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 265 |
Filed: 4/28/2011, Entered: None |
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RESPONSE filed by Donald L Armstrong, Harold Artz re: 260 MOTION FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT WITH SECURITIES AMERICA, INC., SECURITIES AMERICA FINANCIAL CORPORATION AND AMERIPRISE FINANCIAL, INC. (Berkson, Hugh) (Entered: 04/28/2011)
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| 264 |
Filed: 4/22/2011, Entered: None |
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ELECTRONIC ORDER: It is hereby ORDERED that the above-styled and numbered case is set for hearing on Motion for Preliminary Approval of Class Action Settlement on Friday, April 29, 2011 at 10:00 a.m. in Courtroom 1310. (Ordered by Judge Royal Furgeson on 4/22/2011) (chmb) (Entered: 04/22/2011)
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Request |
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| 263 |
Filed: 4/18/2011, Entered: None |
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CERTIFICATE OF SERVICE by Henry Mitchell, Alvin Sabroff, June Sabroff re 262 Appendix in Support, 261 Brief/Memorandum in Support of Motion, 260 MOTION FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT WITH SECURITIES AMERICA, INC., SECURITIES AMERICA FINANCIAL CORPORATION AND AMERIPRISE FINANCIAL, INC. (Girard, Daniel) (Entered: 04/18/2011)
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Request |
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| 262 |
Filed: 4/18/2011, Entered: None |
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Appendix in Support filed by Henry Mitchell, Alvin Sabroff, June Sabroff re 261 Brief/Memorandum in Support of Motion, 260 MOTION FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT WITH SECURITIES AMERICA, INC., SECURITIES AMERICA FINANCIAL CORPORATION AND AMERIPRISE FINANCIAL, INC. (Girard, Daniel) (Entered: 04/18/2011)
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Request |
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| 261 |
Filed: 4/18/2011, Entered: None |
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Brief/Memorandum in Support filed by Henry Mitchell, Alvin Sabroff, June Sabroff re 260 MOTION FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT WITH SECURITIES AMERICA, INC., SECURITIES AMERICA FINANCIAL CORPORATION AND AMERIPRISE FINANCIAL, INC. (Girard, Daniel) (Entered: 04/18/2011)
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Request |
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| 260 |
Filed: 4/18/2011, Entered: None |
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MOTION FOR PRELIMINARY APPROVAL OF CLASS ACTION SETTLEMENT WITH SECURITIES AMERICA, INC., SECURITIES AMERICA FINANCIAL CORPORATION AND AMERIPRISE FINANCIAL, INC. filed by Henry Mitchell, Alvin Sabroff, June Sabroff (Attachments: # 1 Proposed Order) (Girard, Daniel) (Entered: 04/18/2011)
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Request |
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| 259 |
Filed: 4/7/2011, Entered: None |
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NOTICE of Change of Address for Attorney Susan Clare-Verr Jones on behalf of National Holdings Corp, National Securities Corp. (Jones, Susan) (Entered: 04/07/2011)
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Request |
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| 258 |
Filed: 4/7/2011, Entered: None |
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NOTICE of Change of Address for Attorney Jeffrey K Riffer on behalf of National Holdings Corp, National Securities Corp. (Riffer, Jeffrey) (Entered: 04/07/2011)
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Request |
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| 257 |
Filed: 4/4/2011, Entered: None |
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NOTICE of Change of Address for Attorney Susan Clare-Verr Jones on behalf of National Holdings Corp, National Securities Corp. (Jones, Susan) (Entered: 04/04/2011)
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Request |
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| 256 |
Filed: 4/4/2011, Entered: None |
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NOTICE of Change of Address for Attorney Jeffrey K Riffer on behalf of National Holdings Corp, National Securities Corp. (Riffer, Jeffrey) (Entered: 04/04/2011)
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Request |
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| 255 |
Filed: 4/1/2011, Entered: None |
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ORDER denying without prejudice 213 Motion to Transfer this case from the Northern District of Texas to the Central District of California. (Ordered by Judge Royal Furgeson on 4/1/2011) (skt) (Entered: 04/04/2011)
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Request |
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| 254 |
Filed: 3/29/2011, Entered: None |
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NOTICE OF FILING OF OFFICIAL ELECTRONIC TRANSCRIPT of Motion to Approve Conditional Class Action Settlement Proceedings held on 3-18-2011 before Judge Furgeson. Court Reporter/Transcriber Cassidi Casey, Telephone number Cassidi45@aol.com. Parties are notified of their duty to review the transcript. A copy may be purchased from the court reporter or viewed at the clerk's office public terminal. If redaction is necessary, a Redaction Request - Transcript must be filed within 21 days. If no such Request is filed, the transcript will be made available via PACER without redaction after 90 calendar days. If redaction request filed, this transcript will not be accessible via PACER; see redacted transcript. The clerk will mail a copy of this notice to parties not electronically noticed. (293 pages) Redaction Request due 4/19/2011. Redacted Transcript Deadline set for 4/29/2011. Release of Transcript Restriction set for 6/27/2011. (clc) (Entered: 03/29/2011)
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Request |
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| 253 |
Filed: 3/21/2011, Entered: None |
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Payment for 201 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Wm Randolph Turnbow (Filing fee $25; Receipt number 0539-3764216) Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Wm Randolph Turnbow (Filing fee $25; Receipt number 0539-3764216). ($25; Receipt number 0539-3783767). (Turnbow, Wm) (Entered: 03/21/2011)
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Request |
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| 252 |
Filed: 3/21/2011, Entered: None |
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MEDIATION ORDER. The court appoints James M Rosenbaum as mediator. Alternative Dispute Resolution Summary form provided electronically or by US Mail as appropriate. Deadline for mediation is on or before 3/24/2011. (Ordered by Judge Royal Furgeson on 3/21/2011) (mfw) (Entered: 03/21/2011)
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Request |
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| 251 |
Filed: 3/21/2011, Entered: None |
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ORDER denying 121 Motion for Preliminary Approval of Partial Class Action Settlement with Securities America. (Ordered by Judge Royal Furgeson on 3/21/2011) (mfw) (Entered: 03/21/2011)
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Request |
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| 250 |
Filed: 3/21/2011, Entered: None |
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ORDER denying as moot 145 Motion to Stay; denying as moot 191 Motion to Stay. (Ordered by Judge Royal Furgeson on 3/21/2011) (mfw) (Entered: 03/21/2011)
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Request |
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| 248 |
Filed: 3/17/2011, Entered: None |
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CERTIFICATE OF SERVICE by Steven Masonek re 222 Response/Objection, 218 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Jordanna G. Thigpen (Filing fee $25; Receipt number 0539-3770653) Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Jordanna G. Thigpen (Filing fee $25; Receipt number 0539-3770653), 217 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Mark C. Molumphy (Filing fee $25; Receipt number 0539-3770564) Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Mark C. Molumphy (Filing fee $25; Receipt number 0539-3770564) (Thigpen, Jordanna) (Entered: 03/17/2011)
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Request |
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| 247 |
Filed: 3/17/2011, Entered: None |
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ADVISORY: Due to anticipated presence of a large number of lawyers and other individuals, the hearing scheduled for Friday, March 18, 2011 shall take place in Courtroom 1546 in the Earle Cabell Federal Building in Dallas, Texas. (Ordered by Judge Royal Furgeson on 3/17/2011) (chmb) (Entered: 03/17/2011)
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Request |
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| 245 |
Filed: 3/17/2011, Entered: None |
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ELECTRONIC ORDER granting 242 Unopposed Motion for Leave to Exceed the Page Limit. (Ordered by Judge Royal Furgeson on 3/17/2011) (Judge Royal Furgeson) (Entered: 03/17/2011)
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Request |
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 244 |
Filed: 3/16/2011, Entered: None |
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CERTIFICATE OF SERVICE by Henry Mitchell, Alvin Sabroff, June Sabroff re 241 Reply, 243 SEALED PLAINTIFFS REPLY TO OBJECTIONS AND OPPOSITIONS TO PRELIMINARY APPROVAL OF PARTIAL CLASS ACTION SETTLEMENT WITH SECURITIES AMERICA, INC. AND SECURITIES AMERICA FINANCIAL CORPORATION (Sealed pursuant to motion to seal)SEALED PLAINTIFFS REPLY TO OBJECTIONS AND OPPOSITIONS TO PRELIMINARY APPROVAL OF PARTIAL CLASS ACTION SETTLEMENT WITH SECURITIES AMERICA, INC. AND SECURITIES AMERICA FINANCIAL CORPORATION (Sealed pursuant to motion to seal), 242 MOTION FOR LEAVE TO EXCEED PAGE LIMIT re 241 Reply (Girard, Daniel) (Entered: 03/16/2011)
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| 242 |
Filed: 3/16/2011, Entered: None |
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MOTION FOR LEAVE TO EXCEED PAGE LIMIT re 241 Reply filed by Henry Mitchell, Alvin Sabroff, June Sabroff (Attachments: # 1 Proposed Order) (Girard, Daniel) (Entered: 03/16/2011)
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Request |
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| 241 |
Filed: 3/16/2011, Entered: None |
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REPLY filed by Henry Mitchell, Alvin Sabroff, June Sabroff re: 121 MOTION for Preliminary Approval of Partial Class Action Settlement with Securities America Inc and Securities America Financial Corporation (Girard, Daniel) (Entered: 03/16/2011)
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Request |
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| 240 |
Filed: 3/16/2011, Entered: None |
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REPLY filed by Harold Artz re: 145 MOTION to Stay Class Action Pending Arbitration (Berkson, Hugh) (Entered: 03/16/2011)
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Request |
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| 239 |
Filed: 3/16/2011, Entered: None |
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ADVISORY REGARDING MARCH 18, 2011 HEARING. (Ordered by Judge Royal Furgeson on 3/16/2011) (mfw) (Entered: 03/16/2011)
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Request |
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| 235 |
Filed: 3/14/2011, Entered: None |
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ORDER granting 212 Motion to Intervene. (Ordered by Judge Royal Furgeson on 3/14/2011) (axm) (Entered: 03/15/2011)
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Request |
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| 233 |
Filed: 3/15/2011, Entered: None |
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ELECTRONIC ORDER granting 224 Motion for Leave to File Supplemental Appendix Under Seal. (Ordered by Judge Royal Furgeson on 3/15/2011) (Judge Royal Furgeson) (Entered: 03/15/2011)
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Request |
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| 232 |
Filed: 3/15/2011, Entered: None |
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ELECTRONIC ORDER granting 218 Application for Admission Pro Hac Vice of Jordanna G. Thigpen. Clerk shall deposit application fee to the Non-Appropriated Fund of this Court. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Royal Furgeson on 3/15/2011) (Judge Royal Furgeson) (Entered: 03/15/2011)
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Request |
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| 231 |
Filed: 3/15/2011, Entered: None |
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ELECTRONIC ORDER granting 217 Application for Admission Pro Hac Vice of Mark C. Molumphy. Clerk shall deposit application fee to the Non-Appropriated Fund of this Court. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Royal Furgeson on 3/15/2011) (Judge Royal Furgeson) (Entered: 03/15/2011)
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Request |
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| 230 |
Filed: 3/15/2011, Entered: None |
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ELECTRONIC ORDER granting 221 Unopposed Motion for Leave to Exceed Page Limit. (Ordered by Judge Royal Furgeson on 3/15/2011) (Judge Royal Furgeson) (Entered: 03/15/2011)
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Request |
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| 228 |
Filed: 3/14/2011, Entered: None |
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Appendix in Support filed by Bank of New York Mellon, Bank of New York Mellon Corporation, Wells Fargo Bank re 227 Response/Objection, to Plaintiffs' Motion for Preliminary Approval of Partial Class Action Settlement with Securities America, Inc. and Securities America Financial Corporation (Acker, Rodney) (Entered: 03/14/2011)
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Request |
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| 227 |
Filed: 3/14/2011, Entered: None |
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OBJECTION filed by Bank of New York Mellon, Bank of New York Mellon Corporation, Wells Fargo Bank re: 121 MOTION for Preliminary Approval of Partial Class Action Settlement with Securities America Inc and Securities America Financial Corporation (Acker, Rodney) (Entered: 03/14/2011)
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Request |
