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Since this appears to be a very large docket, we will only show 500 entries at at time.
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 1689 |
Filed: 5/29/2018, Entered: None |
memorandum opinion and order |
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Published at  |
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 1688 |
Filed: 5/29/2018, Entered: None |
Order on Motion to Alter Judgment |
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 Request |
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| 1686 |
Filed: 5/15/2018, Entered: None |
order on motion to file instanter |
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Request |
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| 1684 |
Filed: 5/10/2018, Entered: None |
File Instanter |
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Request |
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| 1682 |
Filed: 3/29/2018, Entered: None |
Order on Motion for Leave to File |
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Request |
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| 1680 |
Filed: 3/28/2018, Entered: None |
Leave to File Document |
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Request |
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| 1678 |
Filed: 3/27/2018, Entered: None |
Leave to File Document |
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Request |
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| 1676 |
Filed: 3/26/2018, Entered: None |
Order on Motion for Miscellaneous Relief |
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Request |
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| 1674 |
Filed: 3/22/2018, Entered: None |
Miscellaneous Relief |
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Request |
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| 1663 |
Filed: 7/12/2017, Entered: None |
Order on Motion for Leave to File |
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Request |
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| 1661 |
Filed: 7/12/2017, Entered: None |
Leave to File Document |
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Request |
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| 1658 |
Filed: 6/16/2017, Entered: None |
Order on Motion to Withdraw |
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Request |
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| 1655 |
Filed: 6/15/2017, Entered: None |
Withdraw |
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Request |
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| 1654 |
Filed: 6/2/2017, Entered: None |
Order on Motion to Amend/Correct |
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Request |
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| 1652 |
Filed: 6/1/2017, Entered: None |
Amend/Correct |
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Request |
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| 1648 |
Filed: 6/1/2017, Entered: None |
Miscellaneous Relief |
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Request |
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| 1645 |
Filed: 5/17/2017, Entered: None |
order on motion to set a briefing schedule |
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Request |
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| 1643 |
Filed: 5/16/2017, Entered: None |
Briefing Schedule |
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Request |
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| 1641 |
Filed: 5/16/2017, Entered: None |
File Excess Pages |
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Request |
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| 1640 |
Filed: 5/16/2017, Entered: None |
Alter Judgment |
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Request |
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| 1638 |
Filed: 5/2/2017, Entered: None |
Judgment - AO450 |
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Request |
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| 1637 |
Filed: 5/2/2017, Entered: None |
memorandum opinion and order |
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Request |
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| 1636 |
Filed: 5/2/2017, Entered: None |
Order on Motion for Leave to File |
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Request |
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| 1634 |
Filed: 12/14/2016, Entered: None |
Order on Motion to Dismiss |
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Request |
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| 1631 |
Filed: 12/13/2016, Entered: None |
Dismiss |
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Request |
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| 1627 |
Filed: 11/28/2016, Entered: None |
Strike |
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Request |
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| 1626 |
Filed: 11/28/2016, Entered: None |
Leave to File Document |
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Request |
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| 1614 |
Filed: 11/7/2016, Entered: None |
Bar |
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Request |
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| 1607 |
Filed: 10/26/2016, Entered: None |
Order on Motion to Continue |
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Request |
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| 1604 |
Filed: 10/25/2016, Entered: None |
Strike |
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Request |
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| 1603 |
Filed: 10/25/2016, Entered: None |
File Instanter |
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Request |
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| 1601 |
Filed: 10/25/2016, Entered: None |
Order on Motion to Continue |
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Request |
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| 1590 |
Filed: 10/20/2016, Entered: None |
Order on Motion to Withdraw as Attorney |
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Request |
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| 1584 |
Filed: 10/19/2016, Entered: None |
Withdraw as Attorney |
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Request |
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| 1583 |
Filed: 10/18/2016, Entered: None |
In Limine |
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Request |
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| 1580 |
Filed: 10/17/2016, Entered: None |
In Limine |
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Request |
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| 1579 |
Filed: 10/17/2016, Entered: None |
Sanctions |
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Request |
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| 1577 |
Filed: 10/13/2016, Entered: None |
Order on Motion to Dismiss |
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Request |
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| 1574 |
Filed: 10/6/2016, Entered: None |
Dismiss |
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Request |
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| 1569 |
Filed: 9/14/2016, Entered: None |
Order on Motion to Withdraw as Attorney |
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Request |
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| 1565 |
Filed: 9/7/2016, Entered: None |
Order on Motion to Withdraw as Attorney |
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Request |
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| 1563 |
Filed: 9/7/2016, Entered: None |
Withdraw as Attorney |
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Request |
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| 1558 |
Filed: 8/23/2016, Entered: None |
Bar |
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Request |
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| 1540 |
Filed: 4/8/2016, Entered: None |
Order on Motion to Strike |
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Request |
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| 1534 |
Filed: 4/4/2016, Entered: None |
Strike |
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Request |
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| 1531 |
Filed: 4/1/2016, Entered: None |
File Excess Pages |
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Request |
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| 1529 |
Filed: 4/1/2016, Entered: None |
Strike |
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Request |
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| 1522 |
Filed: 3/23/2016, Entered: None |
Order on Motion for Extension of Time to File Response/Reply |
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Request |
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| 1520 |
Filed: 3/23/2016, Entered: None |
Extension of Time to File Response/Reply |
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Request |
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| 1519 |
Filed: 3/22/2016, Entered: None |
order on motion to bar |
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Request |
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| 1512 |
Filed: 3/18/2016, Entered: None |
Bar |
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Request |
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| 1511 |
Filed: 3/18/2016, Entered: None |
Amend/Correct |
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Request |
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| 1488 |
Filed: 2/23/2016, Entered: None |
Order on Motion for Leave to File Excess Pages |
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Request |
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| 1485 |
Filed: 2/22/2016, Entered: None |
File Excess Pages |
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Request |
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| 1484 |
Filed: 2/22/2016, Entered: None |
Order on Motion to Strike |
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Request |
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| 1479 |
Filed: 2/18/2016, Entered: None |
Strike |
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Request |
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| 1478 |
Filed: 2/11/2016, Entered: None |
order on motion to set a briefing schedule |
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Request |
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| 1471 |
Filed: 2/3/2016, Entered: None |
Briefing Schedule |
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Request |
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| 1470 |
Filed: 2/3/2016, Entered: None |
Order on Motion to Strike |
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Request |
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| 1465 |
Filed: 2/2/2016, Entered: None |
Order on Motion for Extension of Time to File |
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Request |
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| 1463 |
Filed: 2/2/2016, Entered: None |
Extension of Time to File Document |
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Request |
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| 1461 |
Filed: 2/2/2016, Entered: None |
Strike |
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Request |
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| 1460 |
Filed: 2/2/2016, Entered: None |
Amend/Correct |
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Request |
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| 1442 |
Filed: 2/1/2016, Entered: None |
Partial Summary Judgment |
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Request |
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| 1441 |
Filed: 1/28/2016, Entered: None |
Order on Motion to Strike |
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Request |
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| 1438 |
Filed: 1/27/2016, Entered: None |
Strike |
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Request |
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| 1415 |
Filed: 1/23/2016, Entered: None |
Partial Summary Judgment |
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Request |
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| 1409 |
Filed: 1/22/2016, Entered: None |
SUMMARY JUDGMENT |
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Request |
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| 1398 |
Filed: 10/15/2015, Entered: None |
Withdraw |
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Request |
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| 1390 |
Filed: 10/5/2015, Entered: None |
Withdraw as Attorney |
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Request |
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| 1387 |
Filed: 10/2/2015, Entered: None |
File Excess Pages |
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Request |
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| 1383 |
Filed: 10/2/2015, Entered: None |
Bar |
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Request |
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| 1382 |
Filed: 10/2/2015, Entered: None |
File Excess Pages |
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Request |
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| 1381 |
Filed: 10/2/2015, Entered: None |
Bar |
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Request |
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| 1379 |
Filed: 10/2/2015, Entered: None |
File Excess Pages |
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Request |
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| 1378 |
Filed: 10/2/2015, Entered: None |
Strike |
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Request |
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| 1377 |
Filed: 10/2/2015, Entered: None |
Miscellaneous Relief |
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Request |
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| 1371 |
Filed: 9/8/2015, Entered: None |
Order |
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Request |
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| 1370 |
Filed: 9/4/2015, Entered: None |
Order on Motion to Withdraw as Attorney |
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Request |
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| 1369 |
Filed: 9/4/2015, Entered: None |
Order |
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Request |
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| 1366 |
Filed: 9/2/2015, Entered: None |
Withdraw as Attorney |
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Request |
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| 1360 |
Filed: 8/14/2015, Entered: None |
Withdraw as Attorney |
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Request |
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| 1358 |
Filed: 8/13/2015, Entered: None |
Withdraw as Attorney |
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Request |
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| 1347 |
Filed: 1/26/2015, Entered: None |
Order |
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Request |
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| 1341 |
Filed: 1/9/2015, Entered: None |
Order |
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Request |
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| 1340 |
Filed: 1/6/2015, Entered: None |
Status Hearing Held |
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Request |
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| 1337 |
Filed: 11/3/2014, Entered: None |
memorandum opinion and order |
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Request |
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| 1335 |
Filed: 10/27/2014, Entered: None |
Order |
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Request |
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| 1334 |
Filed: 10/17/2014, Entered: None |
memorandum opinion and order |
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Request |
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| 1333 |
Filed: 10/17/2014, Entered: None |
Order on Motion for Reconsideration |
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Request |
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| 1328 |
Filed: 10/15/2014, Entered: None |
Reconsideration |
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Request |
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| 1327 |
Filed: 9/30/2014, Entered: None |
Order on Motion to Compel |
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Request |
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| 1320 |
Filed: 9/17/2014, Entered: None |
Compel |
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Request |
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| 1297 |
Filed: 10/9/2013, Entered: None |
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JOINT EXPERT DISCOVERY SCHEDULING ORDER Signed by the Honorable Arlander Keys on 10/9/2013. Mailed notice(ac, ) (Entered: 10/09/2013)
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Request |
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| 1296 |
Filed: 10/2/2013, Entered: None |
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MINUTE entry before Honorable Elaine E. Bucklo: Plaintiffs' telephonic request to withdraw their objections to the the Magistrate Judge's Memorandum Opinion and Order dated September 4, 2013 is granted. Mailed notice (jdh) (Entered: 10/02/2013)
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Request |
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| 1295 |
Filed: 9/23/2013, Entered: None |
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MINUTE entry before Honorable Arlander Keys: Status hearing held and continued to 11/22/13 at 9:00 a.m. Parties informed the court that all fact discovery has been completed. Plaintiff's oral motion to withdraw its renewed motion for an order compelling defendants' production of audit trail data and related electronically stored information 1249 is granted. Said motion 1249 having been withdrawn, plaintiff's motion to strike 1288 as well as defendants motion to strike 1292 are denied as moot. The 9/25/13 notice of motion hearing date for each of those motions [1288, 1292] is stricken; no appearance is necessary on that date. As stated in open court, parties shall submit a joint proposed expert discovery schedule by 10/7/13. Mailed notice. (rbf, ) (Entered: 09/23/2013)
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Request |
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| 1294 |
Filed: 9/23/2013, Entered: None |
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RESPONSE by Last Atlantis Capital LLCin Opposition to MOTION by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; to strike reply to response to motion, 1286 , reply,, 1285 1292 (Friedman, Andrew) (Entered: 09/23/2013)
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Request |
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| 1293 |
Filed: 9/20/2013, Entered: None |
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NOTICE of Motion by all Defendants by Howard Schiffman for presentment of motion to strike, motion for relief, 1292 before Honorable Arlander Keys on 9/25/2013 at 09:00 AM. (Schiffman, Howard) (Text Modified on 9/20/2013, to reflect a filing by all defendants.) (tg, ). (Entered: 09/20/2013)
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Request |
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| 1292 |
Filed: 9/20/2013, Entered: None |
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MOTION by all Defendants ; to strike reply to response to motion, 1286 , reply,, 1285 (Schiffman, Howard)(Docket text Modified by clerk's office on 9/20/2013) (vcf, ). (Entered: 09/20/2013)
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Request |
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| 1291 |
Filed: 9/19/2013, Entered: None |
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NOTICE of Motion by Andrew David Friedman for presentment of motion to strike, motion for relief 1288 before Honorable Arlander Keys on 9/25/2013 at 09:00 AM. (Friedman, Andrew) (Entered: 09/19/2013)
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Request |
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| 1290 |
Filed: 9/19/2013, Entered: None |
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MEMORANDUM by Last Atlantis Capital LLC in support of motion to strike, motion for relief 1288 Plaintiffs Memorandum In Support of Motion to Strike Goldman Sachs Defendants' Oppisition to the Renewed Motion to Compel Production of Audit trail Datae (Friedman, Andrew) (Entered: 09/19/2013)
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Request |
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| 1289 |
Filed: 9/19/2013, Entered: None |
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AFFIDAVIT by Plaintiff Last Atlantis Capital LLC in Support of MOTION by Plaintiff Last Atlantis Capital LLC to strike memorandum in opposition to motion 1267 1288 Declaration of Plaintiffs' Counsel In Support of Motion to Strike Goldman Sachs Defendants' Opposition to Renewed Motion to Compel Production of Audit Trail Data (Attachments: # 1 Exhibit A - Transcript of Deposition of Dennis Kerlin, # 2 Exhibit B - Goldman Defendants' Response to Request For Admission No 60, # 3 Exhibit C - Relevant Pages of Brief Filed August 14, 2009, # 4 Exhibit D - Transcript of Proceedings On Jamnuary 21, 2011, # 5 Exhibit E - Memorandum from PHLX re Parameters for Firm Quote Violations Marked as PHLX Ex ()(Friedman, Andrew) (Entered: 09/19/2013)
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Request |
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| 1288 |
Filed: 9/19/2013, Entered: None |
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MOTION by Plaintiff Last Atlantis Capital LLC to strike memorandum in opposition to motion 1267 (Friedman, Andrew) (Entered: 09/19/2013)
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Request |
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| 1287 |
Filed: 9/19/2013, Entered: None |
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OBJECTIONS by Last Atlantis Capital LLC to order on motion for protective order, order on motion to compel, text entry,,, 1281 , memorandum opinion and order 1282 (Attachments: # 1 Exhibit A)(Friedman, Andrew) (Entered: 09/19/2013)
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Request |
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| 1286 |
Filed: 9/12/2013, Entered: None |
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REPLY by Last Atlantis Capital LLC to response in opposition to motion, 1269 , memorandum in opposition to motion 1267 , response in opposition to motion,, 1266 Reply in Further Support of Plaintiffs' Renewed Motion for an Order Compelling Defendants Production of Certain Audit Trail Data and Other Electronically Stored Information (Friedman, Andrew) (Entered: 09/12/2013)
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Request |
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| 1285 |
Filed: 9/12/2013, Entered: None |
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REPLY by Plaintiff Last Atlantis Capital LLC Declaration of Andrew Friedman In Reply to Defendants' Opposition to the Renewed Motion for an Order Compelling Defendants' Production of Audit Trail Data and Other Electronically Stored Information (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O)(Friedman, Andrew) (Entered: 09/12/2013)
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Request |
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| 1284 |
Filed: 9/6/2013, Entered: None |
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MINUTE entry before Honorable Arlander Keys:At the parties' request, the time for Plaintiffs to file replies to Defendants' responses to Plaintiffs' renewed motion to compel Defendants' production of audit trail data and related electronically stored information[#1249] is extended to 9/11/2013. Mailed notice (ac, ) (Entered: 09/06/2013)
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Request |
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| 1283 |
Filed: 9/4/2013, Entered: None |
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MINUTE entry before Honorable Arlander Keys: Pursuant to the parties' Stipulation of Voluntary Withdrawal of Motion, Goldman Sachs' Motion for Sanctions for Plaintiffs' Failure to Comply With the Court' s March 4, 2013 Order 1256 is denied without prejudice. Mailed notice (ac, ) (Entered: 09/04/2013)
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Request |
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| 1282 |
Filed: 9/4/2013, Entered: None |
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MEMORANDUM Opinion and Order. Signed by the Honorable Arlander Keys on 9/4/2013. Mailed notice(ac, )
