Construction Industry and Laborers Joint Pension Trust et al v. Austin Capital Management, Ltd. et al

Federal Civil Lawsuit New York Southern District Court, Case No. 1:09-cv-03614
District Judge Thomas P. Griesa, presiding
Tags No tags have been applied so far. Sign in to add some.
District Judge Thomas P. Griesa
Last Updated December 22, 2016 at 1:44 PM EST (9 years ago) Update UpdateSpaceE-Mail Alert AlertsSpaceJump Jump
Summary

No one has written a summary of this case yet. Sign up or sign in to contribute one.

Parties
No Logo Construction Industry and Laborers Joint Pension Trust, Plaintiff

Represented by Gottlieb, Rackman & Reisman, PC

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Samuel Howard Rudman +1 631 367 7100 +1 631 367 1173 srudman@rgrdlaw.com

Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED John Kevin Grant +1 415 288 4545 +1 415 288 4534 jgrant@rgrdlaw.com
ATTORNEY TO BE NOTICED Darren Jay Robbins +1 619 231 1058 +1 619 231 7423 darrenr@rgrdlaw.com
ATTORNEY TO BE NOTICED David Conrad Walton +1 619 231 1058 +1 619 231 7423 davew@rgrdlaw.com
No Logo Plumbers and Pipefitters Union Local 525 Pension Plan, Plaintiff

Represented by Gottlieb, Rackman & Reisman, PC

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Samuel Howard Rudman +1 631 367 7100 +1 631 367 1173 srudman@rgrdlaw.com

Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Darren Jay Robbins +1 619 231 1058 +1 619 231 7423 darrenr@rgrdlaw.com
ATTORNEY TO BE NOTICED David Conrad Walton +1 619 231 1058 +1 619 231 7423 davew@rgrdlaw.com
v.
No Logo Austin Capital Management, Ltd., Defendant

Represented by Jones Day Reavis & Pogue

Name Phone Fax E-Mail
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Louis A Chaiten +1 216 586 7311 +1 216 579 0212 lachaiten@jonesday.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Harold Keith Gordon +1 212 326 3939 +1 212 755 7306 hkgordon@jonesday.com
No Logo Brent A. Martin, Defendant

Represented by Jones Day Reavis & Pogue

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Harold Keith Gordon +1 212 326 3939 +1 212 755 7306 hkgordon@jonesday.com
No Logo Charles W. Riley, Defendant

Represented by Jones Day Reavis & Pogue

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Harold Keith Gordon +1 212 326 3939 +1 212 755 7306 hkgordon@jonesday.com
No Logo David C. Brown, Defendant

Represented by Jones Day Reavis & Pogue

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Harold Keith Gordon +1 212 326 3939 +1 212 755 7306 hkgordon@jonesday.com
No Logo David E. Friedman, Defendant

Represented by Jones Day Reavis & Pogue

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Harold Keith Gordon +1 212 326 3939 +1 212 755 7306 hkgordon@jonesday.com
No Logo James P. Owen, Defendant

Represented by Jones Day Reavis & Pogue

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Harold Keith Gordon +1 212 326 3939 +1 212 755 7306 hkgordon@jonesday.com
No Logo Robert Wagner, Defendant

Represented by Jones Day Reavis & Pogue

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Harold Keith Gordon +1 212 326 3939 +1 212 755 7306 hkgordon@jonesday.com
Other Parties
No Logo International Brotherhood of Teamsters Local 705 Pension Fund, Lead Plaintiff

Represented by Horwitz Horwitz & Paradis

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Edward Y. Kroub +1 212 404 2222 +1 212 404 2226 ekroub@hhplawny.com

Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED David Avi Rosenfeld +1 631 367 7100 +1 631 367 1173 drosenfeld@rgrdlaw.com
No Logo Operating Engineers Trust Funds, Lead Plaintiff

Represented by Horwitz Horwitz & Paradis

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Edward Y. Kroub +1 212 404 2222 +1 212 404 2226 ekroub@hhplawny.com

Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED David Avi Rosenfeld +1 631 367 7100 +1 631 367 1173 drosenfeld@rgrdlaw.com
No Logo Sheet Metal Workers' National Pension Fund, Lead Plaintiff