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| 226 |
Filed: 3/14/2011, Entered: None |
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CERTIFICATE OF SERVICE by Henry Mitchell, Alvin Sabroff, June Sabroff re 225 Appendix in Support, 224 MOTION for Leave to File Supplemental Appendix Under Seal, 223 Response/Objection (Girard, Daniel) (Entered: 03/14/2011)
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Request |
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| 225 |
Filed: 3/14/2011, Entered: None |
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Supplemental Appendix in Support filed by Henry Mitchell, Alvin Sabroff, June Sabroff re 121 Motion for Preliminary Approval of Partial Class Action Settlement (Girard, Daniel) Modified on 3/16/2011 (twd). (Entered: 03/14/2011)
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Request |
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| 224 |
Filed: 3/14/2011, Entered: None |
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MOTION for Leave to File Supplemental Appendix Under Seal filed by Henry Mitchell, Alvin Sabroff, June Sabroff (Attachments: # 1 Proposed Order) (Girard, Daniel) (Entered: 03/14/2011)
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Request |
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| 223 |
Filed: 3/14/2011, Entered: None |
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RESPONSE filed by Henry Mitchell, Alvin Sabroff, June Sabroff re: 145 MOTION to Stay Class Action Pending Arbitration (Girard, Daniel) (Entered: 03/14/2011)
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Request |
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| 222 |
Filed: 3/14/2011, Entered: None |
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RESPONSE filed by Steven Masonek re: 121 MOTION for Preliminary Approval of Partial Class Action Settlement with Securities America Inc and Securities America Financial Corporation (Thigpen, Jordanna) (Entered: 03/14/2011)
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Request |
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| 221 |
Filed: 3/14/2011, Entered: None |
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Unopposed MOTION for Leave to Exceed Page Limit filed by Diane C. Barro, George Horrillo, Thomas J. Keiper, Adele M. Zlevor, David J. Zlevor (Goodman, Joel) (Entered: 03/14/2011)
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Request |
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| 220 |
Filed: 3/14/2011, Entered: None |
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Appendix in Support filed by Diane C. Barro, George Horrillo, Thomas J. Keiper, Adele M. Zlevor, David J. Zlevor re 219 Response/Objection, to Plaintiffs' Motion for Preliminary Approval of Partial Class Action Settlement with Securities America, Inc. and Securities America Financial Corporation (Goodman, Joel) (Entered: 03/14/2011)
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Request |
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| 219 |
Filed: 3/14/2011, Entered: None |
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RESPONSE AND OBJECTION filed by Diane C. Barro, George Horrillo, Thomas J. Keiper, Adele M. Zlevor, David J. Zlevor re: 121 MOTION for Preliminary Approval of Partial Class Action Settlement with Securities America Inc and Securities America Financial Corporation (Goodman, Joel) (Entered: 03/14/2011)
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Request |
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| 218 |
Filed: 3/14/2011, Entered: None |
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Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Jordanna G. Thigpen (Filing fee $25; Receipt number 0539-3770653) filed by Steven Masonek (Attachments: # 1 Letter of Good Standing, # 2 Order for Admission) (Thigpen, Jordanna) (Entered: 03/14/2011)
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Request |
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| 217 |
Filed: 3/14/2011, Entered: None |
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Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Mark C. Molumphy (Filing fee $25; Receipt number 0539-3770564) filed by Steven Masonek (Attachments: # 1 Letter of Good Standing, # 2 Order for Admission) (Molumphy, Mark) (Entered: 03/14/2011)
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Request |
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| 216 |
Filed: 3/14/2011, Entered: None |
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Supplemental Document by George Bryan as to 206 Response/Objection, to Plaintiffs Motion for Preliminary Approval of Partial Class Action Settlement with Securities America Inc and Securities America Financial Corporation. (Attachments: # 1 Exhibit(s) A - Expert Report of Timothy Hurley) (Ajamie, Thomas) (Entered: 03/14/2011)
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Request |
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| 215 |
Filed: 3/14/2011, Entered: None |
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ELECTRONIC ORDER granting 211 Application for Admission Pro Hac Vice of Joel A. Goodman. Clerk shall deposit application fee to the Non-Appropriated Fund of this Court. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Royal Furgeson on 3/14/2011) (Judge Royal Furgeson) (Entered: 03/14/2011)
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Request |
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| 214 |
Filed: 3/11/2011, Entered: None |
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RESPONSE filed by The Douglas County Intervenors re: 121 MOTION for Preliminary Approval of Partial Class Action Settlement with Securities America Inc and Securities America Financial Corporation (Turnbow, Wm) (Entered: 03/11/2011)
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Request |
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| 213 |
Filed: 3/11/2011, Entered: None |
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MOTION to Transfer Case out of District/Division filed by Diane C. Barro, George Horrillo, Thomas J. Keiper, Adele M. Zlevor, David J. Zlevor with Brief/Memorandum in Support. (Attachments: # 1 Brief) (Goodman, Joel) (Entered: 03/11/2011)
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Request |
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| 212 |
Filed: 3/11/2011, Entered: None |
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MOTION to Intervene filed by Diane C. Barro, George Horrillo, Thomas J. Keiper, Adele M. Zlevor, David J. Zlevor with Brief/Memorandum in Support. (Attachments: # 1 Brief) (Goodman, Joel) (Entered: 03/11/2011)
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Request |
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| 211 |
Filed: 3/11/2011, Entered: None |
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Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Joel A. Goodman (Filing fee $25; Receipt number 0539-3767760) filed by Diane C. Barro, George Horrillo, Thomas J. Keiper, David J. Zlevor, Adele M. Zlevor. Party Diane C. Barro, George Horrillo, Thomas J. Keiper, and David J. Zlevor and Adele M. Zlevor, individually and as trustees added. (Goodman, Joel) (Entered: 03/11/2011)
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Request |
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| 210 |
Filed: 3/11/2011, Entered: None |
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RESPONSE AND OBJECTION filed by Donald L Armstrong re: 121 MOTION for Preliminary Approval of Partial Class Action Settlement with Securities America Inc and Securities America Financial Corporation (Attachments: # 1 Exhibit(s) List of Armstrong Intervenors-Objectors) (Lewins, Richard) (Entered: 03/11/2011)
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Request |
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| 209 |
Filed: 3/10/2011, Entered: None |
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ORDER denying 205 Motion for Reconsideration. (Ordered by Judge Royal Furgeson on 3/10/2011) (mfw) (Entered: 03/10/2011)
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Request |
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| 208 |
Filed: 3/10/2011, Entered: None |
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ELECTRONIC ORDER granting 201 Application for Admission Pro Hac Vice of Wm Randolph Turnbow. Clerk shall deposit application fee to the Non-Appropriated Fund of this Court. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Royal Furgeson on 3/10/2011) (Judge Royal Furgeson) (Entered: 03/10/2011)
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Request |
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| 207 |
Filed: 3/10/2011, Entered: None |
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ORDER granting 202 Motion to Intervene. (Ordered by Judge Royal Furgeson on 3/10/2011) (mfw) (Entered: 03/10/2011)
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Request |
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| 206 |
Filed: 3/10/2011, Entered: None |
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RESPONSE AND OBJECTION filed by George Bryan re: 121 MOTION for Preliminary Approval of Partial Class Action Settlement with Securities America Inc and Securities America Financial Corporation (Attachments: # 1 Exhibit(s) A, # 2 Exhibit(s) B, # 3 Exhibit(s) C, # 4 Exhibit(s) D) (Ajamie, Thomas) (Entered: 03/10/2011)
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Request |
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| 205 |
Filed: 3/10/2011, Entered: None |
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MOTION for Reconsideration re 181 Order on Motion to Continue, Order on Motion to Expedite, Order on Motion for Hearing filed by Donald L Armstrong with Brief/Memorandum in Support. (Lewins, Richard) (Entered: 03/10/2011)
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Request |
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| 204 |
Filed: 3/10/2011, Entered: None |
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Brief/Memorandum in Support filed by Douglas County Individual Practice Association, Inc., et al. re 202 MOTION to Intervene (Turnbow, Wm) (Entered: 03/10/2011)
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Request |
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| 203 |
Filed: 3/10/2011, Entered: None |
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INTERVENOR COMPLAINT To Participate In Fairness Hearings against All Parties filed by Douglas County Individual Practice Association, Inc., et al.. Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas should seek admission promptly. Forms and Instructions found at www.txnd.uscourts.gov, or by clicking here: Attorney Information - Bar Membership (Turnbow, Wm) (Entered: 03/10/2011)
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Request |
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| 202 |
Filed: 3/10/2011, Entered: None |
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MOTION to Intervene filed by Douglas County Individual Practice Association, Inc., et al. (Turnbow, Wm) (Entered: 03/10/2011)
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Request |
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| 201 |
Filed: 3/10/2011, Entered: None |
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Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Wm Randolph Turnbow (Filing fee $25; Receipt number 0539-3764216) filed by Douglas County Individual Practice Association, Inc., et al. (Attachments: # 1 Exhibit(s) Certificate Of Good Standing). Party Douglas County Plaintiffs added. (Turnbow, Wm) (Entered: 03/10/2011)
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Request |
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| 200 |
Filed: 3/10/2011, Entered: None |
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ELECTRONIC ORDER granting 188 Application for Admission Pro Hac Vice of Jeffrey R. Sonn. Clerk shall deposit application fee to the Non-Appropriated Fund of this Court. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Royal Furgeson on 3/10/2011) (Judge Royal Furgeson) (Entered: 03/10/2011)
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Request |
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| 199 |
Filed: 3/9/2011, Entered: None |
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ORDER granting 189 Motion to Intervene. (Ordered by Judge Royal Furgeson on 3/9/2011) (jrb) (Entered: 03/10/2011)
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Request |
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| 198 |
Filed: 3/9/2011, Entered: None |
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ELECTRONIC ORDER granting 196 Application for Admission Pro Hac Vice of Michael E. Soloff. Clerk shall deposit application fee to the Non-Appropriated Fund of this Court. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Royal Furgeson on 3/9/2011) (Judge Royal Furgeson) (Entered: 03/09/2011)
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Request |
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| 197 |
Filed: 3/9/2011, Entered: None |
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ADVISORY TO ALL PARTIES, INTERVENORS, OBJECTORS, AND INTERESTED THIRD PARTIES REGARDING MARCH 18, 2011 HEARING: Anyone who wishes to speak at the hearing must send an e-mail to the Court's chambers by the close of business on 3/14/2011. (Ordered by Judge Royal Furgeson on 3/9/2011) (skt) (Entered: 03/09/2011)
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Request |
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| 196 |
Filed: 3/9/2011, Entered: None |
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Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Michael E. Soloff (Filing fee $25; Receipt number 0539-3762383) filed by Wells Fargo Bank (Attachments: # 1 Exhibit(s) Certificate of Good Standing, # 2 Proposed Order) (Greer, Marcy) (Entered: 03/09/2011)
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Request |
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| 195 |
Filed: 3/9/2011, Entered: None |
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ELECTRONIC ORDER granting 187 Application for Admission Pro Hac Vice of Ladan F. Stewart. Clerk shall deposit application fee to the Non-Appropriated Fund of this Court. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Royal Furgeson on 3/9/2011) (Judge Royal Furgeson) (Entered: 03/09/2011)
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Request |
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| 194 |
Filed: 3/9/2011, Entered: None |
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ELECTRONIC ORDER granting 186 Application for Admission Pro Hac Vice of Rachel A. Lavery. Clerk shall deposit application fee to the Non-Appropriated Fund of this Court. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Royal Furgeson on 3/9/2011) (Judge Royal Furgeson) (Entered: 03/09/2011)
