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 101 |
Filed: 10/16/2007, Entered: None |
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Receipt of Supersedeas Bond returned to Larry E. Mobley (Reference: 06-2509, 06-3042)(jrc, ) (Entered: 10/16/2007)
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| 100 |
Filed: 10/11/2007, Entered: None |
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ORDER re 99 Motion for Release of Supersedeas Bond. That the Supersedeas Bond [Exh A to Doc. 72) is released and that Clerk is directed to deliver the original bond to counsel of record for Securities America, Inc. Signed by Judge Jay C. Zainey on 10/10/07. (Reference: 06-2509, 06-3042)(gbw, ) (Entered: 10/11/2007)
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| 99 |
Filed: 10/9/2007, Entered: None |
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EXPARTE/CONSENT MOTION for Release of Supersedeas Bond by Securities America, Inc.. (Attachments: # 1 Memorandum in Support # 2 Proposed Order)(Reference: 06-2509; 06-3042)(Mobley, Larry) Modified on 10/10/2007 (gbw, ). (Entered: 10/09/2007)
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Request |
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| 98 |
Filed: 2/9/2007, Entered: None |
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ORDER of USCA dismissing 81 Notice of Appeal filed by Securities America, Inc., David L McFadden (Reference: 06-2509)(gbw, ) (Entered: 02/21/2007)
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Request |
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| 97 |
Filed: 1/29/2007, Entered: None |
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ORDER OF DISMISSAL. Signed by Judge Jay C. Zainey on 1/26/07.(Reference: 06-2509)(gbw, ) (Entered: 01/31/2007)
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Request |
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| 96 |
Filed: 1/26/2007, Entered: None |
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SATISFACTION OF JUDGMENT by Wayland Adams. (Reference: 06-3042)(Roberts, Thomas) (Entered: 01/26/2007)
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Request |
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| 95 |
Filed: 12/13/2006, Entered: None |
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Certified and Transmitted Certified Electronic Copy of Record on Appeal to US Court of Appeals re 81 Notice of Appeal. USCA Case Number 06-31172. (Reference: 06-2509, 06-3042)(gbw, ) (Entered: 12/18/2006)
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Request |
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| 94 |
Filed: 12/1/2006, Entered: None |
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ORDER re 72 MOTION for Approval of Supersedeas Bond filed by Securities America, Inc.. Signed by Judge Jay C. Zainey on 11/30/06.(Reference: 06-2509, 06-3042)(gbw, ) (Entered: 12/02/2006)
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Request |
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| 92 |
Filed: 11/2/2006, Entered: None |
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APPEAL TRANSCRIPT REQUEST by Securities America, Inc., David L McFadden re 81 Notice of Appeal. No hearings, transcript unnecessary for appeal purposes. (Reference: 06-2509, 06-3042)(gbw, ) (Entered: 11/06/2006)
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Request |
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| 91 |
Filed: 11/1/2006, Entered: None |
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Surreply Brief filed by all plaintiffs re 72 MOTION for Approval of Supersedeas Bond. (Reference: 06-2509, 06-3042)(gbw, ) (Entered: 11/03/2006)
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Request |
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| 90 |
Filed: 11/1/2006, Entered: None |
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ORDER granting 89 Motion for Leave to File surreply brief regarding defendants' motion for approval of supersedeas bond. Signed by Judge Jay C. Zainey on 11/1/06. (Reference: 06-2509, 06-3042)(gbw, ) (Entered: 11/02/2006)
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Request |
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| 89 |
Filed: 10/31/2006, Entered: None |
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EXPARTE/CONSENT MOTION for Leave to File surreply brief regarding defendants' motion for approval of supersedeas bond by all plaintiffs. (Reference: 06-2509, 06-3042)(gbw, ) (Entered: 11/02/2006)
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Request |
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| 88 |
Filed: 10/30/2006, Entered: None |
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REPLY MEMORANDUM in Support filed by Securities America, Inc., David L McFadden re 72 MOTION for Approval of Supersedeas Bond. (Reference: 06-2509, 06-3042)(gbw, ) (Entered: 10/30/2006)
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| 87 |
Filed: 10/30/2006, Entered: None |
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ORDER granting 86 SAI's Motion for Leave to File reply memo in support of its motion for approval of supersedeas bond. Signed by Judge Jay C. Zainey on 10/27/06. (Reference: 06-2509, 06-3042)(gbw, ) (Entered: 10/30/2006)
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Request |
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| 86 |
Filed: 10/26/2006, Entered: None |
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EXPARTE/CONSENT MOTION for Leave to File Reply Memorandum in Support of SAI's Motion for Approval of Supersedeas Bond by Securities America, Inc., Securities America, Inc.. (Attachments: # 1 Proposed Order # 2 Reply Memorandum)(Reference: 06-3042)(Roberts, Thomas) (Entered: 10/26/2006)
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Request |
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| 85 |
Filed: 10/23/2006, Entered: None |
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Correction of Docket Entry by Clerk re 84 Order on Motion to Substitute. Attached correct image of document. (Reference: 06-2509)(gbw, ) (Entered: 10/25/2006)
