Simmonds v. Goldman Sachs Group Inc et al :: Washington Western District Court :: Federal Civil Lawsuit No. 2:07-cv-01632, Judge James L. Robart presiding

Save 25% on a pre-paid one year subscription.

63	Filed: 7/9/2012, Entered: None
	ORDER by Judge James L. Robart; The Court DENIES the Underwriter Defendants' objections to Ms. Simmonds' notice of voluntary dismissal and DIRECTS the clerk to terminate all of Ms. Simmonds' 54 cases that have been consolidated under Master Case No. C07-1549JLR pursuant to her notices of voluntary dismissal. (TF) (Entered: 07/09/2012)
	Request

61	Filed: 6/11/2012, Entered: None
	NOTICE of Voluntary Dismissal of case by Plaintiff Vanessa Simmonds (Wilner, Mark) (Entered: 06/11/2012)
	Request

60	Filed: 6/7/2012, Entered: None
	MANDATE of USCA (09-35322) as to 55 Notice of Appeal, filed by Vanessa Simmonds The following Non-Moving Issuer cases are REMANDED to the district court for proceedings consistent with the Opinion of the Supreme Court in Credit Suisse Securities (SA) (Entered: 06/07/2012)
	Request

59	Filed: 1/18/2011, Entered: None
	OPINION OF USCA (NOT THE MANDATE); AFFIRMED IN PART, REVERSED IN PART, VACATED IN PART, AND REMANDED IN PART. (LMK) (Entered: 01/18/2011)
	Request

58	Filed: 4/27/2009, Entered: None
	NOTICE OF WITHDRAWAL OF COUNSEL: Attorney Richard JL Lomuscio for Defendants Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co.. (Wells, Christopher) (Entered: 04/27/2009)
	Request

57	Filed: 4/16/2009, Entered: None
	TIME SCHEDULE ORDER (09-35322) as to 55 Notice of Appeal, filed by Vanessa Simmonds : The schedule is set as follows: Designation of RT for Appellant Vanessa Simmonds due 04/20/2009. Designation of RT for Appellee Goldman Sachs & Co., J.P. Morgan Securities, Inc., Lehman Brothers, Inc. and Marvell Technology Group, Ltd. due 04/30/2009. Transcript order for Appellant Vanessa Simmonds due 05/11/2009. Transcript due for Orig Clerk USDC, Seattle on 06/09/2009. Certificate of record due 05/18/2009. Appellant Vanessa Simmonds opening brief due 07/27/2009. Appellee Goldman Sachs & Co., Appellee J.P. Morgan Securities, Inc., Appellee Lehman Brothers, Inc. and Appellee Marvell Technology Group, Ltd. answering brief due 08/25/2009. Appellant's optional reply brief is due 14 days after service of the answering brief. (LMK) (Entered: 04/17/2009)
	Request

56	Filed: 4/13/2009, Entered: None
	APPEAL NOTIFICATION packet sent to US Court of Appeals re 55 Notice of Appeal, (Attachments: # 1 Docket)(LMK) (Entered: 04/13/2009)
	Request

55	Filed: 4/10/2009, Entered: None
	NOTICE OF APPEAL (09-35322) as to 51 Order on Motion to Dismiss, 52 Judgment by Court by Plaintiff Vanessa Simmonds. Filing Fee $455, Receipt number 09810000000001721289. (Attachments: # 1 Representation Statement, # 2 Docketing Statement)(Wilner, Mark) Modified on 4/17/2009; added CCA case number (LMK). (Entered: 04/10/2009)
	Request

54	Filed: 4/9/2009, Entered: None
	STIPULATION AND ORDER DENYING CONSOLIDATION FOR APPEAL ONLY (Dkt. #84) by Judge James L. Robart. (Order posted in all related cases)(MD) (Entered: 04/09/2009)
	Request

53	Filed: 4/8/2009, Entered: None
	STIPULATION AND PROPOSED ORDER Consolidating Cases for Appeal Only by parties. (Wilner, Mark) (Entered: 04/08/2009)
	Request

52	Filed: 3/12/2009, Entered: None
	JUDGMENT BY COURT (MD) (Entered: 03/12/2009)
	Request

51	Filed: 3/12/2009, Entered: None
	ORDER DISMISSING CASES RE:(56) Motion to Dismiss; (57) Motion to Dismiss in case 2:07-cv-01549-JLR; (47) Motion to Dismiss in case 2:07-cv-01572-JLR; (33) Motion to Dismiss in case 2:07-cv-01623-JLR; (39) Motion to Dismiss in case 2:07-cv-01654-JLR by Judge James L. Robart.(MD) (Entered: 03/12/2009)
	Request

