Securities and Exchange Commission v. Stratocomm Corporation et al

Federal Civil Lawsuit New York Northern District Court, Case No. 1:11-cv-01188
District Judge Thomas J. McAvoy, presiding
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District Judge Thomas J. McAvoy
Last Updated July 23, 2017 at 4:15 PM EDT (7.7 years ago) Update UpdateSpaceE-Mail Alert AlertsSpaceJump Jump
Summary

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Parties
United States Securities and Exchange Commission United States Securities and Exchange Commission, Plaintiff
Officially listed as "Securities and Exchange Commission"

Represented by United States Securities and Exchange Commission

v.
No Logo Craig Danzig, Defendant

Represented by Craig Danzig

Name Phone Fax E-Mail
Space Craig Danzig

Represented by Malman Malman & Rosenthal

Name Phone Fax E-Mail
Space Myles H. Malman +1 954 322 0065 +1 954 322 0064 myles@malman.com
No Logo Roger D. Shearer, Defendant

Represented by Unknown Firm

Name Phone Fax E-Mail
Space James C. Knox +1 518 274 5820 jknox@joneshacker.com

Represented by Dreyer, Boyajian Law Firm

Name Phone Fax E-Mail
Space William J. Dreyer +1 518 463 7784 +1 518 463 4039 wdreyer@dreyerboyajian.com
Space Benjamin W. Hill +1 518 463 7784 +1 518 463 4039 bhill@dreyerboyajian.com

Represented by E. Stewart Jones Law Firm, Pllc

Name Phone Fax E-Mail
Space E. Stewart Jones, Jr. +1 518 274 5820 +1 518 274 5875 bessetca@esjlaw.com
No Logo Stratocomm Corporation, Defendant

Represented by Unknown Firm

Name Phone Fax E-Mail
Space Giovanna A. D'Orazio +1 518 308 8339 +1 518 633 5106 gad@doraziopeterson.com
Space Scott Michael Peterson +1 518 308 8339 smp@doraziopeterson.com

Represented by Dreyer, Boyajian Law Firm

Name Phone Fax E-Mail
Space William J. Dreyer +1 518 463 7784 +1 518 463 4039 wdreyer@dreyerboyajian.com
Space Benjamin W. Hill +1 518 463 7784 +1 518 463 4039 bhill@dreyerboyajian.com

Represented by E. Stewart Jones Law Firm, Pllc

Name Phone Fax E-Mail
Space E. Stewart Jones, Jr. +1 518 274 5820 +1 518 274 5875 bessetca@esjlaw.com