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| 1281 |
Filed: 9/4/2013, Entered: None |
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ORDER before Honorable Arlander Keys: For the reasons explained more fully in the attached Memorandum Opinion and Order, the Court denies plaintiffs' motion for an order directing the Goldman Sachs defendants to comply with Rules 30(b)(6) and 30(c) [Docket #1251], and grants GSEC and SLK-Hull Derivatives motion for a protective order concerning plaintiffs' subpoenas to Duncan Niederauer and Stuart Sternberg [Docket #1224]. Mailed notice (ac, ) (Entered: 09/04/2013)
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Request |
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| 1280 |
Filed: 9/3/2013, Entered: None |
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STIPULATION regarding motion for sanctions 1256 for Plaintiffs' Failure to Comply With the Court's March 4, 2013 Order is being Withdrawn without prejudice. (Schiffman, Howard) (Entered: 09/03/2013)
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Request |
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| 1279 |
Filed: 8/20/2013, Entered: None |
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REPLY by Plaintiff Last Atlantis Capital LLC to reply, 1278 SUBSTITUTE Reply Memorandum in Further Support of Plaintiffs' Motion to Compel Goldman Sachs Defendants' Compliance With Rule 30(b)(6) and An Award of Reasonable Expenses Incurred As A Result of Defendants' Violations of Rule 30 (Attachments: # 1 Exhibit 1 - List of 97 Instances Where Counsel Directed Witness Not to Answer Deposition Questions Based On Objections to Relevance, # 2 Exhibit 2 Page 8 of Transcript of July 22, 2013 Status Conference Before Honorable Arlander Keys)(Friedman, Andrew) (Entered: 08/20/2013)
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Request |
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| 1278 |
Filed: 8/19/2013, Entered: None |
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REPLY by Plaintiff Last Atlantis Capital LLC to response in opposition to motion, 1271 Plaintiffs' Reply Memorandum In Further Support of Motion to Compel and An Award of Expenses (Attachments: # 1 Exhibit 1 List of Transcript Citations, # 2 Exhibit @ Relevant Page of Transcript from July 22, 2013 Conference)(Friedman, Andrew) (Entered: 08/19/2013)
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Request |
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| 1277 |
Filed: 8/19/2013, Entered: None |
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DECLARATION of Plaintiffs' Counsel Andrew Friedman regarding motion to compel, 1251 Reply Declaration of Plaintiffs' Counsel in Further Support of Motion to Compel the Goldman Defendants' Compliance With Rule 30 and an Award of Costs and Sanctions Under Rule 30(d)(2) (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I)(Friedman, Andrew) (Entered: 08/19/2013)
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Request |
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| 1276 |
Filed: 8/19/2013, Entered: None |
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TRANSCRIPT OF PROCEEDINGS held on 7/22/2013 before the Honorable Arlander Keys. Court Reporter Contact Information: ALEXANDRA ROTH, (312) 408-5038, alexandra_roth@ilnd.uscourts.gov. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 9/9/2013. Redacted Transcript Deadline set for 9/19/2013. Release of Transcript Restriction set for 11/18/2013. (Roth, Alexandra) (Entered: 08/19/2013)
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Request |
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| 1275 |
Filed: 8/13/2013, Entered: None |
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MINUTE entry before Honorable Arlander Keys: At the request of the parties, the briefing schedule on Goldman Sachs' Motion for Sanctions [docket # 1256 ] is revised as follows: plaintiffs' response is now due September 3, 2013; and Goldman Sachs' reply is now due September 10, 2013. The Court will rule by mail. Mailed notice (ac, ) (Entered: 08/13/2013)
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Request |
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| 1274 |
Filed: 8/12/2013, Entered: None |
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EXHIBIT by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; Corrected Exhibit A regarding declaration, 1272 (Bensky, Eric) (Entered: 08/12/2013)
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Request |
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| 1273 |
Filed: 8/12/2013, Entered: None |
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EXHIBIT by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; Corrected Exhibit B regarding declaration, 1272 (Bensky, Eric) (Entered: 08/12/2013)
|
|
Request |
|
|
|
| 1272 |
Filed: 8/12/2013, Entered: None |
|
|
DECLARATION of Eric A. Bensky regarding motion to compel, 1251 Additional 30(b)(6) Testimony From GSEC and SLK-HULL (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N)(Bensky, Eric) (Entered: 08/12/2013)
|
|
Request |
|
|
|
| 1271 |
Filed: 8/12/2013, Entered: None |
|
|
RESPONSE by Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC;in Opposition to MOTION by Plaintiff Last Atlantis Capital LLC to compel Plaintiffs' Motion for an Order Directing the Goldman Sachs Defendants to Comply With Fed. R. Civ. P. 30(b)(6) and 30(c)(2) and to Produce a Properly Prepared Witness for a Second Rule 30( 1251 (Schiffman, Howard) (Entered: 08/12/2013)
|
|
Request |
|
|
|
| 1270 |
Filed: 7/30/2013, Entered: None |
|
|
TRANSCRIPT OF PROCEEDINGS held on 6-19-13 before the Honorable Arlander Keys. Court Reporter Contact Information: Lois A. LaCorte, lois_lacorte@ilnd.uscourts.gov, (312) 435-5558. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 8/20/2013. Redacted Transcript Deadline set for 8/30/2013. Release of Transcript Restriction set for 10/28/2013. (LaCorte, Lois) (Entered: 07/30/2013)
|
|
Request |
|
|
|
| 1269 |
Filed: 7/29/2013, Entered: None |
|
|
RESPONSE by AGS Specialist Partners, AGS Specialists LLC.in Opposition to MOTION by Plaintiff Last Atlantis Capital LLC to compel Plaintiffs' Renewed Motion for an Order Compelling Defendants' Production of Audit Trail Data and Related Electronically Stored Information 1249 (Neville, Michael) (Entered: 07/29/2013)
|
|
Request |
|
|
|
| 1268 |
Filed: 7/29/2013, Entered: None |
|
|
DECLARATION of Eric A. Bensky regarding memorandum in opposition to motion 1267 to Compel Defendants' Production of Audit Trail Data and Related Electronically Stored Information (Attachments: # 1 Exhibit A)(Bensky, Eric) (Entered: 07/29/2013)
|
|
Request |
|
|
|
| 1267 |
Filed: 7/29/2013, Entered: None |
|
|
MEMORANDUM by Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; in Opposition to motion to compel 1249 Defendants' Production of Audit Trail Data and Related Electronically Stored Information (Schiffman, Howard) (Entered: 07/29/2013)
|
|
Request |
|
|
|
| 1266 |
Filed: 7/29/2013, Entered: None |
|
|
RESPONSE by Bear Wagner Specialist LLC, Susquehanna International Group, LLP, Susquehanna Investment Group, TD Options, LLC;in Opposition to MOTION by Plaintiff Last Atlantis Capital LLC to compel Plaintiffs' Renewed Motion for an Order Compelling Defendants' Production of Audit Trail Data and Related Electronically Stored Information 1249 (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Wheeler, Ellen) (Entered: 07/29/2013)
|
|
Request |
|
|
|
| 1265 |
Filed: 7/22/2013, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Status and motion hearing held regarding defendants Goldman Sachs Execution and Clearing L.P., SLK-Hull Derivatives LLC for protective order 1224 ; motion for leave to file reply brief 1259 ; motion for sanctions 1256 ; and plaintiff Last Atlantis Capital LLC's motions to compel [1249, 1251]. Defendant's motion for leave to file reply brief 1259 is granted. Simultaneous briefing schedules on plaintiff's motion to compel 1251 and defendant's motion for sanctions 1256 is entered as follows: responses to be filed by 8/12/13 and replies to be filed by 8/19/13. Defendants response to plaintiff's motion to compel 1249 shall be filed by 7/29/13 and plaintiff's reply in support shall be filed by 9/9/13. Defendants motion for protective order 1224 is taken under advisement and the court will issue a ruling by mail. Status hearing set for 9/23/13 at 9:00 a.m. (rbf, ) (Entered: 07/22/2013)
|
|
Request |
|
|
|
| 1264 |
Filed: 7/22/2013, Entered: None |
|
|
REPLY by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; to response in opposition to motion, 1248 Reply in Further Support Of Motion For Protective Order Concering Plaintiffs' Subpoenas To Duncan Niederauer and Stuart Sternberg. (Schiffman, Howard) (Entered: 07/22/2013)
|
|
Request |
|
|
|
| 1263 |
Filed: 7/19/2013, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo: Plaintiffs' Motion to file instanter plaintiffs' [corrected] qualified objections to certain findings in the Magistrate Judge's June 25, 2013 report and recommendation 1243 is granted. Last Atlantis Capital's objections to Magistrate Judge Keys' report and recommendation dated June 25, 2013 are overruled. The objection was timely. However, the motion on which Magistrate Judge Keys issued his report and recommendation was a motion to dismiss filed by defendant AGS Specialist Partners. Judge Keys recommended the motion be denied. AGS did not file an objection. The motion to dismiss is therefore necessarily denied. Therefore, Last Atlantis had no basis for filing an objection. Its objection appears to be that it disagrees with certain terms used by Judge Keys in his Report. This court does not sit as an editor of the work of other judges. Report and Recommendation 1238 is terminated. Mailed notice (jdh) (Entered: 07/19/2013)
|
|
Request |
|
|
|
| 1262 |
Filed: 7/19/2013, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo: Plaintiffs' Motion to file instanter 1243 is taken under advisement. Ruling by mail. No appearance is required on 7/22/2013. Mailed notice (jdh) (Entered: 07/19/2013)
|
|
Request |
|
|
|
| 1261 |
Filed: 7/19/2013, Entered: None |
|
|
NOTICE of Motion by Howard Schiffman for presentment of motion for sanctions 1256 before Honorable Arlander Keys on 7/24/2013 at 09:00 AM. (Schiffman, Howard) (Entered: 07/19/2013)
|
|
Request |
|
|
|
| 1260 |
Filed: 7/19/2013, Entered: None |
|
|
NOTICE of Motion by Howard Schiffman for presentment of motion for leave to file, 1259 before Honorable Arlander Keys on 7/22/2013 at 09:00 AM. (Schiffman, Howard) (Entered: 07/19/2013)
|
|
Request |
|
|
|
| 1259 |
Filed: 7/19/2013, Entered: None |
|
|
MOTION by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; for leave to file Reply Brief on Motion for Protective Order Concerning Plaintiffs' Subpoenas to Duncan Niederauer and Stuart Sternberg (Attachments: # 1 Exhibit A)(Schiffman, Howard) (Entered: 07/19/2013)
|
|
Request |
|
|
|
| 1258 |
Filed: 7/19/2013, Entered: None |
|
|
NOTICE of Motion by Howard Schiffman for presentment of motion for sanctions 1256 before Honorable Arlander Keys on 7/24/2013 at 09:00 AM. (Schiffman, Howard) (Entered: 07/19/2013)
|
|
Request |
|
|
|
| 1257 |
Filed: 7/19/2013, Entered: None |
|
|
DECLARATION of Eric A. Bensky regarding motion for sanctions 1256 (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L)(Bensky, Eric) (Entered: 07/19/2013)
|
|
Request |
|
|
|
| 1256 |
Filed: 7/19/2013, Entered: None |
|
|
MOTION by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; for sanctions for Plaintiffs' Failure to Comply with the Court's March 4, 2013 Order (Schiffman, Howard) (Entered: 07/19/2013)
|
|
Request |
|
|
|
| 1255 |
Filed: 7/19/2013, Entered: None |
|
|
REPLY by Last Atlantis Capital LLC to Response 1246 Plaintiffs' Reply to AGS's Opposition to the Motion to file Instanter, and to the Merits of, Plaintiffs Corrected Obections to Certain Findings in the June 25, 2013 Report and Recommendation (Attachments: # 1 Exhibit 1 - Relevant Pages of the Court's Docket Sheet)(Friedman, Andrew) (Entered: 07/19/2013)
|
|
Request |
|
|
|
| 1254 |
Filed: 7/18/2013, Entered: None |
|
|
MEMORANDUM by Last Atlantis Capital LLC in support of motion to compel, 1251 (Friedman, Andrew) (Entered: 07/18/2013)
|
|
Request |
|
|
|
| 1253 |
Filed: 7/17/2013, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of motion to compel, 1251 before Honorable Arlander Keys on 7/22/2013 at 09:00 AM. (Friedman, Andrew) (Entered: 07/17/2013)
|
|
Request |
|
|
|
| 1252 |
Filed: 7/17/2013, Entered: None |
|
|
DECLARATION of Andrew Friedman regarding motion to compel, 1251 (Attachments: # 1 Exhibit A - Revised Rule 30(b)(6) Notice to Goldman Sachs Defendants, # 2 Exhibit B Condensed Transcript of Rule 30(b) Deposition of Warner Howe on Behalf of Goldman Sach Defendants with Directions Not to Answer Highlighted, # 3 Exhibit C Full Transcript of Rule 30(b) Deposition of Goldman Sachs Defendants Conduicted on June 14, 2013)(Friedman, Andrew) (Entered: 07/17/2013)
|
|
Request |
|
|
|
| 1251 |
Filed: 7/17/2013, Entered: None |
|
|
MOTION by Plaintiff Last Atlantis Capital LLC to compel Plaintiffs' Motion for an Order Directing the Goldman Sachs Defendants to Comply With Fed. R. Civ. P. 30(b)(6) and 30(c)(2) and to Produce a Properly Prepared Witness for a Second Rule 30(b) Deposition at Defendants' Expense (Friedman, Andrew) (Entered: 07/17/2013)
|
|
Request |
|
|
|
| 1250 |
Filed: 7/17/2013, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of motion to compel 1249 before Honorable Arlander Keys on 7/22/2013 at 09:00 AM. (Friedman, Andrew) (Entered: 07/17/2013)
|
|
Request |
|
|
|
| 1249 |
Filed: 7/17/2013, Entered: None |
|
|
MOTION by Plaintiff Last Atlantis Capital LLC to compel Plaintiffs' Renewed Motion for an Order Compelling Defendants' Production of Audit Trail Data and Related Electronically Stored Information (Friedman, Andrew) (Entered: 07/17/2013)
|
|
Request |
|
|
|
| 1248 |
Filed: 7/16/2013, Entered: None |
|
|
RESPONSE by Last Atlantis Capital LLCin Opposition to MOTION by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; for protective order Concerning Plaintiffs' Subpoenas to Duncan Niederauer and Stuart Sternberg 1224 (Friedman, Andrew) (Entered: 07/16/2013)
|
|
Request |
|
|
|
| 1247 |
Filed: 7/15/2013, Entered: None |
|
|
AFFIDAVIT by Plaintiff Last Atlantis Capital LLC in Opposition to MOTION by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; for protective order Concerning Plaintiffs' Subpoenas to Duncan Niederauer and Stuart Sternberg 1224 (Attachments: # 1 Exhibit A - - Deposition Exhibit 259 Letter to SEC from D Niederauer, # 2 Exhibit B - Goldman Sachs Fouteenth Affirmative Defense, # 3 Exhibit C - June 12, 2013 E Mail and Objections to Rule 30(b)(6) Notice, # 4 Exhibit D -- Relevant Pages of Rule 30(b)(6) Deposition of Goldman Sachs DefendantsDe)(Friedman, Andrew) (Entered: 07/15/2013)
|
|
Request |
|
|
|
| 1246 |
Filed: 7/12/2013, Entered: None |
|
|
RESPONSE by Defendant AGS Specialists Partners to motion to file instanter, 1243 (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Neville, Michael) (Entered: 07/12/2013)
|
|
Request |
|
|
|
| 1245 |
Filed: 7/12/2013, Entered: None |
|
|
ATTORNEY Appearance for Defendant AGS Specialist Partners by Michael J. Neville (Neville, Michael) (Entered: 07/12/2013)
|
|
Request |
|
|
|
| 1244 |
Filed: 7/10/2013, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of motion to file instanter, 1243 before Honorable Elaine E. Bucklo on 7/22/2013 at 09:30 AM. (Friedman, Andrew) (Entered: 07/10/2013)
|
|
Request |
|
|
|
| 1243 |
Filed: 7/10/2013, Entered: None |
|
|
MOTION by Plaintiff Last Atlantis Capital LLC to file instanter Plaintiffs' [Corrected] Qualified Objections to Certain Findings in the Magistrate Judge's June 25, 2013 Report and Recommendation (Attachments: # 1 Exhibit A - - Plaintiffs [Corrected ] Qualified Objections to Certain Findings in the June 25, 2013 Report and Recommendation, # 2 Exhibit A through C to the Corrected Qualified Objections)(Friedman, Andrew) (Entered: 07/10/2013)
|
|
Request |
|
|
|
| 1242 |
Filed: 7/10/2013, Entered: None |
|
|
OBJECTIONS by Last Atlantis Capital LLC to REPORT AND RECOMMENDATIONS 1238 Plaintiffs' CORRECTED Qualified Objections to Certain Findings in the June 25, 2013 Report and Recommendation (Attachments: # 1 Exhibit A - June 25, 2013 Report and Recommendation, # 2 Exhibit B- OPRA FAQs, # 3 Exhibit C- Relevant Pages of Transcript of the Deposition of American Stock Exchange)(Friedman, Andrew) (Entered: 07/10/2013)
|
|
Request |
|
|
|
| 1241 |
Filed: 7/9/2013, Entered: None |
|
|
OBJECTIONS to June 25 2013 Report and Recccomendatione (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Friedman, Andrew) (Entered: 07/09/2013)
|
|
Request |
|
|
|
| 1240 |
Filed: 7/1/2013, Entered: None |
|
|
TRANSCRIPT OF PROCEEDINGS held on 5/10/2013 before the Honorable Arlander Keys. Court Reporter Contact Information: ALEXANDRA ROTH, (312) 408-5038, alexandra_roth@ilnd.uscourts.gov. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 7/22/2013. Redacted Transcript Deadline set for 8/1/2013. Release of Transcript Restriction set for 9/30/2013. (Roth, Alexandra) (Entered: 07/01/2013)
|
|
Request |
|
|
|
| 1239 |
Filed: 6/27/2013, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Goldman Sachs Execution & Clearing, L.P. and SLK-Hull Derivatives, LLCs Unopposed Motion to Amend Answers to Request to Admit [#1227] is GRANTED. Mailed notice (ac, ) (Entered: 06/27/2013)
|
|
Request |
|
|
|
| 1238 |
Filed: 6/25/2013, Entered: None |
|
|
REPORT AND RECOMMENDATIONS. Objections to R&R due by 7/9/2013. Signed by the Honorable Arlander Keys on 6/25/2013. (ac, ) (Entered: 06/25/2013)
|
|
Request |
|
|
|
| 1237 |
Filed: 6/25/2013, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Report and Recommendation hereby submitted to Judge Bucklo. For the reasons explained more fully in the attached Report and Recommendation, the Court recommends that the district judge deny AGS Motion to Dismiss [Docket #1055]. [ For further detail see separate order(s).] Mailed notice (ac, ) (Entered: 06/25/2013)
|
|
Request |
|
|
|
| 1236 |
Filed: 6/25/2013, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo: The motion hearing before Judge Bucklo set for 6/26/2013 is stricken. Mailed notice (jdh) (Entered: 06/25/2013)
|
|
Request |
|
|
|
| 1235 |
Filed: 6/24/2013, Entered: None |
|
|
TRANSCRIPT OF PROCEEDINGS held on 12/05/2012 before the Honorable Arlander Keys. Court Reporter Contact Information: Pamela S. Warren https://www.ilnd.uscourts.gov/home/Transcript-Order-Form.aspx. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 7/15/2013. Redacted Transcript Deadline set for 7/25/2013. Release of Transcript Restriction set for 9/23/2013. (Warren, Pamela) (Entered: 06/24/2013)
|
|
Request |
|
|
|
| 1234 |
Filed: 6/24/2013, Entered: None |
|
|
TRANSCRIPT OF PROCEEDINGS held on 09/28/2012 before the Honorable Arlander Keys. Court Reporter Contact Information: Pamela S. Warren https://www.ilnd.uscourts.gov/home/Transcript-Order-Form.aspx. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 7/15/2013. Redacted Transcript Deadline set for 7/25/2013. Release of Transcript Restriction set for 9/23/2013. (Warren, Pamela) (Entered: 06/24/2013)
|
|
Request |
|
|
|
| 1233 |
Filed: 6/24/2013, Entered: None |
|
|
TRANSCRIPT OF PROCEEDINGS held on 10/26/2012 before the Honorable Arlander Keys. Court Reporter Contact Information: Pamela S. Warren https://www.ilnd.uscourts.gov/home/Transcript-Order-Form.aspx. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 7/15/2013. Redacted Transcript Deadline set for 7/25/2013. Release of Transcript Restriction set for 9/23/2013. (Warren, Pamela) (Entered: 06/24/2013)
|
|
Request |
|
|
|
| 1232 |
Filed: 6/24/2013, Entered: None |
|
|
NOTICE of Motion by James A. Morsch for presentment of motion to amend/correct 1227 before Honorable Arlander Keys on 7/22/2013 at 09:00 AM. (Morsch, James) (Entered: 06/24/2013)
|
|
Request |
|
|
|
| 1231 |
Filed: 6/24/2013, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo: The time for motion to amend/correct 1227 noticed for 6/26/2013 is reset to 9:30 AM consistent Judge Bucklo's standing order. Mailed notice (jdh) (Entered: 06/24/2013)
|
|
Request |
|
|
|
| 1230 |
Filed: 6/19/2013, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Status hearing held; continued to 7/22/2013 at 9:00 a.m. Defendants Motion for protective order Concerning Plaintiffs' Subpoenas to Duncan Niederauer and Stuart Sternberg and Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC Motion to amend Answers to Request to Admit are entered and continued to 7/22/2013 as discussed on the record. Responses thereto to be filed by 7/15/2013. Mailed notice (ac, ) (Entered: 06/19/2013)
|
|
Request |
|
|
|
| 1229 |
Filed: 6/18/2013, Entered: None |
|
|
DECLARATION of Eric A. Bensky regarding motion to amend/correct 1227 (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Bensky, Eric) (Entered: 06/18/2013)
|
|
Request |
|
|
|
| 1228 |
Filed: 6/18/2013, Entered: None |
|
|
NOTICE of Motion by Howard Schiffman for presentment of motion to amend/correct 1227 before Honorable Elaine E. Bucklo on 6/26/2013 at 09:00 AM. (Schiffman, Howard) (Entered: 06/18/2013)
|
|
Request |
|
|
|
| 1227 |
Filed: 6/18/2013, Entered: None |
|
|
MOTION by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; to amend/correct Answers to Request to Admit (Schiffman, Howard) (Entered: 06/18/2013)
|
|
Request |
|
|
|
| 1226 |
Filed: 6/18/2013, Entered: None |
|
|
DECLARATION of Eric A. Bensky regarding motion for protective order 1224 (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N)(Bensky, Eric) (Entered: 06/18/2013)
|
|
Request |
|
|
|
| 1225 |
Filed: 6/18/2013, Entered: None |
|
|
NOTICE of Motion by Howard Schiffman for presentment of motion for protective order 1224 before Honorable Arlander Keys on 6/26/2013 at 09:00 AM. (Schiffman, Howard) (Entered: 06/18/2013)
|
|
Request |
|
|
|
| 1224 |
Filed: 6/18/2013, Entered: None |
|
|
MOTION by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; for protective order Concerning Plaintiffs' Subpoenas to Duncan Niederauer and Stuart Sternberg (Schiffman, Howard) (Entered: 06/18/2013)
|
|
Request |
|
|
|
| 1223 |
Filed: 6/3/2013, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Motion hearing held on non parties motion for an order modifying Defendant Susquehanna Investment Groups (SIG) subpoena issued to William Cogley and SIGs informal request to Paul Pichietti seeking their appearance at depositions requiring each Non-Party to provide 6-7 hours of testimony on 6/19/2013 and 6/20/13 at the offices of SIGs counsel in Chicago, Illinois. The motion is denied for the reasons stated in open court 1220 . The Court orders that both depositions take place on 6/20/2013 starting at an early hour (as early as 7:30 a.m.) and continue until its completion. (ac, ) (Entered: 06/04/2013)
|
|
Request |
|
|
|
| 1222 |
Filed: 5/29/2013, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of motion for protective order, motion to quash,, 1220 before Honorable Arlander Keys on 6/3/2013 at 09:00 AM. (Friedman, Andrew) (Entered: 05/29/2013)
|
|
Request |
|
|
|
| 1221 |
Filed: 5/29/2013, Entered: None |
|
|
DECLARATION of Andrew Friedman regarding motion for protective order, motion to quash,, 1220 Declaration of Counsel In Support of Motion By Non-Parties William Cogley and Paul Pichietti To Modify Subpoenas and For Reasonable Costs With Exhibits A through D thereto (Friedman, Andrew) (Entered: 05/29/2013)
|
|
Request |
|
|
|
| 1220 |
Filed: 5/29/2013, Entered: None |
|
|
MOTION by deponents William Cogley, Paul Pichietti for protective order Motion By Non Parties William Cogley and Paul Pichietti For an Order Modifying Subpoenas and For a Protective Order Limiting the Length and Scope of Their Depositionsf, MOTION by deponents William Cogley, Paul Pichietti to quash /modify deposition subpoenasubpo (Friedman, Andrew) (Entered: 05/29/2013)
|
|
Request |
|
|
|
| 1219 |
Filed: 5/17/2013, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo: Plaintiffs' objections to Magistrate Judge Keys' order of 3/4/13, compelling discovery, are overruled. Judge Keys' rulings are neither contrary to law nor clearly erroneous. Fed. R. Civ. P. 72(a). As Judge Keys stated, the information ordered to be produced go to the heart of plaintiffs' claims. The information is not work product, nor is defendants' request for the information, years into this case, premature. Plaintiffs' argument that defendants should pay for the requested materials must be made before Judge Keys. Mailed notice (jdh) (Entered: 05/17/2013)
|
|
Request |
|
|
|
| 1218 |
Filed: 5/15/2013, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys:Pursuant to the telephonic request of the parties, Status hearing reset for 6/19/2013 at 09:00 AM. Mailed notice (ac, ) (Entered: 05/15/2013)
|
|
Request |
|
|
|
| 1217 |
Filed: 5/10/2013, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Status hearing held; continued to 6/17/2013 at 9:00 a.m. Discovery is proceeding. The parties are again reminded that the fact discovery cut-off date is 6/30/2013. Mailed notice (ac, ) (Entered: 05/10/2013)