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Request |
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| 84 |
Filed: 10/23/2006, Entered: None |
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ORDER granting 83 Motion to Substitute original supersedeas bond. . Signed by Judge Jay C. Zainey on 10/23/06. (Reference: 06-2509, 06-3042)(gbw, ) Added correct image of document on 10/25/2006 (gbw, ). Modified on 10/25/2006 (gbw, ). (Entered: 10/25/2006)
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| 83 |
Filed: 10/16/2006, Entered: None |
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EXPARTE/CONSENT MOTION to Substitute original supersedeas bond by Securities America, Inc., David L McFadden. (Attachments: # 1 Supersedeas Bond)(Reference: 06-2509, 06-3042)(gbw, ) (Entered: 10/25/2006)
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Request |
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| 82 |
Filed: 10/19/2006, Entered: None |
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MEMO IN OPPOSITION filed by all plaintiffs re 72 MOTION for Approval of Supersedeas Bond. (Attachments: # 1 Exhibit)(Reference: 06-2509, 06-3042)(gbw, ) (Entered: 10/20/2006)
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Request |
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| 81 |
Filed: 10/16/2006, Entered: None |
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NOTICE OF APPEAL by Securities America, Inc., David L McFadden as to 69 Judgment Filing fee $ 455. (Reference: all cases)(gbw, ) (Entered: 10/18/2006)
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| 80 |
Filed: 10/18/2006, Entered: None |
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EXPARTE/CONSENT MOTION for Leave to File Notice of Hearing and Request Oral Argument on Defendants' Motion for Approval of Supersedeas Bond by Securities America, Inc., Securities America, Inc.. (Attachments: # 1 Proposed Order # 2 Exhibit Notice of Hearing# 3 Exhibit)(Reference: 06-3042)(Roberts, Thomas) (Entered: 10/18/2006)
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Request |
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| 79 |
Filed: 10/17/2006, Entered: None |
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NOTICE OF DEFICIENT DOCUMENT: re 76 Motion for Leave to File Document,. Reason(s) of deficiency: Proposed pleading as attachment to motion for leave to file not provided. Doc. #77 "Request for Oral Argument" should have been an attachment to this motion. For corrective information, see section(s) D17 on http://www.laed.uscourts.gov/cmecf/Deficiency/deficiency.htm Attention: Document must be refiled in its entirety within five (5) working days. Otherwise, it may be stricken by the court without further notice. Deficiency remedy due by 10/24/2006. (Reference: 06-3042)(gbw, ) (Entered: 10/18/2006)
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Request |
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| 78 |
Filed: 10/17/2006, Entered: None |
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NOTICE OF DEFICIENT DOCUMENT: re 74 Motion for Leave to File Document. Reason(s) of deficiency: Proposed pleading as attachment to motion for leave to file not provided. Doc. #75 "Notice of Hearing" should have been an attachment to this motion. For corrective information, see section(s) D17 on http://www.laed.uscourts.gov/cmecf/Deficiency/deficiency.htm Attention: Document must be refiled in its entirety within five (5) working days. Otherwise, it may be stricken by the court without further notice. Deficiency remedy due by 10/24/2006. (Reference: 06-2509)(gbw, ) (Entered: 10/18/2006)
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Request |
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| 77 |
Filed: 10/17/2006, Entered: None |
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DEFICIENT Request/Statement of Oral Argument by Securities America, Inc., Securities America, Inc. regarding 76 MOTION for Leave to File Request for Oral Argument and Set Oral Argument on Defendants' Motion for Approval of Supersedeas Bond. (Reference: 06-3042)(Roberts, Thomas) Modified on 10/18/2006 (gbw, ). (Entered: 10/17/2006)
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Request |
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| 76 |
Filed: 10/17/2006, Entered: None |
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DEFICIENT MOTION for Leave to File Request for Oral Argument and Set Oral Argument on Defendants' Motion for Approval of Supersedeas Bond by Securities America, Inc., Securities America, Inc.. Motion Hearing set for 11/1/2006 09:00 AM before Judge Jay C. Zainey. (Attachments: # 1 Proposed Order)(Reference: 06-3042)(Roberts, Thomas) Modified on 10/18/2006 (gbw, ). (Entered: 10/17/2006)
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| 75 |
Filed: 10/17/2006, Entered: None |
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DEFICIENT NOTICE of Hearing on Motion filed by Securities America, Inc., Securities America, Inc. re 74 MOTION for Leave to File Notice of Hearing on Defendants', 72 MOTION for Bond (and Incorporated Memorandum for Approval of Supersedeas Bond). Motion Hearing set for 11/1/2006 09:00 AM before Judge Jay C. Zainey. (Reference: 06-3042)(Roberts, Thomas) Modified on 10/18/2006 (gbw, ). (Entered: 10/17/2006)
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| 74 |
Filed: 10/17/2006, Entered: None |
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DEFICIENT MOTION for Leave to File Notice of Hearing on Defendants' by Securities America, Inc., Securities America, Inc.. Motion Hearing set for 11/1/2006 09:00 AM before Judge Jay C. Zainey. (Attachments: # 1 Proposed Order)(Reference: 06-3042)(Roberts, Thomas) Modified on 10/18/2006 (gbw, ). (Entered: 10/17/2006)
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Request |
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| 73 |
Filed: 10/16/2006, Entered: None |
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Correction of Docket Entry by Clerk re 72 MOTION for Bond (and Incorporated Memorandum for Approval of Supersedeas Bond). Must answer "Y" when prompt "Is this an Exparte/Consent Motion Y/N?". Cannot file "incorporated memo" with motion. Memo in Support must be filed as an attachment to the motion. (Reference: 06-2509)(gbw, ) (Entered: 10/17/2006)
