Floating Rate Income Strategies Fund Inc FRA

Floating Rate Income Strategies Fund Inc
Update This Record Cases by Outcome Cases by Type	SEC CIK 1259708

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Document Type	Academic Paper Corporate Document - Internal Corporate Document - Public Court Document Equity Research Government Document - Federal Government Document - State Government Document - Local FBI File Public Records Request Response - FOIA Public Records Request Response - State Non-Profit Report Police Report White Paper
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Floating Rate Income Strategies Fund Inc has not been involved in any litigation in the PlainSite database.

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Filter By Form All Records 3 3/A 4 40-17G 40-17G/A 425 486BPOS 497 8-A12B 8-K CERTNYS CORRESP DEF 14A DEFA14A DEFR14A EFFECT N-14 8C N-14 8C/A N-2 N-2/A N-2MEF N-8A N-CEN N-CEN/A N-CSR N-CSRS N-PX N-PX/A N-Q NPORT-EX NSAR-A NSAR-B NSAR-B/A POS 8C POS EX PRE 14A SC 13G SC 13G/A UPLOAD From To

	Date	Entity	Form Number	Description
	3/5/2026		N-CSR
	2/24/2026		NPORT-P
	2/3/2026	Garfin Mitchell	4	Statement of changes in beneficial ownership of securities
	2/3/2026	Wilson, Carly	4	Statement of changes in beneficial ownership of securities
	2/3/2026	Delbos David	4	Statement of changes in beneficial ownership of securities
	1/23/2026		40-17G
	12/5/2025		POS EX
	12/5/2025		424B2	Prospectus
	11/26/2025		EFFECT
	11/26/2025		NPORT-P
	10/31/2025		N-2/A
	10/31/2025		N-2/A
	9/4/2025		N-CSRS
	8/28/2025		N-PX
	8/26/2025		NPORT-P
	7/30/2025		N-2
	7/30/2025		N-2
	7/23/2025		SCHEDULE 13G
	5/28/2025		NPORT-P
	5/23/2025		40-17G/A
	5/22/2025		DEF 14A
	5/16/2025	Minar Stephen Thomas	3	Initial statement of beneficial ownership of securities
	3/17/2025		N-CEN
	3/7/2025		N-CSR
	2/25/2025		NPORT-P
	2/18/2025		40-17G
	2/4/2025	Garfin Mitchell	4	Statement of changes in beneficial ownership of securities
	2/4/2025	Wilson, Carly	4	Statement of changes in beneficial ownership of securities
	2/4/2025	Delbos David	4	Statement of changes in beneficial ownership of securities
	1/21/2025		8-K	Current report pursuant to Section 13 or 15(d)
	11/26/2024		NPORT-P
	10/30/2024	Harris Stayce D.	4	Statement of changes in beneficial ownership of securities
	9/5/2024		N-CSRS
	8/27/2024		N-PX
	8/26/2024		NPORT-P
	6/21/2024		DEFA14A
	6/5/2024		DEF 14A
	5/28/2024		NPORT-P
	5/20/2024		DEFA14A
	3/14/2024		N-CEN
	3/6/2024		N-CSR
	2/26/2024		NPORT-P
	1/26/2024		40-17G
	11/28/2023		NPORT-P
	9/14/2023	Steinmetz Arthur Philip	3	Initial statement of beneficial ownership of securities
	9/1/2023		N-CSRS
	8/25/2023		NPORT-P
	8/25/2023		N-PX
	8/4/2023		CORRESP
	5/26/2023		NPORT-P

467 Rows Total	Page 1 of 10 | Go To

Floating Rate Income Strategies Fund Inc has not been involved in any patent assignment transactions in the PlainSite database.

Floating Rate Income Strategies Fund Inc has not been involved in any trademark assignment transactions in the PlainSite database.

Corporate Family (65)

Track Corporate Family

• Ackerley Anne, None
• Ahn Janey, None
• Andrews Neal, None
• Apistolas Abigail, None
• Audet Paul, None
• Beckwith George Nicholas III, None
• BlackRock Internationl, Ltd., None
• Booth, Kevin, None
• Burke Donald C, None
• Castellano Michael J, None
• Cavanagh, Richard, None
• Crothers Robert, None
• Davis, Dick, None
• Davis, Richard, None
• Delbos David, None
• Diorio, Jonathan, None
• Dixon Kent, None
• Egan Cynthia, None
• Fabozzi Frank, None
• Fairbairn Robert W, None
• Feldstein Kathleen F, None
• Fife Jay M., None
• Flores Lorenzo, None
• Flynn, James T., None
• Forbes Ronald W, None
• Fosina John J, None
• Fund Asset Management Inc, None
• Gabbay Henry, None
• Garfin Mitchell, None
• Gillespie Phillip, None
• Harris Jerrold B, None
• Harris Stayce D., None
• Hart Leland, None
• Hiller Jeffrey, None
• Hubbard Robert Glenn, None
• Keenan, James, None
• Kester Carl W, None
• Kindelan Brian P, None
• Kyne Brendan, None
• Lynch Catherine A., None
• Marshall Adrian C, None
• Matteo Joseph, None
• Minar Stephen Thomas, None
• Murdock, Brian, None
• Novick Barbara, None
• Oster Allan J, None
• Park, Charles, None
• Pellegrino Alice A, None
• Perlowski John, None
• Porcelli, Frank, None
• Powers John F, None
• Robards Karen P, None
• Ryan, Kevin A., None
• Salomon Robert S Jr, None
• Shapiro, Ira P., None
• Steinmetz Arthur Philip, None
• Stewart Brian D, None
• Suddarth Roscoe, None
• Surloff Howard, None
• Tarnow Joshua, None
• Walker Trent, None
• West Richard R, None
• Williams, Mark J., None
• Wilson, Carly, None
• Winters Charles, None

Subsidiaries

• Murdock, Brian
• Ryan, Kevin A.
• Cavanagh, Richard
• Booth, Kevin
• West Richard R
• Forbes Ronald W
• Winters Charles
• Matteo Joseph
• Gillespie Phillip
• Oster Allan J
• Beckwith George Nicholas III
• Kester Carl W
• Harris Jerrold B
• Fabozzi Frank
• Keenan, James
• Gabbay Henry
• Hart Leland
• Marshall Adrian C
• Perlowski John
• Tarnow Joshua
• Delbos David
• Garfin Mitchell
• Wilson, Carly
• Apistolas Abigail
• Fund Asset Management Inc
• Burke Donald C
• Suddarth Roscoe
• Hiller Jeffrey
• Pellegrino Alice A
• Fosina John J
• Porcelli, Frank
• Stewart Brian D
• Surloff Howard
• Robards Karen P
• Salomon Robert S Jr
• Kindelan Brian P
• Flynn, James T.
• Dixon Kent
• Fife Jay M.
• Feldstein Kathleen F
• Andrews Neal
• Hubbard Robert Glenn
• Davis, Richard
• Ackerley Anne
• Williams, Mark J.
• Davis, Dick
• Kyne Brendan
• Shapiro, Ira P.
• Castellano Michael J
• Audet Paul
• Powers John F
• Ahn Janey
• Crothers Robert
• Park, Charles
• Novick Barbara
• Diorio, Jonathan
• Lynch Catherine A.
• Egan Cynthia
• Fairbairn Robert W
• BlackRock Internationl, Ltd.
• Walker Trent
• Harris Stayce D.
• Flores Lorenzo
• Steinmetz Arthur Philip
• Minar Stephen Thomas

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