|
|
Request |
|
|
|
| 1216 |
Filed: 5/7/2013, Entered: None |
|
|
ATTORNEY Appearance for Defendants Bear Wagner Specialist LLC, TD Options, LLC; by Lori Lynn Taylor (Taylor, Lori) (Entered: 05/07/2013)
|
|
Request |
|
|
|
| 1215 |
Filed: 5/6/2013, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo: Plaintiffs' Unopposed Motion for an extension of the date for filing replies with respect to their Rule 72(a) objections to the March 4, 2013 order and leave to file 16 page replies 1210 is granted. Mailed notice (jdh) (Entered: 05/06/2013)
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Request |
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| 1214 |
Filed: 5/3/2013, Entered: None |
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RESPONSE by Defendant Goldman Sachs Execution and Clearing, L.P. to reply to response to motion, 1213 (Schiffman, Howard) (Entered: 05/03/2013)
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Request |
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| 1213 |
Filed: 5/2/2013, Entered: None |
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REPLY by Last Atlantis Capital LLC to Response 1212 Reply to Goldman Sachs' "Response" to, and in Further Support of, the UNOPPOSED Motion for A Brief Extension of the Date for Filing Replies On Plaintiffs' Rule 72(a) Objections to the March 4, 2013 Order (Friedman, Andrew) (Entered: 05/02/2013)
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Request |
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| 1212 |
Filed: 5/1/2013, Entered: None |
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RESPONSE by Defendant Goldman Sachs Execution and Clearing, L.P. to motion for extension of time to file response/reply, motion for relief,,,, 1210 (Schiffman, Howard) (Entered: 05/01/2013)
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Request |
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| 1211 |
Filed: 5/1/2013, Entered: None |
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NOTICE of Motion by Andrew David Friedman for presentment of motion for extension of time to file response/reply, motion for relief,,,, 1210 before Honorable Elaine E. Bucklo on 5/8/2013 at 09:30 AM. (Friedman, Andrew) (Entered: 05/01/2013)
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Request |
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| 1210 |
Filed: 5/1/2013, Entered: None |
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MOTION by Plaintiff Last Atlantis Capital LLC for extension of time to file response/reply as to reply, 1209 , reply 1208 Unopposed Motion for an Extension of the Date Set for Filing Replies to the Responses of Defendants Susquehanna Investment Group and Goldman Sachs Execution & Clearing L.P. to the Rule 72(a) Objections to the March 4, 2013 Opinion and Order, and For Leave to File, and Acceptance of the Filing of, 16 Page Replies (Friedman, Andrew) (Entered: 05/01/2013)
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Request |
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| 1209 |
Filed: 4/30/2013, Entered: None |
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REPLY by Plaintiff Last Atlantis Capital LLC to Response 1200 Reply to Defendant Goldman Sachs Execution & Clearing L.P.' Opposition to Plaintiffs' Rule 72(a) Objections to March 4, 2013 Order (Attachments: # 1 Exhibit A Spreadsheet of Executable Orders Not Promptly Executed, # 2 Exhibit B Spreadsheets with Orders Filled After Cancel Requests)(Friedman, Andrew) (Entered: 04/30/2013)
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Request |
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| 1208 |
Filed: 4/27/2013, Entered: None |
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REPLY by Plaintiff Last Atlantis Capital LLC to Response, 1199 Plaintiffs' Memorandum In Reply to Susquehanna Investment Group's Response to Rule 72 Objections to the March 4, 2013 Order (Friedman, Andrew) (Entered: 04/27/2013)
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Request |
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| 1207 |
Filed: 4/24/2013, Entered: None |
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REPLY by Plaintiff Last Atlantis Capital LLC to Response 1200 , Response, 1199 Reply Declaration of Andrew Friedman In Further Support of Plaintiffs' Rule 72(a) Objections to the March 4, 2013 Opinion and Order (Attachments: # 1 Exhibit A - Declaration of Paul Pichietti, Former Specialist for SLK-Hull Derivatives, # 2 Exhibit B - Relevant Pages of the Transcript of the Deposition of SIG Chief Compliance Officer Michael Doherty, # 3 Exhibit C Relevant Pages of Transcript of Deposition of SIG Consultant Dr. Robert Batallio, # 4 Exhibit D Letter from SIG to the SEC Regarding SIG's Best Execution Obkigations as an Options Specialist Handling Customer Orders, # 5 Exhibit E - SIG Internal Memorandum Indicating That SIG Posseses Orders Data For Trading on CBOE In 2003 103, # 6 Exhibit F Relevant Pages of Testimony of American Stock Exchange Regarding Its Production of Orders Data to Defendants on a Daily Basis, # 7 Exhibit G - SEC Study on Payment For Order Flow and Measures of Execution Quality, # 8 Exhibit H - TD Ameritrade Website FAQ re Execution Quality, # 9 Exhibit I - Study on Measures of Execution Quality and Factors to Measure Best Execution)(Friedman, Andrew) (Entered: 04/24/2013)
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Request |
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| 1206 |
Filed: 4/24/2013, Entered: None |
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MINUTE entry before Honorable Elaine E. Bucklo: Minute entry #1205 is amended to reflect that the extension of time is from 4/22/2013 to 4/24/2013 for plaintiffs to file replies to SIGs and GSECs responses to their Objections to certain rulings in the March 4 Order.Mailed notice (rth, ) (Entered: 04/24/2013)
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Request |
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| 1205 |
Filed: 4/24/2013, Entered: None |
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MINUTE entry before Honorable Elaine E. Bucklo: Plaintiffs' unopposed motion for extension of time from 4/22/2013 to 4/23/2013 to file its replies to SIGs and GSECs responses to their Objections to certain rulings in the March 4 Order 1202 is granted. No appearance required on 4/25/2013.Mailed notice (rth, ) (Entered: 04/24/2013)
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Request |
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| 1204 |
Filed: 4/23/2013, Entered: None |
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|
REPLY by Last Atlantis Capital LLC to Response 1200 , Response, 1199 Reply Declaration (Attachments: # 1 Exhibit A - Pichietti Declaration, # 2 Exhibit B Doherty Transcript Pages, # 3 Exhibit C Batallio Transcript Pages, # 4 Exhibit D Dep Exhibit 99, # 5 Exhibit E - Dep Exhibit 103, # 6 Exhibit F Gavalas Testimony, # 7 Exhibit G, # 8 Exhibit H)(Friedman, Andrew) (Entered: 04/23/2013)
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Request |
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| 1203 |
Filed: 4/22/2013, Entered: None |
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|
NOTICE of Motion by Andrew David Friedman for presentment of motion for extension of time to file response/reply, motion for relief,,,,,, 1202 before Honorable Elaine E. Bucklo on 4/25/2013 at 09:30 AM. (Friedman, Andrew) (Entered: 04/22/2013)
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Request |
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| 1202 |
Filed: 4/22/2013, Entered: None |
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MOTION by Plaintiff Last Atlantis Capital LLC for extension of time to file response/reply as to order on motion for extension of time to file, terminate hearings, set motion and R&R deadlines/hearings,,,,,, 1168 Unopposed Motion for entry of an Order Granting One Day Extension of the Date for Plaintiffs to File Replies to Responses to Rule 72 Objections (Friedman, Andrew) (Entered: 04/22/2013)
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Request |
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| 1201 |
Filed: 4/15/2013, Entered: None |
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DECLARATION of Eric A. Bensky regarding Response 1200 to Plaintiffs' Objections to the Magistrate Judge's March 4, 2013 Memorandum Opinion and Order (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Bensky, Eric) (Entered: 04/15/2013)
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Request |
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| 1200 |
Filed: 4/15/2013, Entered: None |
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RESPONSE by Defendant Goldman Sachs Execution and Clearing, L.P. to memorandum 1178 to Plaintiffs' Objections to the Magistrate Judge's March 4, 2013 Memorandum Opinion and Order (Schiffman, Howard) (Entered: 04/15/2013)
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Request |
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| 1199 |
Filed: 4/15/2013, Entered: None |
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RESPONSE by Defendants Susquehanna International Group, LLP, Susquehanna Investment Group to memorandum 1178 to Plaintiffs' Rule 72(a) Objections to Magistrate Judge Keys' Memorandum Opinion and Order Dated March 4, 2013 (Attachments: # 1 Exhibit A-D, # 2 Exhibit E-I)(Gurland, Michael) (Entered: 04/15/2013)
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Request |
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| 1198 |
Filed: 4/11/2013, Entered: None |
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|
TRANSCRIPT OF PROCEEDINGS held on March 29, 2013 before the Honorable Arlander Keys. Court Reporter Contact Information: Ms. Joene Hanhardt, Official Court Reporter, 219 S. Dearborn St., Suite 1744-A, Chicago, Illinois 60604, 312-435-6874. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 5/2/2013. Redacted Transcript Deadline set for 5/13/2013. Release of Transcript Restriction set for 7/10/2013. (Hanhardt, Joene) (Entered: 04/11/2013)
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Request |
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| 1197 |
Filed: 4/10/2013, Entered: None |
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|
MINUTE entry before Honorable Arlander Keys: Hearing held on Defendant Susquehanna's Motion to Compel The Production of Documents Identified During the Depositions of Plaintiff Witnesses Bryan Rule, Gary Less, Joseph Perry and Stefan Durdic [#1188]. The motion is granted in part and denied in part as held during oral argument. Plaintiff will produce to Susquehanna the boxes of documents mentioned by Gary Less during his 9/11/2008 deposition as being in the possession of River North (in his garage). Plaintiff Speed Trading will produce documents in its possession regarding "busted trades" referred to in his deposition of 12/18/2012. Plaintiff's counsel will produce to Defendant Susquehanna the approximately 1200 emails mentioned by Bryan Rule in 1/17/2013 deposition. Plaintiffs are to produce these documents by no later than 4/24/2013. The parties are again urged to put aside their squabbles and to work diligently toward meeting the 6/30/2013 deadline for the completion of fact discovery, which deadline will not be extended. Mailed notice (ac, ) (Entered: 04/10/2013)
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Request |
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| 1196 |
Filed: 4/9/2013, Entered: None |
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|
MINUTE entry before Honorable Elaine E. Bucklo: Goldman Sachs Execution & Clearing, L.P.'s Unopposed Motion for leave to file brief in excess of 15 pages 1194 is granted. Mailed notice (jdh) (Entered: 04/09/2013)
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Request |
|
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| 1195 |
Filed: 4/8/2013, Entered: None |
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|
NOTICE of Motion by Howard Schiffman for presentment of motion for leave to file 1194 before Honorable Elaine E. Bucklo on 4/11/2013 at 09:30 AM. (Schiffman, Howard) (Entered: 04/08/2013)
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Request |
|
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| 1194 |
Filed: 4/8/2013, Entered: None |
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|
MOTION by Defendant Goldman Sachs Execution and Clearing, L.P. for leave to file brief in excess of 15 pages (Schiffman, Howard) (Entered: 04/08/2013)
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Request |
|
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| 1193 |
Filed: 4/8/2013, Entered: None |
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|
REPLY by Susquehanna International Group, LLP, Susquehanna Investment Group to response in opposition to motion, 1190 , MOTION by Defendants Susquehanna International Group, LLP, Susquehanna Investment Group to compel Motion for an Order Compelling the Production of Documents Identified During the Depositions of Plaintiff Witnesses Bryan Rule, Gary Less, Joseph Perry 1188 , affidavit in opposition to motion,,, 1191 (Gurland, Michael) (Entered: 04/08/2013)
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Request |
|
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| 1192 |
Filed: 4/5/2013, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys:Case called on 4/5/13 regarding defendants Susquehanna International Group, LLP and Susquehanna Investment Group's motion to compel 1188 . As stated on the record, defendants' reply in support of their motion shall be filed by 4/8/13. Ruling on the motion to compel 1188 is set for 4/10/13 at 9:00 a.m. Mailed notice. (rbf, ) (Entered: 04/05/2013)
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Request |
|
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| 1191 |
Filed: 4/4/2013, Entered: None |
|
|
AFFIDAVIT by Plaintiff Last Atlantis Capital LLC in Opposition to MOTION by Defendants Susquehanna International Group, LLP, Susquehanna Investment Group to compel Motion for an Order Compelling the Production of Documents Identified During the Depositions of Plaintiff Witnesses Bryan Rule, Gary Less, Joseph Perry 1188 Declaration of Andrew Friedman In Opposition to Susquehanna's Motion to Compel Plaintiffs' Production of Documents Requested At Depositions (Attachments: # 1 Exhibit A - River North Monthly Account Statement, # 2 Exhibit B October 4, 2011 Letter, # 3 Exhibit C Letter from Speed to the SEC, # 4 Exhibit D Emails between Bryan Rule and Employees of the SEC, # 5 Exhibit E Susquehanna's Responses to Last Atlantis' 1st Interrogatories Concerning Affirmative Defenses, # 6 Exhibit F Susquehanna's Privilge List)(Friedman, Andrew) (Entered: 04/04/2013)
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Request |
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|
| Save 25% on a pre-paid one year subscription. |
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| 1190 |
Filed: 4/4/2013, Entered: None |
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|
RESPONSE by Last Atlantis Capital LLCin Opposition to MOTION by Defendants Susquehanna International Group, LLP, Susquehanna Investment Group to compel Motion for an Order Compelling the Production of Documents Identified During the Depositions of Plaintiff Witnesses Bryan Rule, Gary Less, Joseph Perry 1188 (Friedman, Andrew) (Entered: 04/04/2013)
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|
Request |
|
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|
| 1189 |
Filed: 4/1/2013, Entered: None |
|
|
NOTICE of Motion by Michael Z. Gurland for presentment of motion to compel, 1188 before Honorable Arlander Keys on 4/5/2013 at 09:00 AM. (Gurland, Michael) (Entered: 04/01/2013)
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Request |
|
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|
| 1188 |
Filed: 4/1/2013, Entered: None |
|
|
MOTION by Defendants Susquehanna International Group, LLP, Susquehanna Investment Group to compel Motion for an Order Compelling the Production of Documents Identified During the Depositions of Plaintiff Witnesses Bryan Rule, Gary Less, Joseph Perry and Stefan Durdic (Attachments: # 1 Exhibit A through F, # 2 Exhibit G and H, # 3 Exhibit I through Q)(Gurland, Michael) (Entered: 04/01/2013)
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Request |
|
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| 1187 |
Filed: 3/29/2013, Entered: None |
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|
MINUTE entry before Honorable Arlander Keys: Status hearing held and continued to 5/10/2013 at 9:00am. Plaintiffs Motion For an Order Compelling AGS Specialists, LLC to Answer Interrogatories Concerning Affirmative Defenses [#1160] is granted. Said answers to be provided by 4/29/2013. Footnote 11 of Mr. Friedmans Declaration in opposition to Defendant AGS motion for sanctions dismissing all plaintiffs claims against AGS is stricken without opposition. The Court will issue a Report and Recommendation to the district judge on that motion. The fact discovery deadline is hereby extended from 12/18/2012 to 6/30/2013. There will be no further extensions of the non-expert discovery deadline for any reason. The parties are strongly urged to spend their time in the taking of the many depositions that are scheduled and due to be scheduled rather that engaging in more motion practice. Mailed notice (ac, ) (Entered: 03/29/2013)
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Request |
|
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| 1186 |
Filed: 3/29/2013, Entered: None |
|
|
EXHIBIT by Defendants AGS Specialists LLC., AGS Specialists Partners regarding reply 1181 (Shea, Kevin) (Entered: 03/29/2013)
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|
Request |
|
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| 1185 |
Filed: 3/28/2013, Entered: None |
|
|
MOTION by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; to strike status report 1184 (Schiffman, Howard) (Entered: 03/28/2013)
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Request |
|
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| 1184 |
Filed: 3/28/2013, Entered: None |
|
|
STATUS Report For the Conference Before the Honorable Arlander Keys Scheduled for March 29, 2013 by Last Atlantis Capital LLC (Friedman, Andrew) (Entered: 03/28/2013)
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Request |
|
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| 1183 |
Filed: 3/27/2013, Entered: None |
|
|
MEMORANDUM order on motion for leave to file excess pages, terminate hearings 1180 by Last Atlantis Capital LLC Plaintiffs' Memorandum of Law In Support of Rule 72(a) Objections to Memorandum Opinion and Order Dated March 4, 2013 (with corrected footnotes 9 and 14) (Friedman, Andrew) (Entered: 03/27/2013)
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Request |
|
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| 1182 |
Filed: 3/27/2013, Entered: None |
|
|
NOTICE by AGS Specialists LLC. re reply 1181 (Shea, Kevin) (Entered: 03/27/2013)
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Request |
|
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| 1181 |
Filed: 3/27/2013, Entered: None |
|
|
REPLY by Defendants AGS Specialists LLC., AGS Specialists Partners (Shea, Kevin) (Entered: 03/27/2013)
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Request |
|
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| 1180 |
Filed: 3/27/2013, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo: Plaintiffs' Motion for leave to file a memorandum in support of Rule 72(A) objections in excess of fifteen pages 1176 is granted. Mailed notice (jdh) (Entered: 03/27/2013)
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Request |
|
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| 1179 |
Filed: 3/27/2013, Entered: None |
|
|
ATTORNEY Appearance for Defendant AGS Specialists LLC. by Samera S Ludwig (Ludwig, Samera) (Entered: 03/27/2013)
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|
Request |
|
|
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| 1178 |
Filed: 3/26/2013, Entered: None |
|
|
MEMORANDUM other 1175 by Last Atlantis Capital LLC Plaintiffs' Memorandum of Law In Support of Rule 72(a) Objections to Memorandum Opinion and Order Dated March 4, 2013 (Friedman, Andrew) (Entered: 03/26/2013)
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|
Request |
|
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|
| 1177 |
Filed: 3/26/2013, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of motion for leave to file excess pages, 1176 before Honorable Elaine E. Bucklo on 3/29/2013 at 09:30 AM. (Friedman, Andrew) (Entered: 03/26/2013)
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|
Request |
|
|
|
| 1176 |
Filed: 3/26/2013, Entered: None |
|
|
MOTION by Plaintiff Last Atlantis Capital LLC for leave to file excess pages for Memorandum In Support of Plaintiffs' Rule 72(a) Objections to the March 4, 2013 Memorandum Opinion and Order (Attachments: # 1 Exhibit A Memorandum In Support of Rule 72(a) Objections to March 4, 2013 Memorandum Opinion and Order)(Friedman, Andrew) (Entered: 03/26/2013)
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|
Request |
|
|
|
| 1175 |
Filed: 3/25/2013, Entered: None |
|
|
Rule 72(a) Objections by Last Atlantis Capital LLC (Attachments: # 1 Exhibit A March 4, 2013 Order)(Friedman, Andrew) (Entered: 03/25/2013)
|
|
Request |
|
|
|
| 1174 |
Filed: 3/25/2013, Entered: None |
|
|
DECLARATION of Andrew Friedman In Support of Rule 72(a) Objections to the Memorandum Opinion and Order Dated March 4, 2013 (Attachments: # 1 Exhibit A through E)(Friedman, Andrew) (Entered: 03/25/2013)
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|
Request |
|
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|
| 1173 |
Filed: 3/19/2013, Entered: None |
|
|
CERTIFICATE of Service by Kevin Patrick Shea on behalf of AGS Specialists LLC. regarding MOTION by Defendant AGS Specialists LLC. to compel AGS Specialists, LLC's Response to Plaintifff Last Atlantis Capital LLC's Motion to Compel Answers to Interrogatories Concerning Affirmative Defenses 1172 (Shea, Kevin) (Entered: 03/19/2013)
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|
Request |
|
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|
| 1172 |
Filed: 3/19/2013, Entered: None |
|
|
MOTION by Defendant AGS Specialists LLC. to compel AGS Specialists, LLC's Response to Plaintifff Last Atlantis Capital LLC's Motion to Compel Answers to Interrogatories Concerning Affirmative Defenses (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H)(Shea, Kevin) (Entered: 03/19/2013)
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|
Request |
|
|
|
| 1171 |
Filed: 3/14/2013, Entered: None |
|
|
MEMORANDUM by Last Atlantis Capital LLC in Opposition to motion to dismiss 1055 With Compendium of Unreported Decisons (Attachments: # 1 Appendix Compendium of Unreported Decisions Cited In Plaintiffs' Memorandum In Opposition to AGS 's Motion to Dismiss With Exhibits A-D)(Friedman, Andrew) (Entered: 03/14/2013)
|
|
Request |
|
|
|
| 1170 |
Filed: 3/14/2013, Entered: None |
|
|
AFFIDAVIT by Plaintiff Last Atlantis Capital LLC in Opposition to MOTION by Defendant AGS Specialists LLC. to dismiss for Failure to Comply With Court Orders to Obtain Amex Audit Trail Data 1055 Declaration of Plaintiffs' Lead Counsel In Opposition to Defendant AGS's Motion to Dismiss under Rules 37(c) and 41(b) - With Exhibits (Attachments: # 1 Exhibit A through H, # 2 Exhibit I through M, # 3 Exhibit M through P)(Friedman, Andrew) (Entered: 03/14/2013)
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|
Request |
|
|
|
| 1169 |
Filed: 3/13/2013, Entered: None |
|
|
AFFIDAVIT by Plaintiff Last Atlantis Capital LLC in Opposition to MOTION by Defendant AGS Specialists LLC. to dismiss for Failure to Comply With Court Orders to Obtain Amex Audit Trail Data 1055 (Attachments: # 1 Exhibit A-I)(Friedman, Andrew) (Entered: 03/13/2013)
|
|
Request |
|
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|
| 1168 |
Filed: 3/13/2013, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo: Plaintiffs' Unopposed motion for the entry of an agreed scheduling order for the filing and briefing of Rule 72(a) objections to certain rulings in the memorandum opinion and order dated March 4, 2013 1166 is granted. Plaintiffs to file objections to the rulings in the March 4, 2013 Order on the two Relevant Motions by 3/25/2013. Responses due by 4/15/2013. Replies due by 4/22/2013. Ruling before Honorable Elaine E. Bucklo on 5/23/2013 at 9:30 AM. Mailed notice (jdh) (Entered: 03/13/2013)
|
|
Request |
|
|
|
| 1167 |
Filed: 3/13/2013, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of motion for extension of time to file 1166 before Honorable Elaine E. Bucklo on 3/14/2013 at 09:30 AM. (Friedman, Andrew) (Entered: 03/13/2013)
|
|
Request |
|
|
|
| 1166 |
Filed: 3/12/2013, Entered: None |
|
|