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Request |
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| 193 |
Filed: 3/9/2011, Entered: None |
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ELECTRONIC ORDER granting 185 Application for Admission Pro Hac Vice of Joel A. Feuer. Clerk shall deposit application fee to the Non-Appropriated Fund of this Court. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Royal Furgeson on 3/9/2011) (Judge Royal Furgeson) (Entered: 03/09/2011)
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Request |
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| 192 |
Filed: 3/9/2011, Entered: None |
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Brief/Memorandum in Support filed by Donald L Armstrong re 191 MOTION to Stay In Favor of FINRA Arbitrations (Lewins, Richard) (Entered: 03/09/2011)
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Request |
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| 191 |
Filed: 3/9/2011, Entered: None |
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MOTION to Stay Consideration of Plaintiffs' Motion for Preliminary Approval and Settlement Negotiations in Favor of FINRA Arbitration filed by Donald L Armstrong (Attachments: # 1 Proposed Order) (Lewins, Richard) Modified on 3/10/2011 (skt). (Entered: 03/09/2011)
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Request |
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| 190 |
Filed: 3/9/2011, Entered: None |
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Brief/Memorandum in Support filed by Donald L Armstrong re 189 MOTION to Intervene by Armstrong Intervenors-Objectors (Lewins, Richard) (Entered: 03/09/2011)
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Request |
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| 189 |
Filed: 3/9/2011, Entered: None |
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MOTION to Intervene filed by Donald L Armstrong (Attachments: # 1 Proposed Order, # 2 Exhibit(s)) (Lewins, Richard) (Entered: 03/09/2011)
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Request |
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| 188 |
Filed: 3/9/2011, Entered: None |
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Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Jeffrey R. Sonn (Filing fee $25; Receipt number 0539-3761566) filed by Donald L Armstrong (Attachments: # 1 Proposed Order). Party Armstrong Intervenors added. (Lewins, Richard) (Entered: 03/09/2011)
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Request |
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| 187 |
Filed: 3/9/2011, Entered: None |
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Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Ladan F. Stewart (Filing fee $25; Receipt number 0539-3761524) filed by Bank of New York Mellon, Bank of New York Mellon Corporation (Wilder, M) (Entered: 03/09/2011)
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Request |
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| 186 |
Filed: 3/9/2011, Entered: None |
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Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Rachel A. Lavery (Filing fee $25; Receipt number 0539-3761514) filed by Bank of New York Mellon, Bank of New York Mellon Corporation (Wilder, M) (Entered: 03/09/2011)
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Request |
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| 185 |
Filed: 3/9/2011, Entered: None |
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Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Joel A. Feuer (Filing fee $25; Receipt number 0539-3761498) filed by Bank of New York Mellon, Bank of New York Mellon Corporation (Wilder, M) (Entered: 03/09/2011)
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Request |
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| 184 |
Filed: 3/8/2011, Entered: None |
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ELECTRONIC ORDER granting 183 Application for Admission Pro Hac Vice of Mark A. Kirsch. Clerk shall deposit application fee to the Non-Appropriated Fund of this Court. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Royal Furgeson on 3/8/2011) (Judge Royal Furgeson) (Entered: 03/08/2011)
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Request |
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| 183 |
Filed: 3/8/2011, Entered: None |
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Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Mark A. Kirsch (Filing fee $25; Receipt number 0539-3759894) filed by Bank of New York Mellon, Bank of New York Mellon Corporation (Wilder, M) (Entered: 03/08/2011)
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Request |
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| 182 |
Filed: 3/7/2011, Entered: None |
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Mail returned as undeliverable. 136 Order, 135 Order, Set/Reset Hearings,, received back from Robin F Zwerling Attorney at Law as not deliverable as addressed; unable to forward. No address update from last filed document. Chambers advised of USPS-provided forwarding address. Current document not re-mailed (chambers to request update of docket and/or re-mailing if appropriate). (svc) (Entered: 03/08/2011)
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Request |
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| 181 |
Filed: 3/7/2011, Entered: None |
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ORDER DENYING 168 MOTION TO CONTINUE AND 171 MOTION TO EXPEDITE BRIEFING SCHEDULE AND SET HEARING DATE FOR MOTION TO CONTINUE. (Ordered by Judge Royal Furgeson on 3/7/2011) (mfw) (Entered: 03/07/2011)
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Request |
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| 180 |
Filed: 3/7/2011, Entered: None |
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ORDER granting 165 Motion to Intervene. (Ordered by Judge Royal Furgeson on 3/7/2011) (dnc) (Entered: 03/07/2011)
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Request |
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| 179 |
Filed: 3/7/2011, Entered: None |
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ORDER GRANTING 141 PLAINTIFFS' MOTION FOR TEMPORARY RESTRAINING ORDER EXTENSION: Motion Hearing set for 3/18/2011 09:00 AM before Judge Royal Furgeson. (Ordered by Judge Royal Furgeson on 3/7/2011) (dnc) (Entered: 03/07/2011)
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Request |
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| 178 |
Filed: 3/7/2011, Entered: None |
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Notice of Correction of Signature Omission, correcting signature omission in 172 Brief/Memorandum in Support of Motion filed by Bank of New York Mellon, Bank of New York Mellon Corporation, Wells Fargo Bank. (Wilder, M) (Entered: 03/07/2011)
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Request |
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| 177 |
Filed: 3/7/2011, Entered: None |
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Notice of Correction of Signature Omission, correcting signature omission in 171 Motion to Expedite filed by Bank of New York Mellon, Bank of New York Mellon Corporation, Wells Fargo Bank. (Wilder, M) (Entered: 03/07/2011)
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Request |
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| 176 |
Filed: 3/7/2011, Entered: None |
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Notice of Correction of Signature Omission, correcting signature omission in 169 Brief/Memorandum in Support of Motion filed by Bank of New York Mellon, Bank of New York Mellon Corporation, Wells Fargo Bank. (Wilder, M) (Entered: 03/07/2011)
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Request |
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| 175 |
Filed: 3/7/2011, Entered: None |
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Notice of Correction of Signature Omission, correcting signature omission in 168 Motion to Continue filed by Bank of New York Mellon, Bank of New York Mellon Corporation, Wells Fargo Bank. (Wilder, M) (Entered: 03/07/2011)
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Request |
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| 174 |
Filed: 3/7/2011, Entered: None |
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Notice of Correction of Signature Omission, correcting signature omission in 166 Brief/Memorandum in Support of Motion filed by Bank of New York Mellon, Bank of New York Mellon Corporation, Wells Fargo Bank. (Wilder, M) (Entered: 03/07/2011)
|
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Request |
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| 173 |
Filed: 3/7/2011, Entered: None |
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Notice of Correction of Signature Omission, correcting signature omission in 165 Motion to Intervene, filed by Bank of New York Mellon, Bank of New York Mellon Corporation, Wells Fargo Bank. (Wilder, M) (Entered: 03/07/2011)
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Request |
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| 172 |
Filed: 3/4/2011, Entered: None |
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Brief/Memorandum in Support filed by Bank of New York Mellon, Bank of New York Mellon Corporation, Wells Fargo Bank re 171 MOTION to Expedite Briefing Schedule and Set Hearing Date (Wilder, M) Modified on 3/7/2011 (axm). (Entered: 03/04/2011)
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Request |
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| 171 |
Filed: 3/4/2011, Entered: None |
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MOTION to Expedite Briefing Schedule and Set Hearing Date filed by Bank of New York Mellon, Bank of New York Mellon Corporation, Wells Fargo Bank (Attachments: # 1 Proposed Order) (Wilder, M) Modified on 3/7/2011 (axm). Added MOTION for Hearing on 3/7/2011 (dnc). (Entered: 03/04/2011)
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Request |
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| 170 |
Filed: 3/4/2011, Entered: None |
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Appendix in Support filed by Bank of New York Mellon, Bank of New York Mellon Corporation, Wells Fargo Bank re 168 MOTION to Continue (Wilder, M) Modified filers on 3/7/2011 (axm). (Entered: 03/04/2011)
|
|
Request |
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| 169 |
Filed: 3/4/2011, Entered: None |
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|
Brief/Memorandum in Support filed by Bank of New York Mellon, Bank of New York Mellon Corporation, Wells Fargo Bank re 168 MOTION to Continue (Wilder, M) Modified filers on 3/7/2011 (axm). (Entered: 03/04/2011)
|
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Request |
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| 168 |
Filed: 3/4/2011, Entered: None |
|
|
MOTION to Continue filed by Bank of New York Mellon, Bank of New York Mellon Corporation, Wells Fargo Bank (Attachments: # 1 Proposed Order) (Wilder, M) Modified filers on 3/7/2011 (axm). (Entered: 03/04/2011)
|
|
Request |
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| 167 |
Filed: 3/4/2011, Entered: None |
|
|
Appendix in Support filed by Bank of New York Mellon, Bank of New York Mellon Corporation, Wells Fargo Bank re 165 MOTION to Intervene (Wilder, M) Modified on 3/7/2011 (axm). (Entered: 03/04/2011)
|
|
Request |
|
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| 166 |
Filed: 3/4/2011, Entered: None |
|
|
Brief/Memorandum in Support filed by Bank of New York Mellon, Bank of New York Mellon Corporation, Wells Fargo Bank re 165 MOTION to Intervene (Wilder, M) Modified on 3/7/2011 (axm). (Entered: 03/04/2011)
|
|
Request |
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| 165 |
Filed: 3/4/2011, Entered: None |
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MOTION to Intervene filed by Bank of New York Mellon, Bank of New York Mellon Corporation, Wells Fargo Bank (Attachments: # 1 Proposed Order, # 2 Complaint in Intervention). Party Bank of New York Mellon Corporation/Bank of New York Mellon/Wells Fargo Bank, added. (Wilder, M) Modified on 3/7/2011 (axm). (Entered: 03/04/2011)
|
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Request |
|
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| 164 |
Filed: 3/4/2011, Entered: None |
|
|
ELECTRONIC ORDER granting 157 Application for Admission Pro Hac Vice of Susan C.V. Jones. Clerk shall deposit application fee to the Non-Appropriated Fund of this Court. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Royal Furgeson on 3/4/2011) (Judge Royal Furgeson) (Entered: 03/04/2011)
|
|
Request |
|
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| 163 |
Filed: 3/4/2011, Entered: None |
|
|
ELECTRONIC ORDER granting 154 Application for Admission Pro Hac Vice of Jeffrey K. Riffer. Clerk shall deposit application fee to the Non-Appropriated Fund of this Court. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Royal Furgeson on 3/4/2011) (Judge Royal Furgeson) (Entered: 03/04/2011)
|
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Request |
|
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| 162 |
Filed: 3/4/2011, Entered: None |
|
|
Mail returned as undeliverable re 131 ELECTRONIC ORDER on Motion for Leave to File received back from Robin F Zwerling Attorney at Law as Return to Sender, Not Deliverable as Addressed, Unable to Forward. No address update from last filed document. The current document has not been re-mailed. (tln) (Entered: 03/04/2011)
|
|
Request |
|
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|
| 161 |
Filed: 3/4/2011, Entered: None |
|
|
Mail returned as undeliverable re 134 ORDER as to 121 Motion for Preliminary Approval of Partial Class Action Settlement received back from Robin F Zwerling Attorney at Law as Return to Sender, Not Deliverable as Addressed, Unable to Forward. No address update from last filed document. The current document has not been re-mailed. (tln) (Entered: 03/04/2011)
|
|
Request |
|
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|
| 160 |
Filed: 3/4/2011, Entered: None |
|
|
CERTIFICATE OF SERVICE by Henry Mitchell, Alvin Sabroff, June Sabroff re 158 Reply, 159 Appendix in Support (Girard, Daniel) (Entered: 03/04/2011)
|
|
Request |
|
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|
| 159 |
Filed: 3/4/2011, Entered: None |
|
|
Appendix in Support filed by Henry Mitchell, Alvin Sabroff, June Sabroff re 158 Reply (Girard, Daniel) (Entered: 03/04/2011)
|
|
Request |
|
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|
| 158 |
Filed: 3/4/2011, Entered: None |
|
|