Represented by joneshacker.com Law Firm Placeholder

Name Phone Fax E-Mail
Space James C. Knox +1 518 274 5820 jknox@joneshacker.com
Attributes
Citation Section 15 U.S.C. § 77
Nature of Suit 850 - Other Statutes: Securities/Commodities/Exchange
Timeline
  Entries (83) Tab Overlap Calendar Events Tab Overlap Related (0) Tab Overlap Tools Right End
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Legal Document (Payment Possibly Required) 82 Filed: 3/31/2015, Entered: None
Mail Returned as Undeliverable. re: 76 Order on Motion for Miscellaneous Relief, sent to Craig Danzig Address sent to 6527 Pond Apple Rd. Boca Raton, FL33433 (Attachments: # 1 mailing envelope) (tab) (Entered: 03/31/2015)
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Legal Document (Payment Possibly Required) 81 Filed: 3/30/2015, Entered: None
Mail Returned as Undeliverable. re: 77 Judgment sent to Craig Danzig Address sent to 6527 Pond Apple Road, Boca Raton FL 33433 (Attachments: # 1 mailing envelope) (tab) (Entered: 03/31/2015)
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Legal Document (Payment Possibly Required) 80 Filed: 3/26/2015, Entered: None Judgment
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Legal Document (Payment Possibly Required) 79 Filed: 3/26/2015, Entered: None Order on Letter Request
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Legal Document (Payment Possibly Required) 78 Filed: 3/25/2015, Entered: None Letter Request/Motion
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Legal Document (Payment Possibly Required) 77 Filed: 3/12/2015, Entered: None Judgment
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Legal Document (Payment Possibly Required) 77 Filed: 3/11/2015, Entered: None Court Filing
JUDGMENT in accordance with Decision and Order signed by Judge Thomas J. McAvoy on 3/9/2015. (dpk) (Entered: 03/12/2015)
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Legal Document (Payment Possibly Required) 76 Filed: 3/9/2015, Entered: None Order on Motion for Miscellaneous Relief
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Legal Document (Payment Possibly Required) 75 Filed: 8/18/2014, Entered: None
MANDATE of USCA as to 63 Notice of Appeal filed by Roger D. Shearer and 71 Notice of Appeal filed by Stratocomm Corporation (dpk) (Entered: 08/18/2014)
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Legal Document (Payment Possibly Required) 74 Filed: 5/16/2014, Entered: None
Mail Returned as Undeliverable re: 72 Electronic Notice and Certification to USCA of Appeal sent to Craig Danzig. Address sent to 6527 Pond Apple Road, Boca Raton, FL 33433. (dpk) (Entered: 05/21/2014)
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Legal Document (Payment Possibly Required) 73 Filed: 5/16/2014, Entered: None
Mail Returned as Undeliverable re: Text Notice sent to Craig Danzig. Address sent to 6527 Pond Apple Rd., Boca Raton, FL 33433. (dpk) (Entered: 05/19/2014)
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Legal Document (Payment Possibly Required) 72 Filed: 5/2/2014, Entered: None
ELECTRONIC NOTICE AND CERTIFICATION sent to U.S. Court of Appeals re 71 Notice of Appeal. (lah) (Entered: 05/02/2014)
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Legal Document (Payment Possibly Required) 71 Filed: 5/2/2014, Entered: None
NOTICE OF APPEAL as to 61 Order on Motion for Summary Judgment, by Stratocomm Corporation. Filing fee $ 505, receipt number 0206-2924798. (D'Orazio, Giovanna) (Entered: 05/02/2014)
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Legal Document (Payment Possibly Required) 70 Filed: 5/1/2014, Entered: None
REPLY to Response to Motion re 62 MOTION for Remedies (Plaintiff SEC's Reply in Further Support of Its Motion for Relief as to Defendants StratoComm Corporation, Roger D. Shearer, and Craig Danzig) filed by Securities and Exchange Commission. (Attachments: # 1 Exhibit(s) 5)(Hong, Richard) (Entered: 05/01/2014)
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Legal Document (Payment Possibly Required) 69 Filed: 4/29/2014, Entered: None
Mail Returned as Undeliverable: copy of 63 Appeal sent to Craig Danzig, Address sent to 6527 Pond Apple Road, Boca Raton, FL 33433. (cbm ) (Entered: 04/29/2014)
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Legal Document (Payment Possibly Required) 68 Filed: 4/25/2014, Entered: None
CERTIFICATE OF SERVICE by Roger D. Shearer re 67 Response in Opposition to Motion (Knox, James) (Entered: 04/25/2014)