Represented by Horwitz Horwitz & Paradis

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Edward Y. Kroub +1 212 404 2222 +1 212 404 2226 ekroub@hhplawny.com

Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED David Avi Rosenfeld +1 631 367 7100 +1 631 367 1173 drosenfeld@rgrdlaw.com
No Logo Laborers Local 17 Pension Fund, Movant

Represented by Unknown Firm

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Christopher Lometti +1 219 964 0046

Represented by Cohen Milstein Sellers & Toll, PLLC

Name Phone Fax E-Mail
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Marc Ira Machiz +1 215 825 4010 +1 215 825 4001 mmachiz@cmht.com

Represented by Schoengold Sporn Laitman & Lometti, PC

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Joel Paul Laitman +1 212 964 0046 +1 212 267 8137 jplaitman@aol.com
Attributes
Citation Unknown
Nature of Suit 850 - Other Statutes: Securities/Commodities/Exchange
Timeline
  Entries (47) Tab Overlap Calendar Events Tab Overlap Related (0) Tab Overlap Tools Right End
Save 25% on a pre-paid one year subscription.
Legal Document (Payment Possibly Required) 47 Filed: 2/4/2014, Entered: None Court Filing
ORDER FOR ADMISSION PRO HAC VICE: in case 1:08-cv-11183-TPG; granting (80) Motion for Michelle C. Yau to Appear Pro Hac Vice in case 1:09-md-02075-TPG. The motion of Michelle C. Yau for admission to practice Pro Hac Vice in the above captioned action is granted.(Signed by Judge Thomas P. Griesa on 2/04/2014) Filed In Associated Cases: 1:09-md-02075-TPG et al. (ama) (Entered: 02/04/2014)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 46 Filed: 2/4/2014, Entered: None Court Filing
ORDER FOR ADMISSION PRO HAC VICE: in case 1:08-cv-11183-TPG; granting (78) Motion for Karen L. Handorf to Appear Pro Hac Vice in case 1:09-md-02075-TPG. The motion of Karen L. Handorf for admission to practice Pro Hac Vice in the above captioned action is granted. (Signed by Judge Thomas P. Griesa on 2/04/2014) Filed In Associated Cases: 1:09-md-02075-TPG et al. (ama) (Entered: 02/04/2014)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 45 Filed: 6/11/2012, Entered: None
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 4/4/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:09-md-02075-TPG et al.(McGuirk, Kelly) (Entered: 06/11/2012)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 44 Filed: 6/11/2012, Entered: None Court Filing
TRANSCRIPT of Proceedings re: CONFERENCE held on 4/4/2012 before Judge Thomas P. Griesa. Court Reporter/Transcriber: Alena Lynch, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/5/2012. Redacted Transcript Deadline set for 7/16/2012. Release of Transcript Restriction set for 9/13/2012.Filed In Associated Cases: 1:09-md-02075-TPG et al.(McGuirk, Kelly) (Entered: 06/11/2012)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 43 Filed: 5/8/2012, Entered: None
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 4/4/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:09-md-02075-TPG et al.(McGuirk, Kelly) (Entered: 05/08/2012)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 42 Filed: 5/8/2012, Entered: None Court Filing
TRANSCRIPT of Proceedings re: CONFERENCE held on 4/4/2012 before Judge Thomas P. Griesa. Court Reporter/Transcriber: Alena Lynch, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/1/2012. Redacted Transcript Deadline set for 6/11/2012. Release of Transcript Restriction set for 8/9/2012.Filed In Associated Cases: 1:09-md-02075-TPG et al.(McGuirk, Kelly) (Entered: 05/08/2012)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 41 Filed: 11/5/2009, Entered: None
MOTION for Louis A. Chaiten to Appear Pro Hac Vice. Document filed by Austin Capital Management, Ltd., Austin Capital Management GP Corp. Filed In Associated Cases: 1:09-md-02075-TPG et al. (rjm) (Entered: 11/12/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 40 Filed: 11/9/2009, Entered: None Court Filing
ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION. IT IS HEREBY ORDERED that Louis A. Chaiten is admitted to practice pro hac vice as counsel for Austin Capital in the above-captioned cases in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. If this action is assigned to the Electronic Case Filing ("ECF") system, counsel shall immediately apply for an ECF password at nysd.uscourts.gov. Counsel shall forward the, pro hac vice fee to the Clerk of the Court. Attorney Louis A. Chaiten for Austin Capital Management, Ltd., Austin Capital Management GP Corp. admitted Pro Hac Vice. (Signed by Judge Thomas P. Griesa on 11/9/09) Filed In Associated Cases: 1:09-md-02075-TPG et al.(rjm) Modified on 11/9/2009 (rjm). (Entered: 11/09/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 39 Filed: 11/2/2009, Entered: None Court Filing
ORDER GRANTING APPLICATION OF MARC I. MACHIZ FOR ADMISSION PRO HAC VICE granting (166) Motion for Marc I. Machiz to Appear Pro Hac Vice in case 1:08-cv-11183-TPG; granting (38) Motion for Marc I. Machiz to Appear Pro Hac Vice in case 1:09-cv-03614-TPG; granting (27) Motion for Marc I. Machiz to Appear Pro Hac Vice in case 1:09-md-02075-TPG; granting (15) Motion for Marc I. Machiz to Appear Pro Hac Vice in case 1:09-cv-07134-TPG; granting (28) Motion for Marc I. Machiz to Appear Pro Hac Vice in case 1:09-cv-07135-TPG; granting (14) Motion for Marc I. Machiz to Appear Pro Hac Vice in case 1:09-cv-07660-TPG; granting (11) Motion for Marc I. Machiz to Appear Pro Hac Vice in case 1:09-cv-07889-TPG. (Signed by Judge Thomas P. Griesa on 11/2/09) Filed In Associated Cases: 1:09-md-02075-TPG et al.(rjm) (Entered: 11/03/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 38 Filed: 10/29/2009, Entered: None
NOTICE OF MOTION for Marc I. Machiz to Appear Pro Hac Vice. Document filed by Laborers Local 17 Pension Fund. Filed In Associated Cases: 1:09-md-02075-TPG et al.(rjm) (Entered: 11/03/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 37 Filed: 10/23/2009, Entered: None Court Filing
ORDER OF CONSOLIDATION. NOW THEREFORE IT IS HEREBY ORDERED THAT: 1. Pursuant to Fed. R. Civ. P. 42(a) and Section 21D(a)(3)(B) of the Securities Exchange Act of 1934 ("Exchange Act"), 15 U.S.C. § 78u4(a)(3)(B)(ii), this court finds that these cases should be consolidated for pretrial proceedings. 2. Pursuant to Section 21D(a)(3)(B) of the Exchange Act, 15 U.S.C. § 78u-4(a)(3)(B), Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund, and International Brotherhood of Teamsters Local 705 Pension Fund are appointed Lead Plaintiffs, and the law firms of Coughlin Stoia Geller Rudman & Robbins LLP and Hagens Berman Sobel Shapiro LLP are appointed Co-Lead Counsel for plaintiffs. 3. Courtesy copies of all correspondence and filings shall be provided to the assigned judge, Judge Thomas P. Griesa. 4. A copy of this Order shall be placed in the dockets for all the cases listed herein. The Clerk of the Court is directed then to close the docket in 09 Civ. 3614 (TPG), 09 Civ. 7134 (TPG), and 09 Civ. 7135. 5. The Clerk of the Court is directed to sever Count XIV of Richard Peshkin, et aI. v. Tremont Group Holdings, Inc., et al., 08 Civ. 11183, for consolidation with this action. 6. Any document hereinafter filed in connection with the above-captioned cases must be filed under the MDL case number, 09md2075. 7. If a case that arises out of the same subject matter is hereinafter filed in this court or transferred to this court from another court, but the Clerk of the Court has not been informed that it relates to this action, counsel in any of the consolidated cases shall inform the Clerk's Office of any related case that comes to their attention. The Clerk's Office will then notify Judge Griesa, who shall take whatever action is deemed appropriate. 8. As to any case accepted by Judge Griesa as related, the Clerk's Office will consolidate that case with this action unless an objection to such consolidation is duly made and is sustained by the judge. 9. Once the newly-filed or transferred case is consolidated with this action, the Clerk of the Court is directed to close the docket of that newly-filed or transferred case. (Signed by Judge Thomas P. Griesa on 10/22/09) Filed In Associated Cases: 1:09-md-02075-TPG et al.(rjm) (Entered: 10/23/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 36 Filed: 10/19/2009, Entered: None Court Filing