REPLY filed by Henry Mitchell, Alvin Sabroff, June Sabroff re: 141 MOTION for Temporary Restraining Order Extension, 155 Response/Objection (Girard, Daniel) (Entered: 03/04/2011)
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|
Request |
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|
| Save 25% on a pre-paid one year subscription. |
|
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| 157 |
Filed: 3/4/2011, Entered: None |
|
|
Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Susan C.V. Jones (Filing fee $25; Receipt number 0539-3754429) filed by National Holdings Corp, National Securities Corp (Jones, Susan) (Entered: 03/04/2011)
|
|
Request |
|
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|
| 156 |
Filed: 3/4/2011, Entered: None |
|
|
ORDER granting 151 Artz Intervenors' Motion to Intervene: Those listed on pages 1-3 of the instant Motion shall be permitted to be joined to this case as Intervenors. (Ordered by Judge Royal Furgeson on 3/4/2011) (twd) (Entered: 03/04/2011)
|
|
Request |
|
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|
| 155 |
Filed: 3/4/2011, Entered: None |
|
|
RESPONSE AND OBJECTION filed by Harold Artz re: 141 MOTION for Temporary Restraining Order Extension (Berkson, Hugh) (Entered: 03/04/2011)
|
|
Request |
|
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|
| 154 |
Filed: 3/3/2011, Entered: None |
|
|
Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Jeffrey K. Riffer (Filing fee $25; Receipt number 0539-3752120) filed by National Holdings Corp, National Securities Corp (Riffer, Jeffrey) (Entered: 03/03/2011)
|
|
Request |
|
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|
| 153 |
Filed: 3/3/2011, Entered: None |
|
|
RESPONSE AND OBJECTION filed by Harold Artz re: 121 MOTION for Preliminary Approval of Partial Class Action Settlement with Securities America Inc and Securities America Financial Corporation (Berkson, Hugh) (Entered: 03/03/2011)
|
|
Request |
|
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|
| 152 |
Filed: 3/3/2011, Entered: None |
|
|
Brief/Memorandum in Support filed by Harold Artz re 151 MOTION to Intervene (Berkson, Hugh) (Entered: 03/03/2011)
|
|
Request |
|
|
|
| 151 |
Filed: 3/3/2011, Entered: None |
|
|
MOTION to Intervene filed by Harold Artz (Attachments: # 1 Proposed Order, # 2 Proposed Complaint in Intervention) (Berkson, Hugh) (Entered: 03/03/2011)
|
|
Request |
|
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|
| 150 |
Filed: 3/2/2011, Entered: None |
|
|
ORDER: Set/Reset Deadlines as to 145 Motion to Stay. Responses due by 3/14/2011, Motion Hearing set for 3/18/2011 09:00 AM before Judge Royal Furgeson. (Ordered by Judge Royal Furgeson on 3/2/2011) (ykp) (Entered: 03/03/2011)
|
|
Request |
|
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|
| 149 |
Filed: 3/2/2011, Entered: None |
|
|
ORDER granting 140 Application for Admission Pro Hac Vice of Jay H. Salamon to the extent he seeks leave to file amicus briefing in this case on behalf of his clients. However, the parties that Mr. Hartman represents shall not be considered parties to this litigation. If the parties listed in the Application for Admission Pro Hac Vice seek to intervene in this case they must do so by proper motion. Clerk shall deposit application fee to the Non-Appropriated Fund of this Court. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Royal Furgeson on 3/1/2011) (twd) (Entered: 03/02/2011)
|
|
Request |
|
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|
| 148 |
Filed: 3/2/2011, Entered: None |
|
|
ORDER granting 138 Application for Admission Pro Hac Vice of Hugh D. Berkson to the extent he seeks leave to file amicus briefing in this case on behalf of his clients. However, the parties that Mr. Hartman represents shall not be considered parties to this litigation. If the parties listed in the Application for Admission Pro Hac Vice seek to intervene in this case they must do so by proper motion. Clerk shall deposit application fee to the Non-Appropriated Fund of this Court. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Royal Furgeson on 3/1/2011) (twd) (Entered: 03/02/2011)
|
|
Request |
|
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|
| 147 |
Filed: 3/2/2011, Entered: None |
|
|
ORDER granting 137 Application for Admission Pro Hac Vice of Anthony J Hartman to the extent he seeks leave to file amicus briefing in this case on behalf of his clients. However, the parties that Mr. Hartman represents shall not be considered parties to this litigation. If the parties listed in the Application for Admission Pro Hac Vice seek to intervene in this case they must do so by proper motion. Clerk shall deposit application fee to the Non-Appropriated Fund of this Court. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Royal Furgeson on 3/1/2011) (twd) (Entered: 03/02/2011)
|
|
Request |
|
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|
| 146 |
Filed: 3/2/2011, Entered: None |
|
|
Brief/Memorandum in Support filed by Harold Artz re 145 MOTION to Stay Class Action Pending Arbitration (Hyman, Leslie) (Entered: 03/02/2011)
|
|
Request |
|
|
|
| 145 |
Filed: 3/2/2011, Entered: None |
|
|
MOTION to Stay Class Action Pending Arbitration filed by Harold Artz (Hyman, Leslie) (Entered: 03/02/2011)
|
|
Request |
|
|
|
| 144 |
Filed: 3/2/2011, Entered: None |
|
|
CERTIFICATE OF SERVICE by Henry Mitchell, Alvin Sabroff, June Sabroff re 143 Appendix in Support, 141 MOTION for Temporary Restraining Order Extension, 142 Brief/Memorandum in Support of Motion (Girard, Daniel) (Entered: 03/02/2011)
|
|
Request |
|
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|
| 143 |
Filed: 3/2/2011, Entered: None |
|
|
Appendix in Support filed by Henry Mitchell, Alvin Sabroff, June Sabroff re 141 MOTION for Temporary Restraining Order Extension (Girard, Daniel) (Entered: 03/02/2011)
|
|
Request |
|
|
|
| 142 |
Filed: 3/2/2011, Entered: None |
|
|
Brief/Memorandum in Support filed by Henry Mitchell, Alvin Sabroff, June Sabroff re 141 MOTION for Temporary Restraining Order Extension (Girard, Daniel) (Entered: 03/02/2011)
|
|
Request |
|
|
|
| 141 |
Filed: 3/2/2011, Entered: None |
|
|
MOTION for Temporary Restraining Order Extension filed by Henry Mitchell, Alvin Sabroff, June Sabroff (Attachments: # 1 Proposed Order) (Girard, Daniel) (Entered: 03/02/2011)
|
|
Request |
|
|
|
| 140 |
Filed: 2/28/2011, Entered: None |
|
|
Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Jay H. Salamon (Filing fee $25; Receipt number 0539-3743685) filed by Harold Artz (Salamon, Jay) (Entered: 02/28/2011)
|
|
Request |
|
|
|
| 139 |
Filed: 2/25/2011, Entered: None |
|
|
SECOND ORDER RESETTING HEARING as to 121 MOTION FOR PRELIMINARY APPROVAL OF PARTIAL CLASS ACTION SETTLEMENT WITH SECURITIES AMERICA, INC. AND SECURITIES AMERICA FINANCIAL CORPORATION. Motion Hearing reset for 3/18/2011 09:00 AM before Judge Royal Furgeson. The deadline for any interested party or non-party to submit a brief for the Court's consideration is re-set for 3/14/2011. (Ordered by Judge Royal Furgeson on 2/25/2011) (tln) (Entered: 02/28/2011)
|
|
Request |
|
|
|
| 138 |
Filed: 2/28/2011, Entered: None |
|
|
Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Hugh D. Berkson (Filing fee $25; Receipt number 0539-3743560) filed by Harold Artz (Berkson, Hugh) (Entered: 02/28/2011)
|
|
Request |
|
|
|
| 137 |
Filed: 2/28/2011, Entered: None |
|
|
Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Anthony J Hartman (Filing fee $25; Receipt number 0539-3743370) filed by Harold Artz. Party Harold Artz, et al. added. (Hartman, Anthony) (Entered: 02/28/2011)
|
|
Request |
|
|
|
| 136 |
Filed: 2/24/2011, Entered: None |
|
|
ORDER Regarding the Role of Class Counsel. (Ordered by Judge Royal Furgeson on 2/24/2011) (jrb) (Entered: 02/25/2011)
|
|
Request |
|
|
|
| 135 |
Filed: 2/23/2011, Entered: None |
|
|
ORDER RESETTING HEARING DATE AND BRIEFING DEADLINE FOR MOTION FOR PRELIMINARY APPROVAL: Motion Hearing reset for 3/10/2011 02:00 PM before Judge Royal Furgeson re 121 Motion for Preliminary Approval of Partial Class Action Settlement. The deadline for any interested party or non-party to submit a brief for the Court's consideration is re-set for 3/7/2011. (Ordered by Judge Royal Furgeson on 2/23/2011) (tln) (Entered: 02/25/2011)
|
|
Request |
|
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|
| 134 |
Filed: 2/22/2011, Entered: None |
|
|
ORDER as to 121 Motion for Preliminary Approval of Partial Class Action Settlement. Motion Hearing set for 3/3/2011 02:00 PM before Judge Royal Furgeson. (Ordered by Judge Royal Furgeson on 2/22/2011) (axm) (Entered: 02/23/2011)
|
|
Request |
|
|
|
| 132 |
Filed: 2/18/2011, Entered: None |
|
|
ORDER granting 124 MOTION for Temporary Restraining Order. Motion Hearing set for 3/3/2011 02:00 PM before Judge Royal Furgeson re 121 Motion for Preliminary Approval and its Request for Additional Injunctive Relief. (Ordered by Judge Royal Furgeson on 2/18/2011) (tln) (Entered: 02/18/2011)
|
|
Request |
|
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|
| 131 |
Filed: 2/18/2011, Entered: None |
|
|
ELECTRONIC ORDER Granting Plaintiff's Unopposed Motion for Leave to Exceed Page Limit 128 . (Ordered by Judge Royal Furgeson on 2/18/2011) (chmb) (Entered: 02/18/2011)
|
|
Request |
|
|
|
| 130 |
Filed: 2/17/2011, Entered: None |
|
|
CERTIFICATE OF SERVICE by Henry Mitchell, Alvin Sabroff, June Sabroff re 123 Plaintiffs Unopposed Motion for Leave to File Under Seal Portions of Appendix, 121 Motion for Preliminary Approval of Partial Class Action Settlement with Securities America Inc and Securities America Financial Corporation, 127 Order on Sealed and/or Ex Parte Motion, 124 MOTION for Temporary Restraining Order Under the all Writs Act, 128 MOTION for Leave to Exceed Page Limit. (Girard, Daniel) Modified on 2/24/2011 (axm). (Entered: 02/17/2011)
|
|
Request |
|
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|
| 129 |
Filed: 2/17/2011, Entered: None |
|
|
Brief/Memorandum in Support filed by Henry Mitchell, Alvin Sabroff, June Sabroff re 121 Motion for Preliminary Approval of Partial Class Action Settlement with Securities America Inc and Securities America Financial Corporation. (Attachments: # 1 Proposed Order) (Girard, Daniel) (Entered: 02/17/2011)
|
|
Request |
|
|
|
| 128 |
Filed: 2/17/2011, Entered: None |
|
|
MOTION for Leave to Exceed Page Limit filed by Henry Mitchell, Alvin Sabroff, June Sabroff (Attachments: # 1 Proposed Order) (Girard, Daniel) Modified on 2/18/2011 (twd). (Entered: 02/17/2011)
|
|
Request |
|
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|
| 126 |
Filed: 2/17/2011, Entered: None |
|
|
Appendix in Support filed by Henry Mitchell, Alvin Sabroff, June Sabroff re 124 MOTION for Temporary Restraining Order UNDER THE ALL WRITS ACT (Girard, Daniel) (Entered: 02/17/2011)
|
|
Request |
|
|
|
| 125 |
Filed: 2/17/2011, Entered: None |
|
|
Brief/Memorandum in Support filed by Henry Mitchell, Alvin Sabroff, June Sabroff re 124 MOTION for Temporary Restraining Order UNDER THE ALL WRITS ACT (Attachments: # 1 Proposed Order) (Girard, Daniel) (Entered: 02/17/2011)
|
|
Request |
|
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|
| 124 |
Filed: 2/17/2011, Entered: None |
|
|
MOTION for Temporary Restraining Order UNDER THE ALL WRITS ACT filed by Henry Mitchell, Alvin Sabroff, June Sabroff (Girard, Daniel) (Entered: 02/17/2011)
|
|
Request |
|
|
|
| 122 |
Filed: 2/17/2011, Entered: None |
|
|
Appendix in Support filed by Henry Mitchell, Alvin Sabroff, June Sabroff re 121 Motion for Preliminary Approval of Partial Class Action Settlement with Securities America Inc and Securities America Financial Corporation. (Girard, Daniel) (Entered: 02/17/2011)
|
|
Request |
|
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|
| 121 |
Filed: 2/17/2011, Entered: None, Terminated: 2/18/2011 |
|
|
MOTION for Preliminary Approval of Partial Class Action Settlement with Securities America Inc and Securities America Financial Corporation filed by Henry Mitchell, Alvin Sabroff, June Sabroff (Girard, Daniel) (Entered: 02/17/2011)
|
|
Request |
|
|
|
| 120 |
Filed: 1/31/2011, Entered: None |
|
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Case electronically transferred in from District of California Central; Case Number 8:09-cv-01084. Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas should seek admission promptly. Forms and Instructions found at www.txnd.uscourts.gov. Copy of NEF to be sent US Mail to parties not electronically noticed. (Entered: 01/31/2011)
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Request |
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| 119 |
Filed: 1/26/2011, Entered: None |
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ORDER transferring venue as to certain actions for coordinated settlement negotiations by Judge David O. Carter; transferring case to Northern District of Texas, Dallas. Original file, transfer order and docket sheet sent electronically. (MD JS-6. Case Terminated.) (twdb) (Additional attachment(s) added on 1/28/2011: # 1 CV 22) (twdb). [Transferred from California Central on 1/31/2011.] (Entered: 01/28/2011)
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Request |
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| 118 |
Filed: 1/13/2011, Entered: None |
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ORDER by Judge David O. Carter: granting 117 Application to Appear Pro Hac Vice by Attorney Gara M. Sliwka on behalf of Capital Financial Services, Inc., designating Thomas Rittenburg as local counsel. (lt) [Transferred from California Central on 1/31/2011.] (Entered: 01/14/2011)
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Request |
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| 117 |
Filed: 1/12/2011, Entered: None |
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APPLICATION for attorney Gara M. Sliwka to Appear Pro Hac Vice(PHV Fee of $275 receipt number 0973-8056806 paid.) filed by Defendant Capital Financial Services, Inc.. (Attachments: # 1 Proposed Order ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE)(Rittenburg, Thomas) [Transferred from California Central on 1/31/2011.] (Entered: 01/12/2011)
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Request |
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| 116 |
Filed: 1/10/2011, Entered: None |
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ORDER by Judge David O. Carter: granting 114 Application to Appear Pro Hac Vice by Attorney David A. Baugh on behalf of defendant Capital Financial Services, Inc., designating Thomas Rittenburg as local counsel. (db) [Transferred from California Central on 1/31/2011.] (Entered: 01/10/2011)
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Request |
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| 115 |
Filed: 1/10/2011, Entered: None |
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MINUTES (IN CHAMBERS): ORDER by Judge David O. Carter: granting 113 Request to Substitute Attorney. Attorney Christine Kay Dusbabek terminated (db) [Transferred from California Central on 1/31/2011.] (Entered: 01/10/2011)