MOTION by Plaintiff Last Atlantis Capital LLC for extension of time to file Rule 72 Objections to Certain Rulings in the Memorandum Opinion and Order dated March 4, 2013 (Friedman, Andrew) (Entered: 03/13/2013)
|
|
Request |
|
|
|
| 1165 |
Filed: 3/7/2013, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: The parties have telephonically advised the Court's courtroom deputy that Plaintiffs and AGS have agreed on a briefing schedule on Plaintiff' s Motion to Compel AGS Specialists to Answer Interrogatories Concerning Affirmative Defenses[#1160]. The Court is not aware of the proposed briefing schedule. However, having reviewed the motion, and in the interest of moving this case along without further unnecessary delay, pro-longed briefing will not be allowed. AGS will file its response by 3/19/2013. No reply will be accepted. The Court will rule on the motion at the status hearing set for 3/29/2013, at which time a firm date for completion of fact discovery will be set. Mailed notice (ac, ) (Entered: 03/07/2013)
|
|
Request |
|
|
|
| 1164 |
Filed: 3/4/2013, Entered: None |
|
|
MEMORANDUM Opinion and Order. Signed by the Honorable Arlander Keys on 3/4/2013. (ac, ) (Entered: 03/04/2013)
|
|
Request |
|
|
|
| 1163 |
Filed: 3/4/2013, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: For the reasons explained in the attached Memorandum Opinion and Order, the Court grants GSEC's motion to compel [#1093]; grants in part and denies in part SIG's motion to compel [#1074]; grants in part and denies in part the plaintiffs' motion to compel AGS to produce documents [#1102]; denies the plaintiffs' motion to compel GSEC to answer River North's interrogatories [#1076]; and denies the plaintiffs' motion for an order enforcing discovery orders as to AGS [#1070]. The case is set for a status hearing on Friday, March 29, 2013, at 9:00 a.m. The Court will set a discovery cutoff date at that time in part. Mailed notice (ac, ) (Entered: 03/04/2013)
|
|
Request |
|
|
|
| 1162 |
Filed: 3/4/2013, Entered: None |
|
|
Compendium of Unreported Decisions Cited in Motion for an Order Compelling AGS Specialists LLC to Answer Interrogatories Concerning Affirmative Defenses by Last Atlantis Capital LLC (Friedman, Andrew) (Entered: 03/04/2013)
|
|
Request |
|
|
|
| 1161 |
Filed: 3/4/2013, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of motion to compel,,, 1160 before Honorable Arlander Keys on 3/8/2013 at 09:00 AM. (Friedman, Andrew) (Entered: 03/04/2013)
|
|
Request |
|
|
|
| 1160 |
Filed: 3/4/2013, Entered: None |
|
|
MOTION by Plaintiff Last Atlantis Capital LLC to compel Defendant AGS Specialists, LLC to Answer Last Atlantis' Interrogatories to AGS Concerning Affirmative Defenses (Attachments: # 1 Exhibit A - Last Atlantis Capital LLC's Interrogatories to AGS Specialists Concerning Affirmative Defenses, # 2 Exhibit B - Relevant Pages of AGS's Answer With Affirmative Defenses, # 3 Exhibit C - AGS's One Page Objection to the LAC Interrogatories, # 4 Exhibit D - Letter from Plaintiffs' Counsel to All Defendants Counsel with Copy of Opinion in Linde v Arab Bank, # 5 Exhibit E - Feb 26, 2013 E-Mail from Plaintiffs' Counsel to AGS's Counsel, # 6 Exhibit F - Feb 26 E-Mail from Counsel for AGS to Plaintiffs' Counsel)(Friedman, Andrew) (Entered: 03/04/2013)
|
|
Request |
|
|
|
| 1159 |
Filed: 2/26/2013, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo: Motion for leave to withdraw of Thomas K. Anderson as attorney for defendant Bear Wagner Specialists, LLC 1156 is granted. Attorney Thomas Kelly Anderson terminated. Mailed notice (jdh) (Entered: 02/26/2013)
|
|
Request |
|
|
|
| 1158 |
Filed: 2/21/2013, Entered: None |
|
|
RESPONSE by Susquehanna International Group, LLP, Susquehanna Investment Group to MOTION by Plaintiff Last Atlantis Capital LLC for leave to file Newly Produced Evidence Relevant to Defendant Susquehanna Investment Group's Motion to Compel Production of Documants 1152 (Attachments: # 1 Exhibit Exhibits A and B)(Gurland, Michael) (Entered: 02/21/2013)
|
|
Request |
|
|
|
| 1157 |
Filed: 2/15/2013, Entered: None |
|
|
NOTICE of Motion by Thomas Kelly Anderson for presentment of motion to withdraw as attorney 1156 before Honorable Elaine E. Bucklo on 2/27/2013 at 09:30 AM. (Anderson, Thomas) (Entered: 02/15/2013)
|
|
Request |
|
|
|
| 1156 |
Filed: 2/15/2013, Entered: None |
|
|
MOTION by counsel for Defendant Bear Wagner Specialist LLC to withdraw as attorney (Anderson, Thomas) (Entered: 02/15/2013)
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Request |
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| 1155 |
Filed: 2/13/2013, Entered: None |
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|
MINUTE entry before Honorable Arlander Keys: Plaintiffs have noticed a motion 1152 for Monday, February 18, 2013; that is a court holiday and the notice is stricken. The parties need not appear on the motion; defendant Susquehanna is given until February 22, 2013 to file a response to plaintiffs' motion concerning newly produced evidence. No reply is permitted. The Court is in the process of ruling on the various pending discovery motions, and no further briefing is necessary. Mailed notice (ac, ) (Entered: 02/13/2013)
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Request |
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| 1154 |
Filed: 2/12/2013, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of motion for leave to file 1152 before Honorable Arlander Keys on 2/18/2013 at 09:00 AM. (Friedman, Andrew) (Entered: 02/12/2013)
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|
Request |
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| 1153 |
Filed: 2/12/2013, Entered: None |
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|
AFFIDAVIT by Plaintiff Last Atlantis Capital LLC in Support of MOTION by Plaintiff Last Atlantis Capital LLC for leave to file Newly Produced Evidence Relevant to Defendant Susquehanna Investment Group's Motion to Compel Production of Documants 1152 Declaration of Andrew Friedman In Support of Motion for Leave to File Newly Produced Evidence Relevant to Susquehanna's Pending Discovery Motion (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J)(Friedman, Andrew) (Entered: 02/12/2013)
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|
Request |
|
|
|
| 1152 |
Filed: 2/12/2013, Entered: None |
|
|
MOTION by Plaintiff Last Atlantis Capital LLC for leave to file Newly Produced Evidence Relevant to Defendant Susquehanna Investment Group's Motion to Compel Production of Documants (Friedman, Andrew) (Entered: 02/12/2013)
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|
Request |
|
|
|
| 1150 |
Filed: 1/17/2013, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: For the reasons explained in the attached Memorandum Opinion and Order, the Court grants Ivan Kline's motion to modify the subpoena served on him by the plaintiffs. Mr. Klines request to file a reply brief on the issue is denied as moot. Mailed notice (ac, ) (Entered: 01/17/2013)
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|
Request |
|
|
|
| 1149 |
Filed: 1/16/2013, Entered: None |
|
|
TRANSCRIPT OF PROCEEDINGS held on October 15, 2012, before the Honorable Arlander Keys. Court Reporter Contact Information: Laura LaCien, 312-408-5032, laura_lacien@ilnd.uscourts.gov. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 2/6/2013. Redacted Transcript Deadline set for 2/18/2013. Release of Transcript Restriction set for 4/16/2013. (Lacien, Laura) (Entered: 01/16/2013)
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Request |
|
|
|
| 1148 |
Filed: 1/15/2013, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Status hearing previously set for 1/16/2013 at 9:00 a.m before this Court is stricken. A status hearing will be set by mail with this Court's ruling on the pending motions. Mailed notice (ac, ) (Entered: 01/15/2013)
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|
Request |
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|
|
| 1147 |
Filed: 1/14/2013, Entered: None |
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|
AFFIDAVIT by Plaintiff Last Atlantis Capital LLC in Opposition to MOTION by Plaintiff Last Atlantis Capital LLC to compel Defendant AGS's Production of Documents, Answers to Interrogatories and to Deem Improper Responses to Requests for Admissions to Be Admissions 1102 DECLARATION OF ANDREW FRIEDMAN IN OPPOSITION TO MOTION TO MODIFY SUBPOENA TO IVAN KLINE (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Friedman, Andrew) (Entered: 01/14/2013)
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|
Request |
|
|
|
| 1146 |
Filed: 1/5/2013, Entered: None |
|
|
SUR-REPLY by Plaintiff Last Atlantis Capital LLC to reply to response to motion 1134 , sur-reply 1145 Sur-Reply in Opposition to Motions to Compel Plaintiffs' Production of Information and Trial Prparation Materials Protected From Disclosure Under Fed. R. Civ. P. 26(b)(3) and (4) WITH EXHIBITS A through C (Attachments: # 1 Exhibit A- Opinion in Appleton Paper, Inc v EPA, # 2 Exhibit B - Nov 23, 2004 Order in Ridge Chrysler Jeep LLC v DamilerChrysler Services NA, # 3 Exhibit C - Copies of exhibits A and B to the Declaration of Dr. Roy Freedman)(Friedman, Andrew) (Entered: 01/05/2013)
|
|
Request |
|
|
|
| 1145 |
Filed: 1/5/2013, Entered: None |
|
|
SUR-REPLY by Plaintiff Last Atlantis Capital LLC to reply to response to motion 1134 (Friedman, Andrew) (Entered: 01/05/2013)
|
|
Request |
|
|
|
| 1144 |
Filed: 1/3/2013, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Plaintiffs have served a subpoena for deposition upon Ivan Kline, a non-party to these proceedings, and Mr. Kline has filed a motion to quash that subpoena in the United States District Court for the Southern District of New York because Mr. Kline resides in that District. By order dated 12/11/2012, the District Judge in the Southern District of New York, referred the matter to this Court because of this Court's familiarity with the issues and stated that she would enforce whatever order this Court issues with regard to the subpoena for deposition. Mr. Kline and Plaintiffs have reached an agreement limiting the scope of the subpoena's request for documents and testimony, with the exception of one topic, on which they cannot agree, so the motion to quash has been converted to a motion to modify the scope of the subpoena, on which Mr. Kline and Plaintiffs are given leave to file their respective arguments, not to exceed 10 pages, by 1/14/2013. No further arguments will be entertained. The Court will rule by mail within a short date. Mailed notice (ac, ) (Entered: 01/03/2013)
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|
Request |
|
|
|
| 1143 |
Filed: 12/17/2012, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Motion hearing held on 12/17/12 regarding plaintiff's motion to strike new arguments and evidence submitted by Susquehanna Investment Group in reply to plaintiffs' opposition to its motion to compel discover, or alternatively, for leave to file a sur-reply [1137, 1139]. Said motion(s) are granted in part and denied in part. Plaintiff's request to strike new argument and evidence is denied. Plaintiff's request to file a sur-reply is granted. Plaintiff's sur-reply is limited to addressing matters relating to the Doherty Declaration, shall not exceed six (6) pages and shall be filed by 1/4/13. (rbf, ) (Entered: 12/17/2012)
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|
Request |
|
|
|
| 1142 |
Filed: 12/14/2012, Entered: None |
|
|
REPLY by Last Atlantis Capital LLC to reply, 1141 , MOTION by Plaintiff Last Atlantis Capital LLC to strike reply to response to motion 1134 Corrected Motion to Strike 1132 Fixing and Activating Hyper-links to Westlaw Embedded In the Motion 1139 (Friedman, Andrew) (Entered: 12/14/2012)
|
|
Request |
|
|
|
| 1141 |
Filed: 12/13/2012, Entered: None |
|
|
REPLY by Defendants Susquehanna International Group, LLP, Susquehanna Investment Group to motion to strike, motion for relief,, 1137 , notice of motion 1138 , appendix 1140 , motion to strike, motion for relief 1139 Susquehanna's Opposition to Plaintiffs' Motion to Strike or Alternatively for Leave to File a Sur-Reply (Gurland, Michael) (Entered: 12/13/2012)
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|
Request |
|
|
|
| 1140 |
Filed: 12/13/2012, Entered: None |
|
|
APPENDIX motion to strike, motion for relief 1139 Compendium of Unreported Decisions Cited In Plaintiffs' Motion to Strike or for Leave to File a Sur-reply (Friedman, Andrew) (Entered: 12/13/2012)
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|
Request |
|
|
|
| 1139 |
Filed: 12/13/2012, Entered: None |
|
|
MOTION by Plaintiff Last Atlantis Capital LLC to strike reply to response to motion 1134 Corrected Motion to Strike 1132 Fixing and Activating Hyper-links to Westlaw Embedded In the Motion (Friedman, Andrew) (Entered: 12/13/2012)
|
|
Request |
|
|
|
| 1138 |
Filed: 12/12/2012, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of motion to strike, motion for relief,, 1137 before Honorable Arlander Keys on 12/17/2012 at 09:00 AM. (Friedman, Andrew) (Entered: 12/12/2012)
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|
Request |
|
|
|
| 1137 |
Filed: 12/12/2012, Entered: None |
|
|
MOTION by Plaintiff Last Atlantis Capital LLC to strike reply to response to motion 1134 Motion to Strike New Arguments and Evidence Submitted by Susquehanna Investment Group in Reply to Plaintiffs' Opposition to Its Motion to Compel Discovery, or Alternatively, for Leave to File a Sur-Reply (Friedman, Andrew) (Entered: 12/12/2012)
|
|
Request |
|
|
|
| 1136 |
Filed: 12/12/2012, Entered: None |
|
|
TRANSCRIPT OF PROCEEDINGS held on 12/5/12 before the Honorable Arlander Keys. Court Reporter Contact Information: Kathleen M. Fennell, Kathleen_Fennell@ilnd.uscourts.gov. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 1/2/2013. Redacted Transcript Deadline set for 1/14/2013. Release of Transcript Restriction set for 3/12/2013. (Fennell, Kathleen) (Entered: 12/12/2012)
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|
Request |
|
|
|
| 1135 |
Filed: 12/7/2012, Entered: None |
|
|
REPLY by Last Atlantis Capital LLC to reply to response to motion, 1131 (Attachments: # 1 Exhibit A)(Friedman, Andrew) (Entered: 12/08/2012)
|
|
Request |
|
|
|
| 1134 |
Filed: 12/5/2012, Entered: None |
|
|
REPLY by Susquehanna International Group, LLP, Susquehanna Investment Group to memorandum in opposition to motion, 1115 (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Gurland, Michael) (Entered: 12/05/2012)
|
|
Request |
|
|
|
| 1133 |
Filed: 12/5/2012, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Motion hearing held on Defendant Goldman Sach's Motion to issue a summary Order granting its motion to compel answers to its First Set of Interrogatories. The Motion for summary order 1116 is denied for the reasons stated on the record. Plaintiff's motion for extension of time 1121 is granted. Replies to outstanding motions to be filed by 12/7/2012. Status hearing set for 12/17/2012 is reset to 1/16/2013 at 9:00 a.m. Mailed notice (ac, ) (Entered: 12/05/2012)
|
|
Request |
|
|
|
| 1132 |
Filed: 12/4/2012, Entered: None |
|
|
DECLARATION of Eric A. Bensky regarding reply to response to motion, 1131 (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R)(Bensky, Eric) (Entered: 12/04/2012)
|
|
Request |
|
|
|
| 1131 |
Filed: 12/4/2012, Entered: None |
|
|
REPLY by Goldman Sachs Execution and Clearing, L.P. to memorandum in opposition to motion 1120 , MOTION by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; to compel Answers to Goldam Sachs Execution & Clearing, L.P.'s First Set of Interrogatories to Plaintiffs 1093 (Schiffman, Howard) (Entered: 12/04/2012)
|
|
Request |
|
|
|
| 1130 |
Filed: 12/4/2012, Entered: None |
|
|
REPLY by Last Atlantis Capital LLC to response in opposition to motion,, 1117 Corrected Reply to Defendant AGS's Response to Motion to Compel Discovery with Revised Tables and Exhibit A attached (Attachments: # 1 Exhibit A Judge Bucklo's June 2011 OpinionOpinion)(Friedman, Andrew) (Entered: 12/04/2012)
|
|
Request |
|
|
|
| 1129 |
Filed: 12/3/2012, Entered: None |
|
|
REPLY by Last Atlantis Capital LLC to response in opposition to motion,, 1117 (Friedman, Andrew) (Entered: 12/04/2012)
|
|
Request |
|
|
|
| 1128 |
Filed: 12/3/2012, Entered: None |
|
|
AFFIDAVIT by Plaintiff Last Atlantis Capital LLC in Support of MOTION by Plaintiff Last Atlantis Capital LLC to compel Defendant AGS's Production of Documents, Answers to Interrogatories and to Deem Improper Responses to Requests for Admissions to Be Admissions 1102 Declaration of Andrew Friedman (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Friedman, Andrew) (Entered: 12/03/2012)
|
|
Request |
|
|
|
| 1127 |
Filed: 12/3/2012, Entered: None |
|
|
ATTORNEY Appearance for Defendants Bear Wagner Specialist LLC, TD Options, LLC; by Rebecca Sklar Bradley (Bradley, Rebecca) (Entered: 12/03/2012)
|
|
Request |
|
|
|
| 1126 |
Filed: 11/30/2012, Entered: None |
|
|
REPLY by Last Atlantis Capital LLC to Response 1124 (Friedman, Andrew) (Entered: 11/30/2012)
|
|
Request |
|
|
|
| 1125 |
Filed: 11/30/2012, Entered: None |
|
|
AFFIDAVIT by Plaintiff Last Atlantis Capital LLC in Support of MOTION for leave to file excess pages 1122 Declaration of Andrew Friedman In Reply to Goldman Sachs' Opposition to Motion for an Extension of Time (Attachments: # 1 Exhibit A - Docket in this Action, # 2 Exhibit B Plaintiffs 2010 Motion for an Extension of Time-, # 3 Exhibit C 2006 Motion for an Extension of Time)(Friedman, Andrew) (Entered: 11/30/2012)
|
|
Request |
|
|
|
| 1124 |
Filed: 11/28/2012, Entered: None |
|
|
RESPONSE by Defendant Goldman Sachs Execution and Clearing, L.P. to motion for extension of time to file response/reply,, motion for relief,,,,, 1122 (Attachments: # 1 Exhibit A)(Schiffman, Howard) (Entered: 11/28/2012)
|
|
Request |
|
|
|
| 1123 |
Filed: 11/27/2012, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of motion for extension of dates set for filing the of responses and replies with respect to pending discovery motions and granting plaintiffs leave to file a memorandum in response to one of the pending motions in excess of 15 pages 1121 , 1122 before Honorable Arlander Keys on 12/5/2012 at 09:00 AM. (Friedman, Andrew) (Entered: 11/27/2012)
|
|
Request |
|
|
|
| 1122 |
Filed: 11/27/2012, Entered: None |
|
|
MOTION by Plaintiff Last Atlantis Capital LLC for extension of dates set for filing the of responses and replies with respect to pending discovery motions and granting plaintiffs leave to file a memorandum in response to one of the pending motions in excess of 15 pages . (Friedman, Andrew) (Entered: 11/27/2012)
|
|
Request |
|
|
|
| 1121 |
Filed: 11/27/2012, Entered: None |
|
|
MOTION by Plaintiff Last Atlantis Capital LLC for extension of dates set for filing the of responses and replies with respect to pending discovery motions and granting plaintiffs leave to file a memorandum in response to one of the pending motions in excess of 15 pages (Friedman, Andrew) (Entered: 11/27/2012)
|
|
Request |
|
|
|
| 1120 |
Filed: 11/24/2012, Entered: None |
|
|
MEMORANDUM by Last Atlantis Capital LLC in Opposition to motion to compel 1093 With Active Hyperlinks and Corrected Pagination and Tables (Friedman, Andrew) (Entered: 11/24/2012)
|
|
Request |
|
|
|
| 1119 |
Filed: 11/24/2012, Entered: None |
|
|
MEMORANDUM by Last Atlantis Capital LLC in Opposition to motion to compel 1093 (Friedman, Andrew) (Entered: 11/24/2012)
|
|
Request |
|
|
|
| 1118 |
Filed: 11/21/2012, Entered: None |
|
|
CERTIFICATE of Service by Defendant AGS Specialists LLC. regarding response in opposition to motion,, 1117 (Shea, Kevin) (Entered: 11/21/2012)
|
|
Request |
|
|
|
| 1117 |
Filed: 11/21/2012, Entered: None |
|
|
RESPONSE by AGS Specialists LLC.in Opposition to MOTION by Plaintiff Last Atlantis Capital LLC to compel Defendant AGS's Production of Documents, Answers to Interrogatories and to Deem Improper Responses to Requests for Admissions to Be Admissions 1102 AGS' Response in Opposition to Plaintiffs' Motion for an Order Deeming Certain Responses to Requests for Admission be Admitted and Compelling the Production of Documents and Answers to Interrogatories (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Shea, Kevin) (Entered: 11/21/2012)
|
|
Request |
|
|
|
| 1116 |
Filed: 11/21/2012, Entered: None |
|
|
MOTION by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; for order Granting Motion to Compel Answers to Goldman Sachs Execution & Clearing, L.P.'S First Set of Interrogatories to Plaintiffs (Schiffman, Howard) (Entered: 11/21/2012)
|
|
Request |
|
|
|
| 1115 |
Filed: 11/20/2012, Entered: None |
|
|
MEMORANDUM by Last Atlantis Capital LLC in Opposition to motion to compel 1093 , motion to compel, 1074 Plaintiffs' Memorandum of Law in Opposition to Susquehanna Investment Group's Motion to Compel the Production of Trial Preparation Materials Protected From Disclosure By the Work Product Doctrine and Fed. R. Civ. P. 26 (b) (3) and (4) (Friedman, Andrew) (Entered: 11/20/2012)
|
|
Request |
|
|
|
| 1114 |
Filed: 11/19/2012, Entered: None |
|
|
AFFIDAVIT by Plaintiff Last Atlantis Capital LLC in Opposition to MOTION by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; to compel Answers to Goldam Sachs Execution & Clearing, L.P.'s First Set of Interrogatories to Plaintiffs 1093 , MOTION by Defendants Susquehanna International Group, LLP, Susquehanna Investment Group to compel Motion for an Order Compelling the Production of Documents by Plaintiffs 1074 Declaration of Dr. Roy Friedman In Opposition to Motions to Compel Documents and Information Protecected From Disclosure (Attachments: # 1 Exhibit A - First Page of Spreadsheet of Relevant Orders Executed By SLK-Hull Derivatives LLC and/or Goldman Sachs Execution & Clearing LP at inferior prices after a request to cancel the order was submitted, # 2 Exhibit C First Page of Spreadsheet of Relevant Orders Not Promptly Executed at the Quoted Prices)(Friedman, Andrew) (Entered: 11/19/2012)
|
|
Request |
|
|
|
| 1113 |
Filed: 11/16/2012, Entered: None |
|
|
AFFIDAVIT by Plaintiff Last Atlantis Capital LLC in Opposition to MOTION by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; to compel Answers to Goldam Sachs Execution & Clearing, L.P.'s First Set of Interrogatories to Plaintiffs 1093 , MOTION by Defendants Susquehanna International Group, LLP, Susquehanna Investment Group to compel Motion for an Order Compelling the Production of Documents by Plaintiffs 1074 Declaration of Andrew Friedman (Attachments: # 1 Exhibit A - Transcript of Septmeber 28, 2011 Status Conference, # 2 Exhibit B Transcript of June 28, 2012 Status Conference, # 3 Exhibit C Relevant Pages of Transcript of Deposition of American Stoack Exchange, # 4 Exhibit D Relevant Pages of Depostion of Chicago Board Options Exchange, # 5 Exhibit E Document Concerning PHLX Suveilance Parameters)(Friedman, Andrew) (Entered: 11/16/2012)
|
|
Request |
|
|
|
 1112 |
Filed: 11/16/2012, Entered: None |
|
|
SEALED EXHIBIT by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; Exhibit A regarding declaration 1111 (Bensky, Eric) (Entered: 11/16/2012)
|
|
|
|
|
|
| 1111 |
Filed: 11/16/2012, Entered: None |
|
|
DECLARATION of Eric A. Bensky regarding memorandum in opposition to motion 1110 to Compel GSE&C LP to Provide Answers to Plaintiff River North's First Set of Interrogatories (Attachments: # 1 Exhibit A)(Bensky, Eric) (Entered: 11/16/2012)
|
|
Request |
|
|
|
| 1110 |
Filed: 11/16/2012, Entered: None |
|
|
MEMORANDUM by Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; in Opposition to motion to compel, 1076 to Provide Answers to Plaintiff River North's First Set of Interrogatories (Schiffman, Howard) (Entered: 11/16/2012)
|
|
Request |
|
|
|
| 1109 |
Filed: 11/13/2012, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Pursuant to the request of the parties, the date for the filing of responses to all three motions #1074, #1076 and #1093 is extended to 11/16/2012 and the date for the filing of replies to said motions, is extended to 11/27/2012. Status hearing set for 12/17/2012 at 9:00 am to remain firm. Mailed notice (ac, ) (Entered: 11/13/2012)
|
|
Request |
|
|
|
| 1108 |
Filed: 11/2/2012, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Upon the request of the parties, response to Susquehanna Investment Group's Motion for an Order Compelling the Production of Docments from Plaintiffs 1074 is extended from 11/5/2012 to 11/13/2012. The reply in support of said motion is extended from 11/8/2012 to 11/20/2012. Response to Plaintiffs' Motion to Compel Defendant Goldman Sachs Execution and Clearing L.P. To Serve Answers to Plaintiff River North's Interrogatories is extended from 11/5/2012 to 11/13/2012 and the reply is extended to 11/20/2012. Plaintiffs' responses to Goldman Sachs' Motion to compel Answers to Goldman Sachs Execution & Clearing, L.P.'s First Set of Interrogatories to Plaintiffs is set for 11/13/2012. The reply is set for 11/20/2012. Status hearing set for 12/17/2012 at 9:00 am to remain firm. Mailed notice (ac, ) (Entered: 11/02/2012)
|
|
Request |
|
|
|
| 1107 |
