Banc Of America Securities LLC

Banc Of America Securities LLC 101 North Tryon Street One Independence Center Charlotte, NC 28255
Locations Update This Record Cases by Outcome Cases by Type	SEC CIK 1162485

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	Date Filed	Venue	Case Number	Title	Party Type
	1/26/2017	Georgia Northern District Court	1:17-cv-00302	Perkins v. Lehman Brothers, Inc. et al	Defendant
	3/15/2016	Florida Middle District Court	6:16-cv-00433	Arevalo-Mignone v. Bank of America N.A. et al	Defendant
	10/24/2014	Missouri Eastern District Court	4:14-mc-00597	In Re: INGE	Movant
	8/15/2013	Wisconsin Western District Court	3:13-cv-00579-wmc	CMFG Life Insurance Company et al v. Banc of America Securit...	Defendant
	6/12/2013	New York Southern District Court		Salix Capital US Inc. et al v. Banc of America Securities LL...	Defendant
	1/18/2013	New York Southern District Court	1:13-mc-00017	UNITED FOOD AND COMMERCIAL WORKERS UNION, individually and O...	Defendant
	12/17/2012	Florida Southern District Court	9:12-cv-81365	Mularchyk et al v. JP Morgan Chase Bank, N.A.	Defendant
	12/11/2012	California Central District Court	2:12-cv-10586	Deborah Abeel et al v. Bank of America N.A. et al	Defendant
	10/19/2012	Superior Court of California, County of Los Angeles	SC118787	Vince Flaherty Vs. U.s. Bank, et al	Defendant
	10/1/2012	California Central District Court	2:12-cv-08415	Federal Deposit Insurance Corporation v. J.P. Morgan Securit...	Defendant
	8/24/2012	New York Eastern District Court	1:12-cv-04269	Abeel et al v. Bank of America N.A. et al	Defendant
	8/3/2012	California Central District Court	2:12-cv-06690	Federal Deposit Insurance Corporation v. Banc of America Sec...	Defendant
	6/12/2012	California Central District Court	2:12-cv-05122	Western Conference of Teamsters Pension Trust Fund v. Countr...	Defendant
	6/12/2012	California Central District Court	2:12-cv-05125	David H Luther et al v. Countrywide Financial Corporation et...	Defendant
	6/11/2012	New York Southern District Court	1:12-cv-04539	EGI-TRB LLC v. ABN AMRO Clearing Chicago LLC	Defendant
	6/11/2012	California Northern District Court	5:12-cv-03000-HRL	Cabusas v. Mortgage Electronic Systems, Inc.	Defendant
	6/11/2012	California Northern District Court	5:12-cv-03000-HRL	Cabusas v. Mortgage Electronic Systems, Inc.	Defendant
	4/23/2012	New York Southern District Court	1:12-cv-03184	John Hancock Life Insurance Company (U.S.A.) et al v. JP Mor...	Defendant
	4/19/2012	Superior Court of California, County of Contra Costa	CIVMSC12-00946	Culannay Vs. Freddie Mac	Defendant
	3/30/2012	Nevada District Court	2:12-cv-00532-JCM -RJJ	Federal Deposit Insurance Corporation v. Banc of America Sec...	Defendant
	3/8/2012	New York Southern District Court	1:12-cv-01726	Leapard et al v. Chan et al	Defendant
	2/24/2012	New York Southern District Court	1:12-cv-01398	Stichting Pensioenfonds ABP v. JPMorgan Chase & Co. et al	Defendant
	2/24/2012	Illinois Northern District Court	1:12-cv-01315	EGI-TRB LLC et al v. ABN AMRO Clearing Chicago LLC et al	Defendant
