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 175 |
Filed: 11/20/2017, Entered: 11/20/2017 |
judgment |
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Judge Denise J. Casper: ORDER entered. Final Judgment as to Defendant Inofin, Inc. (Hourihan, Lisa)
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 Request |
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| 174 |
Filed: 11/20/2017, Entered: 11/20/2017 |
Order on Motion for Entry of Judgment under Rule 54(b) |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [173] Motion for Entry of Judgment under Rule 54(b) (Hourihan, Lisa)
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| 173 |
Filed: 11/16/2017, Entered: 11/16/2017, Terminated: 11/20/2017 |
~Motion for Entry of Judgment under Rule 54(b) |
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MOTION for Entry of Judgment under Rule 54(b) by Securities & Exchange Commission. (Attachments: # (1) Exhibit Consent, # (2) Text of Proposed Order Proposed Final Judgment as to Inofin, Inc.)(Harper, Richard)
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Request |
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| 172 |
Filed: 8/12/2015, Entered: 8/12/2015 |
judgment |
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Judge Denise J. Casper: ORDER entered. Final Supplemental Judgment as to Defendant Thomas Kevin Keough (Hourihan, Lisa)
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Request |
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| 171 |
Filed: 8/10/2015, Entered: 8/10/2015 |
Proposed Document(s) submitted |
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Proposed Document(s) submitted by Securities & Exchange Commission. Document received: Proposed Final Supplemental Judgment as to Defendant Thomas Kevin Keough. (Harper, Richard)
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Request |
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| 170 |
Filed: 8/6/2015, Entered: 8/6/2015 |
order on motion to reopen case |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [157] Motion to Reopen Case solely for the purpose of allowing motion and amending judgment. (Hourihan, Lisa)
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Request |
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| 169 |
Filed: 8/5/2015, Entered: 8/5/2015 |
order on motion for miscellaneous relief |
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Judge Denise J. Casper: ELECTRONIC ORDER entered re:[160] Motion Requesting Civil Penalties by Securities & Exchange Commission. Having considered the motion papers, D. 160-62, 168 and opposition, D. 165 and exhibits and the balance of factors for imposing civil penalties, see Securities & Exch. Comm'n v. Lybrand, 281 F. Supp. 2d 726, 730 (S.D.N.Y. 2003), aff'd sub. nom. Securities & Exch. Comm'n v. Kern, 425 F.3d 143 (2d Cir. 2005) in light of the present record, the motion to impose a civil penalty on Defendant Thomas Kevin Keough in the amount of $50,000 is ALLOWED. (Hourihan, Lisa)
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Request |
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| 168 |
Filed: 4/9/2015, Entered: 4/9/2015 |
Reply to Response to motion |
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REPLY to Response to [160] MOTION Requesting Civil Penalties filed by Securities & Exchange Commission. (Attachments: # (1) Exhibit 1 - Knights Email re Moraites Investment, # (2) Exhibit 2 - Second Moraites Declaration, # (3) Exhibit 3 - Gordon Declaration, # (4) Exhibit 4 - Caggiano Declaration)(Harper, Richard)
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Request |
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| 167 |
Filed: 4/2/2015, Entered: 4/2/2015 |
Order on Motion for Leave to File |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [166] Motion for Leave to File Reply Brief; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Hourihan, Lisa)
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Request |
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| 166 |
Filed: 3/31/2015, Entered: 3/31/2015, Terminated: 4/2/2015 |
Motion for Leave to File |
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Assented to MOTION for Leave to File Reply Brief by Securities & Exchange Commission. (Attachments: # (1) Reply Brief, # (2) Exhibit Ex 1 - Knights Email re Moraites Investment, # (3) Exhibit Ex 2 - Harper Declaration, # (4) Exhibit Ex 3 - Gordon Declaration, # (5) Exhibit Ex 4 - Caggiano Declaration)(Harper, Richard)
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Request |
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| 165 |
Filed: 3/24/2015, Entered: 3/24/2015 |
MEMORANDUM in Opposition to Motion |
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MEMORANDUM in Opposition re [160] MOTION Requesting Civil Penalties Memorandum and Declaration filed by Thomas Kevin Keough. (Attachments: # (1) Affidavit, # (2) Exhibit, # (3) Exhibit, # (4) Exhibit, # (5) Exhibit, # (6) Exhibit, # (7) Exhibit)(Gasperetti, Joseph)
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Request |
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| 164 |
Filed: 3/12/2015, Entered: 3/12/2015 |
order on motion for extension of time to file |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [163] Motion for Extension of Time to File Opposition to Motion Requesting a Civil Penalty to 3/24/15. (Hourihan, Lisa)
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Request |
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| 163 |
Filed: 3/10/2015, Entered: 3/10/2015, Terminated: 3/12/2015 |
Motion for Extension of Time |
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Assented to MOTION for Extension of Time to March 24, 2015 to File Opposition to Motion Requesting A Civil Penalty by Thomas Kevin Keough.(Gasperetti, Joseph)
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Request |
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| 162 |
Filed: 2/24/2015, Entered: 2/24/2015 |
Statement of facts |
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STATEMENT of facts re [160] MOTION Requesting Civil Penalties . (Attachments: # (1) Appendix, # (2) Exhibit 1, # (3) Exhibit 2, # (4) Exhibit 3, # (5) Exhibit 3a, # (6) Exhibit 3b, # (7) Exhibit 3c, # (8) Exhibit 3d, # (9) Exhibit 3e, # (10) Exhibit 3f, # (11) Exhibit 3g, # (12) Exhibit 3h, # (13) Exhibit 3i, # (14) Exhibit 3j, # (15) Exhibit 3k, # (16) Exhibit 3l, # (17) Exhibit 4, # (18) Exhibit 5, # (19) Exhibit 6, # (20) Exhibit 7, # (21) Exhibit 8, # (22) Exhibit 9, # (23) Exhibit 10, # (24) Exhibit 11, # (25) Exhibit 12, # (26) Exhibit 13, # (27) Exhibit 14, # (28) Exhibit 15, # (29) Exhibit 16, # (30) Exhibit 16a, # (31) Exhibit 16b, # (32) Exhibit 16c, # (33) Exhibit 17, # (34) Exhibit 18, # (35) Exhibit 19, # (36) Exhibit 20, # (37) Exhibit 21, # (38) Exhibit 22, # (39) Exhibit 23, # (40) Exhibit 24)(Harper, Richard)
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Request |
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| 161 |
Filed: 2/24/2015, Entered: 2/24/2015 |
memorandum in support of motion |
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MEMORANDUM in Support re [160] MOTION Requesting Civil Penalties filed by Securities & Exchange Commission. (Harper, Richard)
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Request |
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| 160 |
Filed: 2/24/2015, Entered: 2/24/2015, Terminated: 8/5/2015 |
Motion for Miscellaneous Relief |
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MOTION Requesting Civil Penalties by Securities & Exchange Commission.(Harper, Richard)
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Request |
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| 159 |
Filed: 2/20/2015, Entered: 2/23/2015 |
judgment |
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Judge Denise J. Casper: ORDER entered. JUDGMENT as to defendant Thomas Kevin Keough(Hourihan, Lisa)
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Request |
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| 158 |
Filed: 2/5/2015, Entered: 2/5/2015 |
Agreement for Judgment |
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AGREEMENT FOR JUDGMENT as to Thomas Kevin Keough only by Securities & Exchange Commission. (Harper, Richard)
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Request |
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| 157 |
Filed: 2/5/2015, Entered: 2/5/2015, Terminated: 8/6/2015 |
Motion to Reopen Case |
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Assented to MOTION to Reopen Case by Securities & Exchange Commission.(Harper, Richard)
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Request |
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| 156 |
Filed: 12/23/2014, Entered: 12/23/2014 |
Settlement Order of Dismissal |
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Judge Denise J. Casper: ORDER entered. SETTLEMENT ORDER OF DISMISSAL (Hourihan, Lisa)
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| 155 |
Filed: 12/19/2014, Entered: 12/19/2014 |
Status report |
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STATUS REPORT and Joint Request for Continuance by Securities & Exchange Commission. (Shields, Kathleen)
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Request |
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| 154 |
Filed: 12/4/2014, Entered: 12/4/2014 |
Order on Motion to continue |
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Judge Denise J. Casper: ELECTRONIC ORDER entered denying [147] Motion to Continue Trial Date (Hourihan, Lisa)
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Request |
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| 153 |
Filed: 12/3/2014, Entered: 12/3/2014 |
Opposition to Motion |
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Opposition re [147] Second MOTION to Continue Trial Date and Related Case Deadlines to February 16, 2015 filed by Securities & Exchange Commission. (Maynard, Timothy)
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Request |
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| 152 |
Filed: 12/2/2014, Entered: 12/2/2014 |