ORDER FOR ADMISSION PRO HAC VICE ON MOTION. IT IS HEREBY ORDERED that Douglas M. Selwyn, is admitted to practice pro hac vice as counsel for defendants Texas Iron Workers Pension Fund and the Texas Iron Workers Board of Trustees in the above-captioned case. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. If this action is assigned to the Electronic Case Filing (ECF) system, counsel shall immediately apply for an ECF password at nysd.uscourts.gov. Counsel shall forward the pro hac vice fee to the Clerk of Court. granting (28) Motion for Douglas M. Selwyn to Appear Pro Hac Vice in case 1:09-cv-03614-TPG; granting (5) Motion for Douglas M. Selwyn to Appear Pro Hac Vice in case 1:09-cv-07134-TPG; granting (3) Motion for Douglas M. Selwyn to Appear Pro Hac Vice in case 1:09-cv-07660-TPG. (Signed by Judge Thomas P. Griesa on 10/16/09) Filed In Associated Cases: 1:09-md-02075-TPG et al.(rjm) (Entered: 10/19/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 35 Filed: 10/19/2009, Entered: None Court Filing
ORDER FOR ADMISSION PRO HAC VICE ON MOTION. IT IS HEREBY ORDERED that R. Richard Love, III is admitted to practice pro hac vice as counsel for defendants Texas Iron Workers Pension Fund and the Texas Iron Workers Board of Trustees in the above-captioned case. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. If this action is assigned to the Electronic Case Filing (ECF) system, counsel shall immediately apply for an ECF password at nysd.uscourts.gov. Counsel shall forward the pro hac vice fee to the Clerk of Court. granting (29) Motion for R. Richard Love, III to Appear Pro Hac Vice in case 1:09-cv-03614-TPG; granting (6) Motion for R. Richard Love, III to Appear Pro Hac Vice in case 1:09-cv-07134-TPG; granting (4) Motion for R. Richard Love, III to Appear Pro Hac Vice in case 1:09-cv-07660-TPG. (Signed by Judge Thomas P. Griesa on 10/16/09) Filed In Associated Cases: 1:09-md-02075-TPG et al.(rjm) (Entered: 10/19/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 34 Filed: 10/16/2009, Entered: None
NOTICE OF APPEARANCE by Joel Paul Laitman on behalf of Laborers Local 17 Pension Fund Filed In Associated Cases: 1:09-md-02075-TPG et al.(Laitman, Joel) (Entered: 10/16/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 33 Filed: 9/29/2009, Entered: None
NOTICE OF APPEARANCE by Kenneth Mark Rehns on behalf of Laborers Local 17 Pension Fund Filed In Associated Cases: 1:09-md-02075-TPG et al.(Rehns, Kenneth) (Entered: 09/29/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 32 Filed: 9/29/2009, Entered: None
NOTICE OF APPEARANCE by Christopher Lometti on behalf of Laborers Local 17 Pension Fund Filed In Associated Cases: 1:09-md-02075-TPG et al.(Lometti, Christopher) (Entered: 09/29/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 31 Filed: 9/25/2009, Entered: None Court Filing
ORDER FOR ADMISSION PRO HAC VICE. IT IS HEREBY ORDERED that John Grant of Coughlin Stoia Geller Rudman & Robbins LLP, 100 Pine Street, Suite 2600, San Francisco, California, telephone number 415/288-4545, fax number 415/288-4534, email address johnkg@csgrr.com, is hereby admitted to practice pro hac vice as counsel for Plaintiff Construction Industry and Laborers Joint Pension Trust in the above-captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. If this action is assigned to the Electronic Case Filing (ECF) system, counsel shall immediately apply for an ECF password at nysd.uscourts.gov. Counsel shall forward the pro hac vice fee to the Clerk of the Court. (Signed by Judge Thomas P. Griesa on 9/24/09) Filed In Associated Cases: 1:09-md-02075-TPG et al.(rjm) (Entered: 09/25/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 30 Filed: 9/14/2009, Entered: None
NOTICE OF MOTION for John Grant to Appear Pro Hac Vice. Document filed by Construction Industry and Laborers Joint Pension Trust. Filed In Associated Cases: 1:09-md-02075-TPG et al.(rjm) (Entered: 09/18/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 29 Filed: 9/15/2009, Entered: None