	2/8/2012	California Central District Court	2:12-cv-01059	Federal Housing Finance Agency, As Conservator For The Feder...	Defendant
	1/24/2012	New York Southern District Court	1:12-cv-00551	Niese et al v. A.G. Edwards Inc. et al	Defendant
	12/21/2011	California Central District Court	2:11-cv-10549	American International Group, Inc. et al v. Bank of America ...	Defendant
	12/20/2011	New York Southern District Court	1:11-md-02296-DLC	In Re: Tribune Company Fraudulent Conveyance Litigation	Defendant
	11/29/2011	New York Southern Bankruptcy Court	11-15463	AMR Corporation	Defendant
	11/1/2011	New York Southern District Court	1:11-cv-07782-SAS	In Re: Extended Stay Inc.	Appellee
	10/3/2011	New York Southern Bankruptcy Court	11-14652	Contest Promotions-NY LLC	Defendant
	10/3/2011	New York Southern Bankruptcy Court	11-14652	Contest Promotions-NY LLC	Defendant
	9/30/2011	New York Southern District Court	1:11-cv-06916	Federal Housing Finance Agency, As Conservator For The Feder...	Defendant
	9/26/2011	Ohio Southern District Court	1:11-cv-00667	Western and Southern Life Insurance Company et al v. Bank of...	Defendant
	9/26/2011	New York Southern District Court	1:11-cv-06704	Realtime Data, LLC d/b/a IXO v. Morgan Stanley et al	Defendant
	9/26/2011	New York Southern District Court	1:11-cv-06701	Realtime Data, LLC d/b/a IXO v. Morgan Stanley et al	Defendant
	9/14/2011	New York Southern District Court	1:11-cv-06411	Charles Schwab Bank, N.A. et al v. Bank of America Corporati...	Defendant
	9/14/2011	New York Southern District Court	1:11-cv-06412	Schwab Money Market Fund v. Bank of America Corporation	Defendant
	9/6/2011	New York Southern District Court	1:11-cv-06212	American International Group, Inc. et al v. Bank of America ...	Defendant
	9/1/2011	Massachusetts District Court	3:11-cv-30215	Massachusetts Mutual Life Insurance Company v. Countrywide F...	Defendant
	8/23/2011	California Northern District Court	3:11-cv-04186-MEJ	Schwab Money Market Fund v. Bank of America Corporation	Defendant
	8/23/2011	California Northern District Court	3:11-cv-04187-MEJ	Charles Schwab Bank, N.A. et al v. Bank of America Corporati...	Defendant
	8/12/2011	New York Southern District Court	1:11-md-02262	In Re: Libor-Based Financial Instruments Antitrust Litigatio...	Defendant
	8/3/2011	New York Southern Bankruptcy Court	11-13702	Lehman Brothers Inc.	Defendant
	8/3/2011	New York Southern Bankruptcy Court	11-13702	785 Partners LLC	Defendant
	7/27/2011	California Central District Court	2:11-cv-06208	Federated Investment Management Company et al v. Countrywide...	Defendant
	7/18/2011	Superior Court of California, County of Los Angeles	BC465659	Federated Investment Management Co et al v. Countrywide	Defendant
	7/12/2011	New York Southern Bankruptcy Court	11-02398	Extended Stay Inc.- Adversary Proceeding	Defendant
	7/12/2011	New York Southern Bankruptcy Court	11-02398	Extended Stay Inc.- Adversary Proceeding	Defendant
	7/1/2011	Delaware District Court	1:11-cv-00583	Niese et al v. A.G. Edwards Inc. et al	Defendant
	7/1/2011	New York Southern District Court	1:11-cv-04522	Deutsche Bank Trust Company Americas et al v. Abu Dhabi Inve...	Defendant

