Banc Of America Securities LLC

Banc Of America Securities LLC 101 North Tryon Street One Independence Center Charlotte, NC 28255
Locations Update This Record Cases by Outcome Cases by Type	SEC CIK 1162485

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	Date Filed	Venue	Case Number	Title	Party Type
	3/16/2016	Florida Middle District Court	6:16-cv-00433	Arevalo-Mignone v. Bank of America N.A. et al	Defendant
	10/24/2014	Missouri Eastern District Court	4:14-mc-00597	In Re: INGE	Movant
	8/15/2013	Wisconsin Western District Court	3:13-cv-00579-wmc	CMFG Life Insurance Company et al v. Banc of America Securit...	Defendant
	6/12/2013	New York Southern District Court		Salix Capital US Inc. et al v. Banc of America Securities LL...	Defendant
	1/18/2013	New York Southern District Court	1:13-mc-00017	UNITED FOOD AND COMMERCIAL WORKERS UNION, individually and O...	Defendant
	12/17/2012	Florida Southern District Court	9:12-cv-81365	Mularchyk et al v. JP Morgan Chase Bank, N.A.	Defendant
	12/11/2012	California Central District Court	2:12-cv-10586	Deborah Abeel et al v. Bank of America N.A. et al	Defendant
	10/19/2012	Superior Court of California, County of Los Angeles	SC118787	Vince Flaherty Vs. U.s. Bank, et al	Defendant
	10/1/2012	California Central District Court	2:12-cv-08415	Federal Deposit Insurance Corporation v. J.P. Morgan Securit...	Defendant
	8/24/2012	New York Eastern District Court	1:12-cv-04269	Abeel et al v. Bank of America N.A. et al	Defendant
	8/3/2012	California Central District Court	2:12-cv-06690	Federal Deposit Insurance Corporation v. Banc of America Sec...	Defendant
	6/12/2012	California Central District Court	2:12-cv-05122	Western Conference of Teamsters Pension Trust Fund v. Countr...	Defendant
	6/12/2012	California Central District Court	2:12-cv-05125	David H Luther et al v. Countrywide Financial Corporation et...	Defendant
	6/11/2012	New York Southern District Court	1:12-cv-04539	EGI-TRB LLC v. ABN AMRO Clearing Chicago LLC	Defendant
	6/11/2012	California Northern District Court	5:12-cv-03000-HRL	Cabusas v. Mortgage Electronic Systems, Inc.	Defendant
	6/11/2012	California Northern District Court	5:12-cv-03000-HRL	Cabusas v. Mortgage Electronic Systems, Inc.	Defendant
	4/23/2012	New York Southern District Court	1:12-cv-03184	John Hancock Life Insurance Company (U.S.A.) et al v. JP Mor...	Defendant
	4/19/2012	Superior Court of California, County of Contra Costa	CIVMSC12-00946	Culannay Vs. Freddie Mac	Defendant
	3/30/2012	Nevada District Court	2:12-cv-00532-JCM -RJJ	Federal Deposit Insurance Corporation v. Banc of America Sec...	Defendant
	3/8/2012	New York Southern District Court	1:12-cv-01726	Leapard et al v. Chan et al	Defendant
	2/24/2012	New York Southern District Court	1:12-cv-01398	Stichting Pensioenfonds ABP v. JPMorgan Chase & Co. et al	Defendant
	2/24/2012	Illinois Northern District Court	1:12-cv-01315	EGI-TRB LLC et al v. ABN AMRO Clearing Chicago LLC et al	Defendant
	2/8/2012	California Central District Court	2:12-cv-01059	Federal Housing Finance Agency, As Conservator For The Feder...	Defendant
