Larkin Timothy A SEC Form 4 Filed March 11, 2008: Statement of changes in beneficial ownership of se... Last Updated September 25, 2021 at 6:33 PM EDT

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FORM 4 - LARKIN

SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
LARKIN TIMOTHY A

(Last) (First) (Middle)
1114 AVENUE OF THE AMERICAS
34TH FLOOR

(Street)
NEW YORK NY 10036

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WARREN RESOURCES INC [ WRES ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & CFO
3. Date of Earliest Transaction (Month/Day/Year)
03/11/2008
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/10/2008 M(1) 4,629 A $11.03 54,629 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) (1) 03/10/2008 M 4,629 03/09/2008(1) 03/09/2010 Common Stock 4,629 $11.03 9,258 D
Restricted Stock Units (RSUs) $0 03/07/2008 A 13,887 03/07/2009(2) 03/07/2011 Common Stock 13,887 $0 13,887 D
Stock Options (Right-to-Buy) $11.15 03/07/2008 A 37,500 03/07/2009(3) 03/07/2013 Common Stock 37,500 $0 37,500 D
Explanation of Responses:
1. On March 9, 2007, Reporting Person was issued restricted stock units (RSUs). Each RSU represents a contingent right to receive one (1) share of Warren Resources, Inc. common stock once vested. 1/3rd of the the RSUs vested on March 9, 2008, and 1/3rd will vest on March 9, 2009 and the remaining 1/3rd will vest on March 9, 2010.
2. Each RSU represents a contingent right to receive one (1) share of Warren Resources, Inc. common stock once vested. The RSUs granted on March 7, 2008 will vest as follows: 1/3rd on March 7, 2009; 1/3rd on March 7, 2010 and 1/3rd on on March 7, 2011.
3. The Stock Options vest and become exercisable as follows: 1/3rd on March 7, 2009; 1/3rd on March 7, 2010 and 1/3rd on March 7, 2011.
Timothy A. Larkin 03/11/2008
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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