Order on Motion to seal |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [148] Motion to Seal; granting [151] Motion to Seal (Hourihan, Lisa)
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Request |
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| 151 |
Filed: 12/1/2014, Entered: 12/1/2014, Terminated: 12/2/2014 |
Motion to Seal |
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Assented to MOTION to Seal and File Unredacted Copy of Commission's Opposition to Keough's Second Motion to Continue by Securities & Exchange Commission.(Harper, Richard)
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Request |
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| 150 |
Filed: 12/1/2014, Entered: 12/1/2014 |
Opposition to Motion |
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Opposition re [147] Second MOTION to Continue Trial Date and Related Case Deadlines to February 16, 2015 REDACTED filed by Securities & Exchange Commission. (Harper, Richard)
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Request |
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| 149 |
Filed: 11/24/2014, Entered: 11/24/2014 |
Declaration |
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DECLARATION of Joseph E. Gasperetti re [147] Second MOTION to Continue Trial Date and Related Case Deadlines to February 16, 2015 by Nancy Keough, Thomas Kevin Keough. (Attachments: # (1) Exhibit 1, # (2) Exhibit 2)(Maynard, Timothy)
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Request |
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| 148 |
Filed: 11/21/2014, Entered: 11/21/2014, Terminated: 12/2/2014 |
Motion to Seal |
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MOTION to Seal Affidavit by Thomas Kevin Keough.(Meyerson, Alan)
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Request |
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| 147 |
Filed: 11/21/2014, Entered: 11/21/2014, Terminated: 12/4/2014 |
Motion to Continue |
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Second MOTION to Continue Trial Date and Related Case Deadlines to February 16, 2015 by Thomas Kevin Keough.(Meyerson, Alan)
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Request |
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| 145 |
Filed: 11/4/2014, Entered: 11/4/2014 |
Order on Motion to continue |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [141] Motion to Continue Final Pretrial Conference set for 1/8/2015 03:00 PM in Courtroom 11 before Judge Denise J. Casper. Jury Trial set for 1/12/2015 09:00 AM in Courtroom 11 before Judge Denise J. Casper. All motions in limine shall be filed by 12/26/14. Any opposition to motions in limine shall be filed by 1/2/15. Proposed jury instructions and proposed voir dire shall be filed by 1/2/15. (In addition to the filing of proposed jury instructions via ECF, each party shall e-mail a courtesy copy of any proposed jury instructions in a Word document to the Court's Deputy Clerk, Lisa Hourihan at Lisa_Hourihan@mad.uscourts.gov, upon the filing of same via ECF). The parties' final witness lists and exhibit lists shall be filed by 1/2/15. To the extent that the parties can reach agreement about the proposed exhibits, they shall be numbered and a courtesy copy submitted on disc to the Court by 1/2/15. To the extent that there is disagreement about the admissibility of any exhibits, those exhibits should be marked for identification with letters (Exh. A, Exh. B et al.) and a courtesy copy of these exhibits should also be submitted on disc to the Court by 1/2/15. The Court will hear argument on the motions in limine at the Final Pretrial Conference. (Hourihan, Lisa)
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Request |
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| 144 |
Filed: 10/28/2014, Entered: 10/28/2014 |
Declaration |
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DECLARATION re [141] Assented to MOTION to Continue Trial and Related Case Deadlines to January 12, 2015 by Thomas Kevin Keough. (Attachments: # (1) Exhibit A)(Maynard, Timothy)
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Request |
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| 143 |
Filed: 10/22/2014, Entered: 10/22/2014 |
Order on Motion to seal |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [142] Motion to Seal Affidavit Thomas Kevin Keough (Hourihan, Lisa)
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Request |
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| 142 |
Filed: 10/21/2014, Entered: 10/21/2014, Terminated: 10/22/2014 |
Motion to Seal |
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Assented to MOTION to Seal File Affidavit Under Seal by Thomas Kevin Keough.(Meyerson, Alan)
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Request |
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| 141 |
Filed: 10/21/2014, Entered: 10/21/2014, Terminated: 11/4/2014 |
Motion to Continue |
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Assented to MOTION to Continue Trial and Related Case Deadlines to January 12, 2015 by Thomas Kevin Keough.(Meyerson, Alan)
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Request |
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| 139 |
Filed: 9/25/2014, Entered: 9/25/2014 |
judgment |
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Judge Denise J. Casper: ORDER entered. FINAL JUDGMENT as to Relief Defendant Nancy Keough. (Maynard, Timothy)
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Request |
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| 138 |
Filed: 9/24/2014, Entered: 9/25/2014 |
Pretrial Conference - Initial |
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ELECTRONIC Clerk's Notes for proceedings held before Judge Denise J. Casper: Initial Pretrial Conference held on 9/24/2014. Trial estimate 7-8 days. Final Pretrial Conference set for 12/4/2014 02:00 PM in Courtroom 11 before Judge Denise J. Casper. Jury Trial set for 12/8/2014 09:00 AM in Courtroom 11 before Judge Denise J. Casper. All motions in limine shall be filed by 11/19/14. Any opposition to motions in limine shall be filed by 11/26/14. Proposed jury instructions and proposed voir dire shall be filed by 11/26/14. (In addition to the filing of proposed jury instructions via ECF, each party shall e-mail a courtesy copy of any proposed jury instructions in a Word document to the Court's Deputy Clerk, Lisa Hourihan at Lisa_Hourihan@mad.uscourts.gov, upon the filing of same via ECF). The parties' final witness lists and exhibit lists shall be filed by 11/26/14. To the extent that the parties can reach agreement about the proposed exhibits, they shall be numbered and a courtesy copy submitted on disc to the Court by 11/26/14. To the extent that there is disagreement about the admissibility of any exhibits, those exhibits should be marked for identification with letters (Exh. A, Exh. B et al.) and a courtesy copy of these exhibits should also be submitted on disc to the Court by 11/26/14. The Court will hear argument on the motions in limine at the Final Pretrial Conference. (Court Reporter: Debra Joyce at joycedebra@gmail.com.)(Attorneys present: Richard Harper and Kathleen Shields for the plaintiff. Joseph Gasperetti for the defendant Thomas Keough.) (Hourihan, Lisa)
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Request |
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| 137 |
Filed: 9/22/2014, Entered: 9/22/2014 |
Proposed Document(s) submitted |
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Proposed Document(s) submitted by Securities & Exchange Commission. Document received: Proposed Final Judgment As To Relief Defendant Nancy Keough. (Harper, Richard)
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Request |
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| 136 |
Filed: 9/17/2014, Entered: 9/17/2014 |
Pretrial Memorandum |
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PRETRIAL MEMORANDUM by Securities & Exchange Commission. (Attachments: # (1) Exhibit A - SEC Summary of Evidence, # (2) Exhibit B - Keough Summary of Evidence, # (3) Exhibit C - Stipulations, # (4) Exhibit D - SEC Witness List, # (5) Exhibit E - Keough Witness List, # (6) Exhibit F - Exhibit List As To Which There Are No Objections, # (7) Exhibit G - Exhibit List With Outstanding Objections, # (8) Exhibit H - Keough Objection and Answers to SEC's First Set of Interrogatories)(Harper, Richard)
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Request |
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| 135 |
Filed: 9/15/2014, Entered: 9/16/2014 |
Memorandum & ORDER |
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Judge Denise J. Casper: ORDER entered. MEMORANDUM AND ORDER - Because there remains no issue of material fact as to whether Keough has received ill-gotten funds to which she lacks a legitimate claim, the SEC's motion for summary judgment, D. 91, is ALLOWED. The Court agrees that, on the present record, the Court can calculate the amount of disgorgement. D. 131-1 at 7 (citing to record). The SEC must file a proposed order of judgment against Keough on or before September 23, 2014.(Hourihan, Lisa)
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Request |
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| 134 |
Filed: 9/10/2014, Entered: 9/10/2014 |
Notice of Appearance |
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NOTICE of Appearance by Kathleen Burdette Shields on behalf of Securities & Exchange Commission (Shields, Kathleen)
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Request |
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| 133 |
Filed: 8/7/2014, Entered: 8/7/2014 |
Notice of hearing |
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ELECTRONIC NOTICE of Hearing. Initial Pretrial Conference set for 9/24/2014 02:00 PM in Courtroom 11 before Judge Denise J. Casper. The parties shall confer regarding the topics identified under Local Rule 16.5(d) and shall prepare and submit a joint pretrial memorandum in accordance with Local Rule 16.5(d) no later than five (5) business days prior to the pretrial conference. The pretrial memorandum shall also propose deadlines for the filing of motions in limine, proposed jury instructions, proposed jury voir dire and a proposed trial date. (Hourihan, Lisa)