	1/24/2012	New York Southern District Court	1:12-cv-00551	Niese et al v. A.G. Edwards Inc. et al	Defendant
	12/21/2011	California Central District Court	2:11-cv-10549	American International Group, Inc. et al v. Bank of America ...	Defendant
	12/20/2011	New York Southern District Court	1:11-md-02296-DLC	In Re: Tribune Company Fraudulent Conveyance Litigation	Defendant
	11/29/2011	New York Southern Bankruptcy Court	11-15463	AMR Corporation	Defendant
	11/1/2011	New York Southern District Court	1:11-cv-07782-SAS	In Re: Extended Stay Inc.	Appellee
	10/3/2011	New York Southern Bankruptcy Court	11-14652	Contest Promotions-NY LLC	Defendant
	10/3/2011	New York Southern Bankruptcy Court	11-14652	Contest Promotions-NY LLC	Defendant
	9/30/2011	New York Southern District Court	1:11-cv-06916	Federal Housing Finance Agency, As Conservator For The Feder...	Defendant
	9/26/2011	Ohio Southern District Court	1:11-cv-00667	Western and Southern Life Insurance Company et al v. Bank of...	Defendant
	9/26/2011	New York Southern District Court	1:11-cv-06704	Realtime Data, LLC d/b/a IXO v. Morgan Stanley et al	Defendant
	9/26/2011	New York Southern District Court	1:11-cv-06701	Realtime Data, LLC d/b/a IXO v. Morgan Stanley et al	Defendant
	9/14/2011	New York Southern District Court	1:11-cv-06411	Charles Schwab Bank, N.A. et al v. Bank of America Corporati...	Defendant
	9/14/2011	New York Southern District Court	1:11-cv-06412	Schwab Money Market Fund v. Bank of America Corporation	Defendant
	9/6/2011	New York Southern District Court	1:11-cv-06212	American International Group, Inc. et al v. Bank of America ...	Defendant
	9/1/2011	Massachusetts District Court	3:11-cv-30215	Massachusetts Mutual Life Insurance Company v. Countrywide F...	Defendant
	8/23/2011	California Northern District Court	3:11-cv-04186-MEJ	Schwab Money Market Fund v. Bank of America Corporation	Defendant
	8/23/2011	California Northern District Court	3:11-cv-04187-MEJ	Charles Schwab Bank, N.A. et al v. Bank of America Corporati...	Defendant
	8/12/2011	New York Southern District Court	1:11-md-02262	In Re: Libor-Based Financial Instruments Antitrust Litigatio...	Defendant
	8/3/2011	New York Southern Bankruptcy Court	11-13702	Lehman Brothers Inc.	Defendant
	8/3/2011	New York Southern Bankruptcy Court	11-13702	785 Partners LLC	Defendant
	7/27/2011	California Central District Court	2:11-cv-06208	Federated Investment Management Company et al v. Countrywide...	Defendant
	7/18/2011	Superior Court of California, County of Los Angeles	BC465659	Federated Investment Management Co et al v. Countrywide	Defendant
	7/12/2011	New York Southern Bankruptcy Court	11-02398	Extended Stay Inc.- Adversary Proceeding	Defendant
	7/12/2011	New York Southern Bankruptcy Court	11-02398	Extended Stay Inc.- Adversary Proceeding	Defendant
	7/1/2011	Delaware District Court	1:11-cv-00583	Niese et al v. A.G. Edwards Inc. et al	Defendant
	7/1/2011	New York Southern District Court	1:11-cv-04522	Deutsche Bank Trust Company Americas et al v. Abu Dhabi Inve...	Defendant
	7/1/2011	New York Southern District Court	1:11-cv-04549	Walker, Truesdell, Roth & Associates et al v. The Blackstone...	Defendant