328 Rows Total	Page 1 of 7 | Go To

Inside Counsel (1)

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Outside Counsel (362)

	Last Name	First Name	Middle Name	Firm	Location
	Dickey	Jonathan		Gibson Dunn & Crutcher, LLP	New York, NY
	Lari	Shahzeb		Fried, Frank, Harris, Shriver & Jacobson, LL...	New York, NY
	Meng	Victor		Morrison & Foerster, LLP	San Francisco, CA
	Viniegra	Barbara		Liebler Gonzalez & Portuondo PA	Miami, FL
	Hornstine	Adam		Debevoise & Plimpton LLP
	Janovsky	Peter		Zeichner Ellman & Krause LLP	New York, NY
	Adams	Isaac		Sidley Austin LLP	New York, NY
	Vinegrad	Alan		Covington & Burling, LLP	New York, NY
	Holland	Mark		Goodwin Procter, LLP	New York, NY
	Boutin	Peter		Keesal, Young & Logan, APC	Ca,
	Frischer	Harry		Proskauer Rose LLP	New York, NY
	Wolowitz	Steven		Law Offices of Debra Lee Bogo-Ernst
	Lerner	Alla		Cadwalader, Wickersham & Taft LLP	New York, NY
	Bailey	Burck		Fellers Snider Blankenship Bailey & Tippens,...	Oklahoma City, OK
	Greaney	Isaac		Cadwalader, Wickersham & Taft LLP	New York, NY
	Dahan	Israel		Cadwalader, Wickersham & Taft LLP	New York, NY
	Mathews	Lambrina		Cadwalader, Wickersham & Taft LLP	New York, NY
	Acker	Rodney		Norton Rose Fulbright US LLP	DALLAS, TX
	Even	Nicholas		Haynes & Boone, LLP	Dallas, TX
	Zecca	Kathryn		Robbins Rusell Englert Orseck Untereiner & S...
	Samanta	Tina		Gibson Dunn & Crutcher, LLP	New York, NY
	Kramer	Daniel		Paul, Weiss, Rifkind, Wharton & Garrison, LL...	New York, NY
	Rieman	Walter		Paul, Weiss, Rifkind, Wharton & Garrison, LL...	New York, NY
	Hein	Peter		Wachtell Lipton Rosen & Katz LLP	New York, NY
	Yarusinsky	Steven		Proskauer Rose LLP
	McDuffie	Darrick		King & Spalding LLP	Atlanta, GA
	Schreibstein	Jerome		louderback.org Law Firm Placeholder	San Francisco, CA
	Frackman	Andrew		O'Melveny & Myers LLP	New York, NY
	Kopczynski	Jeffrey		O'Melveny & Myers LLP	New York, NY
	Marrazzo	Allison		O'Melveny & Myers LLP	San Francisco, CA
	McKane	Mark		Kirkland & Ellis LLP	San Francisco, CA
	Soni	Rajat		Davis Polk & Wardwell, LLP	Menlo Park, CA
	Silverman	Moses		Paul, Weiss, Rifkind, Wharton & Garrison, LL...
	Edmund	Polubinski		Davis Polk & Wardwell, LLP	New York, NY
	Patil	Chetan		Williams & Connolly, LLP	Washington, DC
	Mircheff	Alexander		Gibson Dunn & Crutcher, LLP
	Mitchell	Nolan		Debevoise & Plimpton LLP
	Rosenberg	Jonathan		O'Melveny & Myers LLP	New York, NY
	Dunogue	Agnes		Shearman & Sterling LLP	New York, NY
	Zatulovsky	Inna		Morgan, Lewis & Bockius, LLP
	Setton	Ronit		Cadwalader, Wickersham & Taft LLP	New York, NY
	Sutton's	Ronit		Cadwalader, Wickersham & Taft LLP	New York, NY
	Fu	Edward		Davis Polk & Wardwell, LLP	New York, NY
	Weiss	Levitt	&.	Steefel, Levitt & Weiss (one Embarcadero)	San Francisco, CA
	Logan	Young	&.	Kessal, Young & Logan	San Francisco, CA
	Foerster	Morrison	&.	Morrison & Foerster, LLP	New York, NY
	Firestein	Michael	A	Proskauer Rose LLP	Los Angeles, CA
	North	Julie	A	Cravath, Swaine & Moore, LLP	New York, NY
	Randall	Donn	A.	Bulkley Richardson and Gelinas LLP	Ma,