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Request |
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| 132 |
Filed: 8/7/2014, Entered: 8/7/2014 |
Order on motion for summary judgment |
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ELECTRONIC Clerk's Notes for proceedings held before Judge Denise J. Casper: Motion Hearing held on 8/7/2014 re [91] MOTION for Summary Judgment Against Relief Defendant Nancy Keough filed by Securities & Exchange Commission. Arguments. Court takes under advisement [91] Motion for Summary Judgment; (Court Reporter: Debra Joyce at joycedebra@gmail.com.)(Attorneys present: Richard Mann Harper for the plaintiff. Joseph Gasperetti and Alan Meyerson for the defendant.) (Hourihan, Lisa)
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Request |
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| 140 |
Filed: 8/6/2014, Entered: 10/20/2014 |
Letter/request (non-motion) |
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Letter/request (non-motion) from Richard M. Harper II. (Maynard, Timothy)
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Request |
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| 131 |
Filed: 8/6/2014, Entered: 8/6/2014, Terminated: 9/15/2014 |
Motion for Leave to File |
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Assented to MOTION for Leave to File Reply to Relief Defendant Nancy Keough's Supplemental Memorandum of Law by Securities & Exchange Commission. (Attachments: # (1) Exhibit A (Reply Memorandum))(Harper, Richard)
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Request |
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| 130 |
Filed: 8/4/2014, Entered: 8/4/2014, Terminated: 9/15/2014 |
Motion for Leave to File |
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Assented to MOTION for Leave to File Supplemental Brief Concerning Subsequent Legal Authority by Nancy Keough. (Attachments: # (1) Exhibit A, # (2) Exhibit B)(Meyerson, Alan)
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Request |
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| 129 |
Filed: 6/16/2014, Entered: 6/16/2014 |
Notice of hearing on motion |
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ELECTRONIC NOTICE Resetting Hearing on Motion [91] MOTION for Summary Judgment Against Relief Defendant Nancy Keough : Motion Hearing set for 8/7/2014 03:00 PM in Courtroom 11 before Judge Denise J. Casper. (Hourihan, Lisa)
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Request |
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| 128 |
Filed: 6/16/2014, Entered: 6/16/2014 |
Order on Motion to continue |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [127] Motion to Continue Summary Judgment Hearing. NO FURTHER EXTENSIONS ANTICIPATED. (Hourihan, Lisa)
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Request |
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| 127 |
Filed: 6/12/2014, Entered: 6/12/2014, Terminated: 6/16/2014 |
Motion to Continue |
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Assented to MOTION to Continue Summary Judgment Motion Hearing to August 8, 2014 by Nancy Keough.(Meyerson, Alan)
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Request |
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| 126 |
Filed: 6/6/2014, Entered: 6/6/2014 |
Order on motion for summary judgment |
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Judge Denise J. Casper: ELECTRONIC ORDER entered denying as moot [88] Motion for Summary Judgment as to Melissa George (Hourihan, Lisa)
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Request |
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| 125 |
Filed: 5/28/2014, Entered: 5/28/2014 |
judgment |
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Judge Denise J. Casper: ORDER entered. FINAL JUDGMENT as to Melissa George. (Maynard, Timothy)
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| 124 |
Filed: 5/21/2014, Entered: 5/21/2014 |
Agreement for Judgment |
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AGREEMENT FOR JUDGMENT as to Defendant Melissa George Only by Securities & Exchange Commission. (Attachments: # (1) Text of Proposed Order Proposed Judgment)(Harper, Richard)
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Request |
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| 123 |
Filed: 4/25/2014, Entered: 4/25/2014 |
Notice of Withdrawal of Appearance |
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NOTICE of Withdrawal of Appearance by Lynda Carey Paris (Paris, Lynda)
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Request |
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| 122 |
Filed: 4/24/2014, Entered: 4/24/2014 |
Notice of Appearance |
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NOTICE of Appearance by Joseph E. Gasperetti on behalf of Thomas Kevin Keough (Gasperetti, Joseph)
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Request |
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| 121 |
Filed: 4/24/2014, Entered: 4/24/2014 |
Notice of Appearance |
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NOTICE of Appearance by Joseph E. Gasperetti on behalf of Nancy Keough (Gasperetti, Joseph)
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Request |
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| 120 |
Filed: 4/18/2014, Entered: 4/18/2014 |
Order on Motion for Leave to Appear |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [119] Motion for Leave to Appear Pro Hac Vice Added Joseph E. Gasperetti. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Maynard, Timothy)
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Request |
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| 119 |
Filed: 4/17/2014, Entered: 4/17/2014, Terminated: 4/18/2014 |
Motion for Leave to Appear Pro Hac Vice |
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MOTION for Leave to Appear Pro Hac Vice for admission of Joseph E. Gasperetti Filing fee: $ 100, receipt number 0101-4972850 by Nancy Keough, Thomas Kevin Keough. (Attachments: # (1) Declaration of Joseph E. Gasperetti)(Meyerson, Alan)
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Request |
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| 118 |
Filed: 4/11/2014, Entered: 4/11/2014 |
Notice of Appearance |
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NOTICE of Appearance by Alan D. Meyerson on behalf of Nancy Keough, Thomas Kevin Keough (Meyerson, Alan)
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Request |
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| 117 |
Filed: 4/3/2014, Entered: 4/3/2014 |
Order on motion for extension of time to file Response/Reply |
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Judge Denise J. Casper: ELECTRONIC ORDER entered denying as moot [111] Motion for Extension of Time to File Response/Reply (Hourihan, Lisa)
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Request |
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| 116 |
Filed: 4/3/2014, Entered: 4/3/2014 |
Order |
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Judge Denise J. Casper: ELECTRONIC ORDER entered. re [113] Status Report filed by Securities & Exchange Commission as to Melissa George. In light of the fact that the parties have reached a settlement in principle and need time for approval, the Court will not extend the filing for her opposition to summary judgment beyond the 6 weeks. The Court will hear argument on the pending motions for summary judgment in June as scheduled. (Hourihan, Lisa)
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Request |
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| 115 |
Filed: 4/3/2014, Entered: 4/3/2014 |
Notice of hearing on motion |
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ELECTRONIC NOTICE Setting Hearing on Motion [91] MOTION for Summary Judgment Against Relief Defendant Nancy Keough, [88] MOTION for Summary Judgment Against Melissa George : Motion Hearing set for 6/25/2014 02:00 PM in Courtroom 11 before Judge Denise J. Casper. (Hourihan, Lisa)
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Request |
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| 114 |
Filed: 3/10/2014, Entered: 3/10/2014 |
Notice of Change of Address or Firm Name |
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NOTICE of Change of Address or Firm Name by Christopher J. Trombetta (Trombetta, Christopher)
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Request |
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| 113 |
Filed: 3/10/2014, Entered: 3/10/2014 |
Status report |
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STATUS REPORT (JOINT) and Request to Continue Deadlines for Defendant George Only by Securities & Exchange Commission. (Harper, Richard)
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| 112 |
Filed: 3/6/2014, Entered: 3/6/2014 |
Response to motion |
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RESPONSE to Motion re [111] MOTION for Extension of Time to File Response/Reply as to [88] MOTION for Summary Judgment Against Melissa George filed by Securities & Exchange Commission. (Harper, Richard)
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Request |
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| 111 |
Filed: 3/6/2014, Entered: 3/6/2014, Terminated: 4/3/2014 |
Motion for Extension of Time to File Response/Reply |
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MOTION for Extension of Time to File Response/Reply as to [88] MOTION for Summary Judgment Against Melissa George by Melissa George.(Trombetta, Christopher)
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Request |
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| 110 |
Filed: 2/7/2014, Entered: 2/7/2014 |
Order on motion for extension of time to file Response/Reply |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [109] Motion for Extension of Time to File Response/Reply re [88] MOTION for Summary Judgment Against Melissa George Responses due by 3/5/2014. NO FURTHER EXTENSIONS ANTICIPATED. (Hourihan, Lisa)