327 Rows Total	Page 1 of 7 | Go To

Inside Counsel (1)

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Outside Counsel (378)

	Last Name	First Name	Middle Name	Firm	Location
	&	Epstein	Becker	Epstein Becker & Green, PC	Los Angeles, CA
	Acker	Rodney		Fulbright & Jaworski, LLP	Dallas, TX
	Adams	Isaac			New York, NY
	Ahmed	Saima	S.	Sidley Austin LLP	New York, NY
	Albert	Lisa	L.	King & Spalding LLP
	Alderman	William	F.	Orrick Herrington & Sutcliffe LLP	Palo Alto, CA
	Altieri	John	L.	O'Melveny & Myers LLP	New York, NY
	America	Banc	OF
	Angiolillo	Bruce	Domenick	Simpson Thacher & Bartlett LLP	New York, NY
	Axelrod	Jon	P.	DeWitt Ross & Stevens, SC	MADISON , WI
	Bailey	Burck		Fellers Snider Blankenship Bailey & Tippens,...	Oklahoma City, OK
	Bajwa	Hissan	Ahsan	Clifford Chance, LLP	New York, NY
	Balabanian	David	Mark	Bingham McCutchen LLP	Ca,
	Barber	Martha	Gayle	Alston & Bird, LLP	Charlotte , N. C., NC
	Barrett.	Shannon		O'Melveny & Myers LLP	Washington, DC
	Baskin	Stuart	Jay	Shearman & Sterling LLP	New York, NY
	Baughman	John	Frederick	Paul, Weiss, Rifkind, Wharton & Garrison, LL...
	Beatty	Heather	C.	Unknown Entity QP
	Beatty	Heather	C.	Bingham McCutchen LLP	Los Angeles, CA
	Bednark	Benjamin	Andrew	O'Melveny & Myers LLP	New York, NY
	Behrens	R.	Thaddeus	Haynes And Boone, LLP	Dallas, TX
	Benjamin	Lawrence	Mitchell	Neal Gerber & Eisenberg LLP
	Berens	Sally	J.	Gibson Dunn & Crutcher, LLP
	Bernstein	Joel	H.	Labaton Sucharow, LLP	New York, NY
	Bernstein	Richard	Douglas	Willkie Farr & Gallagher LLP (DC)
	Bickford	Warren	Franklin	Fellers Snider Blankenship Bailey & Tippens,...	Oklahoma City, OK
	Bittner	Michael	Andrew	Fish & Richardson, PC	Dallas, TX
	Blakemore	Patrick	W.	Davis Polk & Wardwell, LLP	New York, NY
	Blears	Norman	J.		Ca,
	Blears	Norman	J.	Heller Ehrman LLP	Ca,
	Block	Dennis	J.	Weil Gotshal & Manges LLP	New York, NY
	Boutin	Edmund	J.	Boutin & Altieri PLLC	Londonderry, NH
	Boutin	Peter	R.	Keesal, Young & Logan, APC	Ca,
	Boyle	Brian	J.	Debevoise & Plimpton LLP
	Brandt	James	Ellis	Latham & Watkins LLP	New York, NY
	Brittain	Max	G.	Balber, Pickard, Battistoni, Maldonado, & Va...	Chicago, IL
	Brodsky	David	E.	Cleary Gottlieb Steen & Hamilton LLP	New York, NY
	Brown	Alan	S.	Frost Brown Todd LLC	INDIANAPOLIS, IN
	Brusca	Richard	Louis	Skadden Arps Slate Meagher & Flom LLP	Washington, DC
	Buonaiuto	Brenda	Naomi	King & Spalding LLP	San Francisco , CA
	Buonaiuto	Brenda	Naomi	Drinker Biddle & Reath LLP	Ca,
	Burak	Michael	Leopold	Burak Anderson & Melloni, Plc
	Burden	Christian	C.	Quarles & Brady LLP	Tampa, FL
	Burke	Arthur	Joseph	Davis Polk & Wardwell, LLP	New York, NY
	Burke	James	Eugene	Keating, Muething & Klekamp, PLLC	Oh,
	Burton	Allen	W.	O'Melveny & Myers LLP	New York, NY
	Cady	Steven	M.	Williams & Connolly, LLP	Washington, DC
	Campbell	Jack	W.	Helms Mulliss & Wicker, PLLC	Charlotte, NC
	Cantor	Daniel	Lucas	O'Melveny & Myers LLP
