303030 Trading, LLC v. Bank of America Corporation et al

Federal Civil Lawsuit Illinois Northern District Court, Case No. 1:11-cv-04047
District Judge James B. Zagel, presiding

Last Updated September 26, 2016 at 3:34 PM EDT (9.1 years ago)

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Parties

		303030 Trading, LLC, Plaintiff


v.

		Bank of America Corporation, Defendant

		Barclays Bank PLC, Defendant

		Citibank, NA, Defendant
		Officer/Director, Citicorp Venture Capital, Ltd. Officer/Director, Kemet Corporation Officer/Director, STRATOS LIGHTWAVE, INC. Officer/Director, Chippac, Inc. Officer/Director, Citicorp Holdings, Inc. Officer/Director, Citigroup, Inc. Officer/Director, CITICORP Officer/Director, Intersil Holding Co Officer/Director, Citigroup Holdings Co

		Credit Suisse Group AG, Defendant

		Deutsche Bank AG, Defendant
		Officer/Director, Tower Automotive, Inc. Officer/Director, Hayes Lemmerz International, Inc. Officer/Director, International Securities Exchange, Inc. Officer/Director, Nrp, Inc. Officer/Director, PAC West Telecomm, Inc. Officer/Director, Chipotle Mexican Grill, Inc. Officer/Director, Sherwood Group, Inc., Officer/Director, Landry's Seafood Restaurants Inc. Officer/Director, Briazz, Inc. Officer/Director, Dsl.net, Inc. Officer/Director, Blockbuster, Inc. Officer/Director, Hutchinson Technology Inc. Officer/Director, FLEETWOOD ENTERPRISES INC/DE/ Officer/Director, Korea Fund Inc Officer/Director, Mexico Equity & Income Fund Inc Officer/Director, Brazilian Equity Fund Inc Officer/Director, Ldds Communications Inc /ga/ Officer/Director, Future Germany Fund Inc Officer/Director, Brazil Fund Inc Officer/Director, Kemper High Income Trust Officer/Director, Kemper Multi Market Income Trust Officer/Director, Kemper Strategic Income Fund Officer/Director, Solv Ex Corp Officer/Director, Morgan Grenfell Smallcap Fund Inc Officer/Director, Desert Native Designs Inc Officer/Director, Newmark Homes Corp Officer/Director, Comple Tel Europe Nv Officer/Director, Doblique Inc Officer/Director, Apex Bioventures Acquisition Corp Officer/Director, Mesa Airlines Inc Officer/Director, Stoneleigh Partners Acquisition Corp. Officer/Director, Emerson Radio Corp Officer/Director, Terrapin 3 Acquisition Corp Officer/Director, Red Rock Resorts, Inc. Officer/Director, Emachines Inc /de/ Officer/Director, First Philippine Fund Inc Officer/Director, Deutsche Asset Management Inc/de Officer/Director, Scudder Rreef Real Estate Fund II Inc Officer/Director, Rreef America L.l.c. Officer/Director, Id Arizona Corp. Officer/Director, Nuveen Municipal High Income Opportunity Fund Officer/Director, DB Municipal Holdings LLC Officer/Director, Zim Integrated Shipping Services Ltd.

		HSBC Holdings PLC, Defendant
		Officer/Director, Hsbc Absolute Return Portolio LLC Officer/Director, Republic New York Corp

		JPMorgan Chase Bank, NA, Defendant Officially listed as "JP Morgan Chase & Co."

		Lloyds Banking Group PLC, Defendant

		Royal Bank of Scotland PLC, Defendant Officially listed as "Royal Bank of Scotland Group PLC"
		Officer/Director, RBSG International Holdings Ltd. Officer/Director, Citizens Financial Group Inc/de Officer/Director, Royal Bank Of Scotland Group Plc Officer/Director, RBS CBFM North America Corp. Officer/Director, NatWest Group Holdings Corp. Officer/Director, National Westminster Bank Plc /eng/