50	Filed: 1/16/2009, Entered: None
	MINUTE ENTRY for proceedings held before Judge James L. Robart- Dep Clerk: Casey Condon; Pla Counsel: Jeff Tilden, Jeff Thomas, Will Smart; Def Counsel: Barnes Ellis, Judith Welcom, David Kistenbroker, Joni Jacobsen, Ben Stone, Andrew Clubok, Brant Bishop, Chris Wells; CR: Kari McGrath; MOTION HEARING held on 1/16/2009. The court hears argument from counsel on pending motions. The court takes the matter under advisement.(CC) (Entered: 01/16/2009)
	Request

49	Filed: 1/15/2009, Entered: None
	NOTICE of Appearance by attorney Jennifer L Tait on behalf of Trustee James W. Giddens, Trustee for the Liquidation of the Business of Lehman Brothers Inc.. (Tait, Jennifer) (Entered: 01/15/2009)
	Request

48	Filed: 1/8/2009, Entered: None
	NOTICE OF WITHDRAWAL AND SUBSTITUTION OF COUNSEL on behalf of Trustee James W. Giddens, Trustee for the Liquidation of the Business of Lehman Brothers Inc.. Jennifer L Tait is substituted as counsel for Trustee. Attorney Ryan P McBride; Brian J Meenaghan; Erica S Platt; Moses Silverman; Christopher Brian Wells; David L Young; Philip G Barber and D Mark Cave terminated. (Tait, Jennifer) (Entered: 01/08/2009)
	Request

47	Filed: 1/7/2009, Entered: None
	ORDER RE: Set Oral Argument on (56 in 2:07-cv-01549-JLR) Joint MOTION to Dismiss; (57 in 2:07-cv-01549-JLR) MOTION to Dismiss; (47 in 2:07-cv-01572-JLR) Supplemental MOTION to Dismiss; (33 in 2:07-cv-01623-JLR) Supplemental MOTION to Dismiss; (39 in 2:07-cv-01654-JLR) Supplemental MOTION to Dismiss. Motion Hearing set for 1/16/2009 at 09:00 AM before Judge James L. Robart, by Judge James L. Robart. (MD) (Entered: 01/08/2009)
	Request

46	Filed: 12/9/2008, Entered: None
	STIPULATION and Order that Paul, Weiss, Rifkind, Wharton & Garrison LLP and Lane Powell PC are Relieved as Counsel for Lehman and Hughes Hubbard & Reed LLP is Recognized as Counsel for the Trustee for Lehman, executed by parties. (Cave, Sarah) (Entered: 12/09/2008)
	Request

45	Filed: 12/8/2008, Entered: None
	ORDER re 44 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Sarah L Cave for Lehman Brothers Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD) (Entered: 12/08/2008)
	Request

44	Filed: 12/5/2008, Entered: None
	APPLICATION OF ATTORNEY Sarah L. Cave FOR LEAVE TO APPEAR PRO HAC VICE (Fee Paid) Receipt No. 09810000000001617517. (Attachments: # 1 Supplement Attorney Registration Form)(Tait, Jennifer) (Entered: 12/05/2008)
	Request

43	Filed: 11/3/2008, Entered: None
	ORDER Setting Hearing on Motion: (56 in 2:07-cv-01549-JLR) Joint MOTION to Dismiss, (57 in 2:07-cv-01549-JLR) MOTION to Dismiss, (47 in 2:07-cv-01572-JLR) Supplemental MOTION to Dismiss, (46 in 2:07-cv-01572-JLR) MOTION to Dismiss, (33 in 2:07-cv-01623-JLR) Supplemental MOTION to Dismiss, (39 in 2:07-cv-01654-JLR) Supplemental MOTION to Dismiss : Motion Hearing set for 1/16/2009 at 09:00 AM before Judge James L. Robart, by Judge James L. Robart. (MD) (Entered: 11/04/2008)
	Request

42	Filed: 10/14/2008, Entered: None
	NOTICE of Order Commencing Liquidation as to Defendant Lehman Brothers Inc. ; filed by Defendant Lehman Brothers Inc.. (Attachments: # 1 Exhibit A)(Wells, Christopher) (Entered: 10/14/2008)
	Request