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Request |
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| 109 |
Filed: 2/6/2014, Entered: 2/6/2014, Terminated: 2/7/2014 |
Motion for Extension of Time to File Response/Reply |
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Assented to MOTION for Extension of Time to 03/05/2014 to File Response/Reply as to [88] MOTION for Summary Judgment Against Melissa George by Melissa George.(Trombetta, Christopher)
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Request |
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| 105 |
Filed: 1/6/2014, Entered: 1/6/2014 |
Order on motion for extension of time to file Response/Reply |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [104] Motion for Extension of Time to File Response/Reply re [88] MOTION for Summary Judgment Against Melissa George Responses due by 2/1/2014 (Hourihan, Lisa)
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|
Request |
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|
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| 104 |
Filed: 12/31/2013, Entered: 12/31/2013, Terminated: 1/6/2014 |
Motion for Extension of Time to File Response/Reply |
|
MOTION for Extension of Time to File Response/Reply as to [88] MOTION for Summary Judgment Against Melissa George by Melissa George.(Trombetta, Christopher)
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Request |
|
|
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| 103 |
Filed: 12/3/2013, Entered: 12/3/2013 |
Order on motion for extension of time to file Response/Reply |
|
Judge Denise J. Casper: ELECTRONIC ORDER entered granting [102] Motion for Extension of Time to File Response/Reply re [88] MOTION for Summary Judgment Against Melissa George Responses due by 1/2/2014 (Hourihan, Lisa)
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Request |
|
|
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| 102 |
Filed: 12/2/2013, Entered: 12/2/2013, Terminated: 12/3/2013 |
Motion for Extension of Time to File Response/Reply |
|
MOTION for Extension of Time to 01/02/2014 to File Response/Reply as to [88] MOTION for Summary Judgment Against Melissa George by Melissa George.(Trombetta, Christopher)
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Request |
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| 101 |
Filed: 11/1/2013, Entered: 11/1/2013 |
Order on motion for extension of time to file Response/Reply |
|
Judge Denise J. Casper: ELECTRONIC ORDER entered granting [100] Motion for Extension of Time to File Response/Reply re [88] MOTION for Summary Judgment Against Melissa George Responses due by 12/3/2013 (Hourihan, Lisa)
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Request |
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| 100 |
Filed: 10/31/2013, Entered: 10/31/2013, Terminated: 11/1/2013 |
Motion for Extension of Time to File Response/Reply |
|
Assented to MOTION for Extension of Time to 12/03/2013 to File Response/Reply as to [88] MOTION for Summary Judgment Against Melissa George by Melissa George.(Trombetta, Christopher)
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Request |
|
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| 99 |
Filed: 10/18/2013, Entered: 10/18/2013 |
MEMORANDUM in Opposition to Motion |
|
MEMORANDUM in Opposition re [91] MOTION for Summary Judgment Against Relief Defendant Nancy Keough filed by Nancy Keough. (Paris, Lynda)
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Request |
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|
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| 98 |
Filed: 10/4/2013, Entered: 10/4/2013 |
Order on motion for extension of time to file Response/Reply |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [97] Motion for Extension of Time to File Response/Reply re [91] MOTION for Summary Judgment Against Relief Defendant Nancy Keough Responses due by 10/18/2013 (Hourihan, Lisa)
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Request |
|
|
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| 97 |
Filed: 10/3/2013, Entered: 10/3/2013, Terminated: 10/4/2013 |
Motion for Extension of Time to File Response/Reply |
|
Assented to MOTION for Extension of Time to File Response/Reply as to [91] MOTION for Summary Judgment Against Relief Defendant Nancy Keough by Nancy Keough.(Paris, Lynda)
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Request |
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| 96 |
Filed: 9/30/2013, Entered: 9/30/2013 |
Order on motion for extension of time to file Response/Reply |
|
Judge Denise J. Casper: ELECTRONIC ORDER entered granting [95] Motion for Extension of Time to File Response/Reply re [88] MOTION for Summary Judgment Against Melissa George Responses due by 11/4/2013 (Hourihan, Lisa)
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|
Request |
|
|
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| 95 |
Filed: 9/29/2013, Entered: 9/29/2013, Terminated: 9/30/2013 |
Motion for Extension of Time to File Response/Reply |
|
Assented to MOTION for Extension of Time to 11/03/2013 to File Response/Reply as to [88] MOTION for Summary Judgment Against Melissa George by Melissa George.(Trombetta, Christopher)
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Request |
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| 94 |
Filed: 9/16/2013, Entered: 9/16/2013 |
Order on Motion for Leave to File Excess Pages |
|
Judge Denise J. Casper: ELECTRONIC ORDER entered granting [87] Motion for Leave to File Excess Pages; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Hourihan, Lisa)
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|
Request |
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|
| 93 |
Filed: 9/13/2013, Entered: 9/13/2013 |
Statement of Material Facts L.R. 56.1 |
|
Statement of Material Facts L.R. 56.1 re [91] MOTION for Summary Judgment Against Relief Defendant Nancy Keough filed by Securities & Exchange Commission. (Attachments: # (1) Appendix, # (2) Exhibit 1, # (3) Exhibit 2, # (4) Exhibit 3, # (5) Exhibit 4, # (6) Exhibit 4A, # (7) Exhibit 4B, # (8) Exhibit 4C, # (9) Exhibit 4D, # (10) Exhibit 4E, # (11) Exhibit 4F, # (12) Exhibit 4G, # (13) Exhibit 4H, # (14) Exhibit 4I, # (15) Exhibit 4J, # (16) Exhibit 4K, # (17) Exhibit 4L, # (18) Exhibit 5, # (19) Exhibit 6, # (20) Exhibit 6A, # (21) Exhibit 6B, # (22) Exhibit 6C, # (23) Exhibit 7, # (24) Exhibit 7A, # (25) Exhibit 7B, # (26) Exhibit 7C, # (27) Exhibit 8, # (28) Exhibit 9, # (29) Exhibit 10, # (30) Exhibit 11, # (31) Exhibit 12, # (32) Exhibit 13, # (33) Exhibit 14, # (34) Exhibit 15, # (35) Exhibit 16, # (36) Exhibit 17, # (37) Exhibit 18, # (38) Exhibit 18A, # (39) Exhibit 18B, # (40) Exhibit 18C)(Harper, Richard)
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|
Request |
|
|
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| 92 |
Filed: 9/13/2013, Entered: 9/13/2013 |
memorandum in support of motion |
|
MEMORANDUM in Support re [91] MOTION for Summary Judgment Against Relief Defendant Nancy Keough filed by Securities & Exchange Commission. (Harper, Richard)
|
|
Request |
|
|
|
| 91 |
Filed: 9/13/2013, Entered: 9/13/2013, Terminated: 9/15/2014 |
Motion for Summary Judgment |
|
MOTION for Summary Judgment Against Relief Defendant Nancy Keough by Securities & Exchange Commission.(Harper, Richard)
|
|
Request |
|
|
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| 90 |
Filed: 9/13/2013, Entered: 9/13/2013 |
Statement of Material Facts L.R. 56.1 |
|
Statement of Material Facts L.R. 56.1 re [88] MOTION for Summary Judgment Against Melissa George filed by Securities & Exchange Commission. (Attachments: # (1) Appendix, # (2) Exhibit 1, # (3) Exhibit 2, # (4) Exhibit 3, # (5) Exhibit 4, # (6) Exhibit 5, # (7) Exhibit 6, # (8) Exhibit 7, # (9) Exhibit 8, # (10) Exhibit 8A, # (11) Exhibit 8B, # (12) Exhibit 8C, # (13) Exhibit 9, # (14) Exhibit 10, # (15) Exhibit 11, # (16) Exhibit 12, # (17) Exhibit 13, # (18) Exhibit 13A, # (19) Exhibit 13B, # (20) Exhibit 13C, # (21) Exhibit 13D, # (22) Exhibit 13E, # (23) Exhibit 13F, # (24) Exhibit 13G, # (25) Exhibit 13H, # (26) Exhibit 13I, # (27) Exhibit 13J, # (28) Exhibit 14, # (29) Exhibit 14A, # (30) Exhibit 14B, # (31) Exhibit 15, # (32) Exhibit 16, # (33) Exhibit 17, # (34) Exhibit 18, # (35) Exhibit 19, # (36) Exhibit 20, # (37) Exhibit 21, # (38) Exhibit 22, # (39) Exhibit 23, # (40) Exhibit 23A, # (41) Exhibit 23B, # (42) Exhibit 23C, # (43) Exhibit 23D, # (44) Exhibit 24, # (45) Exhibit 25, # (46) Exhibit 26, # (47) Exhibit 27, # (48) Exhibit 28, # (49) Exhibit 29)(Harper, Richard)
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|
Request |
|
|
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| 89 |
Filed: 9/13/2013, Entered: 9/13/2013 |
memorandum in support of motion |
|
MEMORANDUM in Support re [88] MOTION for Summary Judgment Against Melissa George filed by Securities & Exchange Commission. (Harper, Richard)
|
|
Request |
|
|
|
| 88 |
Filed: 9/13/2013, Entered: 9/13/2013, Terminated: 6/6/2014 |
Motion for Summary Judgment |
|
MOTION for Summary Judgment Against Melissa George by Securities & Exchange Commission.(Harper, Richard)
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|
Request |
|
|
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| 87 |
Filed: 9/13/2013, Entered: 9/13/2013, Terminated: 9/16/2013 |
Motion for Leave to File Excess Pages |
|
Assented to MOTION for Leave to File Excess Pages by Securities & Exchange Commission.(Harper, Richard)
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Request |
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| 86 |
Filed: 8/7/2013, Entered: 8/7/2013 |
Notice of Filing of Official Transcript |
|
NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at http://www.mad.uscourts.gov/attorneys/general-info.htm (Scalfani, Deborah)
|
|
Request |
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| 85 |
Filed: 8/7/2013, Entered: 8/7/2013 |
transcript |
|
Transcript of Motion Hearing held on June 19, 2013, before Judge Denise J. Casper. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Debra Joyce at joycedebra@gmail.com Redaction Request due 8/28/2013. Redacted Transcript Deadline set for 9/9/2013. Release of Transcript Restriction set for 11/5/2013. (Scalfani, Deborah)