Filed: 10/26/2012, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Motion hearing held on Plaintiffs' Motion for extension of time to File Response to AGS's Motion to Dismiss for Failure to Comply With Orders to Obtain Amex Data. The motion is granted for the reason stated on the record 1097 . Plaintiffs' response to said motion is extended from 10/31/2012 to a date seven days after the completion of the deposition of Ivan Kline. Defendants reply is extended 14 days after Plaintiffs' response. Motion hearing held on Plaintiff's Last Atlantis Motion to compel Defendant AGS's Production of Documents, Answers to Interrogatories and to Deem Improper Responses to Requests for Admissions to Be Admissions 1102 . Defendants response to be filed by 11/21/2012 and Plaintiff's reply thereto, to be filed by 12/3/2012. The noticed hearing set for 10/31/2012 is stricken. Status hearing set for 11/14/2012 is reset to 12/17/2012 at 9:00 a.m. All pending motions will be ruled upon by mail. Mailed notice (ac, ) (Entered: 10/26/2012)
|
|
Request |
|
|
|
| 1106 |
Filed: 10/25/2012, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of motion to compel,, 1102 before Honorable Arlander Keys on 10/31/2012 at 09:00 AM. (Friedman, Andrew) (Entered: 10/25/2012)
|
|
Request |
|
|
|
| 1105 |
Filed: 10/25/2012, Entered: None |
|
|
CERTIFICATE of Service of Memorandum in support of motion to compel (Friedman, Andrew) (Entered: 10/25/2012)
|
|
Request |
|
|
|
| 1104 |
Filed: 10/25/2012, Entered: None |
|
|
MEMORANDUM by Last Atlantis Capital LLC in support of motion to compel,, 1102 (Friedman, Andrew) (Entered: 10/25/2012)
|
|
Request |
|
|
|
| 1103 |
Filed: 10/25/2012, Entered: None |
|
|
CERTIFICATE of Service of Plaintiffs' Motion to Compel Defendant AGS's Production of Documents, Answers to Interrogatories and to Deem Improper Responses toRequests to Be Admissions (Friedman, Andrew) (Entered: 10/25/2012)
|
|
Request |
|
|
|
| 1102 |
Filed: 10/25/2012, Entered: None |
|
|
MOTION by Plaintiff Last Atlantis Capital LLC to compel Defendant AGS's Production of Documents, Answers to Interrogatories and to Deem Improper Responses to Requests for Admissions to Be Admissions (Attachments: # 1 Exhibit A- Relevant Pages of AGS's Responses and Objections to the Requests For Admissions Directed Exclusively to AGS, # 2 Exhibit B Plaintiffs' Third Document Request to All Defendants, # 3 Exhibit C AGS's Objections to Plaintiffs' Third Document RequestRes, # 4 Exhibit D AGS's Objections to Plaintiff River North's Interrogatories)(Friedman, Andrew) (Entered: 10/25/2012)
|
|
Request |
|
|
|
| 1101 |
Filed: 10/25/2012, Entered: None |
|
|
NOTICE by AGS Specialists LLC. re Response 1100 (Shea, Kevin) (Entered: 10/25/2012)
|
|
Request |
|
|
|
| 1100 |
Filed: 10/25/2012, Entered: None |
|
|
RESPONSE by Defendants AGS Specialists LLC., AGS Specialists Partners to extension of time, 1097 (Shea, Kevin) (Entered: 10/25/2012)
|
|
Request |
|
|
|
| 1099 |
Filed: 10/24/2012, Entered: None |
|
|
CERTIFICATE of service of Plaintiffs' Motion for an Extension of Time to File Response to AGS's Motion to Dismiss (Friedman, Andrew) (Entered: 10/24/2012)
|
|
Request |
|
|
|
| 1098 |
Filed: 10/23/2012, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of extension of time, 1097 before Honorable Arlander Keys on 10/26/2012 at 09:00 AM. (Friedman, Andrew) (Entered: 10/23/2012)
|
|
Request |
|
|
|
| 1097 |
Filed: 10/23/2012, Entered: None |
|
|
MOTION by Plaintiff Last Atlantis Capital LLC for extension of time to File Response to AGS's Motion to Dismiss for Failure to Comply With Orders to Obtain Amex Data (Attachments: # 1 Exhibit A - Transcript of September 28, 2012 Proceedings, # 2 Exhibit B Sept 28 E Mail to I Kline, # 3 Exhibit C Subpoena to Ivan Kline, # 4 Exhibit D AGS Responses to RFAs)(Friedman, Andrew) (Entered: 10/23/2012)
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Request |
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| 1096 |
Filed: 10/23/2012, Entered: None |
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CERTIFICATE of Service by Eric A. Bensky on behalf of SLK-HULL Derivatives LLC; regarding declaration, 1095 (Bensky, Eric) (Entered: 10/23/2012)
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Request |
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| 1095 |
Filed: 10/23/2012, Entered: None |
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DECLARATION of Eric A. Bensky regarding motion to compel 1093 Answers to Goldman Sachs Execution & Clearing, L.P.'s First Set of Interrogatories to Plaintiffs (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Bensky, Eric) (Entered: 10/23/2012)
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Request |
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| 1094 |
Filed: 10/23/2012, Entered: None |
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CERTIFICATE of Service by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; regarding MOTION by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; to compel Answers to Goldam Sachs Execution & Clearing, L.P.'s First Set of Interrogatories to Plaintiffs 1093 (Schiffman, Howard) (Entered: 10/23/2012)
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Request |
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| 1093 |
Filed: 10/23/2012, Entered: None |
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MOTION by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; to compel Answers to Goldam Sachs Execution & Clearing, L.P.'s First Set of Interrogatories to Plaintiffs (Schiffman, Howard) (Entered: 10/23/2012)
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Request |
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| 1092 |
Filed: 10/20/2012, Entered: None |
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TRANSCRIPT OF PROCEEDINGS held on 9-28-12 before the Honorable Arlander Keys. Court Reporter Contact Information: Pamela S. Warren, https://www.ilnd.uscourts.gov/home/Transcript-Order-Form.aspx. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 11/13/2012. Redacted Transcript Deadline set for 11/20/2012. Release of Transcript Restriction set for 1/18/2013. (Warren, Pamela) (Entered: 10/20/2012)
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Request |
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| 1091 |
Filed: 10/19/2012, Entered: None |
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CERTIFICATE of Service by Kevin Patrick Shea on behalf of AGS Specialists LLC. regarding memorandum in opposition to motion, 1090 (Shea, Kevin) (Entered: 10/19/2012)
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Request |
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| 1090 |
Filed: 10/19/2012, Entered: None |
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MEMORANDUM by AGS Specialists Partners in Opposition to motion to compel, 1076 Defendants Memorandum in Opposition to Plaintiffs' Motion to Compel Production of Documents and to Determine Sufficiency of Responses to Plaintiffs' Second Set of Requests for Admissions (Shea, Kevin) (Entered: 10/19/2012)
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Request |
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| Save 25% on a pre-paid one year subscription. |
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| 1089 |
Filed: 10/16/2012, Entered: None |
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MINUTE entry before Honorable Arlander Keys:That portion of minute entry #1088 addressing the Plaintiffs' motion for an order: (1) enforcing the court's 6/18/2012 and 7/12/2012 discovery orders by compelling the production of documents from defendants AGS Specialist Partners and AGS Sspecialists llc, and (2) determining The sufficiency of AGSs answers to requests for admissions is hereby stricken. The motion had previously been addressed at an earlier hearing. The order of l0/15/2012 to remain the same in all other respect. Mailed notice (ac, ) (Entered: 10/16/2012)
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Request |
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| 1088 |
Filed: 10/15/2012, Entered: None |
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MINUTE entry before Honorable Arlander Keys: Motion hearing held on Plaintiffs' motion for an order: (1) enforcing the court's 6/18/2012 and 7/12/2012 discovery orders by compelling the production of documents from defendants AGS Specialist Partners and AGS Sspecialists llc, and (2) determining The sufficiency of AGSs answers to requests for admissions. Defendants response to be filed by 11/5/2012 1070 . Motion hearing held on Defendant's Susquehanna Investment Group's Motion for an Order Compelling the Production of Documents by Plaintiffs 1074 . Plaintiff to file its response to said motion on or before 11/5/2012. Motion hearing held on Plaintiffs motion to compel Defendant Goldman Sachs Execution and Clearing L.P. To Serve Answers to Plaintiff River North's Interrogatories 1076 . Defendant Goldman Sachs' response to be filed by 11/5/2012. Oral arguments on the above motions is set for 11/14/2012 at 9:30 a.m. Any replies to the stated motions are to be filed by 11/8/2012. All responsive briefs to be filed by the close of the business day on 11/5/2012. Mailed notice (ac, ) (Entered: 10/16/2012)
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Request |
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| 1087 |
Filed: 10/15/2012, Entered: None |
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ATTORNEY Appearance for Defendant AGS Specialists LLC. by Timothy Edward Horton (Horton, Timothy) (Entered: 10/15/2012)
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Request |
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| 1086 |
Filed: 10/15/2012, Entered: None |
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CERTIFICATE of service of Reply to responses to status report with corrected exhibit A (Friedman, Andrew) (Entered: 10/15/2012)
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Request |
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| 1085 |
Filed: 10/15/2012, Entered: None |
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STATUS Report With Corrected Exhibits A and A-1 by Last Atlantis Capital LLC (Attachments: # 1 Exhibit A- Email chain among counsel, # 2 Exhibit A-1 Additional email chain)(Friedman, Andrew) (Entered: 10/15/2012)
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Request |
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| 1084 |
Filed: 10/14/2012, Entered: None |
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CERTIFICATE of Service by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; regarding Response 1083 (Bensky, Eric) (Entered: 10/14/2012)
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Request |
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| 1083 |
Filed: 10/14/2012, Entered: None |
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RESPONSE by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; to status report 1078 (Bensky, Eric) (Entered: 10/14/2012)
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Request |
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| 1082 |
Filed: 10/14/2012, Entered: None |
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REPLY by Plaintiff Last Atlantis Capital LLC to Response 1079 , Response 1080 (Attachments: # 1 Exhibit A E-Mail Chain Regarding Briefing Schedule)(Friedman, Andrew) (Entered: 10/14/2012)
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Request |
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| 1081 |
Filed: 10/13/2012, Entered: None |
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CERTIFICATE of Service by Kevin Patrick Shea on behalf of AGS Specialists LLC. regarding Response 1080 (Shea, Kevin) (Entered: 10/13/2012)
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Request |
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| 1080 |
Filed: 10/13/2012, Entered: None |
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RESPONSE by Defendant AGS Specialists LLC. AGS' Response to Plaintiffs' Status Report (Shea, Kevin) (Entered: 10/13/2012)
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Request |
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| 1079 |
Filed: 10/12/2012, Entered: None |
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RESPONSE by Defendant Susquehanna Investment Group to status report 1078 (Stern, Phillip) (Entered: 10/12/2012)
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Request |
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| 1078 |
Filed: 10/12/2012, Entered: None |
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STATUS Report for Conference Before Honorable Arlander Keys on October 15, 2012 by Last Atlantis Capital LLC (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Friedman, Andrew) (Entered: 10/12/2012)
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Request |
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| 1077 |
Filed: 10/11/2012, Entered: None |
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NOTICE of Motion by Andrew David Friedman for presentment of motion to compel, 1076 before Honorable Arlander Keys on 10/15/2012 at 09:00 AM. (Friedman, Andrew) (Entered: 10/11/2012)
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Request |
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| 1076 |
Filed: 10/10/2012, Entered: None |
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MOTION by Plaintiff Last Atlantis Capital LLC to compel Defendant Goldman Sachs Execution and Clearing L.P. To Serve Answers to Plaintiff River North's Interrogatories (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Friedman, Andrew) (Entered: 10/10/2012)
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Request |
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| 1075 |
Filed: 10/10/2012, Entered: None |
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NOTICE of Motion by Michael Z. Gurland for presentment of motion to compel, 1074 before Honorable Arlander Keys on 10/15/2012 at 09:00 AM. (Gurland, Michael) (Entered: 10/10/2012)
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Request |
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| 1074 |
Filed: 10/10/2012, Entered: None |
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MOTION by Defendants Susquehanna International Group, LLP, Susquehanna Investment Group to compel Motion for an Order Compelling the Production of Documents by Plaintiffs (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H)(Gurland, Michael) (Entered: 10/10/2012)
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Request |
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| 1073 |
Filed: 9/28/2012, Entered: None |
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|
MINUTE entry before Honorable Arlander Keys:Motion hearing held on Defendant AGS Specialist's Motion for Extension of time to Respond to Plaintiffs' First Set of Requests for Admissions Directed Exclusively to AGS. The motion is granted for the reasons stated on the record 1062 . Defendants granted to 10/10/2012 in which to respond to all of the requests to admit which are outstanding. With regard to Defendant AGS Specialist's Motion to dismiss, plaintiffs to file their response by 10/31/2012. AGS to file their reply by 11/14/2012. The Court will rule by mail. On Plaintiff Last Atlantis Capital's Motion to Compel Production of Documents and Determine the Sufficiency of Answers to Requests for Admissions from the AGS Defendant [1068}, AGS to file thier response to said motion by 10/19/2012. Defendant AGS's motion for leave to file Brief in Excess of Fifteen Pages in support of their motion to dismiss is granted [1057}. Mailed notice (jmp, ) (Docket Text modified by Clerk's Office) (jmp, ). (Entered: 10/03/2012)
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Request |
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| 1072 |
Filed: 9/27/2012, Entered: None |
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RESPONSE by Plaintiff Last Atlantis Capital LLC to extension of time 1062 Plaintiffs' Response to AGS' Motion for an Extensions of Time and Plaintiffs' Request for Entry of a Briefing Schedule on AGS's Motion to Dismiss Under Fed. R. Civ. P. 37 (Attachments: # 1 Exhibit A)(Friedman, Andrew) (Entered: 09/27/2012)
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Request |
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| 1071 |
Filed: 9/27/2012, Entered: None |
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|
MEMORANDUM by Last Atlantis Capital LLC in support of motion to compel,,, 1070 Memorandum In Support of Motion to Compel Production of Documents and Answers to Requests for Admissions from Defendant AGSDo (Attachments: # 1 Exhibit A Alternatively Worded Versions of the 25 Requests For Admission At Issuer)(Friedman, Andrew) (Entered: 09/27/2012)
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Request |
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| 1070 |
Filed: 9/26/2012, Entered: None |
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|
MOTION by Plaintiff Last Atlantis Capital LLC to compel CORRECTED Motion For an Order (1) Enforcing Discovery Orders By Compelling AGS Defendants to Produce Responsive Documents and (2) Determining the Sufficiency of Answers to 12 Requests for Admission (Attachments: # 1 Exhibit A- Plaintiffs' Second Requests for Admissions from All Defendants, # 2 Exhibit B =The AGS Defendants' Answers to the Second RFAs, # 3 Exhibit C August 13 Letter to AGS Explaining Basis for Contentions that 12 Answers Fail to Comply with Rule 36, # 4 Exhibit D September 10 Letter to AGS Requesting Withdrawal of Objections and Answers to Alternatively worded RFAs, # 5 Exhibit E Alternatively Worded Versions of the RFAs At Issue in the Motionr, # 6 Exhibit F Plaintiffs September 13 Letter to AGS Re Further Efforts to Avoid the Need to Seek Judicial Intervention)(Friedman, Andrew) (Entered: 09/26/2012)
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Request |
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| 1069 |
Filed: 9/25/2012, Entered: None |
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|
NOTICE of Motion by Andrew David Friedman for presentment of motion to compel 1068 before Honorable Arlander Keys on 9/28/2012 at 09:00 AM. (Friedman, Andrew) (Entered: 09/26/2012)
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Request |
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| 1068 |
Filed: 9/25/2012, Entered: None |
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|
MOTION by Plaintiff Last Atlantis Capital LLC to compel production of documents and determine the sufficiency of answers to Requests for Admissions from the AGS Defendants (Friedman, Andrew) (Entered: 09/25/2012)
|
|
Request |
|
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| 1067 |
Filed: 9/19/2012, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Pursuant to the telephonic request of the parties, the Motion to dismiss 1055 ; Motion for leave to file 1057 and Motion for extension of time 1062 is entered and continued to 9/28/2012 at 09:00 AM. Mailed notice (ac, ) (Entered: 09/19/2012)
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Request |
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| 1066 |
Filed: 9/19/2012, Entered: None |
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|
MINUTE entry before Honorable Arlander Keys: Pursuant to the telephonic request of the parties, the Motion for leave to file 1057 and Motion for extension of time 1062 is entered and continued to 9/26/2012 at 09:00 AM. Mailed notice (ac, ) (Entered: 09/19/2012)
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Request |
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| 1065 |
Filed: 9/17/2012, Entered: None |
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|
MINUTE entry before Honorable Arlander Keys: Pursuant to the telephonic request of the parties, the Motion for extension of time 1062 is entered and continued 9/24/2012 at 09:00 AM. Mailed notice (ac, ) (Entered: 09/17/2012)
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Request |
|
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| 1064 |
Filed: 9/14/2012, Entered: None |
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|
CERTIFICATE of Service by Kevin Patrick Shea on behalf of AGS Specialists LLC. regarding MOTION by Defendant AGS Specialists LLC. for extension of time to Respond to Plaintiffs' First Set of Requests for Admissions Directed Exclusively to AGS 1062 , notice of motion 1063 (Shea, Kevin) (Entered: 09/14/2012)
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Request |
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| 1063 |
Filed: 9/14/2012, Entered: None |
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|
NOTICE of Motion by Kevin Patrick Shea for presentment of extension of time 1062 before Honorable Arlander Keys on 9/19/2012 at 09:00 AM. (Shea, Kevin) (Entered: 09/14/2012)
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Request |
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| 1062 |
Filed: 9/14/2012, Entered: None |
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|
MOTION by Defendant AGS Specialists LLC. for extension of time to Respond to Plaintiffs' First Set of Requests for Admissions Directed Exclusively to AGS (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit)(Shea, Kevin) (Entered: 09/14/2012)
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Request |
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| 1061 |
Filed: 9/14/2012, Entered: None |
|
|
CERTIFICATE of Service by Kevin Patrick Shea on behalf of AGS Specialists LLC. regarding sealed document, 1060 , MOTION by Defendant AGS Specialists LLC. for leave to file Brief in Excess of Fifteen Pages 1057 , MOTION by Defendant AGS Specialists LLC. to dismiss for Failure to Comply With Court Orders to Obtain Amex Audit Trail Data 1055 , notice of motion 1056 , notice of motion, 1059 (Shea, Kevin) (Entered: 09/14/2012)
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Request |
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| 1060 |
Filed: 9/13/2012, Entered: None |
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|
SEALED DOCUMENT by Defendant AGS Specialists LLC. AGS' Memorandum in Support of Motion to Dismiss for Failure to Comply With Court Orders to Obtain Amex Audit Trial Data (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Exhibit, # 6 Exhibit, # 7 Exhibit, # 8 Exhibit, # 9 Exhibit, # 10 Exhibit, # 11 Exhibit, # 12 Exhibit, # 13 Exhibit)(Shea, Kevin) (Entered: 09/13/2012)
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| 1059 |
Filed: 9/13/2012, Entered: None |
|
|
NOTICE of Motion by Kevin Patrick Shea for presentment of motion for leave to file, 1057 before Honorable Arlander Keys on 9/19/2012 at 09:00 AM. (Shea, Kevin) Duplicate filing of entry no. 1058 (Docket text modified by Clerk's Office on 9/14/2012) (np, ). (Entered: 09/13/2012)
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Request |
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| 1058 |
Filed: 9/13/2012, Entered: None |
|
|
NOTICE of Motion by Kevin Patrick Shea for presentment of motion for leave to file, 1057 before Honorable Elaine E. Bucklo on 9/19/2012 at 09:00 AM. (Shea, Kevin) (Entered: 09/13/2012)
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Request |
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| 1057 |
Filed: 9/13/2012, Entered: None |
|
|
MOTION by Defendant AGS Specialists LLC. for leave to file Brief in Excess of Fifteen Pages (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Exhibit, # 6 Exhibit, # 7 Exhibit, # 8 Exhibit, # 9 Exhibit, # 10 Exhibit, # 11 Exhibit, # 12 Exhibit, # 13 Exhibit, # 14 Exhibit)(Shea, Kevin) (Entered: 09/13/2012)
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|
Request |
|
|
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| 1056 |
Filed: 9/13/2012, Entered: None |
|
|
NOTICE of Motion by Kevin Patrick Shea for presentment of motion to dismiss 1055 before Honorable Arlander Keys on 9/19/2012 at 09:00 AM. (Shea, Kevin) (Entered: 09/13/2012)
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|
Request |
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|
|
| 1055 |
Filed: 9/13/2012, Entered: None |
|
|
MOTION by Defendant AGS Specialists LLC. to dismiss for Failure to Comply With Court Orders to Obtain Amex Audit Trail Data (Shea, Kevin) (Entered: 09/13/2012)
|
|
Request |
|
|
|
| 1054 |
Filed: 8/15/2012, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Status hearing held; continued to 10/15/2012 at 09:00 AM. Plaintiff appeared and informed the Court that Plaintiff is withdrawing its motion for extension of time to obtain data from NYSE Amex Options, LLC. The motion is denied as moot for the reasons stated on the record 1046 . The parties are proceeding with discovery. The parties are reminded that fact discovery cuts off on 12/18/2012. Mailed notice (jmp, ) (Entered: 08/16/2012)
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Request |
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| 1053 |
Filed: 8/3/2012, Entered: None |
|
|
