Charles Schwab Bank, N.A. et al v. Bank of America Corporation et al

Federal Civil Lawsuit California Northern District Court, Case No. 3:11-cv-04187-MEJ
Magistrate Judge Maria-Elena James, presiding
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Magistrate Judge Maria-Elena James
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Summary

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Parties
Charles Schwab & Company, Inc. Charles Schwab & Company, Inc., Plaintiff
Officially listed as "Charles Schwab Bank, N.A."

▼ Represented by Charles Schwab & Company, Inc.

Name Phone Fax E-Mail
Space Lowell Harry Haky , +1 415 667 0622 +1 415 667 1638 lowell.haky@schwab.com

▼ Represented by Lieff Cabraser Heimann & Bernstein, LLP

Name Phone Fax E-Mail
Space Steven Eliott Fineman +1 212 355 9500 +1 212 335 9592 sfineman@lchb.com
Space Michael Joseph Miarmi +1 212 355 9500 +1 212 355 9592 mmiarmi@lchb.com
v.
No Logo Banc Of America Securities LLC, Defendant
Bank of America Corporation Bank of America Corporation, Defendant
Bank of America, NA Bank of America, NA, Defendant
Officer/Director, Oneida Ltd.
Officer/Director, NATIONSBANK CORP
Officer/Director, Blue Ridge Investments, LLC
Officer/Director, Pioneer High Income Trust
Officer/Director, Nb Holdings Corp
No Logo Bank Of Pennsylvania, Defendant
No Logo Bank Of Scotland, Defendant
Officially listed as "Bank of Scotland PLC"
Barclays Capital Inc. Barclays Capital Inc., Defendant
Barclays Bank PLC Barclays Bank PLC, Defendant
No Logo Barclays US Funding Corp., Defendant
Chase Bank USA, NA Chase Bank USA, NA, Defendant
Officially listed as "Chase Bank USA"
No Logo Citigroup Funding, Inc., Defendant
Citigroup Global Markets, Inc. Citigroup Global Markets, Inc., Defendant
Citigroup, Inc. Citigroup, Inc., Defendant
Officer/Director, Court Square Capital Ltd.
Officer/Director, Chippac, Inc.
Officer/Director, Amis Holdings, Inc.
Citibank, NA Officer/Director, Citibank, NA
Officer/Director, Keane, Inc.
Officer/Director, Macdermid Inc.
Officer/Director, Travelers Insurance Co
Officer/Director, CITICORP
Officer/Director, Imc Mortgage Co
Officer/Director, Fashion Dynamics Corp
Officer/Director, Pfs Services Inc
Officer/Director, Citicorp Banking Corp
Officer/Director, Intersil Holding Co
Officer/Director, Citigroup Holdings Co
Officer/Director, Cvc Partners LLC
Officer/Director, Ness Technologies Inc
Officer/Director, Primerica, Inc.
Officer/Director, Student Loan Corp
Officer/Director, Mfs Municipal Income Trust
Officer/Director, Pilgrim Prime Rate Trust
Officer/Director, Pimco Corporate Income Fund
Officer/Director, Pimco High Income Fund
Officer/Director, Pacholder Fund Inc
Officer/Director, Muniyield Pennsylvania Fund
Officer/Director, Municipal Partners Fund Inc
Officer/Director, Muniyield Michigan Fund Inc
Officer/Director, Gabelli Equity Trust Inc
Officer/Director, Nuveen Senior Income Fund
Officer/Director, Muniyield Insured Fund Inc
Officer/Director, Munienhanced Fund Inc
Officer/Director, Muniyield Florida Fund
Officer/Director, Salomon Inc
Officer/Director, Jones Energy, Inc.
Officer/Director, Cryomedical Sciences, Inc.
Officer/Director, S Y Bancorp Inc
Scholastic Corporation Officer/Director, Scholastic Corporation
Officer/Director, Corvel Corp
Officer/Director, Buckle, Inc.,
Officer/Director, Avid Technology, Inc.
Officer/Director, O'reilly Automotive, Inc.