	Carlton	Bruce	T.	Piper Marbury Rudnik & Wolfe LLP	Washington, DC
	Castleman	David	Allen	Sullivan & Cromwell LLP	New York, NY
	Catalano	Christopher	D.	O'Melveny & Myers LLP	Washington, DC
	Chepiga	Michael	Joseph	Simpson Thacher & Bartlett LLP	New York, NY
	Chlapowski	Francis	S.	Morgan, Lewis & Bockius, LLP
	Clareman	Lloyd	S.	Lloyd S. Clareman	New York, NY
	Clarke	John	J.	DLA Piper (US) LLP
	Clary	Richard	W.	Cravath, Swaine & Moore, LLP	New York, NY
	Clubok	Andrew	Brian	Kirkland & Ellis LLP	New York, NY
	Cobb	John	Howard	McGuireWoods LLP	N.c,
	Coll-Very	Alexis	Susan	Simpson Thacher & Bartlett LLP	Palo Alto, CA
	Colodner	Warren	Herbert	K&L Gates LLP	New York, NY
	Conigliaro	Steven	Ellis	O'Melveny & Myers LLP	New York, NY
	Conlan	Robert	J.	Sidley Austin LLP	Washington, DC
	Cook	Ann	M.	King & Spalding LLP	Ny 10036,
	Covington	George	Carruthers	King & Spalding LLP	Charlotte, NC
	Covington	Peter	James	McGuireWoods LLP	CHARLOTTE, NC
	Cox	Erin	Joan		Los Angeles, CA
	Cox	Erin	J.	Munger, Tolles & Olson LLP	Los Angeles, CA
	Cucinella	Brooke	E.	O'Melveny & Myers LLP	New York, NY
	Cuneo	Frank	Patrick	Reid Alan Schaeffer	Miami, FL
	Cunha	Kirsten	Nelson	Shearman & Sterling LLP	New York, NY
	Curnin	Paul	C.	Simpson Thacher & Bartlett LLP	New York, NY
	Dahan	Israel		Cadwalader, Wickersham & Taft LLP	New York, NY
	Davey	Joshua	Daniel	Helms Mulliss & Wicker, PLLC	CHARLOTTE, NC
	Davidow	Charles	Edward	Paul, Weiss, Rifkind, Wharton & Garrison, LL...
	Davis	Anne	Kathleen	Morrison & Foerster, LLP	Palo Alto, CA
	Davis	Dwight	J.	King & Spalding LLP	Atlanta , GA
	Davis	Peter	John	Davis Polk & Wardwell, LLP	New York, NY
	Davis	Richard	Jon	Law Offices of WILLIAM B WAHLHEIM , JR	Birmingham, AL
	Dell	Robert	Leo	Munger, Tolles & Olson LLP	Los Angeles, CA
	Devlin	John	S.	Lane Powell, PC	SEATTLE, WA
	Dickey	Jonathan	C.
	Dickey	Jonathan	Cobb	Gibson Dunn & Crutcher, LLP	New York, NY
	Dickey	Jonathan	C.	Brobeck, Phleger & Harrison LLP	Palo Alto, CA
	Dickson	Strider	L.	United States Department of Justice	Miami, FL
	Dickson	Strider		United States Attorney's Office For The Sout...	Miami, FL
	Dietrich	Kathryn	L.	Bradley Arant Boult Cummings LLP
	Dirks	Katherine	B.	Debevoise & Plimpton LLP
	Doggett	James	W.	Cleary Gottlieb Steen & Hamilton LLP	New York, NY
	Donnellon	Daniel	John	Keating, Muething & Klekamp, PLLC
	Dore	Michael		Gibson Dunn & Crutcher, LLP
	Dowd	Brendan	Joseph	O'Melveny & Myers LLP	New York, NY
	Dunogue	Agnes		Shearman & Sterling LLP	New York, NY
	Dworsky	Marc	TG		Santa Barbara, CA
	Dymek	Thomas	W.	Stradley Ronon Stevens & Young, LLP	Philadelphia, PA
	Eakeley	Douglas	Scott	Lowenstein Sandler, PC	Roseland, NJ
	Earle	Robert	Charles	Fish & Richardson, PC	Dallas, TX
	Edelman	Norina	I.	Sidley Austin LLP	Washington, DC
	Edmund	Polubinski		Davis Polk & Wardwell, LLP	New York, NY
	Ericson	Bruce	A.	Pillsbury Winthrop Shaw Pittman LLP	San Francisco, CA