	Kroman	Jennifer	A.	Cleary Gottlieb Steen & Hamilton LLP	New York, NY
	Lowenthal	Mitchell	A.	Cleary Gottlieb Steen & Hamilton LLP	New York, NY
	Velkei	Steven	A.	Dentons (US) LLP
	Ericson	Bruce	A.	Pillsbury Winthrop Shaw Pittman LLP	San Francisco, CA
	McGuirk	Richard	A.	Nixon Peabody LLP	Rochester, NY
	Bittner	Michael	A.	Winston & Strawn, LLP	Dallas, TX
	Weigand	Stephen	A.	Faruki Ireland & Cox P.L.L.	Dayton, OH
	Gaumont	Robert	A.	Womble Carlyle Sandridge & Rice, LLP	Baltimore, MD
	Rosen	Richard	A.	Paul, Weiss, Rifkind, Wharton & Garrison, LL...
	Bajwa	Hissan	Ahsan	Clifford Chance, LLP	New York, NY
	Potischman	Neal	Alan	Davis Polk & Wardwell, LLP	New York, NY
	Moscowitz	Norman	Allen	Moscowitz & Moscowitz, PA	Miami, FL
	Richardson	Brooks	Allen	Fellers Snider Blankenship Bailey & Tippens,...	Oklahoma City, OK
	Castleman	David	Allen	Sullivan & Cromwell LLP	New York, NY
	Bednark	Benjamin	Andrew	O'Melveny & Myers LLP	New York, NY
	Leraris	Rory	Ann	Cravath, Swaine & Moore, LLP	New York, NY
	Moskowitz	Lauren	Ann	Cravath, Swaine & Moore, LLP	New York, NY
	Flath	Lara	Ann	Skadden Arps Slate Meagher & Flom LLP	Chicago, IL
	Figueira	Elizabeth	Anne	Proskauer Rose LLP	New York, NY
	Markel	Gregory	Arthur	Cadwalader, Wickersham & Taft LLP	New York, NY
	Terry	David	Ashcraft	Huff Powell & Bailey, LLC	Atlanta, GA
	Kasner	Jay	B.	Skadden Arps Slate Meagher & Flom LLP	New York, NY
	Lewis	Donald	B.
	Rudman	Jeffrey	B.	Debevoise & Plimpton LLP	Ma,
	Walsh	Thomas	B.	Fish & Richardson, PC	Dallas, TX
	Sessions	Ellen	B.	Fulbright & Jaworski, LLP	Dallas, TX
	Zimmerman	Christopher	B.	Debevoise & Plimpton LLP
	Dirks	Katherine	B.	Debevoise & Plimpton LLP
	Clubok	Andrew	B.	Latham & Watkins LLP	Washington, DC
	&	Epstein	Becker	Epstein Becker & Green, PC	Los Angeles, CA
	Siegel	Adam	Brent	Freshfields Bruckhaus Deringer US LLP	New York, NY
	Jr.	James	C Goodfellow ,	Jackson Lewis LLP	Memphis, TN
	Ralston	Brian	C.	Potter Anderson & Corroon LLP
	Beatty	Heather	C.	Unknown Entity QP	Los Angeles, CA
	Pepperman	Richard	C.	Sullivan & Cromwell LLP	NEW YORK, NY
	CURNIN	PAUL	C.	Simpson Thacher & Bartlett LLP	New York, NY
	Burden	Christian	C.	Quarles & Brady LLP	Tampa, FL
	John	Richard	C. St.	Munger, Tolles & Olson LLP	Los Angeles, CA
	Smith	Richard	Caldwell	Shook Hardy & Bacon LLP	Miami, FL
	Covington	George	Carruthers	King & Spalding LLP	Charlotte, NC
	Mayberry	William	Carter	Troutman Sanders, LLP	CHARLOTTE, NC
	Goldstein	Linda	Ceilia	Dechert LLP	New York, NY
	Earle	Robert	Charles	Fish & Richardson, PC	Dallas, TX
	Marcus	David	Charles	Debevoise & Plimpton LLP	Los Angeles, CA
	Griffin	Sean	Christopher	Sidley Austin LLP	Washington, DC
	Falcone	Marc	Christopher	Paul, Weiss, Rifkind, Wharton & Garrison, LL...
	Szczerban	Stephen	Christopher	Wachtell Lipton Rosen & Katz LLP	New York, NY
	Jorgensen	J.	Christopher	Lewis Roca Rothgerber Christie LLP-Denver	Las Vegas, NV
	Rutten	James	Christopher	Munger, Tolles & Olson LLP	Los Angeles, CA
	Jr.	David	Clarke	Piper Marbury Rudnik & Wolfe LLP	Washington, DC
	Hegt	Jason	Craig	Latham & Watkins LLP	New York, NY