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Legal Document (Payment Possibly Required) 67 Filed: 4/25/2014, Entered: None
RESPONSE in Opposition re 62 MOTION for Remedies filed by Roger D. Shearer. (Attachments: # 1 Declaration Declaration of Roger Shearer with Exhibits)(Knox, James) (Entered: 04/25/2014)
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Legal Document (Payment Possibly Required) 66 Filed: 4/25/2014, Entered: None
CERTIFICATE OF SERVICE by Stratocomm Corporation of Opposition to Motion for Remedies (D'Orazio, Giovanna) (Entered: 04/25/2014)
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Legal Document (Payment Possibly Required) 65 Filed: 4/25/2014, Entered: None
RESPONSE in Opposition re 62 MOTION for Remedies filed by Stratocomm Corporation. (Attachments: # 1 Memorandum of Law)(D'Orazio, Giovanna) (Entered: 04/25/2014)
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Legal Document (Payment Possibly Required) 64 Filed: 4/18/2014, Entered: None
ELECTRONIC NOTICE AND CERTIFICATION sent to US Court of Appeals, re: 63 Notice of Appeal. (Attachments: # 1 Civil Appeals Packet)(see) (Entered: 04/18/2014)
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Legal Document (Payment Possibly Required) 63 Filed: 4/18/2014, Entered: None
NOTICE OF APPEAL as to 61 Order on Motion for Summary Judgment, with Certificate of Service, by Roger D. Shearer. Filing fee $ 505, receipt number 0206-2911408. (Knox, James) (Entered: 04/18/2014)
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Legal Document (Payment Possibly Required) 62 Filed: 4/7/2014, Entered: None Court Filing
MOTION for Remedies Motion Hearing set for 5/12/2014 10:00 AM in Albany before Senior Judge Thomas J. McAvoy Response to Motion due by 4/25/2014 filed by Securities and Exchange Commission. (Attachments: # 1 Memorandum of Law, # 2 Exhibit(s) 1 (SEC Prior Cease-and-Desist Order), # 3 Exhibit(s) 2 (Answer of StratoComm and Shearer), # 4 Exhibit(s) 3 (FINRA BrokerCheck for Danzig), # 5 Exhibit(s) 4 (Declaration of Brad Mroski), # 6 Proposed Order/Judgment) Motions referred to Christian F. Hummel. (Hong, Richard) (Entered: 04/07/2014)
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Legal Document (Payment Possibly Required) 61 Filed: 2/19/2014, Entered: None Court Filing
DECISION AND ORDER granting 25 Motion for Summary Judgment. The SEC's motion for partial summary judgment imposing liability on defendants on each claim in which the defendants are named is GRANTED. The parties may now present evidence to the Court, by way of separate motion and/or proceeding, regarding appropriate relief to be awarded. Signed by Senior Judge Thomas J. McAvoy on 2/19/2014. [Mailed copy of decision and order to pro se defendant] (dpk) (Entered: 02/20/2014)
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Legal Document (Payment Possibly Required) 60 Filed: 9/13/2013, Entered: None
Mail Returned as Undeliverable: Copy of the Court's 9/3/2013 Text Notice sent to Craig Danzig, Address sent to Boca Raton, FL (amt) (Entered: 09/16/2013)
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Legal Document (Payment Possibly Required) 59 Filed: 8/29/2013, Entered: None
RESPONSE in Support re 25 MOTION for Summary Judgment Reply Brief filed by Securities and Exchange Commission. (Attachments: # 1 Exhibit(s) MSJ Ex. 2, # 2 Exhibit(s) MSJ Ex. 8A, # 3 Exhibit(s) MSJ Ex. 14A, # 4 Exhibit(s) MSJ Ex. 16, # 5 Exhibit(s) MSJ Ex. 19, # 6 Exhibit(s) MSJ Ex. 34, # 7 Exhibit(s) MSJ Ex. 35, # 8 Statement of Material Facts Response and Objections to StratoComm's Additional Facts)(Hong, Richard) (Entered: 08/29/2013)
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Legal Document (Payment Possibly Required) 58 Filed: 8/23/2013, Entered: None
CERTIFICATE OF SERVICE by Stratocomm Corporation of Opposition to Motion for Summary Judgment (D'Orazio, Giovanna) (Entered: 08/23/2013)
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Legal Document (Payment Possibly Required) 57 Filed: 8/23/2013, Entered: None
RESPONSE in Opposition re 25 MOTION for Summary Judgment filed by Stratocomm Corporation. (Attachments: # 1 Statement of Material Facts, # 2 Memorandum of Law, # 3 Appendix)(D'Orazio, Giovanna) (Entered: 08/23/2013)
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Legal Document (Payment Possibly Required) 56 Filed: 8/23/2013, Entered: None