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| 72 |
Filed: 10/16/2006, Entered: None |
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EXPARTE/CONSENT MOTION for approval of supersedeas bond by Securities America, Inc., Securities America, Inc. with incorporated memo. (Attachments: # 1 Exhibit Supersedeas Bond and Bond# 2 Proposed Order)(Reference: 06-3042)(Roberts, Thomas) Modified on 10/17/2006 (gbw, ). Modified on 10/17/2006 (gbw, ). (Entered: 10/16/2006)
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Request |
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| 71 |
Filed: 10/13/2006, Entered: None |
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NOTICE OF DEFICIENT DOCUMENT: re 70 Motion for Bond. Reason(s) of deficiency: Two or more documents filed as one. Notice of Appeal should have been filed as a separate document not as an exhibit. For corrective information, see section(s) D04 on http://www.laed.uscourts.gov/cmecf/Deficiency/deficiency.htm Attention: Document must be refiled in its entirety within five (5) working days. Otherwise, it may be stricken by the court without further notice. Deficiency remedy due by 10/20/2006. (Reference: 06-2509)(gbw, ) (Entered: 10/16/2006)
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| 70 |
Filed: 10/13/2006, Entered: None |
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DEFICIENT MOTION for Bond by Securities America, Inc., Securities America, Inc.. (Attachments: # 1 Exhibit Exhibit A Supersedeas Bond and Bond# 2 Proposed Order # 3 Exhibit Notice of Appeal)(Reference: 06-3042)(Roberts, Thomas) Modified on 10/16/2006 (gbw, ). (Entered: 10/13/2006)
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| 69 |
Filed: 9/18/2006, Entered: None |
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JUDGMENT in favor of Wayland Adams et al and against Securities America Inc and David L. McFadden, confirming the Arbitration Award entered 5/15/06 and bearing number NASD 03-05687. Signed by Judge Jay C. Zainey on 9/15/06.(Reference: 06-2509, 06-3042)(gbw, ) (Entered: 09/18/2006)
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| 68 |
Filed: 9/12/2006, Entered: None |
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ORDER & REASONS granting 10 Motion confirm arbitration award and denying 45 Motion to Vacate . Signed by Judge Jay C. Zainey. (Reference: 06-2509, 06-3042)(gbw, ) (Entered: 09/13/2006)
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| 67 |
Filed: 9/6/2006, Entered: None |
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ORDER granting 64 Defendants' Motion to Strike Prejudicial Material. Signed by Judge Jay C. Zainey on 9/6/06. (Reference: 06-2509)(gbw, ) (Entered: 09/07/2006)
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Request |
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| 66 |
Filed: 9/1/2006, Entered: None |
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RESPONSE/MEMORANDUM in Opposition filed by all plaintiffs re 64 MOTION to Strike Prejudicial Material. (Reference: BOTH CASES)(gec, ) Additional attachment(s) added on 9/5/2006 (gec, ). (Entered: 09/05/2006)
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Request |
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| 65 |
Filed: 8/30/2006, Entered: None |
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Request/Statement of Oral Argument by Securities America, Inc., David McFadden regarding 64 MOTION to Strike Prejudicial Material. (Reference: 06-3042)(Roberts, Thomas) Modified on 8/31/2006 (gbw, ). (Entered: 08/30/2006)
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| 64 |
Filed: 8/30/2006, Entered: None |
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MOTION to Strike Prejudicial Material by Securities America, Inc., David McFadden. Motion Hearing set for 9/20/2006 09:00 AM before Judge Jay C. Zainey. (Attachments: # 1 Memorandum in Support # 2 Proposed Order # 3 Notice of Hearing)(Reference: 06-3042)(Roberts, Thomas) Modified on 8/31/2006 (gbw, ). (Entered: 08/30/2006)
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| 63 |
Filed: 8/30/2006, Entered: None |
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ORDER granting 62 Plaintiffs' Motion for Leave to File supplemental memo in support of motion to confirm arbitration award. Signed by Judge Jay C. Zainey on 8/29/06. (Reference: 06-2509, 06-3042)(gbw, ) (Entered: 08/30/2006)
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| 62 |
Filed: 8/25/2006, Entered: None |
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EXPARTE/CONSENT MOTION for Leave to File supplemental memo in support of motion to confirm arbitration award by all plaintiffs. (Reference: 06-2509, 06-3042)(gbw, ) (Entered: 08/30/2006)
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Request |
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| 61 |
Filed: 8/25/2006, Entered: None |
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REPLY MEMORANDUM in Further Support of 45 MOTION to Vacate or Modify an Arbitration Award filed by Securities America, Inc., David L McFadden. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4)(Reference: 06-2509, 06-3042)(gec, ) (Entered: 08/25/2006)
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| 60 |
Filed: 8/24/2006, Entered: None |
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ORDER granting 59 Motion for Leave to File Reply Memorandum. Signed by Judge Jay C. Zainey on 8/24/06. (Reference: 06-2509, 06-3042)(gec, ) (Entered: 08/25/2006)
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| 59 |
Filed: 8/23/2006, Entered: None |
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EXPARTE/CONSENT MOTION for Leave to File Reply Memorandum in further support of their pending motion to vacate by Securities America, Inc., David L. McFadden (Attachments: # 1 Proposed Order # 2 Proposed Reply Memorandum in Further Support of Motion to Vacate or Modify An Arbitration Award# 3 Exhibit "1" Securities Arbitration Procedure Manual# 4 Exhibit "2" Westlaw pgs. 1-16# 5 Exhibit "3" Supplemental Declaration of George D. Fagan# 6 Exhibit "4" John N. Bolus, Esq. letter)(Reference: 06-3042)(Roberts, Thomas) Modified on 8/24/2006 (gbw, ). Modified on 8/24/2006 (gbw, ). (Entered: 08/23/2006)