362 Rows Total	Page 1 of 4 | Go To

Filter By Form All Records 13F-NT 3 40-6C 40-APP 40-APP/A FOCUSN NO ACT X-17A-5 From To

	Date	Entity	Form Number	Description
	11/12/2010		13F-NT
	8/13/2010		13F-NT
	5/17/2010		13F-NT
	2/26/2010		X-17A-5
	2/26/2010		FOCUSN
	2/11/2010		13F-NT
	11/13/2009		13F-NT
	8/6/2009		13F-NT
	6/11/2009		NO ACT
	6/10/2009		40-APP/A
	6/10/2009		NO ACT
	6/3/2009		40-APP
	5/12/2009		13F-NT
	3/9/2009	Bank of America, NA	3	Initial statement of beneficial ownership of securities
	2/27/2009		X-17A-5
	2/27/2009		FOCUSN
	2/10/2009		3	Initial statement of beneficial ownership of securities
	2/10/2009		3	Initial statement of beneficial ownership of securities
	2/10/2009		3	Initial statement of beneficial ownership of securities
	2/10/2009		3	Initial statement of beneficial ownership of securities
	2/9/2009		13F-NT
	11/26/2008		40-APP/A
	11/14/2008		13F-NT
	8/12/2008		13F-NT
	5/12/2008		13F-NT
	5/8/2008		40-APP/A
	2/28/2008		X-17A-5
	2/28/2008		FOCUSN
	2/13/2008		13F-NT
	11/13/2007		13F-NT
	8/13/2007		13F-NT
	5/14/2007		13F-NT
	2/28/2007		X-17A-5
	2/28/2007		FOCUSN
	2/9/2007		13F-NT
	11/6/2006		13F-NT
	8/8/2006		13F-NT
	4/27/2006		13F-NT
	2/28/2006		X-17A-5
	2/2/2006		13F-NT
	10/31/2005		13F-NT
	8/10/2005		13F-NT
	5/2/2005		13F-NT
	3/1/2005		X-17A-5
	3/1/2005		FOCUSN
	1/31/2005		13F-NT
	11/9/2004		13F-NT
	8/11/2004		13F-NT
	5/13/2004		13F-NT
	3/25/2004		NO ACT

77 Rows Total	Page 1 of 2 | Go To

Banc Of America Securities LLC has not been involved in any patent assignment transactions in the PlainSite database.

	Date Recorded	Party	Role	Document Type	Document No.	Image
	5/20/2010	Bank Of America Corporation	Assignee	Application	75735568
	5/20/2010	Bank Of America Corporation	Assignee	Trademark	2900056
	4/2/2004	Direct Access Financial Corporation	Assignor	Trademark	2900056
	4/2/2004	Direct Access Financial Corporation	Assignor	Application	75735568
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Application	75160364
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Application	75289381
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Trademark	0
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Trademark	2140597
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Application	75405568
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Application	75235956
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Trademark	2420173
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Trademark	2174155
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Application	75428019
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Application	75012790
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Trademark	1815123
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Trademark	2258456
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Application	74335909
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Application	75259734
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Trademark	2113822
	12/17/1999	Nations Banc Montgomery Securities LLC	Assignor	Trademark	2273322
	12/17/1999	Bank Of America Corporation	Assignee	Application	75428019
	12/17/1999	Bank Of America Corporation	Assignee	Application	75012790
	12/17/1999	Bank Of America Corporation	Assignee	Trademark	1815123
	12/17/1999	Bank Of America Corporation	Assignee	Trademark	2258456
	12/17/1999	Bank Of America Corporation	Assignee	Application	74335909
	12/17/1999	Bank Of America Corporation	Assignee	Application	75259734
	12/17/1999	Bank Of America Corporation	Assignee	Trademark	2113822
	12/17/1999	Bank Of America Corporation	Assignee	Trademark	2273322
	12/17/1999	Bank Of America Corporation	Assignee	Application	75160364
	12/17/1999	Bank Of America Corporation	Assignee	Application	75289381
	12/17/1999	Bank Of America Corporation	Assignee	Trademark	0
	12/17/1999	Bank Of America Corporation	Assignee	Trademark	2140597
	12/17/1999	Bank Of America Corporation	Assignee	Application	75405568
	12/17/1999	Bank Of America Corporation	Assignee	Application	75235956
	12/17/1999	Bank Of America Corporation	Assignee	Trademark	2420173
	12/17/1999	Bank Of America Corporation	Assignee	Trademark	2174155

36 Rows Total

Corporate Family (1)

Track Corporate Family

• Bank of America, NA, None

Subsidiaries

• Bank of America, NA

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Incoming Payments

This organization has not disclosed any incoming payments from lobbying groups.

Outgoing Payments

This organization has not disclosed any outgoing payments to lobbying groups.