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Request |
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| 114 |
Filed: 1/7/2011, Entered: None |
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APPLICATION for attorney David A. Baugh to Appear Pro Hac Vice(PHV Fee of $275 receipt number 0973-8037073 paid.) filed by Defendant Capital Financial Services, Inc.. (Attachments: # 1 Proposed Order ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE)(Rittenburg, Thomas) [Transferred from California Central on 1/31/2011.] (Entered: 01/07/2011)
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Request |
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| 113 |
Filed: 1/7/2011, Entered: None |
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REQUEST to Substitute attorney Thomas Rittenburg in place of attorney Christine K. Dusbabek filed by Defendant Capital Financial Services, Inc.. Request set for hearing on 2/7/2011 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order ON REQUEST FOR APPROVAL OF SUBSTITUTION OF ATTORNEY)(Rittenburg, Thomas) [Transferred from California Central on 1/31/2011.] (Entered: 01/07/2011)
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Request |
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| 112 |
Filed: 12/8/2010, Entered: None |
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MINUTES (IN CHAMBERS): ORDER by Judge David O. Carter: TAKING MATTERS UNDER SUBMISSION re: 103 Motion to Dismiss; and 105 Motion to Dismiss. Accordingly, the hearing set for December 13, 2010 at 8:30 a.m. is removed from the calendar. Parties will be served with the Court's ruling. (rla) [Transferred from California Central on 1/31/2011.] (Entered: 12/08/2010)
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Request |
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| 111 |
Filed: 11/1/2010, Entered: None |
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REPLY in support of MOTION to Dismiss Case with proof of service 103 with proof of service filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp. (Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 11/01/2010)
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Request |
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| 110 |
Filed: 11/1/2010, Entered: None |
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REPLY in support of MOTION to Dismiss Count II Of The Second Amended Consolidated Class Action Complaint with proof of service 105 with proof of service filed by Defendant Securities America Inc.. (Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 11/01/2010)
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Request |
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| 109 |
Filed: 10/25/2010, Entered: None |
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MEMORANDUM in Opposition to MOTION to Dismiss Count II Of The Second Amended Consolidated Class Action Complaint with proof of service 105 , MOTION to Dismiss Case with proof of service 103 filed by Plaintiff McCoy Group. (Girard, Daniel) [Transferred from California Central on 1/31/2011.] (Entered: 10/25/2010)
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Request |
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| 108 |
Filed: 10/4/2010, Entered: None |
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ANSWER To Count IV Of The Second Amended Consolidated Class Action Complaint with proof of service filed by Defendant Securities America Inc..(Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 10/04/2010)
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Request |
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| 107 |
Filed: 10/4/2010, Entered: None |
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REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Count II Of The Second Amended Consolidated Class Action Complaint with proof of service 105 filed by Defendant Securities America Inc.. (Attachments: # 1 Exhibit A - MP III-I PPM, # 2 Exhibit B - MP III-II PPM, # 3 Exhibit C - MP IV-I PPM, # 4 Exhibit D - MP IV-II PPM, # 5 Exhibit E - MP V PPM)(Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 10/04/2010)
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Request |
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| 106 |
Filed: 10/4/2010, Entered: None |
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MEMORANDUM in Support of MOTION to Dismiss Count II Of The Second Amended Consolidated Class Action Complaint with proof of service 105 filed by Defendant Securities America Inc.. (Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 10/04/2010)
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Request |
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| 105 |
Filed: 10/4/2010, Entered: None |
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NOTICE OF MOTION AND MOTION to Dismiss Count II Of The Second Amended Consolidated Class Action Complaint with proof of service filed by Defendant Securities America Inc.. Motion set for hearing on 12/13/2010 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order Granting Motion To Dismiss)(Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 10/04/2010)
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Request |
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| 104 |
Filed: 10/4/2010, Entered: None |
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MEMORANDUM in Support of MOTION to Dismiss Case with proof of service 103 filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp. (Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 10/04/2010)
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Request |
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| 103 |
Filed: 10/4/2010, Entered: None |
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NOTICE OF MOTION AND MOTION to Dismiss Case with proof of service filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp. Motion set for hearing on 12/13/2010 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order Granting Motion To Dismiss)(Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 10/04/2010)
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Request |
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| 102 |
Filed: 9/28/2010, Entered: None |
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ORDER by Judge David O. Carter granting Stipulation 101 : RE: FILING AND BRIEFING OF MOTIONS TO DISMISS IN THE MCCOY AND GROSSBARD ACTIONS [NOTE: CHANGES MADE BY THE COURT] IT IS HEREBY ORDERED as follows: 1. Defendants in Jana McCoy, et al. v. Cullum & Burks Securities, Inc., et al., Case No. SACV 09-1084 DOC (RNBx) and Ilene Grossbard, et al., v. Securities America, Inc., et al., Case No. SACV 10-0478 DOC (RNBx) shall have until October 4, 2010 to move, answer and/or otherwise respond to the Second Amended Consolidated Class Action Complaint filed in the Actions. 2. Plaintiffs' opposition to any motions shall be filed and served by October 25, 2010, and Defendants' replies shall be filed and served by November 1, 2010. (rla) [Transferred from California Central on 1/31/2011.] (Entered: 09/28/2010)
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Request |
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| 101 |
Filed: 9/27/2010, Entered: None |
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STIPULATION for Extension of Time to File Answer to October 8, 2010 filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp, Securities America Inc.. (Attachments: # 1 Proposed Order Re: Filing and Briefing of Motions to Dismiss)(Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 09/27/2010)
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Request |
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| 100 |
Filed: 9/9/2010, Entered: None |
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SPECIAL MASTER REPORT of Discovery and Electronic Discovery filed by Plaintiff McCoy Group. (Levine, Jonathan) [Transferred from California Central on 1/31/2011.] (Entered: 09/09/2010)
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Request |
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| 99 |
Filed: 9/9/2010, Entered: None |
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ORDER by Judge David O. Carter re: Filing of Consolidated Amended Complaint in the McCoy and Grossbard Actions and Extending Time for Defendant Securities America, Inc. to Answer the Negligence Claim in the Grossbard Action. (db) [Transferred from California Central on 1/31/2011.] (Entered: 09/09/2010)
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Request |
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| 98 |
Filed: 9/7/2010, Entered: None |
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STIPULATION for Extension of Time to File Answer to September 30, 2010 filed by Defendant Securities America Inc.. (Attachments: # 1 Proposed Order re: filing of consolidated amended complaint and time to answer)(Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 09/07/2010)
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Request |
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| 97 |
Filed: 9/2/2010, Entered: None |
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ORDER by Judge David O. Carter Setting Procedure for Consideration of Discovery Motions. (See Order for details) (db) [Transferred from California Central on 1/31/2011.] (Entered: 09/03/2010)
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Request |
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| 96 |
Filed: 8/11/2010, Entered: None |
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ORDER by Judge David O. Carter Granting Defendants' Motion to Dismiss 44 45 46 48 54 55 . Defendants Motions to Dismiss are GRANTED without leave to amend for the Section 12(a)(1) claim for the Plaintiffs outlined above and otherwise with leave to amend. Plaintiffs shall file any amended complaint within thirty (30) days. Defendants shall file any further motions to dismiss twenty (20) days thereafter. (db) [Transferred from California Central on 1/31/2011.] (Entered: 08/12/2010)
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Request |
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| 95 |
Filed: 7/8/2010, Entered: None |
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MINUTES OF Motion Hearing held before Judge David O. Carter re 1. MOTION BY DEFENDANT NATIONAL HOLDINGS SECURITIES CORP TO DISMISS CONSOLIDATED AMENDED CLASS ACTION COMPLAINT 44 2. MOTION BY DEFENDANT NATIONAL HOLDINGS CORPS TO DISMISS CONSOLIDATED AMENDED CLASS ACTION COMPLAINT 45 3. MOTION BY DEFENDANT SECURITIES AMERICA INC TO DISMISS CONSOLIDATED AMENDED CLASS ACTION COMPLAINT 46 4. MOTION BY DEFENDANTS AMERIPRISE FINANCIAL AND SECURITIES AMERICA FINANCIAL TO DISMISS CONSOLIDATED AMENDED CLASS ACTION COMPLAINT 48 5. REQUEST FOR JUDICIAL NOTICE IN SUPPORT OF DEFENDANT CAPITAL FINANCIAL SERVICES INCS MOTION TO DISMISS 64 6. REQUEST FOR JUDICIAL NOTICE IN SUPPORT OF PLAINTIFFS OPPOSITION TO MOTION TO DISMISS 71 . Counsel argue. Motions are taken under submission. Court Reporter: Debbie Gale, Jane Sutton-Rule. (db) [Transferred from California Central on 1/31/2011.] (Entered: 07/12/2010)
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Request |
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| 94 |
Filed: 7/8/2010, Entered: None |
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ORDER by Judge David O. Carter, APPOINTING SPECIAL MASTERS AND SETTING DEPOSITION LOCATIONS: (NOTE CHANGES MADE BY THE COURT) The Court HEREBY ORDERS: 1. Appointment. Pursuant to Federal Rule of Civil Procedure 53, the Honorable William F. McDonald (Ret.) is appointed to serve as special master to resolve general discovery issues that may arise during the course of this litigation and for such other matters as may be referred to such special master by the Court, and the Honorable James L. Smith (Ret.) is appointed to serve as special master to resolve electronic discovery issues that may arise during the course of this litigation and for such other matters as may be referred to such special master by the Court. 2. Procedure. The special masters shall have the rights, powers, and duties provided in Rule 53 and may adopt procedures that are consistent with that rule or with this or other orders of the Court. (See document for further details.) 6. Distribution. A copy of this Order shall be mailed by the McCoy plaintiffs to the special masters. (rla) [Transferred from California Central on 1/31/2011.] (Entered: 07/12/2010)
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Request |
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| 93 |
Filed: 6/30/2010, Entered: None |
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INITIAL MULTIDISTRICT COORDINATION ORDER by Judge David O. Carter. This Order shall also apply to related cases later filed in, removed to, or transferred to this Court. (twdb) [Transferred from California Central on 1/31/2011.] (Entered: 07/01/2010)
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Request |
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| 92 |
Filed: 6/14/2010, Entered: None |
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MINUTES OF Initial Status Conference (Evidentiary Hearing) held before Judge David O. Carter. The matter is called. Counsel state their appearances. Court addresses counsel. Counsel argue. Court and counsel confer regarding case management and discovery. Counsel confer on and off the record regarding their selection of discovery and special electronic discovery masters. At the request of counsel for movants Christa and Katrina Zinner, a hand-written chart is filed and admitted into evidence as Exhibit 1. A motion hearing date is set on the following motions on July 8, 2010 at 7:30 a.m. 1. Motion by Defendant National Holdings Securities Corp to Dismiss Consolidated Amended Class Action Complaint 44 2. Motion by Defendant National Holdings Corps to Dismiss Consolidated Amended Class Action Complaint 45 3. Motion by Defendant Securities America Inc to Dismiss Consolidated Amended Class Action Complaint 46 4. Motion by Defendants Ameriprise Financial and Securities America Financial to Dismiss Consolidated Amended Class Action Complaint 48 5. Request for Judicial Notice in Support of Defendant Capital Financial Services Inc's Motion to Dismiss 64 6. Request for Judicial Notice in Support of Plaintiff's Opposition to Motion to Dismiss 71 Court Reporter: Debbie Gale, Jane Sutton-Rule, Sharon Seffens. (db) [Transferred from California Central on 1/31/2011.] (Entered: 06/18/2010)
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Request |
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| 91 |
Filed: 5/20/2010, Entered: None |