		UBS AG, Defendant
		Officer/Director, Cabletron Systems, Inc. Officer/Director, Dov Pharmaceutical Inc. Officer/Director, Greenfield Online Inc. Officer/Director, First South Africa Corp Ltd Officer/Director, Impsat Corp Officer/Director, Ubs Capital II Inc Officer/Director, Dynamic Ventures Inc/canada Officer/Director, Ip Factory Inc Officer/Director, India Globalization Capital, Inc. Officer/Director, Desert Native Designs Inc Officer/Director, Blackrock California Insured Municipal Income Trust Officer/Director, American Capital High Yield Investments Inc Officer/Director, Nuveen Massachusetts Dividend Advantage Municipal Fund Officer/Director, Nuveen Connecticut Dividend Advantage Municipal Fund 2 Officer/Director, Scudder Rreef Real Estate Fund Inc Officer/Director, Scudder Rreef Real Estate Fund II Inc Officer/Director, Eaton Vance Credit Opportunities Fund Officer/Director, Painewebber Premier Tax Free Income Fund Inc Officer/Director, Muniholdings New York Fund Inc Officer/Director, Nicholas Applegate Convertible & Income Fund Officer/Director, Evergreen Income Opportunity Fund Officer/Director, Nicholas Applegate Convertible & Income Fund II Officer/Director, Municipal Premium Income Trust/ma Officer/Director, Intercapital Insured Municipal Bond Trust Officer/Director, Van Kampen Merritt Ohio Quality Municipal Trust Officer/Director, Van Kampen Merritt Trust For Insured Municipals Officer/Director, Van Kampen Merritt Trust For Investment Grade New York Munic Officer/Director, Van Kampen Merritt Trust For Investment Grade New Jersey Mun Officer/Director, Van Kampen Merritt Municipal Opportunity Trust Officer/Director, Van Kampen Merritt Massachusetts Value Municipal Income Trus Officer/Director, Intercapital California Insured Municipal Income Trust Officer/Director, Van Kampen Merritt Pennsylvania Value Municipal Income Trust Officer/Director, Van Kampen Merritt California Value Municipal Income Trust Officer/Director, Intercapital New York Quality Municipal Securities Officer/Director, Van Kampen Merritt Select Sector Municipal Trust Officer/Director, Blackrock California Investment Quality Municipal Trust Inc Officer/Director, Preferred Income Strategies Fund Inc Officer/Director, Preferred & Corporate Income Strategies Fund Inc Officer/Director, Blackrock Global Floating Rate Income Trust Officer/Director, Nuveen Massachusetts Premium Income Municipal Fund Officer/Director, Nuveen Insured California Premium Income Municipal Fund 2 In Officer/Director, Nuveen Ohio Dividend Advantage Municipal Fund Officer/Director, Nuveen Ohio Dividend Advantage Municipal Fund 2 Officer/Director, Nuveen Ohio Dividend Advantage Municipal Fund 3 Officer/Director, Nuveen Arizona Dividend Advantage Municipal Fund 3 Officer/Director, Muniyield Michigan Fund Inc Officer/Director, Muniyield California Insured Fund II Inc Officer/Director, Muniyield Michigan Insured Fund Inc Officer/Director, Muniholdings Florida Insured Fund Inc Officer/Director, Muniyield Fund Inc Officer/Director, Muniyield California Fund Inc Officer/Director, Muniyield Florida Fund Officer/Director, Muniyield Arizona Fund II Inc Officer/Director, Blackrock Florida Municipal Income Trust Officer/Director, Nuveen Dividend Advantage Municipal Fund 3 Officer/Director, Blackrock New York Insured Municipal Income Trust Officer/Director, Nuveen Michigan Quality Income Municipal Fund Inc Officer/Director, Nuveen Ohio Quality Income Municipal Fund Inc Officer/Director, Nuveen Michigan Premium Income Municipal Fund Inc Officer/Director, Blackrock Insured Municipal Income Trust Officer/Director, Federated Municipal Income Fund Officer/Director, Pilgrim Prime Rate Trust Officer/Director, Munivest Fund Inc Officer/Director, Muniyield Florida Insured Fund /nj/ Officer/Director, Blackrock Investment Quality Municipal Trust Inc Officer/Director, Blackrock California Municipal Income Trust Officer/Director, Blackrock New Jersey Municipal Income Trust Officer/Director, Duff & Phelps Utilities Income Inc Officer/Director, Blackrock Pennsylvania Strategic Municipal Trust Officer/Director, Pioneer High Income Trust Officer/Director, Blackrock New Jersey Municipal Bond Trust Officer/Director, PIMCO Floating Rate Strategy Fund Officer/Director, Mfs Municipal Income Trust Officer/Director, Massachusetts Health & Educational Tax Exempt Trust Officer/Director, Blackrock New York Investment Quality Municipal Trust Inc Officer/Director, Blackrock New Jersey Investment Quality Municipal Trust Inc Officer/Director, Pimco Corporate Opportunity Fund Officer/Director, Eaton Vance Limited Duration Income Fund Officer/Director, Eaton Vance Floating Rate Income Trust Officer/Director, American Municipal Income Portfolio Inc Officer/Director, Blackrock Florida Municipal 2022 Term Trust Officer/Director, Blackrock Municipal 2022 Term Trust Officer/Director, Dreyfus Strategic Municipals Inc Officer/Director, Dreyfus Municipal Income Inc Officer/Director, Dreyfus Strategic Municipal Bond Fund Inc Officer/Director, Alliance California Municipal Income Fund Officer/Director, Eaton Vance Senior Floating Rate Fund Officer/Director, Pioneer Floating Rate Trust Officer/Director, Eaton Vance Senior Income Trust Officer/Director, Franklin Templeton Strategic Income Trust Officer/Director, First American Minnesota Municipal Income Fund II Inc Officer/Director, Minnesota Municipal Income Portfolio Inc Officer/Director, Delphi Automotive Systems Corp Officer/Director, Eaton Vance Municipal Income Trust Officer/Director, Eaton Vance Florida Municipal Income Trust Officer/Director, Eaton Vance Ohio Municipal Income Trust Officer/Director, Eaton Vance Pennsylvania Municipal Income Trust Officer/Director, Eaton Vance Michigan Municipal Income Trust Officer/Director, Eaton Vance Massachusetts Municipal Income Trust Officer/Director, Eaton Vance New Jersey Municipal Income Trust Officer/Director, Eaton Vance California Municipal Income Trust Officer/Director, Nuveen Senior Income Fund Officer/Director, Pimco Municipal Income Fund Officer/Director, Pimco New York Municipal Income Fund Officer/Director, Pimco California Municipal Income Fund Officer/Director, Cohen & Steers Income Realty Fund Inc Officer/Director, Alliance National Municipal Income Fund Officer/Director, Pimco Municipal Income Fund II Officer/Director, Pimco California Municipal Income Fund II Officer/Director, Pimco New York Municipal Income Fund II Officer/Director, Blackrock Florida Insured Municipal Income Trust Officer/Director, Pimco California Municipal Income Fund III Officer/Director, Pimco New York Municipal Income Fund III Officer/Director, Pimco Municipal Income Fund III Officer/Director, Eaton Vance Insured Municipal Bond Fund II Officer/Director, Eaton Vance Insured California Municipal Bond Fund II Officer/Director, Eaton Vance Insured Massachusetts Municipal Bond Fund I Officer/Director, Eaton Vance Insured Michigan Municipal Bond Fund I Officer/Director, Eaton Vance Insured New Jersey Municipal Bond Fund I Officer/Director, Eaton Vance Insured New York Municipal Bond Fund II Officer/Director, Eaton Vance Insured Ohio Municipal Bond Fund I Officer/Director, Eaton Vance Insured Pennsylvania Municipal Bond Fund I Officer/Director, Pimco High Income Fund Officer/Director, Pioneer Muncipal High Income Trust Officer/Director, Pioneer Municipal Advantage Trust Officer/Director, Nuveen Tax Advantaged Total Return Strategy Fund Officer/Director, Calamos Strategic Total Return Fund Officer/Director, Cohen & Steers Global Income Realty Fund, Inc. Officer/Director, Nuveen Tax-Advantaged Floating Rate Fund Officer/Director, Nuveen Florida Investment Quality Municipal Fund Inc Officer/Director, Nuveen Florida Quality Income Municipal Fund Inc Officer/Director, Nuveen Insured Florida Premium Income Municipal Fund Officer/Director, Painewebber Premier Insured Municipal Income Fund Inc Officer/Director, Pimco Floating Rate Income Fund Officer/Director, Nuveen Insured Municipal Opportunity Fund Inc Officer/Director, Intercapital Quality Municipal Income Trust

