Mizuho Securities Usa Inc. Litigation, Intellectual Property, Attorneys, SEC Filings, and Other Public Records

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Date Filed	Venue	Case Number	Title	Party Type

10/31/2017	Connecticut District Court	3:17-cv-01825	v. Frontier Communications Corp. et al	Defendant

9/26/2017	Connecticut District Court	3:17-cv-01617	Bray v. Frontier Communications Corporation	Consol Defendant

8/25/2017	New York Southern District Court	1:17-cv-06497	Breakwater Trading LLC et al v. Bank Of America Corporation ...	Defendant

4/4/2017	Connecticut District Court	3:17-cv-00558	Ontario Teachers' Pension Plan Board, et al v. Teva Pharmace...	Defendant

12/5/2016	Texas Southern District Court	4:16-cv-03569	St. Lucie County Fire District Firefighters' Pension Trust F...	Defendant

7/7/2016	New York Southern District Court	1:16-cv-05437	Torus Capital, LLC v. Bank of Nova Scotia, New York Agency e...	Defendant

5/9/2016	New York Southern District Court	1:16-cv-03449	Breakwater Trading LLC et al v. Bank Of America Corporation ...	Defendant

2/25/2016	California Northern District Court	3:16-cv-00933	Electrical Workers Local #357 Pension And Health & Welfare T...	Defendant

2/16/2016	New York Southern District Court	1:16-cv-01177	American Federation of Teachers v. Bank of Nova Scotia, New ...	Defendant

1/8/2016	New York Southern District Court	1:16-cv-00180	UNIQA Capital Markets GmbH v. Bank of Nova Scotia, New York ...	Defendant

1/5/2016	New York Southern District Court	1:16-cv-00030	CNB Bancorp, Inc. v. Bank of Nova Scotia, New York Agency et...	Defendant

1/4/2016	New York Southern District Court	1:16-cv-00005	0EBC6F8 v. Bank of Nova Scotia, New York Agency et al	Defendant

12/22/2015	New York Southern District Court	1:15-cv-09968	The Police Retirement System of St Louis v. Bank Of Nova Sco...	Defendant

12/16/2015	New York Southern District Court	1:15-md-02673	In re: Treasury Securities Auction Antitrust Litigation	Defendant

12/16/2015	New York Southern District Court	1:15-cv-09803	Twin City Iron Workers Pension Fund et al. v. Bank of Nova S...	Defendant

11/20/2015	New York Southern District Court	1:15-cv-09169		Defendant

11/12/2015	California Northern District Court	3:15-cv-05179	Buelow et al v. Alibaba Group Holding Limited et al	Defendant

11/6/2015	New York Southern District Court	1:15-cv-08766	Mayor and City Council of Baltimore et al v. Bank of Nova Sc...	Defendant

10/28/2015	New York Southern District Court	1:15-cv-08484	University of Puerto Rico Retirement System v. Bank of Nova...	Defendant

10/21/2015	New York Southern District Court	1:15-cv-08287	Air Conditioning and Refrigeration Industry Retirement Trust...	Defendant

10/15/2015	New York Southern District Court	1:15-cv-08149	Oklahoma Police Pension and Retirement System v. Bank of Nov...	Defendant

10/5/2015	New York Southern District Court	1:15-cv-07855	Teel v. Bank of Nova Scotia, New York Agency et al	Defendant

9/30/2015	New York Southern District Court	1:15-cv-07735	Corbett et al v. Bank of America Corp. et al	Defendant

9/30/2015	Illinois Northern District Court	1:15-cv-08634	Smith v. Bank of Nova Scotia, New York Agency	Defendant

9/29/2015	New York Southern District Court	1:15-cv-07688	City of Providence v. Bank of Nova Scotia, New York Agency e...	Defendant

9/28/2015	New York Southern District Court	1:15-cv-07642	The New Jersey Laborers Statewide Funds v. Bank of Nova Scot...	Defendant

9/28/2015	New York Southern District Court	1:15-cv-07631	Central Laborers Pension Fund et al v. Bank of Nova Scotia,...	Defendant

9/24/2015	Illinois Northern District Court	1:15-cv-08417	The Police Retirement System of St Louis v. Bank Of Nova Sco...	Defendant

9/22/2015	New York Southern District Court	1:15-cv-07481	Endeavor Trading, LLC v. Bank of Nova Scotia, New York Agenc...	Defendant

9/18/2015	New York Southern District Court	1:15-cv-07420	Alaska Electrical Pension Fund v. Bank of Nova Scotia New Yo...	Defendant

9/17/2015	New York Southern District Court	1:15-cv-07390	Bank of Jerusalem, Ltd. v. Bank of Nova Scotia, New York Age...	Defendant

9/17/2015	New York Southern District Court	1:15-cv-07385	Laborers Local 100 and 397 Health and Welfare Fund et al v. ...	Defendant

9/16/2015	New York Southern District Court	1:15-cv-07325	Varner v. Bank of Nova Scotia, New York Agency et al	Defendant

9/16/2015	New York Southern District Court	1:15-cv-07329	Franklin et al v. Bank of Nova Scotia et al	Defendant

9/10/2015	New York Southern District Court	1:15-cv-07111	City of Atlanta Firefighters' Pension Fund v. Bank of Nova S...	Defendant

9/4/2015	New York Southern District Court	1:15-cv-07006	Employees Retirement System of Rhode Island et al v. Bank of...	Defendant

9/1/2015	New York Southern District Court		Fouts v. Bank of Nova Scotia, New York Agency et al	Defendant

8/28/2015	New York Southern District Court	1:15-cv-06853	United Food and Commercial Workers Local 1776 & Participatin...	Defendant

8/26/2015	New York Southern District Court	1:15-cv-06782	Cleveland Bakers and Teamsters Pension Fund et al v. Bank of...	Defendant

8/20/2015	Texas Southern District Court	4:15-cv-02404	City of Birmingham Firemen's and Policemen's Supplemental Pe...	Defendant

8/17/2015	New York Southern District Court	1:15-cv-06474	Oklahoma Firefighters Pension and Retirement System v. Bank ...	Defendant

8/5/2015	New York Southern District Court	1:15-cv-06139	St. John v. Bank of Nova Scotia, New York Agency et al	Defendant

8/4/2015	New York Southern District Court	1:15-cv-06129	Rutgers Enhanced Insurance Company v. Bank of Nova Scotia	Defendant

8/3/2015	New York Southern District Court	1:15-cv-06072		Defendant

7/30/2015	New York Southern District Court	1:15-cv-06003	IBEW Local 640 Arizona Chapter NECA Pensin Trust Fund v. BMO...	Defendant

7/29/2015	New York Southern District Court	1:15-cv-05939	Inter-Local Pension Fund Graphic Communications Conference o...	Defendant

7/29/2015	New York Southern District Court	1:15-cv-05957	United International Insurance Company v. Bank of Nova Scoti...	Defendant

7/28/2015	New York Southern District Court	1:15-cv-05931	United Food and Commercial Workers Union and Participating f...	Defendant

7/24/2015	New York Southern District Court	1:15-cv-05830	Arkansas Teacher Retirement System v. Bank of Nova Scotia et...	Defendant

7/24/2015	New York Southern District Court		Federighi v. Bank of Nova Scotia, New York Agency et al	Defendant

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