer/Director, Dreyfus Strategic Municipals Inc

Officer/Director, Dreyfus Municipal Income Inc

Officer/Director, Dreyfus Strategic Municipal Bond Fund Inc

Officer/Director, Alliance California Municipal Income Fund

Officer/Director, Eaton Vance Senior Floating Rate Fund

Officer/Director, Pioneer Floating Rate Trust

Officer/Director, Eaton Vance Senior Income Trust

Officer/Director, Franklin Templeton Strategic Income Trust

Officer/Director, First American Minnesota Municipal Income Fund II Inc

Officer/Director, Minnesota Municipal Income Portfolio Inc

Officer/Director, Delphi Automotive Systems Corp

Officer/Director, Eaton Vance Municipal Income Trust

Officer/Director, Eaton Vance Florida Municipal Income Trust

Officer/Director, Eaton Vance Ohio Municipal Income Trust

Officer/Director, Eaton Vance Pennsylvania Municipal Income Trust

Officer/Director, Eaton Vance Michigan Municipal Income Trust

Officer/Director, Eaton Vance Massachusetts Municipal Income Trust

Officer/Director, Eaton Vance New Jersey Municipal Income Trust

Officer/Director, Eaton Vance California Municipal Income Trust

Officer/Director, Nuveen Senior Income Fund

Officer/Director, Pimco Municipal Income Fund

Officer/Director, Pimco New York Municipal Income Fund

Officer/Director, Pimco California Municipal Income Fund

Officer/Director, Cohen & Steers Income Realty Fund Inc

Officer/Director, Alliance National Municipal Income Fund

Officer/Director, Pimco Municipal Income Fund II

Officer/Director, Pimco California Municipal Income Fund II

Officer/Director, Pimco New York Municipal Income Fund II

Officer/Director, Blackrock Florida Insured Municipal Income Trust

Officer/Director, Pimco California Municipal Income Fund III

Officer/Director, Pimco New York Municipal Income Fund III

Officer/Director, Pimco Municipal Income Fund III

Officer/Director, Eaton Vance Insured Municipal Bond Fund II

Officer/Director, Eaton Vance Insured California Municipal Bond Fund II

Officer/Director, Eaton Vance Insured Massachusetts Municipal Bond Fund I

Officer/Director, Eaton Vance Insured Michigan Municipal Bond Fund I

Officer/Director, Eaton Vance Insured New Jersey Municipal Bond Fund I

Officer/Director, Eaton Vance Insured New York Municipal Bond Fund II

Officer/Director, Eaton Vance Insured Ohio Municipal Bond Fund I

Officer/Director, Eaton Vance Insured Pennsylvania Municipal Bond Fund I

Officer/Director, Pimco High Income Fund

Officer/Director, Pioneer Muncipal High Income Trust

Officer/Director, Pioneer Municipal Advantage Trust

Officer/Director, Nuveen Tax Advantaged Total Return Strategy Fund

Officer/Director, Calamos Strategic Total Return Fund

Officer/Director, Cohen & Steers Global Income Realty Fund, Inc.

Officer/Director, Nuveen Tax-Advantaged Floating Rate Fund

Officer/Director, Nuveen Florida Investment Quality Municipal Fund Inc

Officer/Director, Nuveen Florida Quality Income Municipal Fund Inc

Officer/Director, Nuveen Insured Florida Premium Income Municipal Fund

Officer/Director, Painewebber Premier Insured Municipal Income Fund Inc

Officer/Director, Pimco Floating Rate Income Fund

Officer/Director, Nuveen Insured Municipal Opportunity Fund Inc

Officer/Director, Intercapital Quality Municipal Income Trust

UBS Securities LLC

UBS Securities LLC, Defendant

Westlb AG, Defendant

Citation	15 U.S.C. § 1
Nature of Suit	410 - Anti-Trust
Office	Chicago
Filed	6/28/2011
Jury Demand	None
Demand
Cause	15 U.S.C. § 1 Antitrust Litigation
Jurisdiction	Federal Question
Disposition	Transfer/Remand - MDL Transfer
County	Cook
Terminated	8/31/2011
Origin	1
Reopened	None
Lead Case	None
Related Case
Other Court Case	None
Defendant Custody Status
Flags	FINNEGAN,TERMED

Calendar Events

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7	Filed: 9/1/2011, Entered: 9/1/2011	case transferred out - district transfer
	TRANSFERRED to the District of Southern District of New York the electronic record and docket sheet via electronic transfer. (jmp, )
	Request

	Filed: None, Entered: None	other
	ELECTRONIC Acknowledgment of case transferred to the Southern District of New York as case 1:11-cv-05929, filed 08/24/2011. (lcw, )


6	Filed: 8/31/2011, Entered: 9/1/2011	Order
	CONDITIONAL Transfer Order from the Multi-District Litigation transferring this case to the Southern District of New York for inclusion in MDL-2262. Mailed notice (jmp, )
	Request

5	Filed: 7/13/2011, Entered: 7/14/2011	Set/Reset Hearings
	MINUTE entry before Honorable Joan B. Gottschall: Status Hearing set for 09/06/2011 at 9:30 AM. Plaintiff is directed to advise the defendant of the status hearing forthwith. Parties are directed to discuss settlement of case, consent to proceed before the Magistrate Judge and a proposed discovery plan. See Judge Gottschall's civil case management information about pretrial case management procedures. This information is located on the website: http//www.ilnd.uscourts.gov. Mailed notice (jmp, )
	Request

	Filed: None, Entered: None	Case Assigned
	CASE ASSIGNED to the Honorable Joan B. Gottschall. Designated as Magistrate Judge the Honorable Sheila M. Finnegan. (mh, )


4	Filed: 6/28/2011, Entered: None	Attorney Appearance
	ATTORNEY Appearance for Plaintiff Atlantic Trading USA, LLC by Patrick Edward Cafferty (Cafferty, Patrick)
	Request

3	Filed: 6/28/2011, Entered: None	Attorney Appearance
	ATTORNEY Appearance for Plaintiff Atlantic Trading USA, LLC by Anthony F. Fata (Fata, Anthony)
	Request

2	Filed: 6/28/2011, Entered: None	Civil Cover Sheet
	CIVIL Cover Sheet (Fata, Anthony)
	Request

1	Filed: 6/28/2011, Entered: None	Complaint
	COMPLAINT filed by Atlantic Trading USA, LLC; Filing fee $ 350, receipt number 0752-6139830.(Fata, Anthony)

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