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|
Request |
|
|
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| 84 |
Filed: 7/8/2013, Entered: 7/8/2013 |
Remark |
|
Transcript of Statement of Reasons from hearing held on 6/19/13. (Hourihan, Lisa)
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|
Request |
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|
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| 83 |
Filed: 6/19/2013, Entered: 6/19/2013 |
Order on motion for summary judgment |
|
ELECTRONIC Clerk's Notes for proceedings held before Judge Denise J. Casper: Motion Hearing held on 6/19/2013 re [63] MOTION for Summary Judgment filed by Thomas Kevin Keough, Nancy Keough. Arguments. For reasons stated on the record, Court denies [63] Motion for Summary Judgment; (Court Reporter: Debra Joyce at joycedebra@gmail.com.)(Attorneys present: Richard Mann Harper for the plaintiff. Lynda Carey Paris for the defendant.) This hearing has been video recorded as part of the Cameras in the Courtroom pilot project hosted at http://www.uscourts.gov.(Hourihan, Lisa)
|
|
Request |
|
|
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| 82 |
Filed: 5/29/2013, Entered: 5/29/2013 |
Order on motion to compel |
|
Judge Denise J. Casper: ELECTRONIC ORDER entered finding as moot [73] Motion to Compel. (Maynard, Timothy)
|
|
Request |
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| 81 |
Filed: 5/5/2013, Entered: 5/5/2013 |
Opposition to Motion |
|
Opposition re [73] MOTION to Compel Submission of Interrogatory Answers by Defendant Melissa George filed by Melissa George. (Trombetta, Christopher)
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|
Request |
|
|
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| 80 |
Filed: 4/25/2013, Entered: 4/25/2013 |
Reply to Response to motion |
|
REPLY to Response to [63] MOTION for Summary Judgment filed by Nancy Keough, Thomas Kevin Keough. (Attachments: # (1) Affidavit Affidavit of Lynda Paris, # (2) Exhibit Exhibit A to Affidavit)(Paris, Lynda)
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|
Request |
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| 79 |
Filed: 4/23/2013, Entered: 4/23/2013 |
Reminder to Submit Response regarding Cameras in the Courtroom |
|
ELECTRONIC NOTICE TO COUNSEL: A notice was issued on April 3, 2013 regarding possible participation in the Cameras in the Courtroom pilot program for the hearing scheduled for June 19, 2013. In accordance with the program procedures, a response is required by both sides, either consenting or declining to participate in the program. The clerk has not yet received a response from all counsel (NOTE: Counsel for the plaintiff has submitted its response). Counsel for the defendants are directed to the court web site at http://www.mad.uscourts.gov/general/cameras.html to determine if they wish to consent to video recording. Responses must be submitted by April 30, 2013. (Hurley, Virginia)
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|
Request |
|
|
|
| 78 |
Filed: 4/23/2013, Entered: 4/23/2013 |
Order on motion for extension of time to file Response/Reply |
|
Judge Denise J. Casper: ELECTRONIC ORDER entered granting [76] Motion for Extension of Time to File Response/Reply re [73] MOTION to Compel Submission of Interrogatory Answers by Defendant Melissa George Responses due by 5/3/2013 (Hourihan, Lisa)
|
|
Request |
|
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| 77 |
Filed: 4/23/2013, Entered: 4/23/2013 |
Order on motion for extension of time to file Response/Reply |
|
Judge Denise J. Casper: ELECTRONIC ORDER entered granting [75] Motion for Extension of Time to File Response/Reply to Plaintiff's Opposition to Motion for Summary Judgment to 4/25/13(Hourihan, Lisa)
|
|
Request |
|
|
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| 76 |
Filed: 4/23/2013, Entered: 4/23/2013, Terminated: 4/23/2013 |
Motion for Extension of Time to File Response/Reply |
|
MOTION for Extension of Time to May 3, 2013 to File Response/Reply as to [74] Memorandum in Support of Motion, by Melissa George.(Trombetta, Christopher)
|
|
Request |
|
|
|
| 75 |
Filed: 4/22/2013, Entered: 4/22/2013, Terminated: 4/23/2013 |
Motion for Extension of Time to File Response/Reply |
|
Assented to MOTION for Extension of Time to File Response/Reply to Plaintiff's Opposition to Motion for Summary Judgment by Nancy Keough, Thomas Kevin Keough.(Paris, Lynda)
|
|
Request |
|
|
|
| 74 |
Filed: 4/9/2013, Entered: 4/9/2013 |
memorandum in support of motion |
|
MEMORANDUM in Support re [73] MOTION to Compel Submission of Interrogatory Answers by Defendant Melissa George filed by Securities & Exchange Commission. (Attachments: # (1) Exhibit A (Interrogatories), # (2) Exhibit B (Ltr Memorializing Discovery Conference))(Harper, Richard)
|
|
Request |
|
|
|
| 73 |
Filed: 4/9/2013, Entered: 4/9/2013, Terminated: 5/29/2013 |
Motion to Compel |
|
MOTION to Compel Submission of Interrogatory Answers by Defendant Melissa George by Securities & Exchange Commission.(Harper, Richard)
|
|
Request |
|
|
|
| 72 |
Filed: 4/8/2013, Entered: 4/8/2013 |
Statement of Material Facts L.R. 56.1 |
|
Statement of Material Facts L.R. 56.1 re [63] MOTION for Summary Judgment filed by Securities & Exchange Commission. (Attachments: # (1) Appendix of Exhibits and Testimony Cited In Sec Opposing Statement Of Facts, # (2) Affidavit of Richard M. Harper, # (3) Exhibit 1, # (4) Exhibit 2, # (5) Exhibit 3, # (6) Exhibit 4, # (7) Exhibit 5, # (8) Exhibit 6, # (9) Exhibit 7, # (10) Exhibit 8, # (11) Exhibit 9, # (12) Exhibit 10, # (13) Exhibit 11, # (14) Exhibit 12, # (15) Exhibit 13, # (16) Exhibit 13A, # (17) Exhibit 13B, # (18) Exhibit 13C, # (19) Exhibit 14, # (20) Supplement 15, # (21) Exhibit 16, # (22) Exhibit 17, # (23) Exhibit 18, # (24) Exhibit 19, # (25) Exhibit 20, # (26) Exhibit 21, # (27) Exhibit 22, # (28) Exhibit 23)(Harper, Richard)
|
|
Request |
|
|
|
| Save 25% on a pre-paid one year subscription. |
|
|
| 71 |
Filed: 4/8/2013, Entered: 4/8/2013 |
Opposition to Motion |
|
Opposition re [63] MOTION for Summary Judgment filed by Securities & Exchange Commission. (Harper, Richard)
|
|
Request |
|
|
|
| 70 |
Filed: 4/5/2013, Entered: 4/5/2013 |
judgment |
|
Judge Denise J. Casper: ORDER entered. FINAL JUDGMENT as to David Affeldt. (Maynard, Timothy)
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| 69 |
Filed: 4/3/2013, Entered: 4/3/2013 |
Agreement for Judgment |
|
AGREEMENT FOR JUDGMENT as to David Affeldt only by Securities & Exchange Commission. (Harper, Richard)
|
|
Request |
|
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| 68 |
Filed: 4/3/2013, Entered: 4/3/2013 |
Notice of hearing on motion |
|
ELECTRONIC NOTICE Setting Hearing on Motion [63] MOTION for Summary Judgment : NOTICE TO COUNSEL re: Cameras in the Courtroom Project. The parties in this case are hereby notified that this scheduled proceeding is eligible for video recording. Counsel are directed to the district court web site at http://www.mad.uscourts.gov/general/cameras.html to determine if they wish to consent to video recording. Responses are due seven days from the date of this notice. A RESPONSE FROM EACH PARTY IS REQUIRED. Motion Hearing set for 6/19/2013 02:00 PM in Courtroom 11 before Judge Denise J. Casper. (Hourihan, Lisa)
|
|
Request |
|
|
|
| 67 |
Filed: 4/3/2013, Entered: 4/3/2013 |
Notice Cancelling Hearing |
|
ELECTRONIC NOTICE Canceling Hearing. Status Conference set for 6/3/13 is cancelled. Status conference will be combined with a hearing on the pending motion for summary judgment. (Hourihan, Lisa)
|
|
Request |
|
|
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| 66 |
Filed: 3/5/2013, Entered: 3/5/2013 |
Order on motion for extension of time |
|
Judge Denise J. Casper: ELECTRONIC ORDER entered granting [65] Motion for Extension of Time to File Opposition to Motion for Summary Judgment until April 8, 2013. (Maynard, Timothy)
|
|
Request |
|
|
|
| 65 |
Filed: 3/1/2013, Entered: 3/1/2013, Terminated: 3/5/2013 |
Motion for Extension of Time |
|
Assented to MOTION for Extension of Time to April 8, 2013 to File and Serve Opposition to Summary Judgment by Securities & Exchange Commission.(Harper, Richard)
|
|
Request |
|
|
|
| 64 |
Filed: 2/28/2013, Entered: 2/28/2013 |
memorandum in support of motion |
|
MEMORANDUM in Support re [63] MOTION for Summary Judgment filed by Nancy Keough, Thomas Kevin Keough. (Attachments: # (1) Statement of Facts, # (2) Affidavit Affidavit of Thomas K. Keough, # (3) Affidavit Affidavit Nancy Keough, # (4) Affidavit Affidavit of Lynda Carey Paris, # (5) Exhibit Exhibit A to Paris Affidavit, # (6) Exhibit Exhibit B to Paris Affidavit, # (7) Exhibit Exhibit C to Paris Affidavit)(Paris, Lynda)
|
|
Request |
|
|
|
| 63 |
Filed: 2/28/2013, Entered: 2/28/2013, Terminated: 6/19/2013 |
Motion for Summary Judgment |
|
MOTION for Summary Judgment by Nancy Keough, Thomas Kevin Keough.(Paris, Lynda)
|
|
Request |
|
|
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| 62 |
Filed: 2/8/2013, Entered: 2/8/2013 |
Notice of Rescheduling |
|
ELECTRONIC NOTICE OF RESCHEDULING Status Conference set for 6/3/2013 03:00 PM in Courtroom 11 before Judge Denise J. Casper. (Hourihan, Lisa)
|
|
Request |
|
|
|
| 61 |
Filed: 2/8/2013, Entered: 2/8/2013 |
Order on Motion for Extension of Time to Complete Discovery. |
|
Judge Denise J. Casper: ELECTRONIC ORDER entered granting [60] Motion for Extension of Time to Complete Discovery. Expert disclosures due by 6/19/13. Rebuttal expert disclosures due by 7/3/13. Expert discovery to be completed by 8/14/2013. Summary motions due by 9/13/2013. Status conference continued to 6/3/13 at 3:00PM. (Hourihan, Lisa)
|
|
Request |
|
|
|
| 60 |
Filed: 1/28/2013, Entered: 1/28/2013, Terminated: 2/8/2013 |
Motion for Extension of Time to Complete Discovery |
|
Joint MOTION for Extension of Time to June 7, 2013 to Complete Discovery by Securities & Exchange Commission.(Harper, Richard)
|
|
Request |
|
|
|
| 59 |
Filed: 10/31/2012, Entered: 10/31/2012 |
Notice - Other |
|
NOTICE of Withdrawal of Attorney (Lagorio, Peter) Modified on 11/14/2012 to edit docket text (Maynard, Timothy).
