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Documents (3):
- SCHEDULE 13D (text)
- INFORMATION RE: TO BOARD MEMBERS, DIRECTORS ETC. (inline)
- JOINT FILING AGREEMENT (inline)
SCHEDULE 13D
INFORMATION RE: TO BOARD MEMBERS, DIRECTORS ETC.
<PAGE> 1
EXHIBIT 1
UBS CAPITAL II LLC
The names and titles of the members of the board of managers and
executive officers of UBS Capital II LLC and their business addresses and
principal occupations are set forth below. The business addresses of the each of
the following are at UBS Capital II LLC, 299 Park Avenue, New York, New York
10171.
<TABLE>
<S> <C>
Justin S. Maccarone President
George Duarte Partner
Michael Greene Partner and Member of Board of Managers
Charles Delaney Partner
Robert C. Dinerstein VP, Secretary and Member of Board of
Managers
James Breckenridge Principal
Marc Unger Principal, Chief Financial Officer and
Member of Board of Managers
Hyunja Laskin Principal
Charles W. Moore Principal
Sandra Costin Assistant Secretary
Patricia Long Assistant Secretary
</TABLE>
Page 15 of 21 pages.
<PAGE> 2
UBS CAPITAL HOLDINGS, LLC
The names and titles of the members of the board of managers and
executive officers of UBS Capital Holdings LLC and their business addresses and
principal occupations are set forth below. The business addresses of the each of
the following are at UBS Capital Holdings LLC, 299 Park Avenue, New York, New
York 10171.
<TABLE>
<S> <C>
Michael Greene President and Member of Board of Managers
Robert C. Dinerstein Managing Director, Secretary and Member of
Board of Managers
Marc Unger Chief Financial Officer, Treasurer and
Member of Board of Managers
Sandra Costin Assistant Secretary
Patricia Long Assistant Secretary
</TABLE>
Page 16 of 21 pages.
<PAGE> 3
UBS AG
The names and titles of the members of the Group Executive Board,
directors and executive officers of UBS AG and their business addresses and
principal occupations are set forth below.
DIRECTORS
<TABLE>
<CAPTION>
Name of Director Nationality Address
- ---------------- ----------- -------
<S> <C> <C>
Mathis Cabiallavetta Swiss UBS AG
Bahnhofstrasse 45
8021 Zurich
Alberto Togni Swiss UBS AG
Aeschenplatz 6
4002 Basle
Alex Krauer Swiss Novaris AG
Schwarzwaldallee 215
P.O. Box
4002 Basle
Markus Kundig Swiss P.O. Box 4463
6304 Zug
Peter Bockli Swiss Bockli Thomann & Parmer
St. Jakobs-Strasse 41
P.O. Box 2342
4002 Basle
Rolf Arthur Meyer Swiss Ciba Spezialitatenchemise AG
P.O. Box
4002 Basle
Hans Peter Ming Swiss Sika Finanz AG
Zugerstrasse 50
6341 Baar
Andreas Peter Reinhart Swiss Gebruder Volkart Holding AG
P.O. Box 343
8401 Winterthur
</TABLE>
Page 17 of 21 pages.
<PAGE> 4
<TABLE>
<CAPTION>
Name of Director Nationality Address
- ---------------- ----------- -------
<S> <C> <C>
Georges P. Schorderet Swiss SAir Group
8058 Zurich-Airport
Manfred Zobl Swiss Swiss Life/Rentenanstalz
P.O. Box 8022
Zurich
</TABLE>
That the names, nationalities and addresses of other responsible persons
of the Company are as follows:
<TABLE>
<CAPTION>
Position in the Company/Name Nationality Address
- ---------------------------- ----------- -------
<S> <C> <C>
Chairman of the Board:
Mathis Cabiallavetta Swiss UBS AG
Bahnhofstrasse 45
8021 Zurich
Vice Chairmen:
Alberto Togni Swiss UBS AG
Aeschenplatz 6
4002 Basle
Alex Krauer Swiss Novartis AG
Schwarzwaldallee 215
P.O. Box 4002 Basle
Markus Kundig Swiss P.O. Box 4463
6304 Zug
Chief Executive Officer:
Marcel Ospel Swiss UBS AG
Aeschenplatz 6
4002 Basle
</TABLE>
Page 18 of 21 pages.
<PAGE> 5
<TABLE>
<CAPTION>
Position in the Company/Name Nationality Address
- ---------------------------- ----------- -------
<S> <C> <C>
Members of the Group
Executive Board:
Johannes De Gier Dutch Warburg Dillon Reed
1, Finsbury Avenue
London EC2M 2PP
Stephan Haeringer Swiss UBS AG
Bahnhofstrasse 45
8021 Zurich
Gary Brinson American Brinson
209 South La Salle Street
Chicago, IL 60604-1295
Rodolfo Bogni Italian UBS AG
Aeschenplatz 6
4002 Basle
Felix Fischer Swiss UBS AG
Bahnhofstrasse 45
8021 Zurich
Peter De Weck Swiss UBS AG
Bahnhofstrasse 45
8021 Zurich
Peter Wuffli Swiss UBS AG
Aeschenplatz 6
4002 Basle
Corporate Secretary:
Gertrud Erismann Swiss UBS AG
Bahnhofstrasse 45
8021 Zurich
Treasurer:
Peter Wuffli Swiss UBS AG
Aeschenplatz 6
4002 Basle
</TABLE>
Page 19 of 21 pages.
JOINT FILING AGREEMENT
<PAGE> 1
EXHIBIT 4
JOINT FILING AGREEMENT
The undersigned hereby agree to file jointly the Statement on
Schedule 13D (the "Schedule") relating to the Common Stock of Orphan Medical,
Inc. and any further amendments thereto which may be deemed necessary pursuant
to Regulation 13D or G promulgated under Section 13 of the Securities Exchange
Act of 1934, as amended.
It is understood and agreed that a copy of this Agreement shall be
attached as an exhibit to this Statement, filed upon behalf of each of the
parties hereto.
This Agreement may be executed in multiple counterparts, each of
which shall constitute an original, one and the same instrument.
IN WITNESS WHEREOF, each of the undersigned has executed this
Agreement as of July 31, 1998.
UBS CAPITAL II LLC
By: /s/ Michael Greene
--------------------------------
Michael Greene
Partner
By: /s/ Marc Unger
--------------------------------
Marc Unger
Chief Financial Officer
UBS CAPITAL HOLDINGS LLC
By: /s/ Michael Greene
--------------------------------
Michael Greene
President
By: /s/ Marc Unger
--------------------------------
Marc Unger
Chief Financial Officer
Page 20 of 21 pages.
<PAGE> 2
UBS AG
By: /s/ Robert Dinerstein
--------------------------------
Robert Dinerstein
Attorney-In-Fact
By: /s/ Lewis R. Eber
--------------------------------
Lewis R. Eber
Attorney-In-Fact
Page 21 of 21 pages.
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