NOTICE of Appearance by Giovanna A. D'Orazio on behalf of Stratocomm Corporation (D'Orazio, Giovanna) (Entered: 08/23/2013)
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Legal Document (Payment Possibly Required) 55 Filed: 8/23/2013, Entered: None
RESPONSE in Opposition re 25 MOTION for Summary Judgment Declaration of James C. Knox filed by Roger D. Shearer. (Attachments: # 1 Statement of Material Facts, # 2 Memorandum of Law, # 3 Certificate of Service)(Knox, James) (Entered: 08/23/2013)
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Legal Document (Payment Possibly Required) 54 Filed: 8/12/2013, Entered: None
Mail Returned as Undeliverable re: Text Only Notice sent to Craig Danzig Address sent to 6527 Pond Apple Road, Boca Raton, FL (dpk) (Entered: 08/13/2013)
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Legal Document (Payment Possibly Required) 53 Filed: 8/6/2013, Entered: None
Mail Returned as Undeliverable re: 51 Order on Letter Request. Mail sent to Craig Danzig. Address sent to 6527 Pond Apple Road, Boca Rato, FL 33433 (dpk) (Entered: 08/07/2013)
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Legal Document (Payment Possibly Required) 52 Filed: 7/29/2013, Entered: None Court Filing
Letter Motion from Richard Hong for Securities and Exchange Commission requesting Clarification of the Court's July 26, 2013 Text Order Re Scheduling submitted to Judge McAvoy . (Hong, Richard) (Entered: 07/29/2013)
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Legal Document (Payment Possibly Required) 51 Filed: 7/26/2013, Entered: None Court Filing
TEXT ORDER granting 50 Letter Request. Pltf's 25 Motion for Summary Judgment is adjourned to the Court's 9/9/13 motion calendar at 10 AM in Albany. Opposition papers shall be filed on or before 8/23/13. Reply papers, if any, shall be filed on or before 8/29/13. NO FURTHER EXTENSIONS OR ADJOURNMENTS WILL BE PERMITTED. Authorized by Senior Judge Thomas J. McAvoy on 7/26/13. [Served by mail.] (sfp, ) (Entered: 07/26/2013)
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Legal Document (Payment Possibly Required) 50 Filed: 7/26/2013, Entered: None Court Filing
Letter Motion from Scott M. Peterson for Stratocomm Corporation requesting Extension to file opposition submitted to Judge McAvoy . (Peterson, Scott) (Entered: 07/26/2013)
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Legal Document (Payment Possibly Required) 49 Filed: 7/26/2013, Entered: None
NOTICE of Appearance by Scott M. Peterson on behalf of Stratocomm Corporation (Peterson, Scott) (Entered: 07/26/2013)
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Blank 48 Filed: 7/11/2013, Entered: None Court Filing
ORDER re 46 Sealed Motion to Withdraw as Counsel. The motion of the law firm Dreyer Boyajian LLP to withdraw as counsel is GRANTED. Attorney William J. Dreyer and Benjamin W. Hill terminated. Signed by Magistrate Judge Christian F. Hummel on 7/11/2013. (dpk)
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Legal Document (Payment Possibly Required) 47 Filed: 7/9/2013, Entered: None
Mail Returned as Undeliverable re: 43 Order sent to Craig Danzig. Address sent to 6527 Pond Apple Rd., Boca Raton, FL 33433. (dpk) (Entered: 07/09/2013)
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Sealed Legal Document 46 Filed: 6/17/2013, Entered: None
***SEALED DOCUMENT by Stratocomm Corporation. Document maintained in the Albany Office of the Clerk. (dpk) (Entered: 06/20/2013)
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Legal Document (Payment Possibly Required) 45 Filed: 6/17/2013, Entered: None Court Filing
TEXT ONLY ORDER granting in part Defense 42 Letter Request. Pltfs' 25 MOTION for Summary Judgment shall be adjourned until 8/13/13 motion calendar in Albany, NY. THIS IS THE FINAL ADJOURNMENT; Authorized on 6/17/13 by Sr. District Judge Thomas J. McAvoy (cml) (Entered: 06/17/2013)
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Legal Document (Payment Possibly Required) 44 Filed: 6/14/2013, Entered: None Court Filing
RESPONSE in Opposition re 42 Letter Motion from William J. Dreyer for Stratocomm Corporation requesting an extension of the scheduling order and for a 7.1 Conference submitted to Judge McAvoy (Plaintiff SEC's Opposition to StratoComm's Second Request for Adjournment) filed by Securities and Exchange Commission. (Hong, Richard) (Entered: 06/14/2013)
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Legal Document (Payment Possibly Required) 43 Filed: 6/14/2013, Entered: None Court Filing