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| 58 |
Filed: 8/18/2006, Entered: None |
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RESPONSE/MEMORANDUM in Opposition filed by all plaintiffs re 45 MOTION to Vacate or Modify Arbitration Award. (Attachments: # 1 Exhibits # 2 Exhibits continued # 3 Exhibits continued)(Reference: BOTH CASES)(cms, ) (Entered: 08/21/2006)
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| 57 |
Filed: 8/18/2006, Entered: None |
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ORDER granting 56 Motion for Leave to File Opposition Memorandum in Excess Pages . Signed by Judge Jay C. Zainey on 8/17/06. (Reference: 06-2509, 06-3042)(blg, ) (Entered: 08/21/2006)
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Request |
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| 56 |
Filed: 8/15/2006, Entered: None |
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EXPARTE/CONSENT MOTION for Leave to File Opposition Memorandum in Excess Pages by all plaintiffs. (Attachments: # 1 Memorandum in Support)(Reference: 06-2509, 06-3042)(blg, ) (Entered: 08/21/2006)
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| 55 |
Filed: 8/18/2006, Entered: None |
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ORDER granting 53 Motion for Leave to Adopt Memorandum in Support of Motion to Vacate or Modify the Award. Signed by Judge Jay C. Zainey on 8/17/06. (Reference: 05-2509)(tbl, ) (Entered: 08/18/2006)
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| 54 |
Filed: 8/18/2006, Entered: None |
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ORDER denying as moot 13 Motion for Expedited Consideration of the Motion for Continuance of the 6/21/06 hearing on the Plaintiffs' Motion to Confirm Award, the Request for a Status Conference to Establish Briefing Schedule and the Notice of Collateral Proceedings . Signed by Judge Jay C. Zainey on 8/17/06. (Reference: 06-2509)(tbl, ) (Entered: 08/18/2006)
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| 53 |
Filed: 8/16/2006, Entered: None |
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EXPARTE/CONSENT MOTION for Leave to File to Adopt Memorandum in Support of Motion to Vacate by Securities America, Inc. and David McFadden. (Attachments: # 1 Memorandum in Support # 2 Proposed Order)(Reference: 06-3042)(Roberts, Thomas) Modified on 8/16/2006 (gbw, ). (Entered: 08/16/2006)
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| 52 |
Filed: 8/16/2006, Entered: None |
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NOTICE OF DEFICIENT DOCUMENT: re 51 RESPONSE/MEMORANDUM in Support filed by Securities America, Inc. re 47 MOTION for Leave to File Excess Pages. (Attachments: # 1 Proposed Order)(Reference: 06-3042)(Roberts, Thomas). Reason(s) of deficiency: Incorrect "document type" selected. Should have selected exparte motion with attachments of memo in support and proposed order. For corrective information, see section(s) D01 on http://www.laed.uscourts.gov/cmecf/Deficiency/deficiency.htm Attention: Document must be refiled in its entirety within five (5) working days. Otherwise, it may be stricken by the court without further notice. Deficiency remedy due by 8/23/2006. (Reference: 06-2509)(gbw, ) (Entered: 08/16/2006)
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| 51 |
Filed: 8/15/2006, Entered: None |
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DEFICIENT RESPONSE/MEMORANDUM in Support filed by Securities America, Inc. re 47 MOTION for Leave to File Excess Pages. (Attachments: # 1 Proposed Order)(Reference: 06-3042)(Roberts, Thomas) Modified on 8/16/2006 (gbw, ). (Entered: 08/15/2006)
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Request |
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| Save 25% on a pre-paid one year subscription. |
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| 50 |
Filed: 8/15/2006, Entered: None |
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MEMORANDUM in Support filed by Securities America, Inc., David L McFadden re 45 MOTION to Vacate or Modify Arbitration Award. (Attachments: # 1 Declaration of George D. Fagan# 2 Exhibit-Adams Award# 3 Exhibit-Adams Statement of Claim# 4 Exhibit-Appointment of Panel# 5 Exhibit-Letter Upton Withdrawal# 6 Exhibit-Objections to Brown Appointment# 7 Exhibit-Order Disqualifying Brown# 8 Exhibit-Claimants Post Hearing Brief# 9 Exhibit 4/13/06 Transcript Excerpt# 10 Exhibit-Brown Disclosure Form# 11 Exhibit-Letter re Browns Update Response# 12 Exhibit-Transcript Excerpt# 13 Exhibit 2-17-05 Transcript Excerpt# 14 Exhibit 6-28-05 Transcript Excerpt# 15 Exhibit 12-1-04 Transcript Excerpt# 16 Exhibit-Rushing Transcript Excerpt# 17 Exhibit-Huang Transcript Excerpt# 18 Exhibit-Brown Resume from Briner# 19 Exhibit-10-6-05# 20 Exhibit 11-10-05 Transcript Excerpt# 21 Exhibit-Herbert Information# 22 Exhibit 7-12-05 Faxed Brown Resume)(Reference: 06-3042)(gbw, ) (Entered: 08/15/2006)
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| 49 |
Filed: 8/14/2006, Entered: None |
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ORDER granting 47 Securities America Inc & David L. McFadden's Motion for Leave to file a memo in support of their motion to vacate an arbitration award, not to exceed 27 pages excluding exhibits. Signed by Judge Jay C. Zainey on 8/10/06. (Reference: 06-2509, 06-3042)(gbw, ) (Entered: 08/15/2006)
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| 48 |
Filed: 8/9/2006, Entered: None |
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NOTICE OF DEFICIENT DOCUMENT: re 46 MOTION for Leave to File Excess Pages by Securities America, Inc.. (Attachments: # 1 Proposed Order Order)(Reference: 06-3042)(Roberts, Thomas). Reason(s) of deficiency: Proposed pleading as attachment to motion for leave to file not provided. Attorney states document refiled as Doc. #47. For corrective information, see section(s) D17 on http://www.laed.uscourts.gov/cmecf/Deficiency/deficiency.htm Attention: Document must be refiled in its entirety within five (5) working days. Otherwise, it may be stricken by the court without further notice. Deficiency remedy due by 8/16/2006. (Reference: 06-2509)(gbw, ) (Entered: 08/10/2006)