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ORDER by Judge David O. Carter granting 89 Application to Appear Pro Hac Vice by Attorney Ari H. Jaffe on behalf of Plaintiffs Alvin Sabroff and June Sabroff, designating James T. Capretz as local counsel. (rrp) [Transferred from California Central on 1/31/2011.] (Entered: 05/24/2010)
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Request |
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| 90 |
Filed: 5/18/2010, Entered: None |
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ORDER INITIAL CONFERENCE by Judge David O. Carter: Court ORDERS: 1. Conference. Counsel for all parties shall appear for a conference on June 14, 2010 at 8:30 a.m. in Courtroom 9D of the Ronald Reagan Federal Building and U.S. Courthouse at 411 W. Fourth Street, Santa Ana, CA, 92701. The conference will be held for the purposes specified in Fed. R. Civ. P. 16(a), 16(b), 16(c), and 26(f). Counsel are requested to check in with the Courtroom Deputy at least 15 minutes in advance. (See document for further details.) IT IS SO ORDERED. (rla) [Transferred from California Central on 1/31/2011.] (Entered: 05/18/2010)
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Request |
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| 89 |
Filed: 5/14/2010, Entered: None |
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APPLICATION for attorney Ari H. Jaffe to Appear Pro Hac Vice (PHV FEE NOT PAID.) filed by Plaintiffs Alvin Sabroff, June Sabroff. (Attachments: # 1 Proposed Order)(Ledgard, Don) [Transferred from California Central on 1/31/2011.] (Entered: 05/14/2010)
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Request |
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| 88 |
Filed: 5/11/2010, Entered: None |
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ORDER by Judge David O. Carter: granting 32 Application to Appear Pro Hac Vice by Attorney Dan Drachler on behalf of Alvin Sabroff and June Sabroff, designating James T. Capretz as local counsel. (dba) [Transferred from California Central on 1/31/2011.] (Entered: 05/12/2010)
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Request |
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| 87 |
Filed: 5/11/2010, Entered: None |
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ORDER by Judge David O. Carter: granting 33 Application to Appear Pro Hac Vice by Attorney Robin F. Zwerling on behalf of Alvin Sabroff and June Sabroff, designating James T. Capretz as local counsel. (dba) [Transferred from California Central on 1/31/2011.] (Entered: 05/12/2010)
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Request |
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| 86 |
Filed: 5/11/2010, Entered: None |
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ORDER by Judge David O. Carter: granting 37 Application to Appear Pro Hac Vice by Attorney Stephen L. Brodsky on behalf of Alvin Sabroff and June Sabroff, designating James T. Carpretz as local counsel. (dba) [Transferred from California Central on 1/31/2011.] (Entered: 05/12/2010)
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Request |
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| 85 |
Filed: 5/10/2010, Entered: None |
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NOTICE of Change of Attorney Information for attorney Daniel C Girard counsel for Plaintiff McCoy Group. Rebecca Anne Netter will no longer receive service of documents from the Clerks Office for the reason indicated in the G-06 Notice.Rebecca Anne Netter is no longer attorney of record for the aforementioned party in this case for the reason indicated in the G-06 Notice. Filed by Plaintiff Daniel C. Girard (Girard, Daniel) [Transferred from California Central on 1/31/2011.] (Entered: 05/10/2010)
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Request |
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| 84 |
Filed: 4/28/2010, Entered: None |
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PROOF OF SERVICE filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp, Securities America Inc., re Reply (Motion related) 83 , Reply (Motion related) 82 served on April 28, 2010. (Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 04/28/2010)
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Request |
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| 83 |
Filed: 4/28/2010, Entered: None |
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REPLY in Support of MOTION to Dismiss The Consolidated Amended Class Action Complaint 48 filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp. (Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 04/28/2010)
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Request |
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| 82 |
Filed: 4/28/2010, Entered: None |
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REPLY in Support of MOTION to Dismiss The Consolidated Amended Class Action Complaint 46 filed by Defendant Securities America Inc.. (Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 04/28/2010)
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Request |
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| 81 |
Filed: 4/28/2010, Entered: None |
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MEMORANDUM in Support of MOTION to Dismiss Case 44 filed by Defendant National Securities Corp. (Riffer, Jeffrey) [Transferred from California Central on 1/31/2011.] (Entered: 04/28/2010)
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Request |
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| 80 |
Filed: 4/28/2010, Entered: None |
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MEMORANDUM in Support of MOTION to Dismiss Case 45 filed by Defendant National Holdings Corp. (Riffer, Jeffrey) [Transferred from California Central on 1/31/2011.] (Entered: 04/28/2010)
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Request |
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| 79 |
Filed: 4/28/2010, Entered: None |
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REPLY In Support of MOTION to Dismiss Case 55 , MOTION to Dismiss Case 54 filed by Defendants Capital Financial Holdings, Inc., Capital Financial Services, Inc.. (Dusbabek, Christine) [Transferred from California Central on 1/31/2011.] (Entered: 04/28/2010)
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Request |
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| 78 |
Filed: 4/15/2010, Entered: None |
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ORDER Extending Due Date for Defendants' Replies by Judge David O. Carter. The due date for Defendants replies to Plaintiffs omnibus opposition brief shall be extended by one week from April 21, 2010 to April 28, 2010. (db) [Transferred from California Central on 1/31/2011.] (Entered: 04/16/2010)
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Request |
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| 77 |
Filed: 4/12/2010, Entered: None |
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ORDER by Judge David O. Carter, GRANTING Stipulation for Subsitution of Named Plaintiff Don Ribacchi 68 : IT IS ORDERED: (1) Plaintiff Don Ribacchi is withdrawn as a plaintiff in these actions; (2) Mr. Ron Prockaska is substituted as a named plaintiff and member of the McCoy Group with respect to the claims asserted against Defendants Capital Financial Services, Inc. and Capital Financial Holdings, Inc. inthese actions; and (3) The substitution of Mr. Prochaska for Mr. Ribacchi shall otherwise have no effect on the pending motion to dismiss the consolidated amended complaint filed by Capital Financial and with no waiver on the part of Capital Financial of any objections, defenses, or claims which Capital Financial may hereafter raise in this matter. Ron Prockaska added. Don Ribacchi terminated. (rla) [Transferred from California Central on 1/31/2011.] (Entered: 04/15/2010)
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Request |
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| 76 |
Filed: 4/14/2010, Entered: None |
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STIPULATION for Extension of Time to File Replies filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp, Securities America Inc.. (Attachments: # 1 Proposed Order Extending Due Date For Defendants' Replies)(Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 04/14/2010)
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Request |
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| 75 |
Filed: 4/12/2010, Entered: None |
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NOTICE filed by plaintiff Alvin Sabroff, June Sabroff. Notice of Errata re: Application of Non-Resident Attorney for Stephen L. Brodsky (Attachments: # 1 Declaration Application of Non-Resident Attorney for Stephen L. Brodsky, # 2 Proposed Order Order on Application of Non-Resident Attorney to Appear in a Specific Case)(Zwerling, Robin) [Transferred from California Central on 1/31/2011.] (Entered: 04/12/2010)
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Request |
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| 74 |
Filed: 4/12/2010, Entered: None |
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NOTICE filed by plaintiff Alvin Sabroff, June Sabroff. Notice of Errata re: Application of Non-Resident Attorney for Robin F. Zwerling (Attachments: # 1 Declaration Application of Non-Resident Attorney for Robin F. Zwerling, # 2 Proposed Order Order on Application of Non-Resident Attorney to Appear in a Specific Case)(Zwerling, Robin) [Transferred from California Central on 1/31/2011.] (Entered: 04/12/2010)
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Request |
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| 73 |
Filed: 4/12/2010, Entered: None |
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NOTICE filed by plaintiff Alvin Sabroff, June Sabroff. Notice of Errata re: Application of Non-Resident Attorney for Dan Drachler (Attachments: # 1 Declaration Application of Non-Resident Attorney for Dan Drachler, # 2 Proposed Order Order on Application of Non-Resident Attorney to Appear in a Specific Case)(Zwerling, Robin) [Transferred from California Central on 1/31/2011.] (Entered: 04/12/2010)
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Request |
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| 72 |
Filed: 4/7/2010, Entered: None |
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NOTICE of Appearance filed by attorney Don K Ledgard on behalf of Plaintiff June Sabroff (Ledgard, Don) [Transferred from California Central on 1/31/2011.] (Entered: 04/07/2010)
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Request |
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| 71 |
Filed: 3/31/2010, Entered: None |
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REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case 55 , MOTION to Dismiss Case 45 , MOTION to Dismiss Case 54 , MOTION to Dismiss Case 44 , MOTION to Dismiss The Consolidated Amended Class Action Complaint 46 , MOTION to Dismiss The Consolidated Amended Class Action Complaint 48 filed by PLAINTIFF McCoy Group. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Girard, Daniel) [Transferred from California Central on 1/31/2011.] (Entered: 03/31/2010)
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Request |
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| 70 |
Filed: 3/31/2010, Entered: None |
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MEMORANDUM in Opposition to MOTION to Dismiss Case 55 , MOTION to Dismiss Case 45 , MOTION to Dismiss Case 54 , MOTION to Dismiss The Consolidated Amended Class Action Complaint 48 , MOTION to Dismiss Case 44 , MOTION to Dismiss The Consolidated Amended Class Action Complaint 46 filed by Plaintiff McCoy Group. (Girard, Daniel) [Transferred from California Central on 1/31/2011.] (Entered: 03/31/2010)
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Request |
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| 69 |
Filed: 3/24/2010, Entered: None |
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ORDER by Judge David O. Carter granting 65 Application to Appear Pro Hac Vice by Attorney Nicholas T. Christakos on behalf of Defendant Ameriprise Financial, Inc., Securities America, Inc., and Securities America Financial Corporation, designating Mike Margolis as local counsel. (rrp) [Transferred from California Central on 1/31/2011.] (Entered: 03/31/2010)
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Request |
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| 68 |
Filed: 3/30/2010, Entered: None |
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STIPULATION to Dismiss Plaintiff Don Ribacchi filed by Plaintiff Don Ribacchi. (Attachments: # 1 Proposed Order)(Levine, Jonathan) [Transferred from California Central on 1/31/2011.] (Entered: 03/30/2010)
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Request |
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| 67 |
Filed: 3/29/2010, Entered: None |
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ORDER re Page Limit on Opposition to Motions to Dismiss by Judge David O. Carter. Pursuant to the March 26, 2010 stipulation between Lead Plaintiff the McCoy Group and all Defendants in this action, IT IS HEREBY ORDERED that Plaintiffs are granted permission to file one omnibus brief of no more than 60 pages in opposition to Defendants six motions to dismiss on or before March 31, 2010. (db) [Transferred from California Central on 1/31/2011.] (Entered: 03/30/2010)
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Request |
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| 66 |
Filed: 3/26/2010, Entered: None |
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STIPULATION to Exceed Page Limitation as to Omnibus Brief filed by Plaintiff McCoy Group. (Attachments: # 1 Proposed Order)(Levine, Jonathan) [Transferred from California Central on 1/31/2011.] (Entered: 03/26/2010)
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Request |
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| 65 |
Filed: 3/24/2010, Entered: None |
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APPLICATION for attorney Nicholas T. Christakos to Appear Pro Hac Vice (PHV FEE NOT PAID.) filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp, Securities America Inc.. (Attachments: # 1 Certificate Of Good Standing, # 2 Proposed Order On Application Of Non-Resident Attorney To Appear In A Specific Case)(Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 03/24/2010)
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Request |
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| 64 |
Filed: 3/4/2010, Entered: None |
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REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case 55 filed by Defendant Capital Financial Services, Inc.. (Attachments: # 1 Exhibit MP III PPM, # 2 Exhibit MP IV PPM, # 3 Exhibit MP V PPM)(Dusbabek, Christine) [Transferred from California Central on 1/31/2011.] (Entered: 03/04/2010)