ORDER. ORDERED that the attorneys for defendant StratoComm Corporation shall file and serve their motion to withdraw as counsel under seal by 6/17/2013. StratoComm Corporation will file answering papers under seal by 6/27/2013. The Court docket will reflect that date on which such papers are filed with the Court. (Motions terminated: 37 Letter Motion from William J. Dreyer, Esq. for Stratocomm Corporation requesting conference submitted to Judge Treece ) Signed by Magistrate Judge Christian F. Hummel on 6/14/2013. (dpk) (Entered: 06/14/2013)
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Legal Document (Payment Possibly Required) 42 Filed: 6/13/2013, Entered: None Court Filing
Letter Motion from William J. Dreyer for Stratocomm Corporation requesting an extension of the scheduling order and for a 7.1 Conference submitted to Judge McAvoy . (Dreyer, William) (Entered: 06/13/2013)
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Legal Document (Payment Possibly Required) 41 Filed: 6/12/2013, Entered: None Court Filing
TEXT ORDER granting 38 Letter Request Setting a Telephone Conference set for 6/13/2013 09:00 AM in Albany before Magistrate Judge Christian F. Hummel. Signed by Magistrate Judge Christian F. Hummel on 6/12/13. (cjm, ) (Entered: 06/12/2013)
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Legal Document (Payment Possibly Required) 40 Filed: 5/20/2013, Entered: None Court Filing
Minute Entry: SPECIAL MOTION CALENDAR held 5/20/2013 bef Sr. District Judge Thomas J. McAvoy in Albany, NY re: Pltf's 25 MOTION for Summary Judgment - ADJOURNED until 7/09/13 in Albany. (cml) (Entered: 05/22/2013)
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Legal Document (Payment Possibly Required) 39 Filed: 5/20/2013, Entered: None Court Filing
TEXT ONLY ORDER GRANTING pltf's 36 Letter Request & resetting Pltf's 25 MOTION for Summary Judgment to SPECIAL MOTION TERM on 7/09/2013 at 10:00 AM in ALBANY, NY bef Sr. District Judge Thomas J. McAvoy. Opposition Response to Motion due by 6/21/2013; and, Reply Response to Motion due by 6/28/2013; Authorized on 5/20/2013 by Sr. District Judge Thomas J. McAvoy (cml) (Entered: 05/20/2013)
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Legal Document (Payment Possibly Required) 38 Filed: 5/16/2013, Entered: None Court Filing
Letter Motion from William J. Dreyer, Esq. for Stratocomm Corporation requesting conference submitted to Judge Hummel . (Dreyer, William) (Entered: 05/16/2013)
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Legal Document (Payment Possibly Required) 37 Filed: 5/16/2013, Entered: None Court Filing
Letter Motion from William J. Dreyer, Esq. for Stratocomm Corporation requesting conference submitted to Judge Treece . (Dreyer, William) (Entered: 05/16/2013)
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Legal Document (Payment Possibly Required) 36 Filed: 5/16/2013, Entered: None Court Filing
Unopposed Letter Motion from Plaintiff SEC for Securities and Exchange Commission requesting Change in Hearing Date submitted to Judge McAvoy . (Hong, Richard) (Entered: 05/16/2013)
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Legal Document (Payment Possibly Required) 35 Filed: 5/14/2013, Entered: None
Mail Returned as Undeliverable re: 29 Order on Letter Request sent to Craig Danzig. Address sent to 6527 Pond Apple Road, Boca Raton, FL 33433 (dpk) (Entered: 05/14/2013)
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Legal Document (Payment Possibly Required) 34 Filed: 5/6/2013, Entered: None
Mail Returned as Undeliverable. re: 31 Order on Letter Request,, sent to Craig Danzig Address sent to 6527 Pond Apple Road, Boca Raton, FL 33433 (wbl, ) (Entered: 05/08/2013)
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Legal Document (Payment Possibly Required) 33 Filed: 4/29/2013, Entered: None
Mail Returned as Undeliverable re: Text Notice of Hearing on Motion filed on 4/10/2013 sent to Craig Danzig. Address sent to: 6527 Pond Apple Road, Boca Raton, FL 33433. (dpk) (Entered: 04/30/2013)
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Legal Document (Payment Possibly Required) 32 Filed: 4/30/2013, Entered: None
NOTICE by Securities and Exchange Commission of the Withdrawal of Jane M.E. Peterson as Counsel (Peterson, Jane) (Entered: 04/30/2013)
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Legal Document (Payment Possibly Required) 31 Filed: 4/24/2013, Entered: None Court Filing