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| 47 |
Filed: 8/9/2006, Entered: None |
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MOTION for Leave to File Excess Pages by Securities America, Inc.. (Attachments: # 1 Proposed Order Order# 2 Certificate of Service# 3 Proposed Memorandum in Support of Motion to Vacate or Modify an Arbitration Award# 4 Exhibit Declaration re Memo to Vacate# 5 Exhibit Memo to Vacate-The Adams Award# 6 Exhibit Adams Statement of Claim# 7 Exhibit Appointment of Panel# 8 Exhibit Letter Upton Withdrawal# 9 Exhibit Objections to Brown Appointment# 10 Exhibit Order Disqualify Brown# 11 Exhibit Claimants Post Hearing Brief 4-13-06# 12 Exhibit 4-13-06 Transcript Excerpt# 13 Exhibit 7-21-05 Brown Disclosure Form# 14 Exhibit 8-2-05 Letter re Browns Updated Response# 15 Exhibit Transcript Excerpt# 16 Exhibit 2-17-05 Transcript Excerpt# 17 Exhibit 6-28-05 Transcript Excerpt# 18 Exhibit 12-1-04 Transcript Excerpt# 19 Exhibit Rushing Transcript Excerpt# 20 Exhibit Huang Transcript Excerpt# 21 Exhibit Brown Resume from Briner# 22 Exhibit 10-6-05 Excerpt# 23 Exhibit 11-10-05 Transcript Excerpt# 24 Exhibit Herbert Information# 25 Exhibit 7-12-05 Faxed Brown Resume)(Reference: 06-3042)(Roberts, Thomas) Modified on 8/10/2006 (gbw, ). (Entered: 08/09/2006)
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| 46 |
Filed: 8/9/2006, Entered: None |
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MOTION for Leave to File Excess Pages by Securities America, Inc.. (Attachments: # 1 Proposed Order Order)(Reference: 06-3042)(Roberts, Thomas) (Entered: 08/09/2006)
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| 45 |
Filed: 8/9/2006, Entered: None |
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MOTION to Vacate or Modify Arbitration Award by Securities America, Inc.. (Reference: 06-3042)(Roberts, Thomas) (Entered: 08/09/2006)
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Request |
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| 44 |
Filed: 8/8/2006, Entered: None |
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NOTICE OF DEFICIENT DOCUMENT: re 42 DEFICIENT Memorandum by Securities America, Inc. Memorandum in Support of Motion to Vacate, and in Opposition to Motion to Confirm. (Attachments: # 1 Exhibit The Adams Award# 2 Exhibit Adams Statement of Claim# 3 Exhibit Appointment of Panel# 4 Exhibit Letter Upton Withdrawal# 5 Exhibit SAI Objection to Brown Appointment# 6 Exhibit Order Dismissing Request to Disqualify Brown# 7 Exhibit Claimants Post Hearing Brief and Transcript# 8 Exhibit 4-13-06 Transcript Excerpt# 9 Exhibit Brown Disclosure Form# 10 Exhibit 8-2-05 Letter Browns Updated Response# 11 Exhibit 8-12-05 Transcript Excerpt# 12 Exhibit 2-17-05 Transcript Excerpt# 13 Exhibit 6-28-05 Transcript Excerpt# 14 Exhibit 12-1-04 Transcript Excerpt# 15 Exhibit Rushing Transcript Excerpt# 16 Exhibit Huang Transcript Excerpt# 17 Exhibit Brown Resume# 18 Exhibit Exhibit B# 19 Exhibit Exhibit C-GDF Declaration# 20 Exhibit Exhibit D GDF Declaration# 21 Exhibit Exhibit E GDF Declaration# 22 Exhibit 8-8-06 Declaration)(Reference: 06-3042)(Roberts, Thomas) Modified on 8/9/2006 (gbw, ).. Reason(s) of deficiency: Leave of court is required to file this document. Should be filed as two separate attachments to Doc. #41 as "Proposed Memo in support of motion to vacate" and "Proposed Opposition to motion to confirm. For corrective information, see section(s) D18 on http://www.laed.uscourts.gov/cmecf/Deficiency/deficiency.htm Attention: Document must be refiled in its entirety within five (5) working days. Otherwise, it may be stricken by the court without further notice. Deficiency remedy due by 8/15/2006. (Reference: 06-2509, 06-3042)(gbw, ) (Entered: 08/09/2006)
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Request |
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| 43 |
Filed: 8/8/2006, Entered: None |
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NOTICE OF DEFICIENT DOCUMENT: re 41 DEFICIENT MOTION for Leave to File Excess Pages by Securities America, Inc.. (Attachments: # 1 Proposed Order Order# 2 Exhibit Certificate of Service)(Reference: 06-3042)(Roberts, Thomas) Modified on 8/9/2006 (gbw, ).. Reason(s) of deficiency: Two of more documents filed as one. Memo in support should have been an attachment to the motion. Cannot file motion with "incorporated" memo in support as one document. Proposed pleading as attachment to motion for leave to file not provided. For corrective information, see section(s) D04/D17 on http://www.laed.uscourts.gov/cmecf/Deficiency/deficiency.htm Attention: Document must be refiled in its entirety within five (5) working days. Otherwise, it may be stricken by the court without further notice. Deficiency remedy due by 8/15/2006. (Reference: 06-2509, 06-3042)(gbw, ) (Entered: 08/09/2006)
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Request |
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| 42 |
Filed: 8/8/2006, Entered: None |
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DEFICIENT Memorandum by Securities America, Inc. Memorandum in Support of Motion to Vacate, and in Opposition to Motion to Confirm. (Attachments: # 1 Exhibit The Adams Award# 2 Exhibit Adams Statement of Claim# 3 Exhibit Appointment of Panel# 4 Exhibit Letter Upton Withdrawal# 5 Exhibit SAI Objection to Brown Appointment# 6 Exhibit Order Dismissing Request to Disqualify Brown# 7 Exhibit Claimants Post Hearing Brief and Transcript# 8 Exhibit 4-13-06 Transcript Excerpt# 9 Exhibit Brown Disclosure Form# 10 Exhibit 8-2-05 Letter Browns Updated Response# 11 Exhibit 8-12-05 Transcript Excerpt# 12 Exhibit 2-17-05 Transcript Excerpt# 13 Exhibit 6-28-05 Transcript Excerpt# 14 Exhibit 12-1-04 Transcript Excerpt# 15 Exhibit Rushing Transcript Excerpt# 16 Exhibit Huang Transcript Excerpt# 17 Exhibit Brown Resume# 18 Exhibit Exhibit B# 19 Exhibit Exhibit C-GDF Declaration# 20 Exhibit Exhibit D GDF Declaration# 21 Exhibit Exhibit E GDF Declaration# 22 Exhibit 8-8-06 Declaration)(Reference: 06-3042)(Roberts, Thomas) Modified on 8/9/2006 (gbw, ). (Entered: 08/08/2006)