MOTION for R. Richard Love, III to Appear Pro Hac Vice. Document filed by The Board of Trustees of the Texas Iron Worker' Pension Fund, The Texas Iron Workers' Pension Fund, The Board of Trustees of the Texas Iron Workers' Pension Fund.Filed In Associated Cases: 1:09-md-02075-TPG, 1:09-cv-03614-TPG, 1:09-cv-07134-TPG, 1:09-cv-07135-TPG, 1:09-cv-07660-TPG(rjm) (Entered: 09/16/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 28 Filed: 9/15/2009, Entered: None
MOTION for Douglas M. Selwyn to Appear Pro Hac Vice. Document filed by The Board of Trustees of the Texas Iron Worker' Pension Fund, The Texas Iron Workers' Pension Fund, The Board of Trustees of the Texas Iron Workers' Pension Fund.Filed In Associated Cases: 1:09-md-02075-TPG, 1:09-cv-03614-TPG, 1:09-cv-07134-TPG, 1:09-cv-07135-TPG, 1:09-cv-07660-TPG(rjm) (Entered: 09/16/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 27 Filed: 9/16/2009, Entered: None Court Filing
ORDER FOR ADMISSION PRO HAC VICE. Attorney John Grant for Construction Industry and Laborers Joint Pension Trust admitted Pro Hac Vice. (Signed by Judge Thomas P. Griesa on 9/15/09) Filed In Associated Cases: 1:09-md-02075-TPG, 1:09-cv-03614-TPG, 1:09-cv-07134-TPG, 1:09-cv-07135-TPG, 1:09-cv-07660-TPG(rjm) (Entered: 09/16/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 26 Filed: 8/13/2009, Entered: None Court Filing
NOTICE OF CASE REASSIGNMENT to Judge Thomas P. Griesa. Judge Colleen McMahon is no longer assigned to the case. (ldi) (Entered: 08/13/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 25 Filed: 8/13/2009, Entered: None
CERTIFIED TRUE COPY OF MDL ORDER RENAMING LITIGATION, When this litigation was commenced on May 8, 2009, with the filing of a motion by defendants Austin Capital Management, Ltd., Austin Capital Management GP Corp., Charles W. Riley, Brent A. Martin, James P. Owen, Robert Wagner, David C. Brown and David E. Friedman, for transfer pursuant to 28 U.S.C. 1407, the Clerk of the Panel captioned it as IN RE: Rye Select Broad Market Prime Fund Securities & Employee Retirement Income Security Act (ERISA) Litigation. Pursuant to the Panel's Transfer Order issued on August 11, 2009, it is appropriate at this time to rename MDL No. 2075. IT IS THEREFORE ORDERED that this litigation is renamed as IN RE: Austin Capital Management, Ltd., Securities & Employee Retirement Income Security Act (ERISA) Litigation. (Signed by MDL Panel on 8/12/09) (ldi) (Entered: 08/13/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 24 Filed: 8/13/2009, Entered: None
CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL... that pursuant to 28 U.S.C. 1407, the action(s) listed... and pending... be, and the same hereby are, transferred to the Southern District of New York and, with consent of that court, assigned to the Honorable Thomas P. Griesa, for coordinated or consolidated pretrial proceedings with the actions pending in that district... (Signed by MDL Panel on 8/11/09) (ldi) (Entered: 08/13/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 23 Filed: 7/23/2009, Entered: None
REPLY MEMORANDUM OF LAW in Support re: 12 MOTION to Consolidate Cases 09:-3614.. Document filed by Laborers Local 17 Pension Fund. (Lometti, Christopher) (Entered: 07/23/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 22 Filed: 7/17/2009, Entered: None
REPLY MEMORANDUM OF LAW in Support re: 12 MOTION to Consolidate Cases 09:-3614.. Document filed by Laborers Local 17 Pension Fund. (Lometti, Christopher) (Entered: 07/17/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 21 Filed: 7/13/2009, Entered: None
MEMORANDUM OF LAW in Opposition re: 12 MOTION to Consolidate Cases 09:-3614.. Document filed by Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund, International Brotherhood of Teamsters Local 705 Pension Fund. (Rosenfeld, David) (Entered: 07/13/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 20 Filed: 7/10/2009, Entered: None
MEMORANDUM OF LAW in Opposition re: 12 MOTION to Consolidate Cases 09:-3614.. Document filed by Austin Capital Management, Ltd.. (Gordon, Harold) (Entered: 07/10/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 19 Filed: 7/6/2009, Entered: None