Officer/Director, Healthrite, Inc.
Officer/Director, Smith Midland Corp
Officer/Director, Mitcham Industries Inc
Officer/Director, Tc Group L.l.c.
Darden Restaurants, Inc. Officer/Director, Darden Restaurants, Inc.
Officer/Director, American Tire Corp
Officer/Director, Synalloy Corp
No Logo Citizens Bank Of Massachusetts, Defendant
No Logo Citizens Bank, NA, Defendant
Credit Suisse Group AG Credit Suisse Group AG, Defendant
Credit Suisse First Boston LLC Credit Suisse First Boston LLC, Defendant
Officially listed as "Credit Suisse Holdings (USA) Inc."
Officer/Director, Expressjet Holdings Inc
Credit Suisse Securities (USA) LLC Credit Suisse Securities (USA) LLC, Defendant
Deutsche Bank AG Deutsche Bank AG, Defendant
Officially listed as "Deutsche Bank Financial LLC"
Officer/Director, Tower Automotive, Inc.
Officer/Director, Nrp, Inc.
Officer/Director, PAC West Telecomm, Inc.
Chipotle Mexican Grill, Inc. Officer/Director, Chipotle Mexican Grill, Inc.
Officer/Director, Sherwood Group, Inc.,
Officer/Director, Briazz, Inc.
Officer/Director, Dsl.net, Inc.
Officer/Director, Blockbuster, Inc.
Officer/Director, Hutchinson Technology Inc.
Officer/Director, Korea Fund Inc
Officer/Director, Brazilian Equity Fund Inc
Officer/Director, Future Germany Fund Inc
Officer/Director, Brazil Fund Inc
Officer/Director, Kemper High Income Trust
Officer/Director, Solv Ex Corp
Officer/Director, Desert Native Designs Inc
Officer/Director, Newmark Homes Corp
Officer/Director, Comple Tel Europe Nv
Officer/Director, Doblique Inc
Officer/Director, Mesa Airlines Inc
Officer/Director, Emerson Radio Corp
Officer/Director, Terrapin 3 Acquisition Corp
Officer/Director, Red Rock Resorts, Inc.
Officer/Director, Emachines Inc /de/
Officer/Director, First Philippine Fund Inc
Officer/Director, Rreef America L.l.c.
Officer/Director, Id Arizona Corp.
Officer/Director, DB Municipal Holdings LLC
Deutsche Bank Securities, Inc. Deutsche Bank Securities, Inc., Defendant
HSBC Bank USA, NA HSBC Bank USA, NA, Defendant
Officially listed as "HSBC Bank USA"
HSBC Finance Corporation HSBC Finance Corporation, Defendant
HSBC Holdings PLC HSBC Holdings PLC, Defendant
Officer/Director, Republic New York Corp
HSBC Securities USA, Inc. HSBC Securities USA, Inc., Defendant
JPMorgan Chase Bank, NA JPMorgan Chase Bank, NA, Defendant
Officially listed as "JPMorgan Chase Bank National Association"
JPMorgan Securities, Inc. JPMorgan Securities, Inc., Defendant
Officer/Director, CHEMICAL BANKING CORP
Officer/Director, Goodrich Petroleum Corp
Officer/Director, Peloton Resources Inc
J.P. Morgan Securities LLC J.P. Morgan Securities LLC, Defendant
Lloyds Banking Group PLC Lloyds Banking Group PLC, Defendant
Lloyds TSB Bank PLC Lloyds TSB Bank PLC, Defendant
RBS Citizens, NA RBS Citizens, NA, Defendant
No Logo Rbs Securities, Inc., Defendant
Royal Bank of Scotland PLC Royal Bank of Scotland PLC, Defendant
Officially listed as "Royal Bank of Scotland Group plc"
UBS AG UBS AG, Defendant
Officer/Director, Cabletron Systems, Inc.
Officer/Director, Dov Pharmaceutical Inc.
Officer/Director, Greenfield Online Inc.