|
|
Request |
|
|
|
| 58 |
Filed: 10/23/2012, Entered: 10/23/2012 |
Notice of Appearance |
|
NOTICE of Appearance by Lynda Carey Paris on behalf of Nancy Keough, Thomas Kevin Keough (Paris, Lynda)
|
|
Request |
|
|
|
| 57 |
Filed: 10/23/2012, Entered: 10/23/2012 |
Notice of Appearance |
|
NOTICE of Appearance by Lynda Carey Paris on behalf of Nancy Keough, Thomas Kevin Keough (Paris, Lynda)
|
|
Request |
|
|
|
| 56 |
Filed: 9/19/2012, Entered: 9/19/2012 |
Notice of Rescheduling |
|
ELECTRONIC NOTICE OF RESCHEDULING Status Conference set for 4/8/2013 02:45 PM in Courtroom 11 before Judge Denise J. Casper. (NOTE TIME CHANGE ONLY)(Hourihan, Lisa)
|
|
Request |
|
|
|
| 55 |
Filed: 9/5/2012, Entered: 9/11/2012 |
Remark |
|
The Court notes that counsel for the defendant Thomas Keough was properly noticed of the Scheduling Conference set for 3/19/12 and of the Status Conference set for 9/5/12 and failed to appear at both conferences. Counsel and Mr. Keough are to abide by the schedule that has been set by the Court. (Hourihan, Lisa)
|
|
Request |
|
|
|
| 54 |
Filed: 9/5/2012, Entered: 9/7/2012 |
scheduling conference |
|
ELECTRONIC Clerk's Notes for proceedings held before Judge Denise J. Casper: Scheduling Conference held on 9/5/2012. SEC requests an extension of the discovery schedule. Court allows the request. Expert disclosures due by 4/19/13. Rebuttal expert disclosures due by 5/3/13. Expert discovery to be completed by 6/13/2013, Summary Judgment Motions due by 7/12/2013. Status Conference set for 4/8/2013 02:30 PM in Courtroom 11 before Judge Denise J. Casper(Court Reporter: Debra Joyce at joycedebra@gmail.com.)(Attorneys present: Kevin Currid and Richard Harper, II for the plaintiff. Christopher Trombetta and Jonathan Kotlier for the defendants. Peter Lagorio for Defendant Keough fails to appear.) (Hourihan, Lisa)
|
|
Request |
|
|
|
| 53 |
Filed: 9/4/2012, Entered: 9/4/2012 |
Notice of Rescheduling |
|
ELECTRONIC NOTICE OF RESCHEDULING Status Conference set for 9/5/2012 03:30 PM in Courtroom 11 before Judge Denise J. Casper. (NOTE TIME CHANGE ONLY)(Hourihan, Lisa)
|
|
Request |
|
|
|
| 52 |
Filed: 8/28/2012, Entered: 8/28/2012 |
Status report |
|
STATUS REPORT by Securities & Exchange Commission. (Harper, Richard)
|
|
Request |
|
|
|
| 51 |
Filed: 8/10/2012, Entered: 8/10/2012 |
Order on Motion for Leave to Appear |
|
Judge Denise J. Casper: ELECTRONIC ORDER entered granting [50] Motion for Leave to Appear Pro Hac Vice Added Alexander C. Vincent. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Maynard, Timothy)
|
|
Request |
|
|
|
| 50 |
Filed: 8/6/2012, Entered: 8/6/2012, Terminated: 8/10/2012 |
Motion for Leave to Appear Pro Hac Vice |
|
Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Alexander C. Vincent Filing fee: $ 100, receipt number 0101-4058947 by David Affeldt. (Attachments: # (1) Affidavit of Alexander C. Vincent in Support of Motion to Admit Pro Hac Vice)(Kotlier, Jonathan)
|
|
Request |
|
|
|
| 49 |
Filed: 7/23/2012, Entered: 7/24/2012 |
Consent Judgment |
|
Judge Denise J. Casper: ORDER entered. CONSENT JUDGMENT in favor of Securities & Exchange Commission against Kevin J. Mann, Sr(Hourihan, Lisa)
|
|
Request |
|
|
|
| 48 |
Filed: 7/23/2012, Entered: 7/24/2012 |
Consent Judgment |
|
Judge Denise J. Casper: ORDER entered. CONSENT JUDGMENT in favor of Securities & Exchange Commission against Michael J. Cuomo(Hourihan, Lisa)
|
|
Request |
|
|
|
| 47 |
Filed: 7/17/2012, Entered: 7/17/2012 |
Agreement for Judgment |
|
AGREEMENT FOR JUDGMENT for Defendant Kevin Mann Only by Securities & Exchange Commission. (Attachments: # (1) Exhibit Proposed Judgment)(Harper, Richard)
|
|
Request |
|
|
|
| 46 |
Filed: 7/17/2012, Entered: 7/17/2012 |
Agreement for Judgment |
|
AGREEMENT FOR JUDGMENT for Defendant Michael Cuomo Only by Securities & Exchange Commission. (Attachments: # (1) Exhibit Proposed Judgment)(Harper, Richard)
|
|
Request |
|
|
|
| 45 |
Filed: 4/17/2012, Entered: 4/17/2012 |
transcript |
|
Transcript of Scheduling Conference held on March 19, 2012, before Judge Denise J. Casper. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Debra Joyce at joycedebra@gmail.com Redaction Request due 5/8/2012. Redacted Transcript Deadline set for 5/18/2012. Release of Transcript Restriction set for 7/16/2012. (Scalfani, Deborah)
|
|
Request |
|
|
|
| |
Filed: None, Entered: None |
Notice of Filing of Official Transcript |
|
NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at http://www.mad.uscourts.gov/attorneys/general-info.htm (Scalfani, Deborah)
|
|
|
|
|
|
| |
Filed: None, Entered: None |
Notice of correction to docket made by Court staff. |
|
Notice of correction to docket made by Court staff. Correction: Document [45] deleted because it was docketed in the wrong case. (Maynard, Timothy)
|
|
|
|
|
|
| 44 |
Filed: 3/20/2012, Entered: 3/20/2012 |
Scheduling Order |
|
Judge Denise J. Casper: ORDER entered. SCHEDULING ORDER.(Hourihan, Lisa)
|
|
Request |
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Filed: None, Entered: None |
scheduling conference |
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ELECTRONIC Clerk's Notes for proceedings held before Judge Denise J. Casper: Scheduling Conference held on 3/19/2012, Initial disclosures as to defendant Melissa George due by 4/9/12. Counsel report all other disclosures completed. Amended Pleadings due by 4/19/2012. Fact discovery due by 8/20/12. Plaintiff's expert disclosure due by 8/31/12. Defendants' expert disclosure due by 9/14/12. Expert Discovery to be completed by 10/19/2012. Summary Judgment Motions due by 11/26/2012. Status Conference set for 9/5/2012 02:00 PM in Courtroom 11 before Judge Denise J. Casper. If SEC intends to request to extend the discovery deadline, they shall file a joint statment 5 business days before the 9/5/12 status conference. (Court Reporter: Debra Joyce at joycedebra@gmail.com.)(Attorneys present: Kevin Currid and Richard Harper for the plaintiff. Christopher Trombetta and Jonathan Kotlier for the defendants.) (Hourihan, Lisa)
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| 43 |
Filed: 3/12/2012, Entered: 3/12/2012 |
Joint submission |
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JOINT SUBMISSION pursuant to Local Rule 16.1 Joint Statement for Initial Scheduling Conference by Securities & Exchange Commission.(Currid, Kevin) (Main Document 43 replaced on 3/20/2012) (Maynard, Timothy).