TEXT ORDER: The pending 25 MOTION for Summary Judgment shall be adjourned to the Court's 6/28/2013 motion calendar at 10:00 AM in Binghamton. Opposition papers and reply papers, if any, shall be filed using the 6/28/2013 return date and in accordance with the Court's local rules. The Court is unlikely to grant any further extensions of time. (Response to Motion due by 6/11/2013; Reply to Response to Motion due by 6/17/2013). Authorized by Senior Judge Thomas J. McAvoy on 4/24/2013. (amt) [Deft Danzig served via reg. mail] (Entered: 04/24/2013)
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Legal Document (Payment Possibly Required) 30 Filed: 4/23/2013, Entered: None Court Filing
Letter Motion from William J. Dreyer, Esq. for Stratocomm Corporation requesting adjournment of the return date on the Motion for Summary Judgment submitted to Judge McAvoy . (Dreyer, William) (Entered: 04/23/2013)
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Legal Document (Payment Possibly Required) 29 Filed: 4/22/2013, Entered: None Court Filing
TEXT ORDER Pre-trial submissions shall be filed within seven days of the decision on the pending motion for summary judgment. Authorized by Senior Judge Thomas J. McAvoy on 4/22/13. [Served by mail.] (sfp, ) (Entered: 04/22/2013)
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Legal Document (Payment Possibly Required) 28 Filed: 4/18/2013, Entered: None Court Filing
RESPONSE in Opposition re 27 Letter Motion from Benjamin W. Hill, Esq. and James C. Knox, Esq. for Roger D. Shearer, Stratocomm Corporation requesting exention of time to file disclosures submitted to Judge Thomas J. McAvoy filed by Securities and Exchange Commission. (Peterson, Jane) (Entered: 04/18/2013)
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Legal Document (Payment Possibly Required) 27 Filed: 4/17/2013, Entered: None Court Filing
Letter Motion from Benjamin W. Hill, Esq. and James C. Knox, Esq. for Roger D. Shearer, Stratocomm Corporation requesting exention of time to file disclosures submitted to Judge Thomas J. McAvoy . (Hill, Benjamin) (Entered: 04/17/2013)
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Legal Document (Payment Possibly Required) 26 Filed: 4/15/2013, Entered: None
NOTICE by Securities and Exchange Commission Objection To Defendants' Pretrial Disclosures (Semler, Herbert) (Entered: 04/15/2013)
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Legal Document (Payment Possibly Required) 25 Filed: 4/4/2013, Entered: None
MOTION for Summary Judgment filed by Securities and Exchange Commission. (Attachments: # 1 Memorandum of Law, # 2 Statement of Material Facts, # 3 Declaration, # 4 Exhibit(s), # 5 Exhibit(s), # 6 Exhibit(s), # 7 Exhibit(s), # 8 Exhibit(s), # 9 Exhibit(s), # 10 Exhibit(s), # 11 Exhibit(s), # 12 Exhibit(s), # 13 Exhibit(s), # 14 Exhibit(s), # 15 Exhibit(s), # 16 Exhibit(s), # 17 Exhibit(s), # 18 Exhibit(s), # 19 Exhibit(s), # 20 Exhibit(s), # 21 Exhibit(s), # 22 Exhibit(s), # 23 Exhibit(s), # 24 Exhibit(s), # 25 Exhibit(s), # 26 Exhibit(s), # 27 Exhibit(s), # 28 Exhibit(s), # 29 Exhibit(s), # 30 Exhibit(s), # 31 Exhibit(s), # 32 Exhibit(s), # 33 Exhibit(s), # 34 Exhibit(s), # 35 Exhibit(s), # 36 Exhibit(s), # 37 Appendix of Unpublished Cases) (Peterson, Jane) (Entered: 04/04/2013)
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Legal Document (Payment Possibly Required) 24 Filed: 4/1/2013, Entered: None
PRETRIAL DISCLOSURE STATEMENT by Securities and Exchange Commission. (Attachments: # 1 Witness List, # 2 Defendant StratoComm Designations, # 3 Defendants Shearer and StratoComm Designations, # 4 Defendant Danzig Designations, # 5 Exhibit List)(Peterson, Jane) (Entered: 04/01/2013)
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Legal Document (Payment Possibly Required) 23 Filed: 1/28/2013, Entered: None Court Filing
ORDER re 22 Stipulation filed by Roger D. Shearer and Stratocomm Corporation. Signed by Magistrate Judge Christian F. Hummel Modified on 2/6/2013 (cbm, ). (Entered: 01/29/2013)
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Legal Document (Payment Possibly Required) 22 Filed: 1/25/2013, Entered: None Court Filing
STIPULATION Requesting Consent Order Granting Substitution of Attorney by Roger D. Shearer, Stratocomm Corporation submitted to Judge Hummel. (Hill, Benjamin) (Entered: 01/25/2013)
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Legal Document (Payment Possibly Required) 21 Filed: 1/24/2013, Entered: None