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Request |
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| 41 |
Filed: 8/8/2006, Entered: None |
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DEFICIENT MOTION for Leave to File Excess Pages by Securities America, Inc.. (Attachments: # 1 Proposed Order Order# 2 Exhibit Certificate of Service)(Reference: 06-3042)(Roberts, Thomas) Modified on 8/9/2006 (gbw, ). (Entered: 08/08/2006)
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Request |
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| 40 |
Filed: 8/2/2006, Entered: None |
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ORDER denying proposed scheduling order re 38 Stipulation filed by Securities America, Inc. Signed by Judge Jay C. Zainey on 8/2/06.(Reference: 06-2509, 06-3042)(gbw, ) (Entered: 08/02/2006)
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Request |
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| 39 |
Filed: 8/2/2006, Entered: None |
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ORDER clarifying 36 Court Order re plaintiffs' motion to confirm and Securities America & David McFadden's motion to vacate the arbitration award set for 8/23/06. Signed by Judge Jay C. Zainey on 8/2/06.(Reference: 06-2509)(gbw, ) (Entered: 08/02/2006)
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Request |
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| 38 |
Filed: 8/1/2006, Entered: None, Terminated: 8/2/2006 |
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STIPULATION by Securities America, Inc. proposing scheduling order. (Attachments: # 1 Proposed Order)(Reference: 06-3042)(Roberts, Thomas) (Entered: 08/01/2006)
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Request |
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| 37 |
Filed: 7/27/2006, Entered: None |
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ORDER that Securities America & David McFadden's application/request to conduct limited discovery and for an evidentiary hearing is denied. Signed by Judge Jay C. Zainey on 7/26/06.(Reference: 06-2509)(gbw, ) (Entered: 07/27/2006)
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Request |
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| 36 |
Filed: 7/27/2006, Entered: None |
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ORDER that Plaintiffs' 10 MOTION to confirm arbitration award & defendants' motion to vacate the arbitration award is set for hearing on 8/23/2006 on the briefs. The motion to vacate shall be filed by the deadline provided in the local rules. Oppositions shall also be filed in accordance with the local rules. Signed by Judge Jay C. Zainey on 7/26/06.(Reference: 05-2509, 06-3042)(gbw, ) (Entered: 07/27/2006)
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Request |
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| 35 |
Filed: 7/25/2006, Entered: None |
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EXPARTE/CONSENT MOTION to set hearing date for plaintiffs' 10 MOTION to confirm arbitration award and defendants' motion to vacate the arbitration award by all plaintiffs. (Attachments: # 1 Memo in Support)(Reference: 06-2509, 06-3042)(gbw, ) (Entered: 07/27/2006)
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Request |
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| 34 |
Filed: 7/21/2006, Entered: None |
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Response Memo by all plaintiffs defendants' reply memo in support of their motion for leave to conduct limited discovery (Attachments: # 1 Exhibits)(Reference: 06-2509, 06-3042)(gbw, ) (Entered: 07/24/2006)
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Request |
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| 33 |
Filed: 7/21/2006, Entered: None |
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ORDER granting 32 Plaintiffs' Motion for Leave to File a response to defendants' reply memo re motion for leave to conduct limited discovery. Signed by Judge Jay C. Zainey on 7/20/06. (Reference: 06-2509, 06-3042)(gbw, ) (Entered: 07/24/2006)
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Request |
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| 32 |
Filed: 7/20/2006, Entered: None |
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EXPARTE/CONSENT MOTION for Leave to File a response to defendants' reply memo re motion for leave to conduct limited discovery by all plaintiffs. (Reference: 06-2509, 06-3042)(gbw, ) (Entered: 07/24/2006)
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Request |
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| 31 |
Filed: 7/20/2006, Entered: None |
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Reply Brief by Securities America, Inc. and David McFadden in support of their application for leave to conduct limited discovery. (Attachments: # 1 Declarations of George D. Fagan & Karen M. Dicke# 2 Exhibit "J"# 3 Exhibit "K")(Reference: Both Cases)(gbw, ) (Entered: 07/20/2006)
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Request |
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| 30 |
Filed: 7/20/2006, Entered: None |
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ORDER granting 29 Defendants' Motion for Leave to File reply brief, declarations & exhibits in support of its application for leave to conduct limited discovery. Signed by Judge Jay C. Zainey on 7/19/06. (Reference: Both Cases)(gbw, ) (Entered: 07/20/2006)
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Request |
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| 29 |
Filed: 7/18/2006, Entered: None |
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EXPARTE/CONSENT MOTION for Leave to File Reply to Plaintiffs' Supplemental Memo in Opposition to Application for Leave to Conduct Limited Discovery by all defendants. (Attachments: # 1 Proposed Order # 2 Proposed Pleading Reply in Support of Application for Leave to Conduct Limited Discovery# 3 Exhibit Declarations Of George Fagan and Karen Dicke# 4 Exhibit Transcript# 5 Exhibit Letter from NASD)(Reference: 06-3042)(Dicke, Karen) Modified on 7/19/2006 (gbw, ). (Entered: 07/18/2006)