41	Filed: 7/24/2008, Entered: None
	ORDER RE: LIAISON COUNSEL - The court orders as follows: 1. Liaison counsel is the only counsel authorized to file omnibus motions, pleadings or other matters in these coordinated cases; and 2. Service on liaison counsel shall constitute service on all defendants by Judge James L. Robart. (MD) (Entered: 07/24/2008)
	Request

40	Filed: 7/23/2008, Entered: None
	Amended MOTION Underwriter Defendants' Amended Motion for Overlength Brief re (43 in 2:07-cv-01549-JLR) MOTION Leave to File Overlength Brief, (46 in 2:07-cv-01549-JLR) Order on Motion for Miscellaneous Relief Leave to File Overlength Brief by Defendants Credit Suisse Securities (USA) LLC, Bank of America Corporation, Robertson Stephens, Inc., J.P. Morgan Securities Inc., Credit Suisse Group, Deutsche Bank Securities Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Lehman Brothers Inc., Goldman Sachs & Co., Citigroup Global Markets, Inc., Bear Stearns & Co Inc, Deutsche Bank AG. (Attachments: # 1 Proposed Order) Noting Date 7/18/2008 (Wells, Christopher) (Entered: 07/23/2008)
	Request

39	Filed: 7/11/2008, Entered: None
	CORPORATE DISCLOSURE STATEMENT pursuant to FRCP 7.1. by Lehman Brothers Inc. identifying Corporate Parent Lehman Brothers Holdings, Inc. for Lehman Brothers Inc.. Filed by Defendants Lehman Brothers Inc., Lehman Brothers Holdings, Inc..(Wells, Christopher) (Entered: 07/11/2008)
	Request

38	Filed: 6/9/2008, Entered: None
	ORDER re 27 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Erica S Platt for Lehman Brothers Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(RS) (Entered: 06/09/2008)
	Request

37	Filed: 6/9/2008, Entered: None
	ORDER re 26 Application for Leave to Appear Pro Hac Vice. The Court ADMITS D Mark Cave for Lehman Brothers Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(RS) (Entered: 06/09/2008)
	Request

36	Filed: 6/9/2008, Entered: None
	ORDER re 25 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Philip G Barber for Lehman Brothers Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(RS) (Entered: 06/09/2008)
	Request

35	Filed: 6/9/2008, Entered: None
	ORDER re 24 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Moses Silverman for Lehman Brothers Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(RS) (Entered: 06/09/2008)
	Request

34	Filed: 6/9/2008, Entered: None
	ORDER re 23 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Joseph M McLaughlin for J.P. Morgan Securities Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(RS) (Entered: 06/09/2008)
	Request

33	Filed: 6/6/2008, Entered: None
	ORDER re 22 Application for Leave to Appear Pro Hac Vice. The Court ADMITS David W Ichel for J.P. Morgan Securities Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(RS) (Entered: 06/06/2008)
	Request

32	Filed: 6/6/2008, Entered: None
	ORDER re 21 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Richard JL Lomuscio for Goldman Sachs & Co., by Bruce Rifkin. (No document associated with this docket entry, text only.)(RS) (Entered: 06/06/2008)
	Request

31	Filed: 6/6/2008, Entered: None
	ORDER re 20 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Matthew Peller for Goldman Sachs & Co., by Bruce Rifkin. (No document associated with this docket entry, text only.)(RS) (Entered: 06/06/2008)
	Request

30	Filed: 6/6/2008, Entered: None
	ORDER re 19 Application for Leave to Appear Pro Hac Vice. The Court ADMITS David MJ Rein for Goldman Sachs & Co., by Bruce Rifkin. (No document associated with this docket entry, text only.)(RS) (Entered: 06/06/2008)
	Request

29	Filed: 6/6/2008, Entered: None
	ORDER re 18 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Penny Shane for Goldman Sachs & Co., by Bruce Rifkin. (No document associated with this docket entry, text only.)(RS) (Entered: 06/06/2008)
	Request

28	Filed: 6/6/2008, Entered: None
	ORDER re 17 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Gandolfo V DiBlasi for Goldman Sachs & Co., by Bruce Rifkin. (No document associated with this docket entry, text only.)(RS) (Entered: 06/06/2008)
	Request