		Westlb AG, Defendant

Attributes

Office	Chicago
Filed	6/14/2011
Jury Demand	Plaintiff
Demand
Nature of Suit	850 - Other Statutes: Securities/Commodities/Exchange
Cause	7 U.S.C. § 25 Fraud - Commodities Leverage Contracts
Jurisdiction	Federal Question
Disposition	Transfer/Remand - MDL Transfer
County	Cook
Terminated	8/31/2011
Origin	1
Reopened	None
Lead Case	None
Related Case
Other Court Case	None
Defendant Custody Status
Flags	SCHENKIER,TERMED

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5	Filed: 9/9/2011, Entered: 9/9/2011	case transferred out - district transfer
	TRANSFERRED to the Southern District of New York the electronic record. Mailed letter to all counsel of record. (lw, )
	Request

	Filed: None, Entered: None	other
	ELECTRONIC Acknowledgment of case transferred to the Southern District of New York as case 1:11-cv-05930, filed 08/24/2011. (lcw, )


4	Filed: 8/23/2011, Entered: 8/31/2011	Order
	CONDITIONAL TRANSFER ORDER from MDL Panel transferring case to Southern District of New York. (lw, )
	Request

	Filed: None, Entered: None	Case Assigned
	CASE ASSIGNED to the Honorable James B. Zagel. Designated as Magistrate Judge the Honorable Sidney I. Schenkier. (jn, )


3	Filed: 6/14/2011, Entered: 6/14/2011	Attorney Appearance
	ATTORNEY Appearance for Plaintiff 303030 Trading, LLC by Paul Ethan Slater (Slater, Paul)
	Request

2	Filed: 6/14/2011, Entered: 6/14/2011	Civil Cover Sheet
	CIVIL Cover Sheet (Slater, Paul)
	Request

1	Filed: 6/14/2011, Entered: 6/14/2011	Complaint
	COMPLAINT filed by 303030 Trading, LLC; Jury Demand. Filing fee $ 350, receipt number 0752-6096882.(Slater, Paul)
	Request

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