RESPONSE by Defendant AGS Specialists LLC. to notice of motion 1047 For Extension of Time For Discovery From The Amex (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit)(Shea, Kevin) (Entered: 08/03/2012)
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|
Request |
|
|
|
| 1052 |
Filed: 8/1/2012, Entered: None |
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|
ATTORNEY Appearance for Defendants Susquehanna Investment Group, Susquehanna International Group, LLP by Michael Z. Gurland (Attachments: # 1 Certificate of Service Certificate of Service)(Gurland, Michael) (Entered: 08/01/2012)
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|
Request |
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| 1051 |
Filed: 7/27/2012, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: The parties' agreed motion to enter a briefing schedule on Plaintiffs motion for extension of time to obtain data from NYSE Amex Options LLC f/k/a the American Stock Exchange (AMEX) AGS is granted. AGS has to August 3, 2012 to file its response to Plaintiffs Motion. Plaintiffs are granted to August 10,2012 to file their Reply 1049 . The noticed hearing for 7/30/2012 is stricken. Ruling on said motion set for 8/15/2012 at 9:00 a.m. to remain firm. Mailed notice (ac, ) (Entered: 07/27/2012)
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Request |
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|
| 1050 |
Filed: 7/25/2012, Entered: None |
|
|
NOTICE of Motion by Kevin Patrick Shea for presentment of motion by filer to set a briefing schedule 1049 before Honorable Arlander Keys on 7/30/2012 at 09:00 AM. (Shea, Kevin) (Entered: 07/25/2012)
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Request |
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| 1049 |
Filed: 7/25/2012, Entered: None |
|
|
MOTION by Defendant AGS Specialists Partners to set a briefing schedule (Shea, Kevin) (Entered: 07/25/2012)
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|
Request |
|
|
|
| 1048 |
Filed: 7/18/2012, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Pursuant to the telephonic request of the parties, the Plaintiff's motion to amend/correct 1046 is entered and continued to 7/30/2012 at 09:00 AM. Mailed notice (ac, ) (Entered: 07/18/2012)
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Request |
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| 1047 |
Filed: 7/18/2012, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of motion to amend/correct, 1046 before Honorable Arlander Keys on 7/20/2012 at 09:00 AM. (Friedman, Andrew) (Entered: 07/18/2012)
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Request |
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| 1046 |
Filed: 7/18/2012, Entered: None |
|
|
MOTION by Plaintiff Last Atlantis Capital LLC to amend/correct the Court's June 22, 2012 Order By Entry of An Agreed Order Extending the Deadline for Three Exchanges to Complete Productions of Audit Trail Data From July 20, 2012 to August 30, 2012 (Attachments: # 1 Exhibit A Proposed Agreed Order, # 2 Exhibit B June 26, 2012 Email to Defendants Counsel, # 3 Exhibit C July 3 2012 Email to Defendants' Counsel)(Friedman, Andrew) (Entered: 07/18/2012)
|
|
Request |
|
|
|
| 1045 |
Filed: 7/12/2012, Entered: None |
|
|
PRE-TRIAL Discovery Scheduling Order Signed by the Honorable Arlander Keys on 7/12/2012: Mailed notice (jmp, ) (Entered: 07/16/2012)
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Request |
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| 1044 |
Filed: 7/12/2012, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Enter Pretrial Discovery Schedule Order. Fact discovery cuts off on 12/28/2012. All expert discovery cuts off on 4/19/2013. [See attached order for further detail.] Mailed notice (jmp, ) (Entered: 07/16/2012)
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Request |
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| 1043 |
Filed: 7/12/2012, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Pursuant to the Court's order of 6/18/2012, the parties have been unable to agree to a scheduling order for discovery in this case and have, instead, submitted competing proposed scheduling orders. Considering the positions of the parties in this case, the Court is not surprised that they have differing views as to whether discovery should even proceed. In this regard, Defendants continue to vigorously contend that Plaintiffs have not satisfied the minimal threshold requirement imposed by the PSLRA and this Court to even warrant discovery from Defendants. This Court respectfully disagrees and has lifted the stay on discovery that it imposed almost two years ago while ordering that Plaintiffs obtain the audit trail data from the exchanges that both sides agreed would be necessary in order for Plaintiffs to make the requisite minimum showing. Defendants now argue that the data, which has been submitted to them by Plaintiffs, does not really show what Plaintiffs claim it shows regarding specific orders. While ultimately, Defendants may be correct, as the Court has previously stated, that issue is not for this Court to decide. In this regard, Defendants proposed scheduling order would require that Plaintiffs identify and explain how they determined each of the allegedly mishandled orders and make a prima facie showing, using the audit trail data they have obtained, before requiring Defendants to respond to discovery. This is inappropriate. Having considered the proposed orders of both sides, the Court finds that Plaintiffs proposed order is more reasonable and hereby adopts it. Enter Attached Order. Mailed notice (ac, ) (Entered: 07/12/2012)
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Request |
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| 1042 |
Filed: 7/12/2012, Entered: None |
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|
REPORT of Rule 26(f) Planning Meeting (Attachments: # 1 Exhibit A - June 18, 2012 Order Lifting Stay of Discovery, # 2 Exhibit B - Relevant Pages of Transcript of Conference Before Hon. Arlander Keys on June 18, 2012, # 3 Exhibit C - Plaintiffs' Proposed Discovery Scheduling Order, # 4 Exhibit D - July 3, 2012 Email from Plaintiffs' Counsel to Defendants' Counsel re Request to Conduct a Discovery Planning Conference)(Friedman, Andrew) (Entered: 07/12/2012)
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Request |
|
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| 1041 |
Filed: 7/11/2012, Entered: None |
|
|
RESPONSE by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; Defendants' Response to Plaintiffs' July 10, 2012 Cover Letter to Magistrate Judge Keys (Attachments: # 1 Exhibit A)(Bensky, Eric) (Entered: 07/11/2012)
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|
Request |
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| 1040 |
Filed: 7/9/2012, Entered: None |
|
|
DECLARATION of Eric A. Bensky regarding memorandum, 1039 (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O)(Bensky, Eric) (Entered: 07/09/2012)
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Request |
|
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|
| 1039 |
Filed: 7/9/2012, Entered: None |
|
|
MEMORANDUM by Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; Memorandum In Support Of The Goldman Sachs Defendants' and AGS Specialist Partners' Proposed Revised Scheduling Order (Attachments: # 1 Exhibit A)(Bensky, Eric) (Entered: 07/09/2012)
|
|
Request |
|
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|
| 1038 |
Filed: 7/9/2012, Entered: None |
|
|
Proposed Scheduling Order and Response to Plaintiffs' Proposed Scheduling Order by Bear Wagner Specialist LLC, Susquehanna Investment Group, TD Options, LLC; (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Wheeler, Ellen) (Entered: 07/09/2012)
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Request |
|
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|
| 1037 |
Filed: 6/18/2012, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Magistrate Judge Status hearing held and continued to 8/15/2012 at 9:00 a.m. After extensive oral argument, the stay of discovery pending Plaintiffs' receipt from the exchanges of the audit trail data and production of same to Defendants is hereby lifted. The parties will submit to the Court a revised scheduling order covering discovery by 7/9/2012. In the event the parties are unable to agree to a revised scheduling order, they will submit competing proposed scheduling orders by that date. (For further details see order). Mailed notice by judge's staff. (srb,) (Entered: 06/18/2012)
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Request |
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| 1036 |
Filed: 6/15/2012, Entered: None |
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STATUS Report for Conference Before the Honorable Arlander Keys Scheduled For June 18, 2012 by Last Atlantis Capital LLC (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Friedman, Andrew) (Entered: 06/15/2012)
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Request |
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| 1035 |
Filed: 5/8/2012, Entered: None |
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TRANSCRIPT OF PROCEEDINGS held on 9-28-11 before the Honorable Arlander Keys. Court Reporter Contact Information: Pamela S. Warren, https://www.ilnd.uscourts.gov/home/Transcript-Order-Form.aspx. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 5/29/2012. Redacted Transcript Deadline set for 6/8/2012. Release of Transcript Restriction set for 8/6/2012. (Warren, Pamela) (Entered: 05/08/2012)
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Request |
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| 1034 |
Filed: 2/27/2012, Entered: None |
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|
MINUTE entry before Honorable Arlander Keys: Status hearing held and continued to 6/18/2012 at 09:00 AM. Plaintiffs and CBOE are continuing to get the audit trail documents from the CBOE. It is expected that this production will be completed by 6/16/2012, as discussed on the record. Mailed notice (jmp, ) (Entered: 02/28/2012)
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Request |
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| 1033 |
Filed: 2/23/2012, Entered: None |
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STIPULATION and Order of Voluntary Dismissal Signed by the Honorable Elaine E. Bucklo on 2/23/2012. Mailed notice (ca, ). (Entered: 02/23/2012)
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Request |
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| 1032 |
Filed: 2/23/2012, Entered: None |
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MINUTE entry before Honorable Elaine E. Bucklo: Joint motion for the voluntary dismissal of all claims asserted against Defendants Knight Financial Products, LLC and Knight Trading Group, Inc. with prejudice and without costs 1030 is granted. No appearance is required on 2/27/12 at 9:30 a.m. Mailed notice (ca, ) (Entered: 02/23/2012)
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Request |
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| 1031 |
Filed: 2/22/2012, Entered: None |
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NOTICE of Motion by Andrew David Friedman for presentment of motion for settlement, 1030 before Honorable Elaine E. Bucklo on 2/27/2012 at 09:30 AM. (Friedman, Andrew) (Entered: 02/22/2012)
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Request |
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| 1030 |
Filed: 2/22/2012, Entered: None |
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MOTION by Plaintiff Last Atlantis Capital LLC for settlement Joint Motion for Voluntary Dismissal of All Claims Against Defendants Knight Financial Products, LLC and Knight Trading Group, Inc., With Prejudice and Without Costs, Pursuant to Fed. R. Civ. P. 41(a)(2) (Attachments: # 1 Exhibit A- Copy of Stipulation and Proposed Order of Voluntary Dismissal of All Claims Against the Knight Defendants)(Friedman, Andrew) (Entered: 02/22/2012)
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Request |
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| 1029 |
Filed: 2/6/2012, Entered: None |
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MINUTE entry before Honorable Arlander Keys: The order dated 12/16/2011 is amended to read that status hearing set for 2/27/2012 at 09:00 AM. Mailed notice (ac, ) (Entered: 02/06/2012)
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Request |
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| 1028 |
Filed: 1/10/2012, Entered: None |
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MINUTE entry before Honorable Elaine E. Bucklo: Defendant's Motion for a protective order 1013 is denied. Mailed notice (ca, ) (Entered: 01/10/2012)
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Request |
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| 1027 |
Filed: 1/5/2012, Entered: None |
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REPLY by Defendant TD Options, LLC; in Support of Renewed Motion for Protective Order (Wheeler, Ellen) (Entered: 01/05/2012)
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Request |
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| 1026 |
Filed: 1/4/2012, Entered: None |
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MEMORANDUM by Last Atlantis Capital LLC in Opposition to motion for protective order 1013 [CORRECTED] Memorandum In Response/Opposition to Defendant TD Options, LLC's Renewed Motion for a Protective Order [Corrected to Activate Hyperlinks to Westlaw in the Document] (Friedman, Andrew) (Entered: 01/04/2012)
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Request |
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| 1025 |
Filed: 12/30/2011, Entered: None |
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AFFIDAVIT by Plaintiff Last Atlantis Capital LLC in Opposition to MOTION by Defendant TD Options, LLC; for protective order 1013 Exhibit K to Declaration of Andrew Friedman (Friedman, Andrew) (Entered: 12/30/2011)
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Request |
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| 1024 |
Filed: 12/30/2011, Entered: None |
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MEMORANDUM by Last Atlantis Capital LLC in Opposition to motion for protective order 1013 Memorandum In Response/Opposition to Defendant TD Options, LLC'S Renewed Motion for a Protective Order (Friedman, Andrew) (Entered: 12/30/2011)
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Request |
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| 1023 |
Filed: 12/29/2011, Entered: None |
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|
RESPONSE by Last Atlantis Capital LLC to MOTION by Defendant TD Options, LLC; for protective order 1013 (Friedman, Andrew) (Entered: 12/29/2011)
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Request |
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| 1022 |
Filed: 12/29/2011, Entered: None |
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DECLARATION by Plaintiff Last Atlantis Capital LLC in Response to TD Options LLC's Renewed Motion for a Protective Order 1013 (Attachments: # 1 Exhibit A Press Release by TD Bank, # 2 Exhibit B-1 CBOE Feb 2002 Weekly Circular, # 3 Exhibit B-2 AMEX March 2002 Circular, # 4 Exhibit C - TDO Form 17a, # 5 Exhibit D - Relevant Pages of Amended Consolidated Complaint, # 6 Exhibit E - Relevant Pages of TDO's Answer and Affirmative Defenses, # 7 Exhibit F -Relevant Pages of Answers of Goldman Defendants and Former Defendant Morgan Stanley, # 8 Exhibit G - March 4, 2009 SEC Order and Findings Against TDO, # 9 Exhibit H-1 Several Pages From Chart of Orders Mishandled By TDO at CBOE, # 10 Exhibit H-2 Relevant Pages of Chart of Orders Mishandled BY TDO at CBOE Highlighted, # 11 Exhibit I-1 Several Pages from Chart of OPrder Mishandled By TDO at AMEX Prior to March 2002R, # 12 Exhibit I-2 Several Pages of Chart of Orders Mishandled By TDO at AMEX Highlighted, # 13 Exhibit J - Relevant Pages of Transcript of the Rule 30b Deposition of TDO)(Friedman, Andrew) (Docket Text modified by Clerks' Office.) (Entered: 12/29/2011)
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Request |
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| 1021 |
Filed: 12/23/2011, Entered: None |
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|
MINUTE entry before Honorable Elaine E. Bucklo: Plaintiff's motion for leave to file excess pages 1019 is granted. Mailed notice (mpj, ) (Entered: 12/23/2011)
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Request |
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| 1020 |
Filed: 12/22/2011, Entered: None |
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|
NOTICE of Motion by Andrew David Friedman for presentment of motion for leave to file excess pages 1019 before Honorable Elaine E. Bucklo on 12/28/2011 at 09:30 AM. (Friedman, Andrew) (Entered: 12/22/2011)
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Request |
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| 1019 |
Filed: 12/22/2011, Entered: None |
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|
MOTION by Plaintiff Last Atlantis Capital LLC for leave to file excess pages UNOPPOSED Motion for Leave to File a Response to TD Options LLC's Renewed Motion for a Protective Order In Excess of 15 Pages (Friedman, Andrew) (Entered: 12/22/2011)
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Request |
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| 1018 |
Filed: 12/16/2011, Entered: None |
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|
MINUTE entry before Honorable Arlander Keys: Status hearing held and continued to 2/7/2012 at 9:00 AM. Plaintiffs and CBOE are making progress in the retrieval and production to Plaintiffs of the audit trail documents, which is being done on a rolling basis. It is expected that this process will be completed within the next 60 days, at the latest. Plaintiffs are analyzing the data as it is being produced. Plaintiffs' Motion to Amend the 12/5/2011 Minute Order 1015 is denied. However, the Court hereby clarifies its order to state that it should not be construed to mean that the Court agrees with, or has taken any position with regard to, Defendant TDO's dispositive arguments challenging the legal sufficiency of Plaintiffs' Pre-March 2002 claims. Mailed notice (jmp, ) (Entered: 12/21/2011)
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Request |
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| 1017 |
Filed: 12/15/2011, Entered: None |
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|
MINUTE entry before Honorable Elaine E. Bucklo:Motion for extension of time 921 is terminated as moot. Defendants' motion for protective order 1013 is entered and continued. Set deadlines/hearing as to motion for protective order 1013 : Responses due by 12/29/2011. Replies due by 1/5/2012. Ruling set for 1/18/2012 at 09:30 AM. Status hearing set for 12/16/11 is now vacated.Mailed notice (mpj, ) (Entered: 12/15/2011)
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Request |
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| 1016 |
Filed: 12/13/2011, Entered: None |
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|
NOTICE of Motion by Andrew David Friedman for presentment of motion to amend/correct, motion for relief,,,, 1015 before Honorable Arlander Keys on 12/16/2011 at 09:00 AM. (Friedman, Andrew) (Entered: 12/13/2011)
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Request |
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| 1015 |
Filed: 12/13/2011, Entered: None |
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|
MOTION by Plaintiff Last Atlantis Capital LLC to amend/correct order on motion for protective order, text entry,,,,,,,, 1012 (Attachments: # 1 Exhibit A -- December 5, 2011 Order Denying Motion for Protective Order, # 2 Exhibit B -- Defendant TD Options :LLC's Renewed Motion for Protective Order)(Friedman, Andrew) (Entered: 12/13/2011)
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Request |
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| 1014 |
Filed: 12/12/2011, Entered: None |
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|
TD Options, LLC's NOTICE of Motion by Ellen M. Wheeler for presentment of motion for protective order 1013 before Honorable Elaine E. Bucklo on 12/19/2011 at 09:30 AM. (Wheeler, Ellen) (Entered: 12/12/2011)
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Request |
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| 1013 |
Filed: 12/12/2011, Entered: None |
|
|
MOTION by Defendant TD Options, LLC; for protective order (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Wheeler, Ellen) (Entered: 12/12/2011)
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Request |
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| 1012 |
Filed: 12/5/2011, Entered: None |
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|
MINUTE entry before Honorable Arlander Keys: Defendant TD Options, LLC's Motion for Protective Order [Dkt. No. 994 ] is denied without prejudice to being filed in front of Judge Bucklo. In 2002 TD Options acquired interests in several specialists firms. When Plaintiffs filed their original Complaint on January 20, 2004 (as well as their Amended Complaint later), they failed to identify in the caption any of the several firms TD Options acquired in 2002 or otherwise indicate that they were suing TD Options in its capacity as the successor-in-interest to the acquired firms. Now, Defendants seek to preclude Plaintiffs from discovery regarding these acquired firms. This Court cannot determine such a dispositive motion. TD Options is, in effect, asking this Court to determine that, because of Plaintiffs' failure to caption these entities on their Complaint, Plaintiffs are now precluded from discovery. Only Judge Bucklo can decide this dispositive argument. This Court notes, however, that with discovery of Defendants currently stayed, such motion practice is solely of academic pursuit. Mailed notice (jmp, ) (Entered: 12/07/2011)
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Request |
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| 1011 |
Filed: 12/5/2011, Entered: None |
|
|
ENTER MEMORANDUM Opinion and Order Signed by the Honorable Arlander Keys on 12/5/2011: Mailed notice (jmp, ) (Entered: 12/06/2011)
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Request |
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| 1010 |
Filed: 12/5/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: For the reasons explained in the attached Memorandum Opinion and Order, the Plaintiffs' proposal to costshare [Dkt. No. 985 ] is denied. Mailed notice (jmp, ) (Entered: 12/06/2011)
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Request |
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| 1009 |
Filed: 11/29/2011, Entered: None |
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|
MINUTE entry before Honorable Arlander Keys: Plaintiffs' Motion for Leave to File a Sur-Reply in Response to TD Options LLC's Reply in Further Support of Its Motion for a Protective Order 1007 , as well as the 12/2/2011 date for presentment of the motion, is DENIED. At some point briefing must cease. The Court has enough paper on this matter and does not wish to read anymore. Mailed notice (ac, ) (Entered: 11/29/2011)
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Request |
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| 1008 |
Filed: 11/28/2011, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of motion for leave to file,, 1007 before Honorable Arlander Keys on 12/2/2011 at 09:00 AM. (Friedman, Andrew) (Entered: 11/28/2011)
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Request |
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| 1007 |
Filed: 11/28/2011, Entered: None |
|
|
MOTION by Plaintiff Last Atlantis Capital LLC for leave to file Sur-Reply in Response to TD Options LLC's Reply In Further Support of Its Motion For a Protective OrderO (Attachments: # 1 Exhibit A - Plainitffs' Sur-Reply In Opposition to the Motion For a Protective Order, # 2 Exhibit 1 to Plainitffs' Sur-Reply - Time-line of Filings in the Action Relevant to TDO's Claims Regarding When It Became Aware that Plainitffs Sought to Hold TDO Responsible for Acts of Its PredecessorsReleI)(Friedman, Andrew) (Entered: 11/28/2011)
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Request |
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| 1006 |
Filed: 11/21/2011, Entered: None |
|
|
REPLY by Defendant TD Options, LLC; to memorandum in opposition to motion 1002 for protective order (corrected) (Attachments: # 1 Exhibit A)(Wheeler, Ellen) (Entered: 11/21/2011)
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Request |
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| 1005 |
Filed: 11/21/2011, Entered: None |
|
|
REPLY by Defendant TD Options, LLC; to memorandum in opposition to motion 1002 for protective order (Attachments: # 1 Exhibit A)(Wheeler, Ellen) (Entered: 11/21/2011)
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Request |