27	Filed: 6/6/2008, Entered: None
	APPLICATION OF ATTORNEY Erica Platt FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Lehman Brothers Inc. (Fee Paid) Receipt No. 09810000000001461590. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 06/06/2008)
	Request

26	Filed: 6/6/2008, Entered: None
	APPLICATION OF ATTORNEY D. Mark Cave FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Lehman Brothers Inc. (Fee Paid) Receipt No. 09810000000001461569. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 06/06/2008)
	Request

25	Filed: 6/6/2008, Entered: None
	APPLICATION OF ATTORNEY Philip G. Barber FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Lehman Brothers Inc. (Fee Paid) Receipt No. 09810000000001461562. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 06/06/2008)
	Request

24	Filed: 6/6/2008, Entered: None
	APPLICATION OF ATTORNEY Moses Silverman FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Lehman Brothers Inc. (Fee Paid) Receipt No. 09810000000001461541. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 06/06/2008)
	Request

23	Filed: 6/6/2008, Entered: None
	APPLICATION OF ATTORNEY Joseph M. McLaughlin FOR LEAVE TO APPEAR PRO HAC VICE for Defendant J.P. Morgan Securities Inc. (Fee Paid) Receipt No. 09810000000001461525. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 06/06/2008)
	Request

22	Filed: 6/6/2008, Entered: None
	APPLICATION OF ATTORNEY David W. Ichel FOR LEAVE TO APPEAR PRO HAC VICE for Defendant J.P. Morgan Securities Inc. (Fee Paid) Receipt No. 09810000000001461511. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 06/06/2008)
	Request

21	Filed: 6/6/2008, Entered: None
	APPLICATION OF ATTORNEY Richard J.L. Lomuscio FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Goldman Sachs & Co. (Fee Paid) Receipt No. 09810000000001461495. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 06/06/2008)
	Request

20	Filed: 6/6/2008, Entered: None
	APPLICATION OF ATTORNEY Matthew Peller FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Goldman Sachs & Co. (Fee Paid) Receipt No. 09810000000001461475. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 06/06/2008)
	Request

19	Filed: 6/6/2008, Entered: None
	APPLICATION OF ATTORNEY David M.J. Rein FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Goldman Sachs & Co. (Fee Paid) Receipt No. 09810000000001461458. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 06/06/2008)
	Request

18	Filed: 6/6/2008, Entered: None
	APPLICATION OF ATTORNEY Penny Shane FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Goldman Sachs & Co. (Fee Paid) Receipt No. 09810000000001461438. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 06/06/2008)
	Request

17	Filed: 6/6/2008, Entered: None
	APPLICATION OF ATTORNEY Gandolfo V. DiBlasi FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Goldman Sachs & Co. (Fee Paid) Receipt No. 09810000000001461424. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 06/06/2008)
	Request

16	Filed: 4/28/2008, Entered: None
	MINUTE ENTRY for proceedings held before Judge James L. Robart- Dep Clerk: Casey Condon; Pla Counsel: Jeff Tilden, Jeff Thomas, Will Smart, Ian Birk; Def Counsel: Andrew Clubok, Brant Bishop, Christopher Wells; CR: Susan Zielie; STATUS CONFERENCE held April 28, 2008. Underwriter defendants will file one coordinated motion to dismiss and issuer defendants will file one coordinated motion to dismiss. Opening briefs due July 25, 2008; Responsive briefs due Sept. 8,2008; and Reply briefs due Oct. 23,2008, with page limits in compliance with Local Rules. These cases will be coordinated for pretrial purposes using case no. 07-1549 as the master docket. The parties should familiarize themselves with the CM/ECF upgrades. The parties agree to a stay of discovery pending the courts decision on the motion to dismiss. Jeff Thomas shall act as liaison counsel for plaintiff and Christopher Wells, Andrew Clubok and Brant Bishop will act as liaison counsel for Underwriter defendants. Issuer defendants agree to promptly notify the court of their chosen liaison counsel. There shall be no further amendments to the complaints or additional parties added without first seeking leave of court. Liaison counsel for the Underwriter defendants agree to keep the court apprised of the status of the New York "IPO litigation." (CC) (Entered: 04/29/2008)
	Request

15	Filed: 4/25/2008, Entered: None
	AMENDMENT Notice of Appearance by Defendants Goldman Sachs & Co., Lehman Brothers Inc., J.P. Morgan Securities Inc.. (Wells, Christopher) (Entered: 04/25/2008)
	Request