Officer/Director, First South Africa Corp Ltd
Officer/Director, Impsat Corp
Officer/Director, Ubs Capital II Inc
Officer/Director, Dynamic Ventures Inc/canada
Officer/Director, Ip Factory Inc
Officer/Director, Desert Native Designs Inc
Officer/Director, Muniyield Michigan Fund Inc
Officer/Director, Muniyield Fund Inc
Officer/Director, Muniyield Florida Fund
Officer/Director, Pilgrim Prime Rate Trust
Officer/Director, Munivest Fund Inc
Officer/Director, Pioneer High Income Trust
Officer/Director, Mfs Municipal Income Trust
Officer/Director, Pioneer Floating Rate Trust
Officer/Director, Nuveen Senior Income Fund
Officer/Director, Pimco Municipal Income Fund
Officer/Director, Pimco High Income Fund
No Logo UBS Finance (Delaware) Inc., Defendant
UBS Financial Services, Inc. UBS Financial Services, Inc., Defendant
UBS Securities LLC UBS Securities LLC, Defendant
No Logo Westlb AG, Defendant
Attributes
Citation Section 15 U.S.C. § 1
Nature of Suit 410 - Anti-Trust
Office San Francisco
Filed 8/23/2011
Jury Demand Plaintiff
Demand $0
Cause Section 15 U.S.C. § 1 Antitrust Litigation
Jurisdiction Federal Question
Disposition Transfer/Remand - MDL Transfer
County San Francisco
Terminated 9/15/2011
Origin 1
Reopened None
Lead Case
Related Case
311-cv-04271-MEJ
Other Court Case None
Defendant Custody Status
Flags ADRMOP,CLOSED,E-Filing,RELATE,TRANSF
Timeline
  Entries (21) Tab Overlap Calendar Events Tab Overlap Related (0) Tab Overlap Tools Right End
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Legal Document (Payment Possibly Required) 21 Filed: 9/15/2011, Entered: 9/30/2011 ~Notice (other)
TRANSMITTAL NOTICE re [20] Order Transferring Case (ga, COURT STAFF) (Filed on 9/15/2011) (Additional attachment(s) added on 9/30/2011: # (1) Transfer Notice) (ga, COURT STAFF).
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Legal Document (Payment Possibly Required) 20 Filed: 9/15/2011, Entered: 9/15/2011 Order Transferring Case
ORDER TRANSFERRING CASE TO MDL Panel, Southern District of New York : re Libor-Based Financial Instruments Antitrust Litigation MDL No. 2262. (ga, COURT STAFF) (Filed on 9/15/2011)
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Legal Document (Payment Possibly Required) 19 Filed: 9/14/2011, Entered: 9/14/2011 Certificate of Interested Entities
Certificate of Interested Entities by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., The Charles Schwab Corporation identifying Corporate Parent Charles Schwab Corporation for Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., The Charles Schwab Corporation. (Attachments: # (1) Certificate/Proof of Service)(Glackin, Brendan) (Filed on 9/14/2011)
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Blank 18 Filed: 9/13/2011, Entered: 9/13/2011 OrderCourt Filing
ORDER Case Management Statement due by 12/8/2011. Case Management Conference set for 12/15/2011 10:00 AM in Courtroom B, 15th Floor, San Francisco.. Signed by Judge Maria-Elena James on 9/13/2011. (cdnS, COURT STAFF) (Filed on 9/13/2011)
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Legal Document (Payment Possibly Required) 17 Filed: 9/13/2011, Entered: 9/13/2011 Order Relating CaseCourt Filing
ORDER RELATING CASE.. Signed by Judge Maria-Elena James on 9/13/2011. (cdnS, COURT STAFF) (Filed on 9/13/2011)
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Legal Document (Payment Possibly Required) 16 Filed: 9/12/2011, Entered: 9/12/2011 Consent to Proceed Before a US Magistrate JudgeCourt Filing
CONSENT to Proceed Before a US Magistrate Judge by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., The Charles Schwab Corporation.. (Fastiff, Eric) (Filed on 9/12/2011)