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Request |
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| 42 |
Filed: 3/7/2012, Entered: 3/7/2012 |
Answer |
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DEFENDANT THOMAS KEVIN KEOUGH'S ANSWER to [1] Complaint by Thomas Kevin Keough.(Lagorio, Peter)
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Request |
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Filed: None, Entered: None |
Order on Motion to continue |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [41] Motion to Continue Scheduling Conference set for 3/19/2012 02:30 PM in Courtroom 11 before Judge Denise J. Casper. (Maynard, Timothy)
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| 41 |
Filed: 2/9/2012, Entered: 2/9/2012, Terminated: 2/10/2012 |
Motion to Continue |
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Joint MOTION to Continue Initial Scheduling Conference to March 19, 2012 at 2:30 p.m. by Securities & Exchange Commission. (Attachments: # (1) Affidavit certificate of service)(Harper, Richard)
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Request |
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| 40 |
Filed: 2/7/2012, Entered: 2/7/2012 |
Notice of Scheduling Conference |
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NOTICE of Scheduling Conference Scheduling Conference set for 3/1/2012 02:45 PM in Courtroom 11 before Judge Denise J. Casper. (Hourihan, Lisa)
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Request |
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| |
Filed: 2/3/2012, Entered: 2/3/2012 |
Order on Motion to Dismiss |
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ELECTRONIC ORDER entered denying 25 Motion to Dismiss. The Court treats facts alleged in the complaint as true and draws all reasonable inferences in favor of the plaintiff. SEC v. Tambone, 597 F.3d 436, 441 (1st Cir. 2010). To survive a motion to dismiss, a complaint must state a plausible claim for relief. Ashcroft v. Iqbal, 556 U.S. 662 (2009); Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007). Upon review of the complaint, even relying solely on the paragraphs to which Keough pointed the Court, specifically paragraphs 7, 118, 119, 122, 228, 230 and 233, it would be reasonable to infer that Keough was effectively operating as a commission-based sales agent on Inofin's behalf by promoting Inofin securities to potential buyers, providing those potential buyers with Inofin's contact information and receiving payment from Inofin for his conduct. These factual allegations are sufficient to support the SEC's claim that Keough violated 15 U.S.C. §§ 77e(a) and (c), which prohibit selling unregistered securities, and 15 U.S.C. § 78o(a), which prohibits sales of securities by unregistered sellers. Keough's argument that these factual allegations are insufficient to allege that Keough was a "seller" is unpersuasive. See, e.g., S.E.C. v. Torr, 15 F. Supp. 315, 316-17 (S.D.N.Y. 1936) (describing as a "fact[ ] too plain for discussion" that defendants who "recommend [a] stock for investment to their acquaintances and to the public generally" and then receive compensation from the stock provider are engaged in 'the sale of' a security"), rev'd on other grounds, 87 F.2d 446 (2d Cir. 1937). Keough's reliance, in a post-hearing filing (D. 39), on Me. State Ret. Sys. v. Countrywide Fin. Grp., 2011 WL 4389689, at *10 (C.D. Cal. May 5, 2011) (holding that an "allegation that... Defendants 'promoted' the sale of securities is not sufficient [to allege a violation of 15 U.S.C. § 77l(a)(2)].... Plaintiffs must include very specific allegations of solicitation, including direct communication with Plaintiffs") is of little aid to his position. First, that case turned on an interpretation of § 77l(a)(2), which sets forth a fraud-based violation, unlike §§ 77e(a) and (c), which set forth non-fraud violations and thus require less stringent pleading. Second, that case is not supportive of the position that Defendant Keough should be free from liability on the facts alleged in the complaint. See id. at *9 (internal quotations and citation omitted) (noting that even under § 771(a)(2), liability attaches to "those who solicit purchases to serve their own financial interests or those of the securities owner"). (Hourihan, Lisa)
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Filed: 2/3/2012, Entered: 2/3/2012 |
Order on Motion for extension of time to answer |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [37] Motion for Extension of Time to Answer Michael J. Cuomo answer due 12/15/2011. (Hourihan, Lisa)
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| 39 |
Filed: 2/1/2012, Entered: 2/1/2012 |
Letter/request (non-motion) |
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Letter/request (non-motion) from Peter A. Lagorio to the Honorable Denise J. Casper. (Lagorio, Peter)
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Request |
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| 38 |
Filed: 2/1/2012, Entered: 2/1/2012 |
Letter/request (non-motion) |
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Letter/request (non-motion) from Plaintiff's Counsel re Hearing on Motion to Dismiss. (Attachments: # (1) Affidavit certificate of service)(Harper, Richard)
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Request |
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Filed: None, Entered: None |
Order on Motion to Dismiss |
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ELECTRONIC Clerk's Notes for proceedings held before Judge Denise J. Casper: Motion Hearing held on 1/31/2012 re [25] MOTION to Dismiss Complaint filed by Thomas Kevin Keough. Argumnets. Court takes under advisement [25] Motion to Dismiss; (Court Reporter: Debra Joyce at joycedebra@gmail.com.)(Attorneys present: Kevin Currid and Richard Harper for the plaintiff. Peter Lagorio and Christopher Trombetta for defendants Keough and George.) (Hourihan, Lisa)
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| 37 |
Filed: 11/21/2011, Entered: 11/22/2011 |
Motion for Extension of Time to File Answer |
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MOTION for Extension of Time to December 15, 2011 to File Answer re [1] Complaint by Michael J. Cuomo.(Gaudet, Jennifer)
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Request |
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| |
Filed: None, Entered: None |
Notice of hearing on motion |
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ELECTRONIC NOTICE Setting Hearing on Motion [25] MOTION to Dismiss Complaint : Motion Hearing set for 1/31/2012 03:00 PM in Courtroom 11 before Judge Denise J. Casper. (Hourihan, Lisa)
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Filed: None, Entered: None |
Notice Cancelling Hearing |
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ELECTRONIC NOTICE Canceling Hearing. The hearing set for 1/31/12 will NOT be considered for Cameras in the Courtroom Project. (Hourihan, Lisa)
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Filed: None, Entered: None |
Notice of hearing on motion |
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ELECTRONIC NOTICE Setting Hearing on Motion [25] MOTION to Dismiss Complaint : NOTICE TO COUNSEL re: Cameras in the Courtroom Project. The parties in this case are hereby notified that this scheduled proceeding is eligible for video recording. Counsel are directed to the district court web site at http://www.mad.uscourts.gov/general/cameras.html to determine if they wish to consent to video recording. Responses are due seven days from the date of this notice. Motion Hearing set for 1/31/2012 03:00 PM in Courtroom 11 before Judge Denise J. Casper. (Hourihan, Lisa)
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Filed: None, Entered: None |
Order on Motion for extension of time to answer |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [36] Motion for Extension of Time to Answer re [1] Complaint. Michael J. Cuomo answer due 11/15/2011. (Gaudet, Jennifer)
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| 36 |
Filed: 10/14/2011, Entered: 10/14/2011, Terminated: 11/1/2011 |
Motion for Extension of Time to File Answer |
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MOTION for Extension of Time to 11/15/2011 to File Answer re [1] Complaint by Michael J. Cuomo.(Gaudet, Jennifer)
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Request |
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| |
Filed: None, Entered: None |
Order on Motion for extension of time to answer |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [35] Motion for Extension of Time to Answer re [1] Complaint Michael J. Cuomo answer due 10/15/2011. (Gaudet, Jennifer)
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| 35 |
Filed: 9/16/2011, Entered: 9/19/2011 |
Motion for Extension of Time to File Answer |
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MOTION for Extension of Time to October 15, 2011 to File Answer re [1] Complaint by Michael J. Cuomo.(Gaudet, Jennifer)
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Request |
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| 34 |
Filed: 9/15/2011, Entered: 9/15/2011 |
Answer |
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ANSWER to [1] Complaint by David Affeldt.(Kotlier, Jonathan)
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Request |
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| |
Filed: None, Entered: None |
Order on Motion for Leave to Appear |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [33] Motion for Leave to Appear Pro Hac Vice Added Jacob S. Frenkel. Attorneys admitted Pro Hac Vice must register for electronic filing. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Gaudet, Jennifer)
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| 33 |
Filed: 9/14/2011, Entered: 9/14/2011, Terminated: 9/15/2011 |
Motion for Leave to Appear Pro Hac Vice |
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Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Jacob S. Frenkel Filing fee: $ 50, receipt number 0101-3580067 by David Affeldt. (Attachments: # (1) Exhibit A - Affidavit of Jacob S. Frenkel in Support of Motion to Appear and Practice Pro Hac Vice)(Kotlier, Jonathan)
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Request |
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| 32 |
Filed: 9/14/2011, Entered: 9/14/2011 |
Notice of Appearance |
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NOTICE of Appearance by Jonathan L. Kotlier on behalf of David Affeldt (Kotlier, Jonathan)
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Request |
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| |
Filed: None, Entered: None |
Order on Motion for extension of time to answer |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [23] Motion for Extension of Time to Answer re [1] Complaint, Michael J. Cuomo answer due 9/15/2011. (Gaudet, Jennifer)
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| 31 |
Filed: 8/29/2011, Entered: 8/29/2011 |
Opposition to Motion |
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Opposition re [25] MOTION to Dismiss Complaint filed by Securities & Exchange Commission. (Harper, Richard)
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Request |
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| 30 |
Filed: 8/26/2011, Entered: 8/26/2011 |
memorandum in support of motion |
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MEMORANDUM in Support re [25] MOTION to Dismiss Complaint DEFENDANT THOMAS KEVIN KEOUGH'S [SECOND CORRECTED] MEMORANDUM OF LAW IN SUPPORT OF HIS MOTION TO DISMISS [MOTION FOR LEAVE TO FILE GRANTED ON AUGUST 24, 2011] filed by Thomas Kevin Keough. (Lagorio, Peter)
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Request |
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| |
Filed: None, Entered: None |
Order on Motion for Leave to File |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [29] Assented to Motion for Leave to Submit [second corrected] Memorandum of Law in Support of his Motion to Dismiss ; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Gaudet, Jennifer)
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| 29 |
Filed: 8/16/2011, Entered: 8/16/2011, Terminated: 8/24/2011 |
Motion for Leave to File |
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Assented to MOTION for Leave to File [Second Corrected] Memorandum of Law in Support of His Motion to Dismiss by Thomas Kevin Keough. (Attachments: # (1) DEFENDANT THOMAS KEVIN KEOUGH'S [SECOND CORRECTED] MEMORANDUM OF LAW IN SUPPORT OF HIS MOTION TO DISMISS)(Lagorio, Peter)
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Request |
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| 28 |
Filed: 8/15/2011, Entered: 8/15/2011 |
memorandum in support of motion |
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MEMORANDUM in Support re [25] MOTION to Dismiss Complaint DEFENDANT, THOMAS KEVIN KEOUGH'S [CORRECTED] MEMORANDUM OF LAW IN SUPPORT OF HIS MOTION TO DISMISS filed by Thomas Kevin Keough. (Lagorio, Peter)
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Request |
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| 27 |
Filed: 8/15/2011, Entered: 8/15/2011 |
Answer |
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ANSWER to [1] Complaint RELIEF DEFENDANT, NANCY KEOUGH'S ANSWER by Nancy Keough.(Lagorio, Peter)
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Request |
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| 26 |
Filed: 8/15/2011, Entered: 8/15/2011 |
memorandum in support of motion |
|
MEMORANDUM in Support re [25] MOTION to Dismiss Complaint filed by Thomas Kevin Keough. (Lagorio, Peter)
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Request |
|
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| 25 |
Filed: 8/15/2011, Entered: 8/15/2011, Terminated: 2/3/2012 |
Motion to Dismiss |
|
MOTION to Dismiss Complaint by Thomas Kevin Keough.(Lagorio, Peter)
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Request |
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| 24 |
Filed: 8/15/2011, Entered: 8/15/2011 |
Answer |
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ANSWER to [1] Complaint with Jury Demand by Melissa George.(Trombetta, Christopher)
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Request |
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| 23 |
Filed: 8/12/2011, Entered: 8/12/2011, Terminated: 9/2/2011 |
Motion for Extension of Time to File Answer |
|
MOTION for Extension of Time to 9/15/2011 to File Answer re [1] Complaint by Michael J. Cuomo.(Gaudet, Jennifer) Modified on 9/2/2011 to remove the text assented to, in header by mistake (Gaudet, Jennifer).