14	Filed: 4/25/2008, Entered: None
	ORDER re 13 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Jeffrey Coviello as pro hac vice atty for Defendant J.P. Morgan Securities Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(CL, ) (Entered: 04/25/2008)
	Request

13	Filed: 4/25/2008, Entered: None
	APPLICATION OF ATTORNEY Jeffery Coviello FOR LEAVE TO APPEAR PRO HAC VICE for Defendant J.P. Morgan Securities Inc. (Fee Paid) Receipt No. 1422859. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 04/25/2008)
	Request

Save 25% on a pre-paid one year subscription.

12	Filed: 4/24/2008, Entered: None
	JOINT STATUS REPORT signed by all parties; estimated Trial Days: 20.. (Wells, Christopher) (Entered: 04/24/2008)
	Request

11	Filed: 4/24/2008, Entered: None
	NOTICE of Appearance by attorney Christopher Brian Wells on behalf of Defendants Goldman Sachs & Co., Lehman Brothers Inc., J.P. Morgan Securities Inc.. (Wells, Christopher) (Entered: 04/24/2008)
	Request

10	Filed: 3/18/2008, Entered: None
	ACCEPTANCE OF SERVICE of summons and complaint by counsel for Goldman, Sachs & Co. on behalf of Plaintiff Vanessa Simmonds on 03/12/08. (Thomas, Jeffrey) (Entered: 03/18/2008)
	Request

9	Filed: 3/13/2008, Entered: None
	WAIVER OF SERVICE of summons upon defendant Lehman Brothers Inc. mailed on 2/29/2008 (Thomas, Jeffrey) (Entered: 03/13/2008)
	Request

8	Filed: 3/12/2008, Entered: None
	WAIVER OF SERVICE of summons upon defendant J.P. Morgan Securities Inc. mailed on 2/29/2008 (Thomas, Jeffrey) (Entered: 03/12/2008)
	Request

7	Filed: 2/28/2008, Entered: None
	AMENDED COMPLAINT For Recovery of Short-Swing Profits Under Section 16(b) of the Securities Exchange Act of 1934 against defendant(s) Goldman Sachs & Co., Lehman Brothers Inc., J.P. Morgan Securities Inc., Marvell Technology Group Ltd with JURY DEMAND, filed by Vanessa Simmonds.(Thomas, Jeffrey) (Entered: 02/28/2008)
	Request

6	Filed: 2/19/2008, Entered: None
	ORDER SETTING STATUS CONFERENCE AND REQUIRING JOINT STATUS REPORT. Status Conference set for 4/28/2008 at 01:30 PM before James L. Robart, by Judge James L. Robart. (MD, ) (Entered: 02/20/2008)
	Request

5	Filed: 2/14/2008, Entered: None
	NOTICE Plaintiffs Withdrawal of Motion to Consolidate Related Cases for Pretrial Proceedings re Docket Annotation ; filed by Plaintiff Vanessa Simmonds. (Attachments: # 1 Proposed Order)(Thomas, Jeffrey) (Entered: 02/14/2008)
	Request

4	Filed: 12/28/2007, Entered: None
	WAIVER OF SERVICE of summons upon defendant Marvell Technology Group Ltd mailed on 11/30/2007 (Tilden, Jeffrey) (Entered: 12/28/2007)
	Request

3	Filed: 12/27/2007, Entered: None
	NOTICE of Appearance by attorney Barnes H. Ellis on behalf of Defendant Marvell Technology Group Ltd. (Ellis, Barnes) (Entered: 12/27/2007)
	Request

2	Filed: 10/29/2007, Entered: None
	ORDER REASSIGNING ACTIONS INVOLVING RECOVERY OF SHORT-SWING PROFITS UNDER SECTION 16(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Case reassigned to Judge James L. Robart for all further proceedings. Judge Robert S. Lasnik no longer assigned to case by Judge Robert S. Lasnik. (RS, ) (Entered: 11/01/2007)
	Request

1	Filed: 10/9/2007, Entered: None
	COMPLAINT FOR RECOVERY OF SHORT-SWING PROFITS against all defendants (Summons(es)NOT issued)(Receipt # SEA 12603), filed by Vanessa Simmonds. (Attachments: # 1 Civil Cover Sheet)(MKB) (Entered: 10/15/2007)
	Request