NOTICE of Appearance by James C. Knox on behalf of Roger D. Shearer, Stratocomm Corporation (Knox, James) (Entered: 01/24/2013)
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Legal Document (Payment Possibly Required) 20 Filed: 1/23/2013, Entered: None
NOTICE of Appearance by Jane M. Peterson on behalf of Securities and Exchange Commission (Peterson, Jane) (Entered: 01/23/2013)
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Legal Document (Payment Possibly Required) 19 Filed: 10/9/2012, Entered: None
Mail Returned as Undeliverable re: 17 Order Reassigning Case sent to Craig Danzig. Address sent to: 6527 Pond Apple Road, Boca Raton, FL 33433 (dpk) (Entered: 10/12/2012)
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Legal Document (Payment Possibly Required) 18 Filed: 9/18/2012, Entered: None
NOTICE of Appearance by Richard Hong on behalf of Securities and Exchange Commission (Hong, Richard) (Entered: 09/18/2012)
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Legal Document (Payment Possibly Required) 17 Filed: 9/4/2012, Entered: None Court Filing
ORDER REASSIGNING CASE. Case reassigned to Magistrate Judge Christian F. Hummel for all further proceedings. Magistrate Judge David R. Homer no longer assigned to case. Signed by Chief Judge Gary L. Sharpe on 9/4/2012. (dpk) (Entered: 09/04/2012)
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Legal Document (Payment Possibly Required) 16 Filed: 5/25/2012, Entered: None Court Filing
ORDER regarding 13 Motion to Withdraw as Attorney for Defendant Craig Danzig. IT IS HEREBY ORDERED that 1) The motion of Danzig's counsel to withdraw from his representation of Danzig is GRANTED and counsel is relieved of his obligations to represent Danzig forthwith; 2) Unless and until new counsel formally files a Notice of Appearance on behalf of Danzig, Danzig must proceed representing himself in this matter and the docket of this case shall be amended to reflect the contact information set forth in this Order; 3) The request of Danzig's counsel to stay further proceedings in this action to permitDanzig to retain new counsel is DENIED without prejudice to renewal either by Danzig or his new counsel, and the case shall proceed according to the schedule previously entered in this case. Signed by Magistrate Judge David R. Homer on 5/24/2012. (mab) (Entered: 05/25/2012)
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Legal Document (Payment Possibly Required) 15 Filed: 5/7/2012, Entered: None
AFFIDAVIT of Service for D.E. 14 - Order to Show Cause served on Craig Danzig on May 7, 2012, filed by Craig Danzig. (Attachments: # 1 Exhibit(s) D.E. 14 - Order to Show Cause)(Malman, Myles) (Entered: 05/07/2012)
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Legal Document (Payment Possibly Required) 14 Filed: 5/7/2012, Entered: None Court Filing
ORDER TO SHOW CAUSE. IT IS HEREBY ORDERED that a hearing on the 13 MOTION to Withdraw as Counsel for Defendant Craig Danzig will be held on 5/23/2012 at 9:30 AM in Courtroom No. 3, James T. Foley U.S. Courthouse, 445 Broadway, Albany, NY before Magistrate Judge David R. Homer. IT IS FURTHER ORDERED that counsel for Craig Danzig and Craig Danzig personally must both personally appear for the conference. IT IS FURTHER ORDERED that any attorney and Craig Danzig may appear for the conference by telephone at their request and, if so requested, counsel and Mr. Danzig shall so notify the chambers of the undersigned on or before 5/16/2012. IT IS FURTHER ORDERED that counsel for Craig Danzig shall serve a copy of this order upon Mr. Danzig by regular and electronic mail no later than 5/11/2012 and on or before 5/18/2012, counsel for Craig Danzig shall file in the docket of this case an affidavit of service as to such service. Signed by Magistrate Judge David R. Homer on 5/7/2012. (mab) (Entered: 05/07/2012)
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Legal Document (Payment Possibly Required) 13 Filed: 5/4/2012, Entered: None Court Filing
MOTION to Withdraw as Attorney for Defendant Craig Danzig Motion Hearing set for 6/21/2012 09:30 AM in Albany before Magistrate Judge David R. Homer Response to Motion due by 6/4/2012 filed by Craig Danzig. (Attachments: # 1 Affirmation of Myles H. Malman, # 2 Notice of Motion) Motions referred to David R. Homer. (Malman, Myles) (Entered: 05/04/2012)
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Legal Document (Payment Possibly Required) 12 Filed: 5/1/2012, Entered: None Court Filing