REPLY MEMORANDUM OF LAW in Support re: 5 MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). MOTION to Appoint Counsel Coughlin Stoia Geller Rudman & Robbins. MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s).. Document filed by Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund, International Brotherhood of Teamsters Local 705 Pension Fund. (Rosenfeld, David) (Entered: 07/06/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 18 Filed: 6/25/2009, Entered: None
MEMORANDUM OF LAW in Support re: 5 MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). MOTION to Appoint Counsel Coughlin Stoia Geller Rudman & Robbins. MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s).. Document filed by Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund, International Brotherhood of Teamsters Local 705 Pension Fund. (Rosenfeld, David) (Entered: 06/25/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 17 Filed: 6/25/2009, Entered: None
SECOND MEMORANDUM OF LAW in Opposition re: 5 MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). MOTION to Appoint Counsel Coughlin Stoia Geller Rudman & Robbins. MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). CORRECTED. Document filed by Laborers Local 17 Pension Fund. (Lometti, Christopher) (Entered: 06/25/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 16 Filed: 6/25/2009, Entered: None
MEMORANDUM OF LAW in Support re: 5 MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). MOTION to Appoint Counsel Coughlin Stoia Geller Rudman & Robbins. MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s)., 12 MOTION to Consolidate Cases 09:-3614.. Document filed by Laborers Local 17 Pension Fund. (Lometti, Christopher) (Entered: 06/25/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 15 Filed: 6/24/2009, Entered: None
DECLARATION of Christopher Lometti in Opposition re: 5 MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). MOTION to Appoint Counsel Coughlin Stoia Geller Rudman & Robbins. MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s).. Document filed by Laborers Local 17 Pension Fund. (Attachments: # 1 Exhibit Exhibit A)(Lometti, Christopher) (Entered: 06/24/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 14 Filed: 6/24/2009, Entered: None
DECLARATION of Christopher Lometti in Support re: 12 MOTION to Consolidate Cases 09:-3614.. Document filed by Laborers Local 17 Pension Fund. (Attachments: # 1 Exhibit Exhibit A)(Lometti, Christopher) (Entered: 06/24/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 13 Filed: 6/24/2009, Entered: None
MEMORANDUM OF LAW in Support re: 12 MOTION to Consolidate Cases 09:-3614.. Document filed by Laborers Local 17 Pension Fund. (Lometti, Christopher) (Entered: 06/24/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 12 Filed: 6/24/2009, Entered: None
MOTION to Consolidate Cases 09:-3614. Document filed by Laborers Local 17 Pension Fund.(Lometti, Christopher) (Entered: 06/24/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 11 Filed: 6/24/2009, Entered: None
MEMORANDUM OF LAW in Opposition re: 5 MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). MOTION to Appoint Counsel Coughlin Stoia Geller Rudman & Robbins. MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s).. Document filed by Laborers Local 17 Pension Fund. (Lometti, Christopher) (Entered: 06/24/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 10 Filed: 6/23/2009, Entered: None
NOTICE OF APPEARANCE by Edward Y. Kroub on behalf of Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund, International Brotherhood of Teamsters Local 705 Pension Fund (Kroub, Edward) (Entered: 06/23/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 9 Filed: 6/17/2009, Entered: None
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying KeyCorp as Corporate Parent. Document filed by Austin Capital Management, Ltd..(Gordon, Harold) (Entered: 06/17/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 8 Filed: 6/17/2009, Entered: None
