ABC Holding CO Inc. SEC Form 4 Filed June 12, 2007: Statement of changes in beneficial ownership of ... Last Updated September 25, 2021 at 6:10 PM EDT
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Submission Parts

Sequence Document Type File Name Description
1 SEC Form 4
2 SEC Form EX-99

4

SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
WALT DISNEY CO/

(Last) (First) (Middle)
THE WALT DISNEY COMPANY
500 SOUTH BUENA VISTA ST.

(Street)
BURBANK CA 91521

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ABC Radio Holdings, Inc. [ NONE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/12/2007
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, no par value 06/12/2007 J(1) 151,707,199 D $0 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
WALT DISNEY CO/

(Last) (First) (Middle)
THE WALT DISNEY COMPANY
500 SOUTH BUENA VISTA ST.

(Street)
BURBANK CA 91521

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Disney Enterprises, Inc.

(Last) (First) (Middle)
THE WALT DISNEY COMPANY
500 SOUTH BUENA VISTA ST.

(Street)
BURBANK CA 91521

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ABC Enterprises, Inc.

(Last) (First) (Middle)
THE WALT DISNEY COMPANY
500 SOUTH BUENA VISTA ST.

(Street)
BURBANK CA 91521

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ABC, Inc.

(Last) (First) (Middle)
THE WALT DISNEY COMPANY
500 SOUTH BUENA VISTA ST.

(Street)
BURBANK CA 91521

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ABC Holding CO Inc.

(Last) (First) (Middle)
THE WALT DISNEY COMPANY
500 SOUTH BUENA VISTA ST.

(Street)
BURBANK CA 91521

(City) (State) (Zip)
Explanation of Responses:
1. The reporting person distributed the shares to its shareholders on a pro rata basis. The reporting person obtained direct ownership of the shares via a dividend from its wholly-owned subsidiary Disney Enterprises, Inc. on 6/7/07, which obtained direct ownership of the shares via a dividend from its wholly-owned subsidiary ABC Enterprises, Inc. on 5/25/07, which obtained direct ownership of the shares via a dividend from its wholly-owned subsidiary ABC, Inc. on 5/24/07, which obtained direct ownership of the shares via a dividend from its wholly-owned subsidiary ABC Holding Company Inc. on 5/21/07.
Remarks:
Exhibit List Exhibit 99 - Joint Filer Information
/s/ David K. Thompson, Senior Vice President-Deputy General Counsel-Corporate and Assistant Secretary 06/12/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

EX-99

Exhibit 99

 

Name:

 

Disney Enterprises, Inc.

 

 

 

 

Address:

 

500 South Buena Vista Street, Burbank, CA 91521

 

 

 

 

Designated Filer:

 

The Walt Disney Company

 

 

 

 

Issuer:

 

ABC Radio Holdings, Inc.

 

 

 

 

Date of Event:

 

6/7/07

 

 

 

 

 

 

 

 

 

 

 

Signature:

 

/s/ David Thompson, Senior Vice President

 

Date:

 

June 12, 2007

 

 

 

 

 

 

 

Name:

 

ABC Enterprises, Inc.

 

 

 

 

Address:

 

500 South Buena Vista Street, Burbank, CA 91521

 

 

 

 

Designated Filer:

 

The Walt Disney Company

 

 

 

 

Issuer:

 

ABC Radio Holdings, Inc.

 

 

 

 

Date of Event:

 

5/25/07

 

 

 

 

 

 

 

 

 

 

 

Signature:

 

/s/ David Thompson, Senior Vice President

 

Date:

 

June 12, 2007

 

 

 

 

 

 

 

Name:

 

ABC, Inc.

 

 

 

 

Address:

 

500 South Buena Vista Street, Burbank, CA 91521

 

 

 

 

Designated Filer:

 

The Walt Disney Company

 

 

 

 

Issuer:

 

ABC Radio Holdings, Inc.

 

 

 

 

Date of Event:

 

5/24/07

 

 

 

 

 

 

 

 

 

 

 

Signature:

 

/s/ David Thompson, Vice President

 

Date:

 

June 12, 2007

 

 

 

 

 

 

 

Name:

 

ABC Holding Company Inc.

 

 

 

 

Address:

 

500 South Buena Vista Street, Burbank, CA 91521

 

 

 

 

Designated Filer:

 

The Walt Disney Company

 

 

 

 

Issuer:

 

ABC Radio Holdings, Inc.

 

 

 

 

Date of Event:

 

5/21/07

 

 

 

 

 

 

 

 

 

 

 

Signature:

 

/s/ David Thompson, Vice President

 

Date:

 

June 12, 2007

 


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