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| 1004 |
Filed: 11/15/2011, Entered: None |
|
|
AFFIDAVIT by Plaintiff Last Atlantis Capital LLC in Opposition to MOTION by Defendant TD Options, LLC; for protective order 994 Declaration of Andrew Friedman In Response to Motion By TD Options LLC for a Protective Order (Attachments: # 1 Exhibit A-1 Press Release by TD Bank, # 2 Exhibit A-2 CBOE Circular Re Transfer of DPM Assignments, # 3 Exhibit B Relevant Pages of the Answer to the Amended Consolidated Complaint Filed by TD Options LLCfr, # 4 Exhibit C Relevant Pages of the Deposition of TD Options LLC, # 5 Exhibit D March 4, 2009 Order of the SEC With Findings Made Against TD Options, # 6 Exhibit E-1 Sample Pages of Chart 17 A Identifying Orders from Plaintiffs Claimed to Have Been Mishandled by TDO Prior to March 2002, # 7 Exhibit E-2 Sample Pages of Chart 17B With Orders Claimed to Have Been Mishandled By TDO at the CBOE Prior to March 2002, # 8 Exhibit F-1 Sample Pages of Chart 22A With Orders Claimed to Have Been Mishandled By TDO at the AMEX Prior to March 2002, # 9 Exhibit F-2 Sample Pages of Chart 22B With Orders Claimed By Plaintiffs to Have Been Mishandled By TDO at the AMEX Prior to March 2002, # 10 Exhibit G Letter From Plaintiffs' Counsel to Counsel For TDO June 2011e)(Friedman, Andrew) (Entered: 11/15/2011)
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Request |
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| 1003 |
Filed: 11/15/2011, Entered: None |
|
|
SUR-REPLY by Defendants AGS Specialists LLC., Bear Wagner Specialist LLC, Goldman Sachs Execution and Clearing, L.P., Knight Financial Products, LLC, SLK-HULL Derivatives LLC;, Susquehanna International Group, LLP;, Susquehanna Investment Group, TD Options, LLC; to motion for leave to file, 998 Defendants' Sur-Reply to Plaintiffs' Reply Regarding Plaintiffs' Status Report (Cohen, Samuel) (Entered: 11/15/2011)
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Request |
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| 1002 |
Filed: 11/15/2011, Entered: None |
|
|
MEMORANDUM by Last Atlantis Capital LLC in Opposition to motion for protective order 994 (Friedman, Andrew) (Entered: 11/15/2011)
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Request |
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| 1001 |
Filed: 11/14/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Defendants' Motion for Leave to File Sur-Reply 998 is granted. However, the matters conveyed in Defendants' Sur-Reply will only be considered to the extent that it addresses an issue only being raised for the first time in Plaintiffs' Reply. Mailed notice (jmp, ) (Entered: 11/15/2011)
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Request |
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| 1000 |
Filed: 11/14/2011, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo:At parties' request, Status hearing set for 12/2/11 is reset for 12/16/2011 at 10:00 AM.Mailed notice (mpj, ) (Entered: 11/14/2011)
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Request |
|
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| 999 |
Filed: 11/10/2011, Entered: None |
|
|
NOTICE of Motion by Samuel Seth Cohen for presentment of motion for leave to file, 998 before Honorable Arlander Keys on 11/16/2011 at 09:00 AM. (Cohen, Samuel) (Entered: 11/10/2011)
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Request |
|
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| 998 |
Filed: 11/10/2011, Entered: None |
|
|
MOTION by Defendants AGS Specialists LLC., Bear Wagner Specialist LLC, Goldman Sachs Execution and Clearing, L.P., Knight Financial Products, LLC, SLK-HULL Derivatives LLC;, Susquehanna International Group, LLP;, Susquehanna Investment Group, TD Options, LLC; for leave to file Sur-Reply (Cohen, Samuel) (Entered: 11/10/2011)
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Request |
|
|
|
| 997 |
Filed: 11/2/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys:Status hearing and ruling on Plaintiffs proposal for Defendants to share the costs for Plaintiffs obtaining the audit trail data from the exchanges, which is set for 11/4/2011, is stricken. Defendant TD Options, LLs Motion for Protective Order # 994 , which is also noticed for that date, is entered and continued. Plaintiffs are directed to file a response to the Motion for Protective order by 11/14/2011. TD Options reply, if any,to be filed by 11/21/2011. Status hearing set for 12/16/2011 at 9am. The Court will rule by mail on Plaintiffs proposal and the motion for protective order prior to the status hearing. Mailed notice (ac, ) (Entered: 11/02/2011)
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Request |
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| 996 |
Filed: 11/2/2011, Entered: None |
|
|
REPLY by Plaintiff Last Atlantis Capital LLC to Response 990 Reply to Defendants' Opposition to Sharing Costs of Discovery Sought From Non-Parties and Additional Arguments Raised in Their Response to Plaintiffs' Status Report (Attachments: # 1 Exhibit A- Transcript of Staus Conference Held On September 28, 2011o, # 2 Exhibit B - Sedona Conference Resources for the Judiciary, # 3 Exhibit C - Order Issued By the SEC on May 26, 2011, # 4 Exhibit D - Description of Firm Quote Rule Violations As Applied at PHLX)(Friedman, Andrew) (Entered: 11/02/2011)
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Request |
|
|
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| 995 |
Filed: 10/28/2011, Entered: None |
|
|
NOTICE of Motion by Ellen M. Wheeler for presentment of motion for protective order 994 before Honorable Arlander Keys on 11/4/2011 at 09:00 AM. (Wheeler, Ellen) (Entered: 10/28/2011)
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Request |
|
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| 994 |
Filed: 10/28/2011, Entered: None |
|
|
MOTION by Defendant TD Options, LLC; for protective order (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Wheeler, Ellen) (Entered: 10/28/2011)
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Request |
|
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| 993 |
Filed: 10/17/2011, Entered: None |
|
|
DECLARATION of AGS Specialist Partners in Further Support of Defendants' Response to Plaintiffs' Status Report (Attachments: # 1 Exhibit A)(Shea, Kevin) (Entered: 10/17/2011)
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Request |
|
|
|
| 992 |
Filed: 10/17/2011, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo:On court's own motion, Status hearing reset for 12/2/2011 at 09:30 AM.Mailed notice (mpj, ) (Entered: 10/17/2011)
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Request |
|
|
|
| 991 |
Filed: 10/17/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys:Pursuant to the telephonic request of the parties, status hearing reset for 11/4/2011 at 09:00 AM. Mailed notice (ac, ) (Entered: 10/17/2011)
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Request |
|
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| 990 |
Filed: 10/17/2011, Entered: None |
|
|
RESPONSE by Defendants Bear Wagner Specialist LLC, TD Options, LLC; to status report 985 to Plaintiffs' Status Report, Including Proposal to Shift Costs of Obtaining Data From Third Parties (Attachments: # 1 Exhibit A)(Wheeler, Ellen) (Entered: 10/17/2011)
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Request |
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|
| Save 25% on a pre-paid one year subscription. |
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| 989 |
Filed: 9/30/2011, Entered: None |
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|
MINUTE entry before Honorable Arlander Keys: The date by which Defendants are to file their objections to the Courts suggestion that they share with Plaintiffs (Plaintiffs will pay one half of the cost) the cost of retrieving the audit trail data from the Exchanges (specifically the CBOE at this time) is extended to 10/17/2011. Mailed notice (ac, ) (Entered: 09/30/2011)
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|
Request |
|
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| 988 |
Filed: 9/29/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Pursuant to the telephonic request of plaintiff's counsel, the status hearing set for 10/7/2011 is reset to 10/21/2011 at 09:00 AM. Mailed notice (ac, ) (Entered: 09/29/2011)
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|
Request |
|
|
|
| 987 |
Filed: 9/28/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys:Status hearing held; continued to 10/7/2011 at 09:00 AM. Either side may file a response to Plaintiff's status report by 10/5/2011, as discussed on the record. Mailed notice (ac, ) (Entered: 09/29/2011)
|
|
Request |
|
|
|
| 986 |
Filed: 9/29/2011, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo:At parties' request, Status hearing set for 10/7/11 is reset for 10/21/2011 at 09:30 AM.Mailed notice (mpj, ) (Entered: 09/29/2011)
|
|
Request |
|
|
|
| 985 |
Filed: 9/27/2011, Entered: None |
|
|
STATUS Report For Status Conference to be Held on September 28, 2011 at 9:00 a.m. by Last Atlantis Capital LLC (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Friedman, Andrew) (Entered: 09/27/2011)
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|
Request |
|
|
|
| 984 |
Filed: 9/27/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys:The parties telephonic request of 9/20/2011 to reset status hearing to 9/28/2011 at 09:00 AM. was previously granted. Mailed notice (ac, ) (Entered: 09/27/2011)
|
|
Request |
|
|
|
| 983 |
Filed: 9/16/2011, Entered: None |
|
|
NOTICE by Andrew David Friedman of Change of Address From 430 Park Avenue to 445 Park Avenue, 9th Floor (Friedman, Andrew) (Entered: 09/16/2011)
|
|
Request |
|
|
|
| 982 |
Filed: 9/13/2011, Entered: None |
|
|
TRANSCRIPT OF PROCEEDINGS held on 6/3/11 before the Honorable Elaine E. Bucklo. Court Reporter Contact Information: Michael P Snyder, Official Court Reporter michael_snyder@ilnd.uscourts.gov (312) 435-5563. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 10/4/2011. Redacted Transcript Deadline set for 10/14/2011. Release of Transcript Restriction set for 12/12/2011. (Snyder, Michael) (Entered: 09/13/2011)
|
|
Request |
|
|
|
| 981 |
Filed: 9/12/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Status hearing set for 9/21/2011 is reset to 9/28/2011 at 09:00 AM. pursuant to the telephonic request of counsel for plaintiff. Mailed notice (ac, ) (Entered: 09/12/2011)
|
|
Request |
|
|
|
| 980 |
Filed: 8/4/2011, Entered: None |
|
|
TRANSCRIPT OF PROCEEDINGS held on 6/3/11 before the Honorable Elaine E. Bucklo. Court Reporter Contact Information: Michael P Snyder (312) 435-5563 michael_snyder@ilnd.uscourts.gov. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 8/25/2011. Redacted Transcript Deadline set for 9/6/2011. Release of Transcript Restriction set for 11/2/2011. (Snyder, Michael) (Entered: 08/04/2011)
|
|
Request |
|
|
|
| 979 |
Filed: 7/22/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys:Very extensive oral argument held regarding Plaintiffs report on the status of discussions and agreements with several exchanges regarding their voluntary production of audit trail data sought pursuant to subpoenas. Actually, the CBOE is the only exchange that has been in discussions with Plaintiffs regarding the audit trail data. The CBOE is capable of and is willing to produce to Plaintiffs much of the audit trail data being sought for the period of 2001 to 2007, but it will take about eight months to complete the production, for which Plaintiffs would have to agree to pay for the production in advance. Plaintiffs then proposed that the data be produced in stages (from 2001 to 2003, then from 2004 to 2007, if necessary), which would be less expensive to Plaintiff if it turned out that the later production was unnecessary. Plaintiffs also proposed that CBOE initially produce the data discussed in features 1,7,8,9 and 10 of their discussions, which is even less expensive, but would not agree to forego any further production obligation. The Court ruled that CBOE will produce the data from 2001 to 2007 in one production or if Plaintiffs opts for the latter production, that will conclude the production. Plaintiff will inform the Court and CBOE as to which option is chosen by 7/29/2011. Plaintiffs believe that the remaining Defendants should share in the costs of retrieving the data from the exchanges. Plaintiffs motion to lift the discovery and compel Defendants to produce audit trail data received from the American Stock Exchange [#858] is denied without prejudice pending completion of the discovery from the exchanges. Status hearing set for 9/21/2011 at 9am. Mailed notice (ac, ) (Entered: 07/22/2011)
|
|
Request |
|
|
|
| 978 |
Filed: 7/19/2011, Entered: None |
|
|
STATUS Report Regarding Discussions, and Agreements, With Exchanges For Their Voluntary Production of Audit Trail Data by Plaintiffs (Attachments: # 1 Exhibit A CBOE's 2010 Cost, Time and File Size Estimates, # 2 Exhibit B -- CBOE's 2011 Spreadsheet of Estimates of the Costs and Time Required for Compliance With Subpoena and Size of Files, # 3 Exhibit C - - CBOE's Updated 2011 Spreadsheet of Estimates of the Costs and Time Required to Comply With Subpoena)(Friedman, Andrew) (Entered: 07/19/2011)
|
|
Request |
|
|
|
| 977 |
Filed: 7/18/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Plaintiffs' status report due date is extended to 7/18/2011. Mailed (ac, ) (Entered: 07/18/2011)
|
|
Request |
|
|
|
| 976 |
Filed: 7/18/2011, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo:Motion of Steven E. Sexton to withdraw as attorney 974 is granted.Mailed notice (mpj, ) (Entered: 07/18/2011)
|
|
Request |
|
|
|
| 975 |
Filed: 7/14/2011, Entered: None |
|
|
NOTICE of Motion by William John Nissen for presentment of motion to withdraw as attorney 974 before Honorable Elaine E. Bucklo on 7/20/2011 at 09:30 AM. (Nissen, William) (Entered: 07/14/2011)
|
|
Request |
|
|
|
| 974 |
Filed: 7/14/2011, Entered: None |
|
|
MOTION by counsel for Defendant Knight Financial Products, LLC to withdraw as attorney (Nissen, William) (Entered: 07/14/2011)
|
|
Request |
|
|
|
| 973 |
Filed: 7/5/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Pursuant to the telephonic request of counsel for defendants, the status hearing set for 7/15/2011 is reset to 7/22/2011 at 09:00 AM. Plaintiffs' status report due date is extended to 7/15/2011. Mailed notice (ac, ) (Entered: 07/05/2011)
|
|
Request |
|
|
|
| 972 |
Filed: 6/27/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Plaintiffs and third-party CBOE have informed the Court that they have reached an agreement in principle regarding CBOEs production of audit trail data in response to Plaintiffs subpoena. Therefore, Plaintiffs have moved to withdraw their pending motion to enforce that subpoena [#865], without prejudice to its renewal in the event the agreement is not effectuated. The motion is granted. Plaintiffs are directed to file a status report regarding this matter, as well as the progress in obtaining the audit trail data from the other options exchanges, by 7/8/2011. Status hearing set for 7/15/2011 at 9am. Mailed notice (ac, ) (Entered: 06/27/2011)
|
|
Request |
|
|
|
| 971 |
Filed: 6/13/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Motion hearing held on Defendant Equitec Proprietary Markets, Motion for protective order. The motion is denied for the reasons stated on the record [#97]. Counsel for plaintiff indicated to the Court that he does not have any intention of moving to bring Equitec or Botta back as parties in this case based on the documents that he has reviewed. Mailed notice (ac, ) (Entered: 06/13/2011)
|
|
Request |
|
|
|
| 970 |
Filed: 6/10/2011, Entered: None |
|
|
RESPONSE by Plaintiffsin Opposition to MOTION by Defendant Equitec Proprietary Markets, LLC for protective order 967 Plaintiffs' Response In Opposition to Non-Party Equitec Proprietary Makets, LLC's Motion for a Rule 26(c) Protective Order (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Friedman, Andrew) (Entered: 06/10/2011)
|
|
Request |
|
|
|
| 969 |
Filed: 6/8/2011, Entered: None |
|
|
Amended NOTICE of Motion by Lisa L. Tharpe for presentment of motion for protective order 967 before Honorable Arlander Keys on 6/13/2011 at 09:00 AM. (Tharpe, Lisa) (Entered: 06/08/2011)
|
|
Request |
|
|
|
| 968 |
Filed: 6/7/2011, Entered: None |
|
|
NOTICE of Motion by Lisa L. Tharpe for presentment of motion for protective order 967 before Honorable Arlander Keys on 6/10/2011 at 09:00 AM. (Tharpe, Lisa) (Entered: 06/07/2011)
|
|
Request |
|
|
|
| 967 |
Filed: 6/7/2011, Entered: None |
|
|
MOTION by Defendant Equitec Proprietary Markets, LLC for protective order (Attachments: # 1 Exhibit)(Tharpe, Lisa) (Entered: 06/07/2011)
|
|
Request |
|
|
|
| 966 |
Filed: 6/6/2011, Entered: None |
|
|
WRITTEN Opinion entered by the Honorable Elaine E. Bucklo on 6/6/2011: Mailed notice(mpj, ) (Entered: 06/06/2011)
|
|
Request |
|
|
|
| 965 |
Filed: 6/6/2011, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo:Knight Financial Products, Inc.'s motion for summary judgment 869 is granted in part and denied in part; Susquehanna International Group LLP, Susquehanna Investment Group, AGS Specialists LLC, Bear Wagner Specialists LLC, and TD Options, LLC's (collectively "the Remaining Defendants") motion for summary judgment 871 is granted in part and denied in part; Goldman Sachs Execution & Clearing, L.P. and SLK-Hull Derivatives LLC's ("the Goldman Defendants") motion for summary judgment 874 is granted in part and denied in part. The various motions to strike [929,947] are denied as moot as they related to issues I did not need to reach in deciding these summary judgment motions. See Minute Order for details.Mailed notice (mpj, ) (Entered: 06/06/2011)
|
|
Request |
|
|
|
| 964 |
Filed: 6/3/2011, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo:Status hearing held on 6/3/2011. Status hearing set for 10/7/2011 at 09:30 AM.Mailed notice (mpj, ) (Entered: 06/03/2011)
|
|
Request |
|
|
|
| 963 |
Filed: 5/31/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Counsel for Plaintiffs, on behalf of Plaintiffs and third-party CBOE has informed the Court that those parties have narrowed their differences on several issues that gave rise to the motion to enforce subpoena and that they are hopeful of reaching similar agreements with the other three exchanges, which would also narrow their differences. Accordingly, they have requested another extension of the deadline for CBOEs response to Plaintiffs motion to enforce the subpoena. The motion is granted. CBOEs response to the motion to enforce the subpoena is extended to 6/17/2011 and Plaintiffs reply is due 7/8/2011. In view of these extensions, it is obvious that the current deadline for the completion of fact discovery must be stricken. It is so ordered. A new discovery deadline will be set after the motions that are now before the Court are resolved. Mailed notice (ac, ) (Entered: 05/31/2011)
|
|
Request |
|
|
|
| 962 |
Filed: 5/24/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Pursuant to the request of counsel for the CBOE, The CBOE is granted to 5/27/11 to file its response to Plaintiffs' Motion to Enforce Subpoena and compel production of documents 865 . Plaintiffs' reply thereto, is extended to 6/17/2011. The court acknowledges that there is a fully briefed motion for an extension of time of the over all discovery deadline. The Court will extend the discovery deadline in a forth coming ruling. Mailed notice (ac, ) (Entered: 05/24/2011)
|
|
Request |
|
|
|
| 961 |
Filed: 5/24/2011, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo:Motion for leave to file excess pages 956 is denied as moot. That motion was previously granted.Mailed notice (mpj, ) (Entered: 05/24/2011)
|
|
Request |
|
|
|
| 960 |
Filed: 5/23/2011, Entered: None |
|
|
TRANSCRIPT OF PROCEEDINGS held on 05-27-09 before the Honorable Arlander Keys. Court Reporter Contact Information: Pamela S. Warren, pswcsr@aol.com, 312-294-8907. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 6/13/2011. Redacted Transcript Deadline set for 6/23/2011. Release of Transcript Restriction set for 8/22/2011. (Warren, Pamela) (Entered: 05/23/2011)
|
|
Request |
|
|
|
| 959 |
Filed: 5/23/2011, Entered: None |
|
|
TRANSCRIPT OF PROCEEDINGS held on 05-06-09 before the Honorable Arlander Keys. Court Reporter Contact Information: Pamela S. Warren, pswcsr@aol.com, 312-294-8907. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 6/13/2011. Redacted Transcript Deadline set for 6/23/2011. Release of Transcript Restriction set for 8/22/2011. (Warren, Pamela) (Entered: 05/23/2011)
|
|
Request |
|
|
|
| 958 |
Filed: 5/16/2011, Entered: None |
|
|
SUR-REPLY by Plaintiff Last Atlantis Capital LLC to order on motion to strike, terminate hearings,, 955 Sur-Reply to New Arguments For Summary Judgment on Plaintiffs' Common Law and Consumer Fraud Claims Raised in Defendants' Replies In Further Support of Their Motions For Summary Judgment - - Filed With Leave of Court Granted May 10, 2011 [Dkt. No. 955] (Friedman, Andrew) (Entered: 05/16/2011)
|
|
Request |
|
|
|
| 957 |
Filed: 5/11/2011, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of motion for leave to file excess pages, 956 before Honorable Elaine E. Bucklo on 5/25/2011 at 09:30 AM. (Friedman, Andrew) (Entered: 05/11/2011)
|
|
Request |
|
|
|
| 956 |
Filed: 5/10/2011, Entered: None |
|
|
MOTION by Plaintiff Plaintiffs for leave to file excess pages For Proposed Sur-Reply to New Arguments For Summary Judgment on Plaintiffs' Common Law and Consumer Fraud Claims Raised in Defendants' Replies In Further Support of Their Motions For Summary Judgment (Attachments: # 1 Exhibit A Proposed Sur-Reply)(Friedman, Andrew) (Entered: 05/10/2011)
|
|
Request |
|
|
|
| 955 |
Filed: 5/10/2011, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo: Plaintiffs' Motion to strike 952 is denied, but the motion for leave to file instanter a sur-reply addressing all new arguments is granted. No appearance is necessary on 5/11/2011. Mailed notice by judge's staff. (srb,) (Entered: 05/10/2011)
|
|
Request |
|
|
|
| 954 |
Filed: 5/10/2011, Entered: None |
|
|
SUR-REPLY by Plaintiff Plaintiffs to motion to strike, motion for relief,,,,,, 952 Proposed Sur-Reply to New Arguments For Summary Judgment on Plaintiffs' Common Law and Consumer Fraud Claims Raised in Defendants' Replies In Further Support of Their Motions For Summary Judgment (Friedman, Andrew) (Entered: 05/10/2011)
|
|
Request |
|
|
|
| 953 |
Filed: 5/6/2011, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of motion to strike, motion for relief,,,,,, 952 before Honorable Elaine E. Bucklo on 5/11/2011 at 09:30 AM. (Friedman, Andrew) (Entered: 05/06/2011)
|
|
Request |
|
|
|
| 952 |
Filed: 5/6/2011, Entered: None |
|
|
MOTION by Plaintiff Plaintiffs to strike memorandum 937 , reply to response to motion 932 , reply 936 Motion to Strike New Arguments Raiswed in Defendants' Reply Papers in Support of the Motions for Summary Judgment or Alternatively, for leave to file instanter a Sur-Reply (Friedman, Andrew) (Entered: 05/06/2011)
|
|
Request |
|
|
|
| 951 |
Filed: 5/5/2011, Entered: None |
|
|
NOTICE by Norman Rifkind of Change of Address (Rifkind, Norman) (Entered: 05/05/2011)
|
|
Request |
|
|
|
| 950 |
Filed: 5/5/2011, Entered: None |
|
|
NOTICE by Plaintiffs re response in opposition to motion, 946 Notice of Filing of an Amendment to Page 3 of the Response [Dkt. No. 946] To Correct a Typographical Error (Attachments: # 1 Exhibit A Corrected Page 3 of Plaintiffs' Response to Motion to Strike Portions of Declarations Filed in Opposition to Summary Judgment [Dkt. 946])(Friedman, Andrew) (Entered: 05/05/2011)
|
|
Request |
|
|
|
| 949 |
Filed: 5/5/2011, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo:Defendants' motion to strike 947 is taken under advisement to be decided with motion for summary judgment.Mailed notice (mpj, ) (Entered: 05/05/2011)
|
|
Request |
|
|
|
| 948 |
Filed: 5/4/2011, Entered: None |
|
|
NOTICE of Motion by Samuel Seth Cohen for presentment of motion to strike 947 before Honorable Elaine E. Bucklo on 5/10/2011 at 09:30 AM. (Cohen, Samuel) (Entered: 05/04/2011)
|
|
Request |
|
|
|
| 947 |
Filed: 5/4/2011, Entered: None |
|
|
MOTION by Defendants AGS Specialists LLC., Bear Wagner Specialist LLC, Susquehanna International Group, LLP;, Susquehanna Investment Group, TD Options, LLC; to strike DeMeritt's Declaration (Cohen, Samuel) (Entered: 05/04/2011)
|
|
Request |
|
|
|
| 946 |
Filed: 5/1/2011, Entered: None |
|
|
RESPONSE by Plaintiffsin Opposition to MOTION by Defendants Susquehanna International Group, LLP;, Susquehanna Investment Group, Susquehanna Securities; to strike 929 , MOTION by Defendants Susquehanna Securities;, Susquehanna Investment Group, Susquehanna International Group, LLP; for summary judgment 871 Plaintiffs' Response to Certain Defendants' Motion to Strike Portions of Declarations Filed in Opposition to Summary Judgment (Friedman, Andrew) (Entered: 05/01/2011)
|
|
Request |
|
|
|
| 945 |
Filed: 4/29/2011, Entered: None |
|
|