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Legal Document (Payment Possibly Required) 15 Filed: 9/6/2011, Entered: 9/6/2011 Summons Returned Executed
SUMMONS Returned Executed by The Charles Schwab Corporation, Charles Schwab Bank, N.A., Charles Schwab & Co., Inc.. Barclay's Capital, Inc. served on 8/25/2011, answer due 9/15/2011. (Kingsdale, Andrew) (Filed on 9/6/2011)
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Blank 14 Filed: 9/6/2011, Entered: 9/6/2011 OrderCourt Filing
ORDER DIRECTING PLAINTIFFS TO FILE CONSENT/DECLINATION. Signed by Judge Maria-Elena James on 9/6/2011. (cdnS, COURT STAFF) (Filed on 9/6/2011)
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Legal Document (Payment Possibly Required) 13 Filed: 9/6/2011, Entered: 9/6/2011 Summons Returned Executed
SUMMONS Returned Executed by The Charles Schwab Corporation, Charles Schwab Bank, N.A., Charles Schwab & Co., Inc.. Lloyds Tsb Bank Plc served on 8/25/2011, answer due 9/15/2011. (Kingsdale, Andrew) (Filed on 9/6/2011)
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Legal Document (Payment Possibly Required) 12 Filed: 9/6/2011, Entered: 9/6/2011 Summons Returned Executed
SUMMONS Returned Executed by The Charles Schwab Corporation, Charles Schwab Bank, N.A., Charles Schwab & Co., Inc.. HSBC Bank USA served on 8/25/2011, answer due 9/15/2011. (Kingsdale, Andrew) (Filed on 9/6/2011)
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Legal Document (Payment Possibly Required) 11 Filed: 9/6/2011, Entered: 9/6/2011 Summons Returned Executed
SUMMONS Returned Executed by The Charles Schwab Corporation, Charles Schwab Bank, N.A., Charles Schwab & Co., Inc.. Deutsche Bank Securities, Inc. served on 8/25/2011, answer due 9/15/2011. (Kingsdale, Andrew) (Filed on 9/6/2011)
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Legal Document (Payment Possibly Required) 10 Filed: 9/6/2011, Entered: 9/6/2011 Summons Returned Executed
SUMMONS Returned Executed by The Charles Schwab Corporation, Charles Schwab Bank, N.A., Charles Schwab & Co., Inc.. Bank of America, N.A. served on 8/25/2011, answer due 9/15/2011. (Kingsdale, Andrew) (Filed on 9/6/2011)
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Legal Document (Payment Possibly Required) 9 Filed: 9/6/2011, Entered: 9/6/2011 Summons Returned Executed
SUMMONS Returned Executed by The Charles Schwab Corporation, Charles Schwab Bank, N.A., Charles Schwab & Co., Inc.. Bank of America Corporation served on 8/25/2011, answer due 9/15/2011. (Kingsdale, Andrew) (Filed on 9/6/2011)
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Legal Document (Payment Possibly Required) 8 Filed: 8/31/2011, Entered: 8/31/2011 Case Management Scheduling OrderCourt Filing
CASE MANAGEMENT SCHEDULING ORDER: Case Management Statement due by 12/1/2011. Case Management Conference set for 12/8/2011 10:00 AM in Courtroom B, 15th Floor, San Francisco.. Signed by Judge Maria-Elena James on 8/31/2011. (cdnS, COURT STAFF) (Filed on 8/31/2011)
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Legal Document (Payment Possibly Required) 7 Filed: 8/31/2011, Entered: 8/31/2011 ~Notice (other)
NOTICE by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A. [Amended] of Potential Tag-Along Actions (Attachments: # (1) Schedule of Actions, # (2) Certificate/Proof of Service, # (3) Exhibit A, Docket Sheet & Complaint 11-cv-04186, # (4) Exhibit B, Docket Sheet & Complaint 11-cv-04187, # (5) Exhibit C, Docket Sheet & Complaint 11-cv-04271)(Glackin, Brendan) (Filed on 8/31/2011)
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Blank 6 Filed: 8/26/2011, Entered: 8/26/2011 ~Notice (other)