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Request |
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| 28 |
Filed: 7/17/2006, Entered: None |
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Supplemental Memorandum in Opposition to the Application of Defendants for Leave to Conduct Limited Discovery by all plaintiffs. (Attachments: # 1 Exhibits)(Reference: BOTH CASES)(gec, ) (Entered: 07/18/2006)
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Request |
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| 27 |
Filed: 7/17/2006, Entered: None |
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ORDER granting 26 Motion for Leave to File Supplemental Memorandum. Signed by Judge Jay C. Zainey on 7/14/06. (Reference: BOTH CASES)(gec, ) (Entered: 07/18/2006)
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Request |
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| 26 |
Filed: 7/14/2006, Entered: None |
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EXPARTE/CONSENT MOTION for Leave to File Supplemental Memorandum in Opposition to the Application of Defendants for Leave to Conduct Limited Discovery by all plaintiffs. (Reference: BOTH CASES)(gec, ) (Entered: 07/18/2006)
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Request |
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| 25 |
Filed: 7/12/2006, Entered: None |
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Supplemental Memorandum by Securities America, Inc. in support of application for leave to conduct limited discovery (Attachments: # 1 Exhibit G# 2 Exhibit H# 3 Exhibit I)(Reference: 06-2509)(gbw, ) (Entered: 07/12/2006)
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Request |
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| 24 |
Filed: 7/11/2006, Entered: None |
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ORDER granting 22 Motion for Leave to File supplemental memo & exhibits in support of its application for leave to conduct limited discovery submitted by Securities America Inc.. Signed by Judge Jay C. Zainey on 7/10/06. (Reference: 06-2509)(gbw, ) (Entered: 07/12/2006)
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Request |
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| 23 |
Filed: 7/10/2006, Entered: None |
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ORDER consolidating 06-2509 with member case 06-3042. Signed by Judge Jay C. Zainey on 7/10/06.(gbw, ) (Entered: 07/12/2006)
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Request |
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| 22 |
Filed: 7/10/2006, Entered: None |
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MOTION for Leave to File Supplemental Memo and Exhibits in Support of Its Application for Leave to Conduct Limited Discovery by Securities America, Inc.. (Attachments: # 1 Proposed Order Granting Leave to File Supplemental Memo in Support re: Discovery# 2 Supplemental Memorandum in Support of Defendant's Application for Leave to Conduct Limited Discovery# 3 Exhibit G - 3/1/06 letter from Arana to Simmons# 4 Exhibit H - Lacombe Statement of Claim# 5 Exhibit I - Wieghmink Statement of Claim)(Fagan, George) Modified on 7/10/2006 (gbw, ). (Entered: 07/10/2006)
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Request |
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| 21 |
Filed: 7/5/2006, Entered: None |
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MEMO IN OPPOSITION by plaintiffs to the application of defendants for leave to conduct limited discovery. (Attachments: # 1 Exhibits)(gbw, ) (Entered: 07/06/2006)
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Request |
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| 20 |
Filed: 6/26/2006, Entered: None |
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Memorandum by Securities America, Inc. in Support of the Application of Securities America, Inc. and David L. McFadden for Leave to Conduct Limited Discovery. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F)(Roberts, Thomas) Modified on 6/27/2006 (gbw, ). (Entered: 06/26/2006)
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Request |
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| 19 |
Filed: 6/19/2006, Entered: None |
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Minute Entry for proceedings held before Judge Jay C. Zainey : Status Conference held on 6/19/2006 re review of three issues raised by defendant which it believes provide grounds for vacating the arbitration award. Defendant's motion to extend its motion to seal 8 is granted. (gbw, ) (Entered: 06/22/2006)
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Request |
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| 18 |
Filed: 6/19/2006, Entered: None |
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ORDER granting 17 Motion to Appear as Appellate Counsel for Plaintiffs. Signed by Judge Jay C. Zainey on 6/16/06. (gec, ) (Entered: 06/20/2006)
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Request |
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| 17 |
Filed: 6/14/2006, Entered: None |
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EXPARTE/CONSENT MOTION to Appear as Appellate Counsel by all plaintiffs. (gec, ) (Entered: 06/20/2006)
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Request |
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| 16 |
Filed: 6/19/2006, Entered: None |
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ORDER granting 11 Defendant's Motion to Enroll Michael H. Rubin, Thomas A. Roberts & Justin O'Brien as co-counsel of record. Signed by Judge Jay C. Zainey. (gbw, ) (Entered: 06/19/2006)
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Request |
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| 15 |
Filed: 6/15/2006, Entered: None |
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RESPONSE/MEMORANDUM in Opposition filed by all plaintiffs re 13 MOTION to Expedite Motion for Continuance, Request for Status Conference and Disclosure of Collateral Proceedings. (Attachments: # 1 Proposed Order)(ala,) (Entered: 06/16/2006)