Letter Motion by Myles H. Malman requesting to withdraw as counsel for defendant Craig Danzig and to stay proceedings until new counsel has appeared submitted to Magistrate Judge David R. Homer. (mab) (Entered: 05/01/2012)
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Legal Document (Payment Possibly Required) 11 Filed: 4/12/2012, Entered: None Court Filing
AMENDED UNIFORM PRETRIAL SCHEDULING ORDER: Anticipated length of trial: 7 Days. Preferred Trial Location: Albany, NY. Joinder of Parties due by 5/15/2012. Amended Pleadings due by 5/15/2012. Rule 26(a)(1) Mandatory Disclosures must be within 14 days of the date of this Order. Discovery due by 2/4/2013. Motions to be filed by 4/4/2013. Trial Ready Deadline is 5/1/2013. Jury Trial set for 9/10/2013 at 10:00 AM in Albany, NY before Senior Judge Thomas J. McAvoy. Signed by Magistrate Judge David R. Homer on 4/12/2012. (mab) (Entered: 04/12/2012)
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Legal Document (Payment Possibly Required) 10 Filed: 4/9/2012, Entered: None Court Filing
UNIFORM PRETRIAL SCHEDULING ORDER: Anticipated length of trial: 7 Days. Preferred Trial Location: Albany, NY. Joinder of Parties due by 5/15/2012. Amended Pleadings due by 5/15/2012. Rule 26(a)(1) Mandatory Disclosures must be within 14 days of the date of this Order. Initial written discovery demands must be served by 4/20/2012. Discovery due by 2/4/2013. Motions to be filed by 4/4/2013. Trial Ready Deadline is 5/1/2013. Jury Trial set for 9/10/2013 at 10:00 AM in Albany, NY before Senior Judge Thomas J. McAvoy. Signed by Magistrate Judge David R. Homer on 4/9/2012. (mab) (Entered: 04/09/2012)
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Legal Document (Payment Possibly Required) 9 Filed: 2/21/2012, Entered: None
CIVIL CASE MANAGEMENT PLAN by Securities and Exchange Commission. (Semler, Herbert) (Entered: 02/21/2012)
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Legal Document (Payment Possibly Required) 8 Filed: 2/6/2012, Entered: None
ANSWER to 1 Complaint and Affirmative Defenses by Craig Danzig.(Malman, Myles) (Entered: 02/06/2012)
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Legal Document (Payment Possibly Required) 7 Filed: 2/6/2012, Entered: None
NOTICE of Appearance by Myles H. Malman on behalf of Craig Danzig (Malman, Myles) (Entered: 02/06/2012)
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Legal Document (Payment Possibly Required) 6 Filed: 1/17/2012, Entered: None
ANSWER to 1 Complaint by Roger Shearer and Stratocomm Corporation.(Jones, E.) Modified on 1/18/2012 to add Roger Shearer as filer. (amt) (Entered: 01/17/2012)
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Legal Document (Payment Possibly Required) 5 Filed: 12/14/2011, Entered: None
NOTICE by Securities and Exchange Commission Of Filing of Waiver of Service of Summons (Attachments: # 1 Exhibit(s) Attachment A -- Danzig Waiver of Service of Summons)(Semler, Herbert) (Entered: 12/14/2011)
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Legal Document (Payment Possibly Required) 4 Filed: 11/18/2011, Entered: None
NOTICE by Securities and Exchange Commission Of Filing Of Waivers Of Service Of Summons (Attachments: # 1 Exhibit(s) Attachment A -- Waiver by StratoComm Corp, # 2 Exhibit(s) Attachment B -- Waiver by Roger Shearer)(Semler, Herbert) (Entered: 11/18/2011)
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Legal Document (Payment Possibly Required) 3 Filed: 10/5/2011, Entered: None Summons Issued
Summons Issued as to Craig Danzig, Roger D. Shearer and Stratocomm Corporation. (Attachments: # 1 Summons Issued as to Roger Shearer, # 2 Summons Issued as to Craig Danzig) (dpk) (Entered: 10/05/2011)
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Legal Document (Payment Possibly Required) 2 Filed: 10/5/2011, Entered: None Court Filing
G.O. 25 FILING ORDER ISSUED: Initial Conference set for 3/6/2012 at 9:30 AM in Albany before Magistrate Judge David R. Homer. Civil Case Management Plan due by 2/21/2012. (dpk) (Entered: 10/05/2011)
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Blank 1 Filed: 10/4/2011, Entered: None
COMPLAINT against Craig Danzig, Roger D. Shearer and Stratocomm Corporation filed by Securities and Exchange Commission. (Attachments: # 1 Civil Cover Sheet) (dpk) (Entered: 10/05/2011)
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