NOTICE OF APPEARANCE by Harold Keith Gordon on behalf of Austin Capital Management, Ltd., Charles W. Riley, Brent A. Martin, James P. Owen, Robert Wagner, David C. Brown, David E. Friedman (Gordon, Harold) (Entered: 06/17/2009)
Request RequestSpace LREF
Blank 7 Filed: 6/8/2009, Entered: None
DECLARATION of David A. Rosenfeld in Support re: 5 MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). MOTION to Appoint Counsel Coughlin Stoia Geller Rudman & Robbins. MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s).. Document filed by Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund, International Brotherhood of Teamsters Local 705 Pension Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Rosenfeld, David) (Entered: 06/08/2009)
LREF
Legal Document (Payment Possibly Required) 6 Filed: 6/8/2009, Entered: None
MEMORANDUM OF LAW in Support re: 5 MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). MOTION to Appoint Counsel Coughlin Stoia Geller Rudman & Robbins. MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s). MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s).. Document filed by Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund, International Brotherhood of Teamsters Local 705 Pension Fund. (Rosenfeld, David) (Entered: 06/08/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 5 Filed: 6/8/2009, Entered: None
MOTION to Appoint Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund and International Brotherhood of Teamsters Local 705 Pension Fund ("Pension & Trust Funds") to serve as lead plaintiff(s)., MOTION to Appoint Counsel Coughlin Stoia Geller Rudman & Robbins. Document filed by Operating Engineers Trust Funds, Sheet Metal Workers' National Pension Fund, International Brotherhood of Teamsters Local 705 Pension Fund. (Attachments: # 1 Text of Proposed Order)(Rosenfeld, David) (Entered: 06/08/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 4 Filed: 5/7/2009, Entered: None Court Filing
ENDORSED LETTER addressed to Judge Colleen McMahon from Harold K. Gordon dated 5/6/2009 re: request that the Court postpone the initial case management conference scheduled for May 15, 2009 in this case... ENDORSEMENT: Ok. PSLRA case. (Signed by Judge Colleen McMahon on 5/7/2009). (mde) (Entered: 05/07/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 3 Filed: 4/13/2009, Entered: None Court Filing
ORDER SCHEDULING AN INITIAL PRETRIAL CONFERENCE: Initial Conference set for 5/15/2009 at 11:45 AM in Courtroom 21B, 500 Pearl Street, New York, NY 10007 before Judge Colleen McMahon. (Signed by Judge Colleen McMahon on 4/13/2009) (jfe) (Entered: 04/13/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 2 Filed: 4/8/2009, Entered: None
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Plumbers and Pipefitters Union Local 525 Pension Plan(and all others similarly situated), Construction Industry and Laborers Joint Pension Trust(on behalf of themselves), Construction Industry and Laborers Joint Pension Trust(and all others similarly situated), Plumbers and Pipefitters Union Local 525 Pension Plan(on behalf of themselves).(tro) (Entered: 04/10/2009)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 1 Filed: 4/8/2009, Entered: None
COMPLAINT against Austin Capital Management, Ltd., Charles W. Riley, Brent A. Martin, James P. Owen, Robert Wagner, David C. Brown, David E. Friedman, Rothstein, Kass & Company, P.L.L.C., Rothstein, Kass & Company (Cayman), Does. (Filing Fee $ 350.00, Receipt Number 6833730)Document filed by Plumbers and Pipefitters Union Local 525 Pension Plan(and all others similarly situated), Construction Industry and Laborers Joint Pension Trust(on behalf of themselves), Construction Industry and Laborers Joint Pension Trust(and all others similarly situated), Plumbers and Pipefitters Union Local 525 Pension Plan(on behalf of themselves).(tro) (ama). (Entered: 04/10/2009)
Request RequestSpace LREF

Statistics

This case has been viewed 203 times.

Space
Issues Laws Cases Pro Articles Firms Entities
Issues Laws Cases Pro Articles Firms Entities
 
PlainSite
Sign Up
Need Password Help?