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Request |
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| 14 |
Filed: 6/15/2006, Entered: None |
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Request/Statement of Oral Argument by Securities America, Inc. regarding 10 MOTION to confirm arbitration award and Request for Leave to Present Oral Testimony. (Dicke, Karen) (Entered: 06/15/2006)
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Request |
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| 13 |
Filed: 6/13/2006, Entered: None |
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EXPARTE/CONSENT MOTION for Expedited Hearing on Motion to Continue hearing on plaintiffs' motion to confirm an arbitration award, Request for Status Conference and Disclosure of Collateral Proceedings by Securities America, Inc.. (Attachments: # 1 Proposed Order on motion for expedited hearing# 2 Motion to Continue, Request for Status Conference, and Disclosure of Collateral Proceedings# 3 Proposed Order on Motion to Continue, Request For Status Conference and Disclosure of Collateral Proceedings# 4 Notice of Hearing on Motion to Continue, Request for Status Conference and Disclosure of Collateral Proceedings)(Dicke, Karen) Modified on 6/14/2006 (gbw, ). Modified on 6/14/2006 (gbw, ). (Entered: 06/13/2006)
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Request |
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| 12 |
Filed: 6/8/2006, Entered: None |
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ORDER granting 8 Motion to Seal pages 9 & 10 of plaintiff's memo in support of motion to confirm award as stated in the document. Signed by Judge Jay C. Zainey. (gbw, ) (Entered: 06/13/2006)
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Request |
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| 11 |
Filed: 6/12/2006, Entered: None |
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EXPARTE/CONSENT MOTION to Appoint Counsel (co-counsel) for Defendant by all defendants. (Attachments: # 1 Proposed Order)(Dicke, Karen) (Entered: 06/12/2006)
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Request |
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| 10 |
Filed: 6/1/2006, Entered: None |
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MOTION to confirm arbitration award by plaintiffs. Motion Hearing set for 6/21/2006 09:00 AM before Judge Jay C. Zainey. (Attachments: # 1 Memorandum in Support # 2 Proposed Order # 3 Exhibits 1-3# 4 Exhibits 4-6 Part 1# 5 Exhibits 4-6 Part 2# 6 Notice of Hearing)(dno, ) (Additional attachment(s) added on 8/19/2011: # 7 Sealed pages 9 & 10 of memo) (jrc, ). (Entered: 06/09/2006)
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Request |
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| 9 |
Filed: 6/2/2006, Entered: None |
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ORDER TRANSFERRING CASE. Case transferred to Judge Jay C. Zainey and Joseph C. Wilkinson, Jr for all further proceedings. Judge Lance M Africk, Karen Wells Roby no longer assigned to case. Signed by Judge Lance M Africk on 6/1/06.(gec, ) (Entered: 06/02/2006)
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Request |
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| 8 |
Filed: 6/2/2006, Entered: None |
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EXPARTE/CONSENT MOTION to Seal Part of Plaintiffs' Memorandum in Support of Motion to Confirm Award and Incorporated Memorandum by all defendants. (Attachments: # 1 Exhibit 1# 2 Proposed Order)(Dicke, Karen) (Entered: 06/02/2006)
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Request |
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| 7 |
Filed: 5/31/2006, Entered: None |
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Response/Reply by Securities America, Inc. to 6 Notice (Other) pursuant to Local Rule 3.1. (Attachments: # 1 Exhibit Notice of Dismissal)(Dicke, Karen) (Entered: 05/31/2006)
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Request |
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| 6 |
Filed: 5/23/2006, Entered: None |
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NOTICE Pursuant to Local Rule 3.1 by all plaintiffs. (ijg, ) (Entered: 05/25/2006)
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Request |
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| 5 |
Filed: 5/24/2006, Entered: None |
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NOTICE of Appearance by Wendy Lynn Rovira on behalf of Securities America, Inc.. (Rovira, Wendy) (Entered: 05/24/2006)
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Request |
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| 4 |
Filed: 5/24/2006, Entered: None |
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NOTICE of Appearance by Wendy Lynn Rovira on behalf of Securities America, Inc.. (Rovira, Wendy) (Entered: 05/24/2006)
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Request |
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| 3 |
Filed: 5/24/2006, Entered: None |
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NOTICE of Appearance by Wendy Lynn Rovira on behalf of Securities America, Inc.. (Rovira, Wendy) (Entered: 05/24/2006)
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Request |
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| 2 |
Filed: 5/16/2006, Entered: None |
Summons Issued |
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Summons Issued as to Securities America, Inc.. (ijg, ) (Entered: 05/17/2006)
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Request |
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| 1 |
Filed: 5/15/2006, Entered: None |
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COMPLAINT against Securities America, Inc. (Filing fee $ 350.) filed by all plaintiffs. (Attachments: # 1 Exhibits# 2 Civil Cover Sheet)(ijg, ) (Entered: 05/17/2006)
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Request |
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