378 Rows Total	Page 1 of 4 | Go To

Filter By Form All Records 13F-NT 3 40-6C 40-APP 40-APP/A FOCUSN NO ACT X-17A-5 From To

	Date	Entity	Form Number	Description
	11/12/2010		13F-NT
	8/13/2010		13F-NT
	5/17/2010		13F-NT
	2/26/2010		X-17A-5
	2/26/2010		FOCUSN
	2/11/2010		13F-NT
	11/13/2009		13F-NT
	8/6/2009		13F-NT
	6/11/2009		NO ACT
	6/10/2009		40-APP/A
	6/10/2009		NO ACT
	6/3/2009		40-APP
	5/12/2009		13F-NT
	3/9/2009	Bank of America, NA	3	Initial statement of beneficial ownership of securities
	2/27/2009		X-17A-5
	2/27/2009		FOCUSN
	2/10/2009		3	Initial statement of beneficial ownership of securities
	2/10/2009		3	Initial statement of beneficial ownership of securities
	2/10/2009		3	Initial statement of beneficial ownership of securities
	2/10/2009		3	Initial statement of beneficial ownership of securities
	2/9/2009		13F-NT
	11/26/2008		40-APP/A
	11/14/2008		13F-NT
	8/12/2008		13F-NT
	5/12/2008		13F-NT
	5/8/2008		40-APP/A
	2/28/2008		X-17A-5
	2/28/2008		FOCUSN
	2/13/2008		13F-NT
	11/13/2007		13F-NT
	8/13/2007		13F-NT
	5/14/2007		13F-NT
	2/28/2007		X-17A-5
	2/28/2007		FOCUSN
	2/9/2007		13F-NT
	11/6/2006		13F-NT
	8/8/2006		13F-NT
	4/27/2006		13F-NT
	2/28/2006		X-17A-5
	2/2/2006		13F-NT
	10/31/2005		13F-NT
	8/10/2005		13F-NT
	5/2/2005		13F-NT
	3/1/2005		X-17A-5
	3/1/2005		FOCUSN
	1/31/2005		13F-NT
	11/9/2004		13F-NT
	8/11/2004		13F-NT
	5/13/2004		13F-NT
	3/25/2004		NO ACT

77 Rows Total	Page 1 of 2 | Go To

Banc Of America Securities LLC has not been involved in any patent assignment transactions in the PlainSite database.

	Date Recorded	Party	Role	Document Type	Document No.	Image
	5/20/2010	Bank Of America Corporation	Assignee	Application	75735568
	5/20/2010	Bank Of America Corporation	Assignee	Trademark	2900056
	4/2/2004	Direct Access Financial Corporation	Assignor	Trademark	2900056
	4/2/2004	Direct Access Financial Corporation	Assignor	Application	75735568
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Application	75160364
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Application	75289381
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Trademark	0
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Trademark	2140597
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Application	75405568
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Application	75235956
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Trademark	2420173
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Trademark	2174155
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Application	75428019
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Application	75012790
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Trademark	1815123
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Trademark	2258456
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Application	74335909
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Application	75259734
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Trademark	2113822
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Trademark	2273322
	12/17/1999	Bank Of America Corporation	Assignee	Application	75428019
	12/17/1999	Bank Of America Corporation	Assignee	Application	75012790
	12/17/1999	Bank Of America Corporation	Assignee	Trademark	1815123
	12/17/1999	Bank Of America Corporation	Assignee	Trademark	2258456
	12/17/1999	Bank Of America Corporation	Assignee	Application	74335909
	12/17/1999	Bank Of America Corporation	Assignee	Application	75259734
	12/17/1999	Bank Of America Corporation	Assignee	Trademark	2113822
	12/17/1999	Bank Of America Corporation	Assignee	Trademark	2273322
	12/17/1999	Bank Of America Corporation	Assignee	Application	75160364
	12/17/1999	Bank Of America Corporation	Assignee	Application	75289381
	12/17/1999	Bank Of America Corporation	Assignee	Trademark	0
	12/17/1999	Bank Of America Corporation	Assignee	Trademark	2140597
	12/17/1999	Bank Of America Corporation	Assignee	Application	75405568
	12/17/1999	Bank Of America Corporation	Assignee	Application	75235956
	12/17/1999	Bank Of America Corporation	Assignee	Trademark	2420173
	12/17/1999	Bank Of America Corporation	Assignee	Trademark	2174155

36 Rows Total

Corporate Family (1)

Track Corporate Family

• Bank of America, NA, None

Subsidiaries

• Bank of America, NA

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Incoming Payments

This organization has not disclosed any incoming payments from lobbying groups.

Outgoing Payments

This organization has not disclosed any outgoing payments to lobbying groups.