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Request |
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| 63 |
Filed: 3/4/2010, Entered: None |
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CORPORATE DISCLOSURE STATEMENT filed by Defendant Capital Financial Holdings, Inc. (Dusbabek, Christine) [Transferred from California Central on 1/31/2011.] (Entered: 03/04/2010)
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| 62 |
Filed: 3/4/2010, Entered: None |
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Certification and Notice of Interested Parties filed by Defendant Capital Financial Holdings, Inc., identifying Capital Financial Services, Inc.. (Dusbabek, Christine) [Transferred from California Central on 1/31/2011.] (Entered: 03/04/2010)
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| 61 |
Filed: 3/4/2010, Entered: None |
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CORPORATE DISCLOSURE STATEMENT filed by Defendant Capital Financial Services, Inc. identifying Capital Financial Holdings, Inc. as Corporate Parent. (Dusbabek, Christine) [Transferred from California Central on 1/31/2011.] (Entered: 03/04/2010)
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| 60 |
Filed: 3/4/2010, Entered: None |
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Certification and Notice of Interested Parties filed by Defendant Capital Financial Services, Inc., identifying Capital Financial Holdings, Inc.. (Dusbabek, Christine) [Transferred from California Central on 1/31/2011.] (Entered: 03/04/2010)
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| 59 |
Filed: 3/3/2010, Entered: None |
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Notice of Interested Parties filed by Defendant Securities America Financial Corp, identifying Ameriprise Financial, Inc. and Securities America, Inc.. (Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 03/03/2010)
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| 58 |
Filed: 3/3/2010, Entered: None |
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NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: MOTION to Dismiss Case 55 , MOTION to Dismiss Case 54 . The following error(s) was found: Local Rule 7.1-1 No Certification of Interested Parties. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (rrp) [Transferred from California Central on 1/31/2011.] (Entered: 03/03/2010)
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| 57 |
Filed: 3/2/2010, Entered: None |
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CORPORATE DISCLOSURE STATEMENT filed by Defendant Capwest Securities Inc identifying Capstone Financial Group, Inc. as Corporate Parent. (Sherwin, Gregory) [Transferred from California Central on 1/31/2011.] (Entered: 03/02/2010)
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| 56 |
Filed: 3/2/2010, Entered: None |
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Certificate of Interested Parties filed by Defendant Capwest Securities Inc, (Sherwin, Gregory) [Transferred from California Central on 1/31/2011.] (Entered: 03/02/2010)
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| 55 |
Filed: 3/2/2010, Entered: None |
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NOTICE OF MOTION AND MOTION to Dismiss Case filed by defendant Capital Financial Services, Inc.. Motion set for hearing on 5/24/2010 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order CFS Motion to Dismiss, # 2 Declaration Electronic Filing)(Dusbabek, Christine) [Transferred from California Central on 1/31/2011.] (Entered: 03/02/2010)
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| Save 25% on a pre-paid one year subscription. |
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| 54 |
Filed: 3/2/2010, Entered: None |
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NOTICE OF MOTION AND MOTION to Dismiss Case filed by defendant Capital Financial Holdings, Inc.. Motion set for hearing on 5/24/2010 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Proposed Order CFH Motion to Dismiss, # 2 Declaration Electronic Filing of Dismissal)(Dusbabek, Christine) [Transferred from California Central on 1/31/2011.] (Entered: 03/02/2010)
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| 53 |
Filed: 3/2/2010, Entered: None |
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NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Answer to Complaint 50 . The following error(s) was found: Local Rule 7.1-1 No Certification of Interested Parties. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (rrp) [Transferred from California Central on 1/31/2011.] (Entered: 03/02/2010)
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| 52 |
Filed: 3/2/2010, Entered: None |
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[PROPOSED] ORDER GRANTING DEFENDANT NATIONAL HOLDINGS CORP.'S MOTION TO DISMISS THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT re MOTION to Dismiss Case 45 filed by Defendant National Holdings Corp. (Jones, Susan) [Transferred from California Central on 1/31/2011.] (Entered: 03/02/2010)
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| 51 |
Filed: 3/2/2010, Entered: None |
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[PROPOSED] ORDER GRANTING DEFENDANT NATIONAL SECURITIES CORP.'S MOTION TO DISMISS THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT re MOTION to Dismiss Case 44 filed by Defendant National Securities Corp. (Jones, Susan) [Transferred from California Central on 1/31/2011.] (Entered: 03/02/2010)
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| 50 |
Filed: 3/1/2010, Entered: None |
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ANSWER to Consolidated Complaint 38 filed by defendant Capwest Securities Inc.(Sherwin, Gregory) [Transferred from California Central on 1/31/2011.] (Entered: 03/01/2010)
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| 49 |
Filed: 3/1/2010, Entered: None |
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MEMORANDUM in Support of MOTION to Dismiss The Consolidated Amended Class Action Complaint 48 filed by Defendants Ameriprise Financial Inc, Securities America Financial Corp. (Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 03/01/2010)
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| 48 |
Filed: 3/1/2010, Entered: None |
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NOTICE OF MOTION AND MOTION to Dismiss The Consolidated Amended Class Action Complaint filed by Defendant Ameriprise Financial Inc, Securities America Financial Corp. Motion set for hearing on 5/24/2010 at 08:30 AM before Judge David O. Carter. (Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 03/01/2010)
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| 47 |
Filed: 3/1/2010, Entered: None |
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MEMORANDUM in Support of MOTION to Dismiss The Consolidated Amended Class Action Complaint 46 filed by Defendant Securities America Inc.. (Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 03/01/2010)
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| 46 |
Filed: 3/1/2010, Entered: None |
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NOTICE OF MOTION AND MOTION to Dismiss The Consolidated Amended Class Action Complaint filed by Defendant Securities America Inc.. Motion set for hearing on 5/24/2010 at 08:30 AM before Judge David O. Carter. (Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 03/01/2010)
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| 45 |
Filed: 3/1/2010, Entered: None |
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NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant National Holdings Corp. Motion set for hearing on 5/24/2010 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Memorandum Memorandum of Points and Authorities in Support)(Jones, Susan) [Transferred from California Central on 1/31/2011.] (Entered: 03/01/2010)
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| 44 |
Filed: 3/1/2010, Entered: None |
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NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant National Securities Corp. Motion set for hearing on 5/24/2010 at 08:30 AM before Judge David O. Carter. (Attachments: # 1 Memorandum Memorandum of Points and Authorities in Support)(Jones, Susan) [Transferred from California Central on 1/31/2011.] (Entered: 03/01/2010)
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| 43 |
Filed: 3/1/2010, Entered: None |
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ANSWER to Consolidated Complaint 38 with JURY DEMAND CULLUM & BURKS SECURITIES, INC.'S ANSWER TO CONSOLIDATED AMENDED CLASS ACTION COMPLAINT FOR VIOLATIONS OF SECTIONS 12 AND 15 OF THE SECURITIES ACT OF 1933 filed by Defendant Cullum & Burks Securities Inc.(Rider, Julia) [Transferred from California Central on 1/31/2011.] (Entered: 03/01/2010)
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| 42 |
Filed: 2/16/2010, Entered: None |
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NOTICE OF CLERICAL ERROR: Due to clerical error, Notice of Filing Fee Due on Pro Hac Application was sent in error. Pro hac vice fee was paid re document control number 37. Fiscal reports that PHV fee of $185 receipt number 0973000000006466677 was paid Re: Notice of Filing Fee Due (PHV) 41 , 37 (vh) Modified on 2/16/2010 (sm). [Transferred from California Central on 1/31/2011.] (Entered: 02/16/2010)
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| 41 |
Filed: 2/10/2010, Entered: None |
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NOTICE OF FILING FEE DUE on Pro Hac Vice Application filed on February 2, 2010 by attorney Stephen L Brodsky for Movant Alvin Sabroff, Plaintiff June Sabroff. As of today's date, the Court has not yet received the application fee of $185.00. Please remit the fee and this notice immediately. (vh) [Transferred from California Central on 1/31/2011.] (Entered: 02/10/2010)
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| 40 |
Filed: 2/5/2010, Entered: None |
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CORPORATE DISCLOSURE STATEMENT filed by Defendant National Securities Corp identifying National Holdings Corporation as Corporate Parent. (Riffer, Jeffrey) [Transferred from California Central on 1/31/2011.] (Entered: 02/05/2010)
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| 39 |
Filed: 2/4/2010, Entered: None |
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Certification and Notice of Interested Parties filed by Defendant National Securities Corp, identifying National Holdings Corp.. (Attachments: # 1 Supplement Additional Party-Connection)(Riffer, Jeffrey) [Transferred from California Central on 1/31/2011.] (Entered: 02/04/2010)
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| 38 |
Filed: 1/29/2010, Entered: None |
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CONSOLIDATED Amended Class Action COMPLAINT related to: Complaint - (Discovery) 1 . Filed by plaintiffs Jeff Huber, Jana McCoy, June Sabroff, James K Merrill, Cheryl A Merrill, Don Ribacchi, Henry Mitchell, McCoy Group (ade) [Transferred from California Central on 1/31/2011.] (Entered: 02/02/2010)
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| 37 |
Filed: 2/2/2010, Entered: None |
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APPLICATION for attorney Stephen L. Brodsky to Appear Pro Hac Vice (PHV FEE NOT PAID.) filed by plaintiff Jana McCoy, McCoy Group. (Attachments: # 1 Proposed Order Proposed Order for Application for Attorney to Appeat Pro Hac Vice)(Zwerling, Robin) [Transferred from California Central on 1/31/2011.] (Entered: 02/02/2010)
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| 36 |
Filed: 2/1/2010, Entered: None |
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NOTICE OF LODGING filed re APPLICATION for attorney Dan Drachler to Appear Pro Hac Vice (PHV Fee of $185 receipt number 09730000000006462619 paid.) 32 , APPLICATION for attorney Robin F. Zwerling to Appear Pro Hac Vice (PHV Fee of $185 receipt number 09730000000006462873 paid.) 33 (Zwerling, Robin) [Transferred from California Central on 1/31/2011.] (Entered: 02/01/2010)
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| 35 |
Filed: 2/1/2010, Entered: None |
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NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents. The following error(s) was found: A Certificate of Good Standing is not attached to pro hac vice application RE: APPLICATION for attorney Dan Drachler to Appear Pro Hac Vice (PHV Fee of $185 receipt number 09730000000006462619 paid.) 32 , APPLICATION for attorney Robin F. Zwerling to Appear Pro Hac Vice (PHV Fee of $185 receipt number 09730000000006462873 paid.) 33 . In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. (rrp) [Transferred from California Central on 1/31/2011.] (Entered: 02/01/2010)
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| 34 |
Filed: 1/29/2010, Entered: None |
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APPLICATION for attorney Stephanie E. Kirwin to Appear Pro Hac Vice (PHV Fee of $185 receipt number 09730000000006466523 paid.) filed by plaintiff Alvin Sabroff, June Sabroff. (Attachments: # 1 Proposed Order Proposed Order)(Zwerling, Robin) [Transferred from California Central on 1/31/2011.] (Entered: 01/29/2010)
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| 33 |
Filed: 1/28/2010, Entered: None |
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APPLICATION for attorney Robin F. Zwerling to Appear Pro Hac Vice (PHV Fee of $185 receipt number 09730000000006462873 paid.) filed by plaintiff Alvin Sabroff, June Sabroff. (Attachments: # 1 Proposed Order Proposed Order)(Zwerling, Robin) [Transferred from California Central on 1/31/2011.] (Entered: 01/28/2010)
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| 32 |
Filed: 1/28/2010, Entered: None |
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APPLICATION for attorney Dan Drachler to Appear Pro Hac Vice (PHV Fee of $185 receipt number 09730000000006462619 paid.) filed by plaintiff Alvin Sabroff, June Sabroff. (Attachments: # 1 Proposed Order Proposed Order)(Drachler, Dan) [Transferred from California Central on 1/31/2011.] (Entered: 01/28/2010)
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| 31 |
Filed: 1/14/2010, Entered: None |
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ORDER by Judge David O. Carter. IT IS ORDERED that: Plaintiff's Consolidated Amended Complaint shall be filed on 01/29/2010; Defendants shall have until 03/01/2010 to answer, move against, or otherwise respond to the Consolidated Amended Complaint, and Plaintiffs shall have until 03/31/2010 to file their oppositions to any motions to dismiss and any moving defendants shall have until 04/21/2010 to file their replies in further support of any motions to dismiss. (db) Modified on 1/15/2010 (lwag). [Transferred from California Central on 1/31/2011.] (Entered: 01/15/2010)