AFFIDAVIT by Plaintiff Plaintiffs in Opposition to MOTION by Defendants Susquehanna International Group, LLP;, Susquehanna Investment Group, Susquehanna Securities; to strike 929 , MOTION by Defendants Susquehanna Securities;, Susquehanna Investment Group, Susquehanna International Group, LLP; for summary judgment 871 Declaration of Robert D. DeMeritt Regarding Defendants' Electronic Transmission of Confirmation Statements to Plaintiffs (Attachments: # 1 Exhibit A1 and A2 SIG Order, # 2 Exhibit B1 and B2 TDO Order, # 3 Exhibit C1 and C2 Goldman Defendants Order, # 4 Exhibit D1 and D2 AGS Order, # 5 Exhibit E1 and E2 Bear Order, # 6 Exhibit F1 and F2 Knight Order)(Friedman, Andrew) (Entered: 04/29/2011)
|
|
Request |
|
|
|
| 944 |
Filed: 4/26/2011, Entered: None |
|
|
TRANSCRIPT OF PROCEEDINGS held on 11-18-10 before the Honorable Elaine E. Bucklo. Court Reporter Contact Information: michael_snyder@ilnd.uscourts.gov (312) 435-5563. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 5/17/2011. Redacted Transcript Deadline set for 5/27/2011. Release of Transcript Restriction set for 7/25/2011. (Snyder, Michael) (Entered: 04/26/2011)
|
|
Request |
|
|
|
| 943 |
Filed: 4/25/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Pursuant to the request of counsel for the CBOE, The CBOE is granted to 5/13/11 to file its response to Plaintiffs' Motion to Enforce Subpoena and compel production of documents 865 . Plaintiffs' reply thereto, is extended to 6/3/2011. The court acknowledges that there is a fully briefed motion for an extension of time of the over all discovery deadline. The Court is amenable to extending the discovery deadline, but has not yet decided how long the extension will be. That motion is being taken under advisement. Mailed notice (ac, ) (Entered: 04/25/2011)
|
|
Request |
|
|
|
| 942 |
Filed: 4/15/2011, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo:Defendant's motion to strike 929 is entered and continued. Set deadlines/hearing as to motion to strike 929 : Responses due by 4/28/2011.Mailed notice (mpj, ) (Entered: 04/15/2011)
|
|
Request |
|
|
|
| 941 |
Filed: 4/15/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: Pursuant to the request of counsel for the CBOE, The CBOE is granted to 4/29/11 to file its response to Plaintiffs' Motion to Enforce Supoena and compel production of documents 865 . Plaintiffs' reply thereto, is due by 5/18/2011. Mailed notice (ac, ) (Entered: 04/15/2011)
|
|
Request |
|
|
|
| 940 |
Filed: 4/14/2011, Entered: None |
|
|
NOTICE of Motion by Samuel Seth Cohen for presentment of motion to strike 929 before Honorable Elaine E. Bucklo on 4/21/2011 at 09:30 AM. (Cohen, Samuel) (Entered: 04/14/2011)
|
|
Request |
|
|
|
| 939 |
Filed: 4/14/2011, Entered: None |
|
|
RESPONSE by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; to Rule 56 statement, 911 (Morsch, James) (Entered: 04/14/2011)
|
|
Request |
|
|
|
| 938 |
Filed: 4/14/2011, Entered: None |
|
|
OBJECTIONS (Cohen, Samuel) (Entered: 04/14/2011)
|
|
Request |
|
|
|
| 937 |
Filed: 4/14/2011, Entered: None |
|
|
REPLY MEMORANDUM in further support of defendants' motion for summary judgment by Susquehanna International Group, LLP;, Susquehanna Investment Group, Susquehanna Securities; (Cohen, Samuel) (Entered: 04/14/2011)
|
|
Request |
|
|
|
| 936 |
Filed: 4/14/2011, Entered: None |
|
|
REPLY by Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; to motion for summary judgment 869 (Morsch, James) (Entered: 04/14/2011)
|
|
Request |
|
|
|
| 935 |
Filed: 4/14/2011, Entered: None |
|
|
RESPONSE and objections defendants to plaintiffs' supplemental Statement of additional facts (Attachments: # 1 Exhibit)(Cohen, Samuel) (Entered: 04/14/2011)
|
|
Request |
|
|
|
| 934 |
Filed: 4/14/2011, Entered: None |
|
|
DECLARATION of Eric A. Bensky (Attachments: # 1 Exhibit 1-3)(Morsch, James) (Entered: 04/14/2011)
|
|
Request |
|
|
|
| 933 |
Filed: 4/14/2011, Entered: None |
|
|
ATTORNEY Appearance for Defendants Goldman Sachs Execution and Clearing, L.P., SLK-HULL Derivatives LLC; by Eric A. Bensky (Bensky, Eric) (Entered: 04/14/2011)
|
|
Request |
|
|
|
| 932 |
Filed: 4/14/2011, Entered: None |
|
|
REPLY by Knight Financial Products, LLC to MOTION by Defendant Knight Financial Products, LLC for summary judgment on Plaintiff's State Law Claims 869 (Nissen, William) (Entered: 04/14/2011)
|
|
Request |
|
|
|
| 931 |
Filed: 4/14/2011, Entered: None |
|
|
RESPONSE by Defendant Knight Financial Products, LLC to Rule 56 statement, 911 (Nissen, William) (Entered: 04/14/2011)
|
|
Request |
|
|
|
| 930 |
Filed: 4/13/2011, Entered: None |
|
|
MOTION by Defendants Susquehanna International Group, LLP;, Susquehanna Investment Group, Susquehanna Securities; to strike (Cohen, Samuel) (Entered: 04/13/2011)
|
|
Request |
|
|
|
| 929 |
Filed: 4/13/2011, Entered: None |
|
|
MOTION by Defendants Susquehanna International Group, LLP;, Susquehanna Investment Group, Susquehanna Securities; to strike (Cohen, Samuel) (Entered: 04/13/2011)
|
|
Request |
|
|
|
| 928 |
Filed: 4/6/2011, Entered: None |
|
|
TRANSCRIPT OF PROCEEDINGS held on January 21, 2011 before the Honorable Arlander Keys. Court Reporter Contact Information: Carolyn Cox, 312-435-5639, Carolyn_Cox@ilnd.uscourts.gov. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 4/27/2011. Redacted Transcript Deadline set for 5/9/2011. Release of Transcript Restriction set for 7/5/2011. (Cox, Carolyn) (Entered: 04/06/2011)
|
|
Request |
|
|
|
| 927 |
Filed: 4/6/2011, Entered: None |
|
|
TRANSCRIPT OF PROCEEDINGS held on December 13, 2010 before the Honorable Arlander Keys. Court Reporter Contact Information: Carolyn Cox, 312-435-5639, Carolyn_Cox@ilnd.uscourts.gov. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 4/27/2011. Redacted Transcript Deadline set for 5/9/2011. Release of Transcript Restriction set for 7/5/2011. (Cox, Carolyn) (Entered: 04/06/2011)
|
|
Request |
|
|
|
| 926 |
Filed: 4/6/2011, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo:On court's own motion, Status hearing set for 5/20/11 is reset for 6/3/2011 at 09:30 AM.Mailed notice (mpj, ) (Entered: 04/06/2011)
|
|
Request |
|
|
|
| 925 |
Filed: 4/1/2011, Entered: None |
|
|
REPLY by Plaintiffs to response in opposition to plaintiffs' motion, 923 to Reschedule the Date for Completion of Discovery (Friedman, Andrew) (Entered: 04/01/2011)
|
|
Request |
|
|
|
| 924 |
Filed: 3/30/2011, Entered: None |
|
|
MINUTE entry before Honorable Elaine E. Bucklo:Plaintiffs' motion for extension of time 921 is referred to the Magistrate Judge Keys for resolution. No appearance will be needed in court tomorrow.Mailed notice (mpj, ) (Entered: 03/30/2011)
|
|
Request |
|
|
|
| 923 |
Filed: 3/30/2011, Entered: None |
|
|
RESPONSE by AGS Specialists LLC., Bear Wagner Specialist LLC, Susquehanna International Group, LLP;, Susquehanna Investment Group, TD Options, LLC;in Opposition to MOTION by Plaintiff Plaintiffs for extension of time for the completion of all discovery to a date that is five months from the date of the entry of an Order lifting the current stay of all discovery from defendants 921 (Attachments: # 1 Exhibit A: 1/17/08 Transcript of Proceedings, # 2 Exhibit B: 11/18/10 Transcript of Proceedings)(Wheeler, Ellen) (Entered: 03/30/2011)
|
|
Request |
|
|
|
| 922 |
Filed: 3/28/2011, Entered: None |
|
|
NOTICE of Motion by Andrew David Friedman for presentment of extension of time 921 before Honorable Elaine E. Bucklo on 3/31/2011 at 09:30 AM. (Friedman, Andrew) (Entered: 03/28/2011)
|
|
Request |
|
|
|
| 921 |
Filed: 3/28/2011, Entered: None |
|
|
MOTION by Plaintiff Plaintiffs for extension of time for the completion of all discovery to a date that is five months from the date of the entry of an Order lifting the current stay of all discovery from defendants (Friedman, Andrew) (Entered: 03/28/2011)
|
|
Request |
|
|
|
| 920 |
Filed: 3/25/2011, Entered: None |
|
|
MINUTE entry before Honorable Arlander Keys: CBOE is granted to 4/15/11 to file its response to Plaintiff's Motion to Enforce Supoena and compel production of documents 865 . Mailed notice (ac, ) (Entered: 03/25/2011)
|
|
Request |
|
|
|
| 919 |
Filed: 3/25/2011, Entered: None |
|
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MINUTE entry before Honorable Elaine E. Bucklo:Plaintiffs' motion for extension of time and for leave to file brief in excess of 15 pages 917 is granted. Accordingly, reset deadlines/hearing as to motion for summary judgment 874 , motion for summary judgment 869 , motion for summary judgment 871 : Responses due by 3/22/2011. Replies due by 4/14/2011. Target date for ruling by mail reset for 5/13/11. Status hearing set for 5/12/11 is reset for 5/20/2011 at 09:30 AM.Mailed notice (mpj, ) (Entered: 03/25/2011)
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Request |
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| 918 |
Filed: 3/22/2011, Entered: None |
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NOTICE of Motion by Andrew David Friedman for presentment of motion for extension of time to file, 917 before Honorable Elaine E. Bucklo on 3/28/2011 at 09:30 AM. (Friedman, Andrew) (Entered: 03/22/2011)
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Request |
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| 917 |
Filed: 3/22/2011, Entered: None |
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MOTION by Plaintiff Plaintiffs for extension of time to file Plaintiffs' Papers In Opposition to Defendants' Three Pending Motions for Summary Judgment On the State Law Claims and For Defendants' Replies And Motion to file Instanter Response Briefs In Excess of 15 Pages (Friedman, Andrew) (Entered: 03/22/2011)
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Request |
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| 916 |
Filed: 3/22/2011, Entered: None |
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MEMORANDUM by Plaintiffs in Opposition to motion for summary judgment 874 Plaintiffs" Memorandum of Law In Opposition to Goldman Sachs Execution & Clearing L.P and SLK-Hull Derivatives LLC's Motion for Summary Judgment Directed at the State Law Claims (Friedman, Andrew) (Entered: 03/22/2011)
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Request |
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| 915 |
Filed: 3/21/2011, Entered: None |
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MEMORANDUM by Plaintiffs in Opposition to motion for summary judgment 871 Memorandum of Law In Opposition to Certain Defendants' Motion for Summary Judgment Directed at Certain Plaintiffs' State Law Claims (Friedman, Andrew) (Entered: 03/21/2011)
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Request |
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| 914 |
Filed: 3/18/2011, Entered: None |
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MEMORANDUM by Plaintiffs in Opposition to motion for summary judgment 869 Plaintiffs' Memorandum of Law In Opposition to Knight's Motion for Summary Judgment On All Plaintiffs' State Law Claims (Friedman, Andrew) (Entered: 03/18/2011)
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Request |
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| 913 |
Filed: 3/17/2011, Entered: None |
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MINUTE entry before Honorable Arlander Keys: Defendants AGS Specialists LLC., Bear Wagner Specialist LLC, Susquehanna International Group, LLP;, Susquehanna Investment Group, TD Options, LLC's Motion to strike reply or, in the Alternative, for Leave to File Sur-Reply Instanter, is granted in part and denied in part. The Motion to strike 902 is denied and the alternative motion for leave to file sur-reply, instanter, is granted. No further briefing will be entertained. Mailed notice (ac, ) (Entered: 03/17/2011)
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Request |
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| 912 |
Filed: 3/17/2011, Entered: None |
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MINUTE entry before Honorable Elaine E. Bucklo:Plaintiff's motion for extension of time 909 is granted. Accordingly, plaintiff's response to various motions for summary judgment was extended to 3/16/11; and reply is also extended to 4/11/11. Mailed notice (mpj, ) (Entered: 03/17/2011)
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Request |
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| 911 |
Filed: 3/17/2011, Entered: None |
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RULE 56 Local Rule 56.1(b) Statement by Plaintiffs regarding motion for summary judgment 874 , motion for summary judgment 869 , motion for summary judgment 871 Plaintiffs' Supplemental Local Rule 56.1 Statement of Additional Facts That Require Denial of Summary Judgment on All State Law Claims (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Friedman, Andrew) (Entered: 03/17/2011)
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Request |
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| 910 |
Filed: 3/15/2011, Entered: None |
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NOTICE of Motion by Andrew David Friedman for presentment of extension of time, motion for extension of time to file response/reply, motion for relief,,,,,,, 909 before Honorable Elaine E. Bucklo on 3/21/2011 at 09:30 AM. (Friedman, Andrew) (Entered: 03/15/2011)
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Request |
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| 909 |
Filed: 3/15/2011, Entered: None |
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MOTION by Plaintiff Plaintiffs for extension of time Plaintiffs' Unopposed Motion for a Short Extension of the Dates for Completion of Briefing of Defendants' Motions for Summary Judgment Directed at the State Law Claims, MOTION by Plaintiff Plaintiffs for extension of time to file response/reply as to motion for summary judgment 874 , motion for summary judgment 869 , motion for summary judgment 871 (Friedman, Andrew) (Entered: 03/15/2011)
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Request |
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| 908 |
Filed: 3/14/2011, Entered: None |
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RULE 56 Local Rule 56.1 (b) Statement by Plaintiffs regarding motion for summary judgment 874 Plaintiffs' Local Rule 56.1 Response to Goldman Sachs Execution & Clearing L.P. and SLK-Hull Derivatives LLC's Supplemental Statement of Undisputed Facts (Friedman, Andrew) (Entered: 03/14/2011)
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Request |
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| 907 |
Filed: 3/14/2011, Entered: None |
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RULE 56 Local Rule 56.1(b) Statement by Plaintiffs regarding motion for summary judgment 871 Plaintiffs' Local Rule 56.1 Responses to Certain Defendants' Supplemental Statement of Undisputed Facts (Friedman, Andrew) (Entered: 03/14/2011)
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Request |
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| 906 |
Filed: 3/14/2011, Entered: None |
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DECLARATION by Plaintiff Bryan Rule in Opposition to MOTION by Defendants SLK-HULL Derivatives LLC;, Goldman Sachs Execution and Clearing, L.P. for summary judgment Directed at the State Law Claims 874 , MOTION by Defendant Knight Financial Products, LLC for summary judgment on Plaintiff's State Law Claims 869 , MOTION by Defendants Susquehanna Securities;, Susquehanna Investment Group, Susquehanna International Group, LLP; for summary judgment 871 (Attachments: # 1 Exhibit A -- SEC's Guide to Broker Dealer Registration)(Friedman, Andrew) Docket text modified by the Clerk's Office on 3/15/2011 (psm, ). (Entered: 03/14/2011)
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Request |
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| 905 |
Filed: 3/14/2011, Entered: None |
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DECLARATION of Michael Elizondo on behalf of Plaintiff Last Atlantis Capital LLC in Opposition to MOTION by Defendants SLK-HULL Derivatives LLC;, Goldman Sachs Execution and Clearing, L.P. for summary judgment Directed at the State Law Claims 874 , MOTION by Defendants Susquehanna Securities;, Susquehanna Investment Group, Susquehanna International Group, LLP; for summary judgment 871 , MOTION by Defendant Knight Financial Products, LLC for summary judgment on Plaintiff's State Law Claims 869 (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K)(Friedman, Andrew) Docket text modified by the Clerk's Office on 3/15/2011 (psm, ). (Entered: 03/14/2011)
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Request |
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| 904 |
Filed: 3/14/2011, Entered: None |
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NOTICE of Motion by Ellen M. Wheeler for presentment of motion to strike, motion for relief,, 902 before Honorable Arlander Keys on 3/18/2011 at 09:00 AM. (Wheeler, Ellen) (Entered: 03/14/2011)
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Request |
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| 903 |
Filed: 3/14/2011, Entered: None |
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SUR-REPLY by Defendants AGS Specialists LLC., Bear Wagner Specialist LLC, Susquehanna International Group, LLP;, Susquehanna Investment Group, TD Options, LLC; to reply 893 (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Wheeler, Ellen) (Entered: 03/14/2011)
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Request |
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| 902 |
Filed: 3/14/2011, Entered: None |
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MOTION by Defendants AGS Specialists LLC., Bear Wagner Specialist LLC, Susquehanna International Group, LLP;, Susquehanna Investment Group, TD Options, LLC; to strike reply 893 or, in the Alternative, for Leave to File Sur-Reply Instanter (Attachments: # 1 Exhibit A)(Wheeler, Ellen) (Entered: 03/14/2011)
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Request |
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| 901 |
Filed: 3/14/2011, Entered: None |
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DECLARATION by Plaintiff Brad Martin in Opposition to MOTION by Defendants SLK-HULL Derivatives LLC;, Goldman Sachs Execution and Clearing, L.P. for summary judgment Directed at the State Law Claims 874 , MOTION by Defendants Susquehanna Securities;, Susquehanna Investment Group, Susquehanna International Group, LLP; for summary judgment 871 , MOTION by Defendant Knight Financial Products, LLC for summary judgment on Plaintiff's State Law Claims 869 (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L)(Friedman, Andrew) Docket text modified by the Clerk's Office on 3/15/2011 (psm, ). (Entered: 03/14/2011)
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Request |
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| 900 |
Filed: 3/14/2011, Entered: None |
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DECLARATION of Gary Less on behalf of Plaintiff River North Investors LLC in Opposition to MOTION by Defendants SLK-HULL Derivatives LLC;, Goldman Sachs Execution and Clearing, L.P. for summary judgment Directed at the State Law Claims 874 , MOTION by Defendant Knight Financial Products, LLC for summary judgment on Plaintiff's State Law Claims 869 , MOTION by Defendants Susquehanna Securities;, Susquehanna Investment Group, Susquehanna International Group, LLP; for summary judgment 871 (Attachments: # 1 Exhibit A SEC's Guide to Broker Dealer Registration)(Friedman, Andrew) Docket text modified by the Clerk's Office on 3/15/2011 (psm, ). (Entered: 03/14/2011)
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Request |
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| 899 |
Filed: 3/14/2011, Entered: None |
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DECLARATION of Joseph Perry on behalf of Plaintiff Speed Trading LLC in Opposition to MOTION by Defendants SLK-HULL Derivatives LLC;, Goldman Sachs Execution and Clearing, L.P. for summary judgment Directed at the State Law Claims 874 , MOTION by Defendant Knight Financial Products, LLC for summary judgment on Plaintiff's State Law Claims 869 , MOTION by Defendants Susquehanna Securities;, Susquehanna Investment Group, Susquehanna International Group, LLP; for summary judgment 871 (Attachments: # 1 Exhibit A -- SEC's Guide to Broker Dealer Registration)(Friedman, Andrew) Docket text modified by the Clerk's Office on 3/15/2011 (psm, ). (Entered: 03/14/2011)
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Request |
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| 898 |
Filed: 3/11/2011, Entered: None |
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MINUTE entry before Honorable Elaine E. Bucklo:Motion for leave to file excess pages 883 is granted. Application by Eric A. Bensky to appear pro hac vice 891 is also granted. Pursuant to stipulation, reset deadlines as to motion for summary judgment 874 , motion for summary judgment 869 , motion for summary judgment 871 : Responses due by 3/14/2011. Replies due by 4/5/2011.Mailed notice (mpj, ) (Entered: 03/11/2011)
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Request |
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| 897 |
Filed: 3/11/2011, Entered: None |
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STIPULATION regarding motion for summary judgment 874 , motion for summary judgment 869 , motion for summary judgment 871 (Friedman, Andrew) (Entered: 03/11/2011)
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Request |
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| 896 |
Filed: 3/10/2011, Entered: None |
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MINUTE entry before Honorable Arlander Keys: Plaintiff's motion to file instanter, Plaintiff's memorandum in reply to remaining defendants' opposition 894 is granted. The noticed hearing scheduled for 3/11/11 is stricken. Mailed notice (ac, ) (Entered: 03/10/2011)
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Request |
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| 895 |
Filed: 3/8/2011, Entered: None |
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NOTICE of Motion by Andrew David Friedman for presentment of motion to file instanter, 894 before Honorable Arlander Keys on 3/11/2011 at 09:00 AM. (Friedman, Andrew) (Entered: 03/08/2011)
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Request |
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| 894 |
Filed: 3/8/2011, Entered: None |
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MOTION by Plaintiff Last Atlantis Capital LLC to file instanter Reply to Remaining Defendants' Opposition to Plaintiffs' Motion to Lift Stay and Complel the Production of Audit Trail Data (Attachments: # 1 Exhibit A -- Courtesy Copy of Reply to Remaining Defednants' Opposition to Plainitffs' Motion to Lift Stay of Discovery and For Other Relief)(Friedman, Andrew) (Entered: 03/08/2011)
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Request |
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| 893 |
Filed: 3/7/2011, Entered: None |
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REPLY by Plaintiff Last Atlantis Capital LLC Reply Memorandum to Opposition to Motion to Lift Stay of Discovery and For Other Relief (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Friedman, Andrew) (Entered: 03/08/2011)
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Request |
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| 892 |
Filed: 3/4/2011, Entered: None |
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AFFIDAVIT by Plaintiff Last Atlantis Capital LLC in Support of MOTION by Plaintiff Last Atlantis Capital LLC to compel Production of Documents and ESI from Chicago Board Options Exchange Inc 865 Declaration of Plaintiffs' Counsel in Reply to Opposition to Motion to Lift Stay of Discovery (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Friedman, Andrew) (Entered: 03/05/2011)
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Request |
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| 891 |
Filed: 3/4/2011, Entered: None |
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MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-5765702. (Bensky, Eric) (Entered: 03/04/2011)
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Request |
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| 890 |
Filed: 3/2/2011, Entered: None |
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|
MINUTE entry before Honorable Elaine E. Bucklo:Defendants' motion to supplement 872 is granted. Application by Eric A. Bensky to appear pro hac vice 888 is also granted. Pursuant to Stipulation, reset deadlines/hearing as to motion for summary judgment 874 , motion for summary judgment 869 , motion for summary judgment 871 : Responses due by 3/11/2011. Replies due by 4/1/2011. Target date for ruling by mail reset for 5/2/11. Status hearing set for 5/6/11 is reset for 5/12/2011 at 09:30 AM.Mailed notice (mpj, ) (Entered: 03/02/2011)
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Request |
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