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Request |
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| |
Filed: None, Entered: None |
Order on Motion for extension of time to answer |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [22] Assented to Motion for Extension of Time to Answer re [1] Complaint. David Affeldt answer due 9/15/2011. (Gaudet, Jennifer)
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| 22 |
Filed: 8/10/2011, Entered: 8/11/2011 |
Motion for Extension of Time to File Answer |
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ASSENTED TO MOTION for Extension of Time to 9/15/2011 to File Answer re [1] Complaint by David Affeldt.(Gaudet, Jennifer)
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Request |
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| |
Filed: None, Entered: None |
Order on Motion for extension of time to answer |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [18] Assented to Motion for Extension of Time to Answer re [1] Complaint. Kevin J. Mann, Sr answer due 8/15/2011.; finding as moot [19] Motion for Extension of Time to Answer re [1] Complaint; granting [20] Corrected Assented to Motion for Extension of Time to Answer re [1] Complaint. David Affeldt answer due 8/15/2011; granting [21] Assented to Motion for Extension of Time to Answer re [1] Complaint. Michael J. Cuomo answer due 8/15/2011. (Gaudet, Jennifer)
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| |
Filed: None, Entered: None |
Order on Motion for extension of time to answer |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [17] Assented to Motion for Extension of Time to Answer re [1] Complaint. Nancy Keough answer due 8/15/2011; Thomas Kevin Keough answer due 8/15/2011. (Gaudet, Jennifer)
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| 21 |
Filed: 7/11/2011, Entered: 7/12/2011 |
Motion for Extension of Time to File Answer |
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ASSENTED TO MOTION for Extension of Time to 8/15/2011 to File Answer by Michael J. Cuomo.(Gaudet, Jennifer)
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Request |
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| 20 |
Filed: 7/11/2011, Entered: 7/12/2011 |
Motion for Extension of Time to File Answer |
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CORRECTED ASSENTED TO MOTION for Extension of Time to 8/15/2011 to File Answer by David Affeldt.(Gaudet, Jennifer)
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Request |
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| 17 |
Filed: 7/11/2011, Entered: 7/11/2011, Terminated: 7/12/2011 |
Motion for Extension of Time to File Answer |
|
Assented to MOTION for Extension of Time to August 15, 2011 to File Answer to Complaint by Nancy Keough, Thomas Kevin Keough.(Lagorio, Peter)
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Request |
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| 19 |
Filed: 7/8/2011, Entered: 7/12/2011 |
Motion for Extension of Time to File Answer |
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ASSENTED TO MOTION for Extension of Time to 8/15/2011 to File Answer by David Affeldt.(Gaudet, Jennifer)
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Request |
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| 18 |
Filed: 7/7/2011, Entered: 7/12/2011 |
Motion for Extension of Time to File Answer |
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ASSENTED TO MOTION for Extension of Time to 8/15/2011 to File Answer re [1] Complaint by Kevin J. Mann, Sr.(Gaudet, Jennifer)
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Request |
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| |
Filed: None, Entered: None |
Order on Motion for extension of time to answer |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [16] Assented to Motion for Extension of Time to Answer re [1] Complaint. Melissa George answer due 8/15/2011. (Gaudet, Jennifer)
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| 16 |
Filed: 7/1/2011, Entered: 7/1/2011, Terminated: 7/5/2011 |
Motion for Extension of Time to File Answer |
|
MOTION for Extension of Time to File Answer re [1] Complaint by Melissa George.(Trombetta, Christopher)
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Request |
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| |
Filed: None, Entered: None |
Order on Motion for extension of time to answer |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [15] Motion for Extension of Time to Answer re [1] Complaint Michael J. Cuomo answer due 7/15/2011. (Hourihan, Lisa)
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| |
Filed: None, Entered: None |
Order on Motion for extension of time to answer |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [14] Motion for Extension of Time to Answer re [1] Complaint Melissa George answer due 7/11/2011. (Hourihan, Lisa)
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| |
Filed: None, Entered: None |
Order on Motion for extension of time to answer |
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Judge Denise J. Casper: ELECTRONIC ORDER entered granting [13] Motion for Extension of Time to Answer re [1] Complaint Kevin J. Mann, Sr answer due 7/15/2011. (Hourihan, Lisa)
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| |
Filed: None, Entered: None |
Order on Motion for extension of time to answer |
|
Judge Denise J. Casper: ELECTRONIC ORDER entered granting [12] Motion for Extension of Time to Answer re [1] Complaint David Affeldt answer due 7/11/2011. (Hourihan, Lisa)
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| 15 |
Filed: 5/9/2011, Entered: 5/9/2011, Terminated: 5/12/2011 |
Motion for Extension of Time to File Answer |
|
ASSENTED TO MOTION for Extension of Time to 7/15/2011 to File Answer re [1] Complaint by Michael J. Cuomo.(Gaudet, Jennifer)
|
|
Request |
|
|
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| 14 |
Filed: 5/9/2011, Entered: 5/9/2011, Terminated: 5/12/2011 |
Motion for Extension of Time to File Answer |
|
MOTION for Extension of Time to 07/11/2011 to File Answer re [1] Complaint by Melissa George.(Trombetta, Christopher)
|
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Request |
|
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| 13 |
Filed: 5/5/2011, Entered: 5/5/2011, Terminated: 5/12/2011 |
Motion for Extension of Time to File Answer |
|
ASSENTED TO MOTION for Extension of Time to July 15, 2011 to File Answer re [1] Complaint by Kevin J. Mann, Sr.(Gaudet, Jennifer)
|
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Request |
|
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| |
Filed: None, Entered: None |
Order on Motion for extension of time to answer |
|
Judge Denise J. Casper: ELECTRONIC ORDER entered granting [11] Assented to Motion for Extension of Time to Answer re [1] Complaint. Nancy Keough answer due 7/11/2011; Thomas Kevin Keough answer due 7/11/2011. (Gaudet, Jennifer)
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| 11 |
Filed: 4/29/2011, Entered: 4/29/2011, Terminated: 5/2/2011 |
Motion for Extension of Time to File Answer |
|
Assented to MOTION for Extension of Time to July 11, 2011 to Respond to Complaint by Nancy Keough, Thomas Kevin Keough.(Lagorio, Peter) Modified on 5/2/2011 (Gaudet, Jennifer).
|
|
Request |
|
|
|
| 12 |
Filed: 4/28/2011, Entered: 5/2/2011 |
Motion for Extension of Time to File Answer |
|
MOTION for Extension of Time to July 11, 2011 to File Answer re [1] Complaint by David Affeldt.(Gaudet, Jennifer)
|
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Request |
|
|
|
| 10 |
Filed: 4/20/2011, Entered: 4/20/2011 |
Notice of Appearance |
|
NOTICE of Appearance by Richard Mann Harper, II on behalf of Securities & Exchange Commission (Harper, Richard)
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|
Request |
|
|
|
| 9 |
Filed: 4/19/2011, Entered: 4/19/2011 |
summons returned executed |
|
SUMMONS Returned Executed David Affeldt served on 4/19/2011, answer due 5/10/2011. (Currid, Kevin)
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Request |
|
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| 8 |
Filed: 4/19/2011, Entered: 4/19/2011 |
summons returned executed |
|
SUMMONS Returned Executed Nancy Keough served on 4/19/2011, answer due 5/10/2011. (Currid, Kevin)
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Request |
|
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| 7 |
Filed: 4/19/2011, Entered: 4/19/2011 |
summons returned executed |
|
SUMMONS Returned Executed Thomas Kevin Keough served on 4/19/2011, answer due 5/10/2011. (Currid, Kevin)
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Request |
|
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| 6 |
Filed: 4/19/2011, Entered: 4/19/2011 |
summons returned executed |
|
SUMMONS Returned Executed Melissa George served on 4/19/2011, answer due 5/10/2011. (Currid, Kevin)
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Request |
|
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| 5 |
Filed: 4/19/2011, Entered: 4/19/2011 |
summons returned executed |
|
SUMMONS Returned Executed Kevin J. Mann, Sr served on 4/19/2011, answer due 5/10/2011. (Currid, Kevin)
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Request |
|
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| 4 |
Filed: 4/19/2011, Entered: 4/19/2011 |
summons returned executed |
|
SUMMONS Returned Executed Michael J. Cuomo served on 4/19/2011, answer due 5/10/2011. (Currid, Kevin)
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Request |
|
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| 3 |
Filed: 4/19/2011, Entered: 4/19/2011 |
summons returned executed |
|
SUMMONS Returned Executed Inofin, Inc. served on 4/19/2011, answer due 5/10/2011. (Currid, Kevin)
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Request |
|
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| 2 |
Filed: 4/14/2011, Entered: 4/14/2011 |
Summons issued |
|
Summons Issued as to All Defendants. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (Gaudet, Jennifer)
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Request |
|
|
|
 1 |
Filed: 4/14/2011, Entered: 4/14/2011 |
Complaint |
|
COMPLAINT against All Defendants (Fee Status: US Government), filed by Securities & Exchange Commission. (Attachments: # (1) Civil Cover Sheet, # (2) Category Form)(Currid, Kevin)
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| |
Filed: None, Entered: None |
Notice of Case Assignment |
|
ELECTRONIC NOTICE of Case Assignment. Judge Denise J. Casper assigned to case. If the trial Judge issues an Order of Reference of any matter in this case to a Magistrate Judge, the matter will be transmitted to Magistrate Judge Jennifer C. Boal. (Gaudet, Jennifer)
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