NOTICE by Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., The Charles Schwab Corporation Plaintiffs' Counsel's Notice of Potential Tag Along Actions + Exhibits A and B (Attachments: # (1) Certificate/Proof of Service)(Glackin, Brendan) (Filed on 8/26/2011)
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Legal Document (Payment Possibly Required) 5 Filed: 8/26/2011, Entered: 8/26/2011 Order Reassigning CaseCourt Filing
ORDER REASSIGNING CASE. Case reassigned to Magistrate Judge Maria-Elena James for all further proceedings. Magistrate Judge Elizabeth D. Laporte no longer assigned to the case. Signed by Executive Committee on 8/26/11. (ha, COURT STAFF) (Filed on 8/26/2011)
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Legal Document (Payment Possibly Required) 4 Filed: 8/26/2011, Entered: 8/26/2011 Order Reassigning CaseCourt Filing
ORDER REASSIGNING CASE. Signed by Judge Elizabeth D Laporte on 08/26/2011. (kns, COURT STAFF) (Filed on 8/26/2011)
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Legal Document (Payment Possibly Required) 3 Filed: 8/23/2011, Entered: 8/25/2011 ADR Scheduling Order
ADR SCHEDULING ORDER: Joint Case Management Statement due 11/29/2011 & InitialCase Management Conference set for 12/6/2011 at 3:00 PM.. (tn, COURT STAFF) (Filed on 8/23/2011)
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Legal Document (Payment Possibly Required) 2 Filed: 8/23/2011, Entered: 8/25/2011 Summons Issued
Summons Issued as to Defendants Banc of America Securities, LLC, Bank of America Corporation, Bank of America, N.A., Bank of Pennsylvania, Bank of Scotland PLC, Barclays Bank PLC, Barclays US Funding Corp., Chase Bank USA, CitiGroup, Inc., Citibank, N.A., Citigroup Funding, Inc., Citigroup Global Markets Inc., Citizens Bank of Massachusetts, Citizens Bank, N.A., Credit Suisse Group AG, Credit Suisse Holdings (USA) Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Financial LLC, Deutsche Bank Securities, Inc., HSBC Bank USA, HSBC Finance Corporation, HSBC Holdings plc, HSBC Securities (USA) Inc., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities LLC, JPMorgan Chase Bank National Association, Lloyds Banking Group PLC, Lloyds Tsb Bank Plc, RBS Citizens, NA, RBS Securities Inc., Royal Bank of Scotland Group plc, UBS AG, UBS Finance (Delaware) Inc., UBS Financial Services Inc., UBS Securities LLC & Westlb AG. (tn, COURT STAFF) (Filed on 8/23/2011)
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Blank 1 Filed: 8/23/2011, Entered: 8/25/2011 Complaint
COMPLAINT & Jury Trial Demanded - [Summons Issued] against Banc of America Securities, LLC, Bank of America Corporation, Bank of America, N.A., Bank of Pennsylvania, Bank of Scotland PLC, Barclays Bank PLC, Barclays US Funding Corp., Chase Bank USA, CitiGroup, Inc., Citibank, N.A., Citigroup Funding, Inc., Citigroup Global Markets Inc., Citizens Bank of Massachusetts, Citizens Bank, N.A., Credit Suisse Group AG, Credit Suisse Holdings (USA) Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Financial LLC, Deutsche Bank Securities, Inc., HSBC Bank USA, HSBC Finance Corporation, HSBC Holdings plc, HSBC Securities (USA) Inc., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities LLC, JPMorgan Chase Bank National Association, Lloyds Banking Group PLC, Lloyds Tsb Bank Plc, RBS Citizens, NA, RBS Securities Inc., Royal Bank of Scotland Group plc, UBS AG, UBS Finance (Delaware) Inc., UBS Financial Services Inc., UBS Securities LLC, and Westlb AG,[Filing Fee: $350.00, Receipt Number 34611063832] Filed by Plaintiffs The Charles Schwab Corporation, Charles Schwab Bank, N.A. & Charles Schwab & Co., Inc.. (tn, COURT STAFF) (Filed on 8/23/2011) (mjj2S, COURT STAFF).
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