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| 30 |
Filed: 1/12/2010, Entered: None |
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Corrected STIPULATION for Extension of Time to Amend Complaint - (Discovery) 1 filed by Plaintiffs McCoy Group. (Attachments: # 1 Proposed Order)(Levine, Jonathan) [Transferred from California Central on 1/31/2011.] (Entered: 01/12/2010)
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| 29 |
Filed: 1/12/2010, Entered: None |
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STIPULATION for Extension of Time to Amend Complaint - (Discovery) 1 filed by Plaintiffs McCoy Group.(Levine, Jonathan) [Transferred from California Central on 1/31/2011.] (Entered: 01/12/2010)
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| 28 |
Filed: 1/12/2010, Entered: None |
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NOTICE of Change of Attorney Information for attorney Julia J Rider counsel for Defendant Cullum & Burks Securities Inc. Adding Julia J. Rider as attorney as counsel of record for Cullum & Burks Securities, Inc. for the reason indicated in the G-06 Notice. Filed by Defendant Cullum & Burks Securities, Inc. (Rider, Julia) [Transferred from California Central on 1/31/2011.] (Entered: 01/12/2010)
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| 27 |
Filed: 12/8/2009, Entered: None |
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ORDER GRANTING MOTION OF THE McCOY GROUP FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF COUNSEL by Judge David O. Carter. Related actions SACV 09-1084 DOC (RNBx), SACV 09-1295 DOC (RNBx), SACV 09-1340 DOC (MLGx), and CV 09-8482 DOC (RNBx) arise out of common alleged facts and raise common legal questions. Accordingly, the Court hereby CONSOLIDATES them pursuant to Federal Rule of Civil Procedure 42(a) for all purposes under the number of the low-numbered case, SACV 09-1084 DOC (RNBx). FROM NOW ON ALL DOCUMENTS RELATING TO ANY OF THE CASES SHOULD BE FILED UNDER NUMBER SACV 09-1084 DOC (RNBx). (ade) [Transferred from California Central on 1/31/2011.] (Entered: 12/08/2009)
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| 26 |
Filed: 12/1/2009, Entered: None |
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ORDER by Judge David O. Carter Granting 21 Application to Appear Pro Hac Vice by Attorney Peter Ligh on behalf of Defendant Security America Inc and Ameriprise Financial Inc., designating Mike Margolis as local counsel. (nbo) [Transferred from California Central on 1/31/2011.] (Entered: 12/02/2009)
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| 25 |
Filed: 12/1/2009, Entered: None |
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ORDER by Judge David O. Carter: granting 20 Application to Appear Pro Hac Vice by Attorney Deborah G. Heilizer on behalf of defendants Security America Inc. and Ameriprise Financial Inc., designating Mike Margolis as local counsel. (db) [Transferred from California Central on 1/31/2011.] (Entered: 12/02/2009)
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| 24 |
Filed: 12/2/2009, Entered: None |
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ORDER by Judge David O. Carter: granting 19 Application to Appear Pro Hac Vice by Attorney Bruce Bettigole on behalf of defendants Security America Inc. and Ameriprise Financial Inc., designating Mike Margolis as local counsel. (db) [Transferred from California Central on 1/31/2011.] (Entered: 12/02/2009)
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| 23 |
Filed: 11/30/2009, Entered: None |
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RESPONSE IN SUPPORT of MOTION for Appointment of Counsel MOTION to Consolidate Cases, as to 8:09-cv-01084-DOC-RNB, 8:09-cv-01295-JVS-MLG, 8:09-CV-01340-DOC-MLG, 8:09-cv-8482-DSF-RNB, 13 . (Levine, Jonathan) [Transferred from California Central on 1/31/2011.] (Entered: 11/30/2009)
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| 22 |
Filed: 11/25/2009, Entered: None |
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STIPULATION for Extension of Time to File Answer to Amended Complaint 30 days from service re Complaint - (Discovery) 1 filed by Plaintiffs Jeff Huber, Jana McCoy, Henry Mitchell.(Levine, Jonathan) [Transferred from California Central on 1/31/2011.] (Entered: 11/25/2009)
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| 21 |
Filed: 11/24/2009, Entered: None |
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APPLICATION for attorney Peter Ligh to Appear Pro Hac Vice (PHV FEE NOT PAID.) filed by Defendants Securities America Inc., Ameriprise Financial Inc. (Attachments: # 1 Proposed Order On Application Of Non-Resident Attorney To Appear In A Specific Case)(Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 11/24/2009)
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| 20 |
Filed: 11/24/2009, Entered: None |
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APPLICATION for attorney Deborah G. Heilizer to Appear Pro Hac Vice (PHV FEE NOT PAID.) filed by Defendants Securities America Inc., Ameriprise Financial Inc. (Attachments: # 1 Proposed Order On ApplicationOf Non-Resident Attorney To Appear In A Specific Case)(Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 11/24/2009)
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| 19 |
Filed: 11/24/2009, Entered: None |
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APPLICATION for attorney Bruce Bettigole to Appear Pro Hac Vice (PHV FEE NOT PAID.) filed by Defendants Securities America Inc., Ameriprise Financial Inc. (Attachments: # 1 Proposed Order On Application Of Non-Resident Attorney To Appear In A Specific Case)(Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 11/24/2009)
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| 18 |
Filed: 11/24/2009, Entered: None |
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CERTIFICATION AND NOTICE of Interested Parties filed by Defendant Securities America Inc., identifying Securities America Financial Corporation, Ameriprise Financial, Inc.. (Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 11/24/2009)
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| 17 |
Filed: 11/24/2009, Entered: None |
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CERTIFICATION AND NOTICE of Interested Parties filed by Defendant Ameriprise Financial Inc, identifying Securities America Financial Corporation, Securities America, Inc.. (Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 11/24/2009)
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| 16 |
Filed: 11/24/2009, Entered: None |
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NOTICE of Appearance filed by attorney Timothy J. Martin on behalf of Defendants Securities America Inc., Ameriprise Financial Inc (Martin, Timothy) [Transferred from California Central on 1/31/2011.] (Entered: 11/24/2009)
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| 15 |
Filed: 11/20/2009, Entered: None |
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DECLARATION of Jonathan K. Levine in Support of MOTION for Appointment of Counsel MOTION to Consolidate Cases, as to 8:09-cv-01084-DOC-RNB, 8:09-cv-01295-JVS-MLG, 8:09-CV-01340-DOC-MLG, 8:09-cv-8482-DSF-RNB, 13 filed by Plaintiffs Jeff Huber, Jana McCoy, June Sabroff, James K Merrill, Cheryl A Merrill, Don Ribacchi, Henry Mitchell, Movant Alvin Sabroff. (Levine, Jonathan) [Transferred from California Central on 1/31/2011.] (Entered: 11/20/2009)
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| 14 |
Filed: 11/20/2009, Entered: None |
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MEMORANDUM in Support of MOTION for Appointment of Counsel MOTION to Consolidate Cases, as to 8:09-cv-01084-DOC-RNB, 8:09-cv-01295-JVS-MLG, 8:09-CV-01340-DOC-MLG, 8:09-cv-8482-DSF-RNB, 13 filed by Plaintiffs Jeff Huber, Jana McCoy, June Sabroff, James K Merrill, Cheryl A Merrill, Don Ribacchi, Henry Mitchell, Movant Alvin Sabroff. (Levine, Jonathan) [Transferred from California Central on 1/31/2011.] (Entered: 11/20/2009)
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| 13 |
Filed: 11/20/2009, Entered: None |
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NOTICE OF MOTION AND MOTION for Appointment of Counsel ( Motion set for hearing on 12/14/2009 at 08:30 AM before Judge David O. Carter.), MOTION to Consolidate Cases, as to 8:09-cv-01084-DOC-RNB, 8:09-cv-01295-JVS-MLG, 8:09-CV-01340-DOC-MLG, 8:09-cv-8482-DSF-RNB, filed by Plaintiff Alvin Sabroff, June Sabroff, James K Merrill, Cheryl A Merrill, Don Ribacchi, Jeff Huber, Jana McCoy, Henry Mitchell. (Attachments: # 1 Proposed Order)(Levine, Jonathan) [Transferred from California Central on 1/31/2011.] (Entered: 11/20/2009)
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| 12 |
Filed: 11/17/2009, Entered: None |
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CERTIFICATE AND NOTICE of Interested Parties filed by Defendant Cullum & Burks Securities Inc, identifying None. (Riffer, Jeffrey) [Transferred from California Central on 1/31/2011.] (Entered: 11/17/2009)
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| 11 |
Filed: 11/17/2009, Entered: None |
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CORPORATE DISCLOSURE STATEMENT filed by Defendant Cullum & Burks Securities Inc identifying None as Corporate Parent. (Riffer, Jeffrey) [Transferred from California Central on 1/31/2011.] (Entered: 11/17/2009)
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| 10 |
Filed: 11/17/2009, Entered: None |
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FIRST STIPULATION Extending Time to Answer the complaint as to Cullum & Burks Securities Inc answer now due 11/24/2009, filed by Defendant Cullum & Burks Securities Inc. (Attachments: # 1 Proposed Order)(Riffer, Jeffrey) [Transferred from California Central on 1/31/2011.] (Entered: 11/17/2009)
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| 9 |
Filed: 11/10/2009, Entered: None |
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FIRST STIPULATION Extending Time to Answer the complaint as to Capwest Securities Inc answer now due 11/24/2009, filed by Plaintiffs Jeff Huber; Jana McCoy; Henry Mitchell.(Levine, Jonathan) [Transferred from California Central on 1/31/2011.] (Entered: 11/10/2009)
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| 8 |
Filed: 11/3/2009, Entered: None |
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ORDER by Judge David O. Carter re Stipulation to Extend Time to Answer 4 . IT IS HEREBY ORDERED that: (1) Defendants shall not be required to answer, move against, or otherwise respond to the Complaint; (2) Defendants shall have thirty (30) days from service of the Amended Complaint to answer, move against, or otherwise respond to the Amended Complaint: and (3) In the event that Defendants intend to move to dismiss the Amended Complaint, the parties shall discuss a briefing schedule and submit a proposed schedule to the Court at the time of response to the Amended Complaint. (db) [Transferred from California Central on 1/31/2011.] (Entered: 11/03/2009)
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| 7 |
Filed: 10/28/2009, Entered: None |
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PROOF OF SERVICE Executed by Plaintiffs Jeff Huber, Jana McCoy, Henry Mitchell, upon Capwest Securities Inc served on 10/7/2009, answer due 10/27/2009. The Summons and Complaint were served by Personal Service service, by Federal Rules of Civil Procedure statute, upon Megan Seymour, Clerk. Due Dilligence declaration Not Attached. Original Summons Was Returned. (Levine, Jonathan) [Transferred from California Central on 1/31/2011.] (Entered: 10/28/2009)
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| 6 |
Filed: 10/28/2009, Entered: None |
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PROOF OF SERVICE Executed by Plaintiffs Jeff Huber, Jana McCoy, Henry Mitchell, upon Securities America Inc. served on 10/9/2009, answer due 10/29/2009. The Summons and Complaint were served by Personal Service service, by Federal Rules of Civil Procedure statute, upon James Nagengasi, President. Due Dilligence declaration Not Attached. Original Summons Was Returned. (Levine, Jonathan) [Transferred from California Central on 1/31/2011.] (Entered: 10/28/2009)
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| 5 |
Filed: 10/28/2009, Entered: None |
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PROOF OF SERVICE Executed by Plaintiffs Jeff Huber, Jana McCoy, Henry Mitchell, upon Ameriprise Financial Inc served on 10/7/2009, answer due 10/27/2009. The Summons and Complaint were served by Personal Service service, by Federal Rules of Civil Procedure statute, upon Maria Sanchez, Clerk. Due Dilligence declaration Not Attached. Original Summons Was Returned. (Levine, Jonathan) [Transferred from California Central on 1/31/2011.] (Entered: 10/28/2009)
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Request |
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| 4 |
Filed: 10/28/2009, Entered: None |
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STIPULATION for Extension of Time to File Answer re Complaint - (Discovery) 1 filed by Plaintiffs Jeff Huber, Jana McCoy, Henry Mitchell. (Attachments: # 1 Proposed Order)(Levine, Jonathan) [Transferred from California Central on 1/31/2011.] (Entered: 10/28/2009)
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Request |
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| 3 |
Filed: 10/2/2009, Entered: None |
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ORDER RE TRANSFER PURSUANT TO GENERAL ORDER 08-05 -Related Case- filed. Related Case No: SACV09-00818 DOC (RNBx). Case transferred from Judge Andrew J. Guilford to Judge David O. Carter for all further proceedings. The case number will now reflect the initials of the transferee Judge SACV09-01084 DOC (RNBx). Signed by Judge David O. Carter (ade) [Transferred from California Central on 1/31/2011.] (Entered: 10/02/2009)
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Request |
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| 2 |
Filed: 9/18/2009, Entered: None |
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CERTIFICATION AND NOTICE of Interested Parties filed by plaintiffs Jeff Huber, Jana McCoy, Henry Mitchell, (twdb) (lwag). [Transferred from California Central on 1/31/2011.] (Entered: 09/23/2009)
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Request |
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| 1 |
Filed: 9/18/2009, Entered: None |
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COMPLAINT against defendants Cullum & Burks Securities Inc, Securities America Inc., Ameriprise Financial Inc, Capwest Securities Inc.(Filing fee $ 350 paid) jury demand., filed by plaintiffs Jeff Huber, Jana McCoy, Henry Mitchell.(twdb) (lwag).[Transferred from California Central on 1/31/2011.] (Entered: 09/23/2009)
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