National Securities Corporation

National Securities Corporation 630 Fifth Avenue, 20th Floor New York, Ny 10111
Update This Record Cases by Outcome Cases by Type	SEC CIK 70517

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Document Type	Academic Paper Corporate Document - Internal Corporate Document - Public Court Document Equity Research Government Document - Federal Government Document - State Government Document - Local FBI File Public Records Request Response - FOIA Public Records Request Response - State Non-Profit Report Police Report White Paper
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	Date Filed	Venue	Case Number	Title	Party Type
	6/21/2018	California Northern District Court	5:18-cv-03712	Guerrini v. Restoration Robotics, Inc.	Defendant
	9/23/2016	Alaska Bankruptcy Court		Cook Inlet Energy LLC- Adversary Proceeding	Defendant
	5/12/2016	Tennessee Eastern District Court	3:16-cv-00232	Hull v. Miller et al (TV2)	Defendant
	2/12/2016	Washington Western District Court	2:16-cv-00216	McGlothin v. CTI BioPharma Corp	Defendant
	12/9/2015	Tennessee Eastern District Court	3:15-cv-00546	Goldberg v. Miller et al (TV2)	Defendant
	12/9/2015	Tennessee Eastern District Court	3:15-cv-00545	Gaynor v. Miller (TV2)	Defendant
	7/17/2015	Florida Southern Bankruptcy Court	15-01466	John Mark Marino - Adversary Proceeding	Defendant
	6/5/2015	Superior Court of California, County of Los Angeles	YC070635	Lamont v. National Securities Corporation	Defendant
	6/5/2015	Superior Court of California, County of Los Angeles	YC070635	Lamont v. National Securities Corporation	Defendant
	10/27/2014	Texas Eastern District Court	2:14-cv-00997	Johnson v. CBD Energy Limited et al	Defendant
	10/27/2014	Texas Southern District Court	4:15-cv-01668	Johnson v. CBD Energy Limited et al	Defendant
	3/20/2014	Texas Southern District Court	4:14-cv-00708	Miller et al v. Global Geophysical Services, Inc. et al	Defendant
	5/21/2013	New York Southern District Court	1:13-cv-03429	Bartley v. Ventrus Biosciences, Inc. et al	Defendant
	5/10/2013	New York Southern District Court	1:13-cv-03119	Davison et al v. Ventrus Biosciences, Inc. et al	Defendant
	5/26/2011	Delaware District Court	1:11-cv-00475	Zazzali v. Advisory Group Equity Services Ltd. et al	Defendant
	6/21/2010	Texas Northern Bankruptcy Court	10-03167	Provident Royalties, LLC- Adversary Proceeding	Defendant
	4/15/2010	California Central District Court		IN RE Medical Capital Securities Litigation	Third Party Defendant
	3/1/2010	Florida Southern District Court	9:10-cv-80330	Anish v. National Securities Corporation et al	Defendant
	2/8/2007	Superior Court of California, County of Los Angeles	BC366016	National Securities Corporation v. Steven Wood	Plaintiff/Petitioner
	7/29/2002	Texas Southern District Court	4:02-cv-02867	JAG Media Holdings, et al v. A G Edwards & Sons, et al	Defendant
	7/29/2002	Nevada District Court	2:02-cv-01010		Defendant
	6/29/2001	Oregon District Court	3:01-cv-01006-JE	National Securities Corporation v. Kelley	Plaintiff
	5/28/2001	USPTO Trademark Trial and Appeal Board	91123494-OPP	National Securities Corporation v. Societe' De Bourses Franc...	Plaintiff
	1/5/2001	Superior Court of California, County of Contra Costa	CIVMSC01-00028	Pereira v. National Securities Corp	Defendant
	10/23/2000	Superior Court of California, County of Los Angeles	BC238965	Arnold Simon v. Wash Depot Holdings Inc	Defendant/Respondent
	6/6/2000	Superior Court of California, County of Los Angeles	SC061834	National Securities Corp. v. Mark Saginor et al	Plaintiff
	3/1/1999	Superior Court of California, County of Los Angeles	BC206197	Packet Central Inc v. National Securities Corporation	Defendant/Respondent
	6/16/1997	California Central District Court	2:97-cv-04392	Maxal Trust, et al v. Natl Securities Corp, et al	Defendant
	6/16/1997	California Central District Court	2:97-cv-04392	Maxal Trust, et al v. Natl Securities Corp, et al	Counter-Claimant
	None	USPTO Trademark Trial and Appeal Board	75647852-EXT	National Securities Corporation	Potential Opposer

30 Rows Total

Inside Counsel (2)

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Outside Counsel (31)

	Last Name	First Name	Middle Name	Firm	Location
	5125	Suite		Law Offices of Freeborn & Peters
	Albanese	Joseph	Christopher	Gusrae, Kaplan, Bruno & Nusbaum, PLLC	New York, NY
	Anielski	Tracy	L.	Gary S Mobley Law Offices
	Berne	Gary	M.	Stoll Stoll Berne Lokting & Shlachter, PC	Portland, OR
	Berrelez	Manuel	G.	Vinson & Elkins LLP	Dallas, TX
	Bessette	Paul	R.	King & Spalding LLP	Austin , TX
	Bocchino	Amaryah	K.	Cooley Manion Jones Hake Kurowski LLP	Wilmington, DE
	Chalfie	Edward	J.	Chalfie & Associates	Chicago, IL
	Cincilla	Jason	A.	Cooley Manion Jones Hake Kurowski LLP	Wilmington, DE
	Clinton	Shayne	R.	Bass Berry & Sims, PLC	Nashville, TN
	Cole	Adam	D.	Camhy Karlinsky & Stein	New York, NY
	Dabney.	O'riordan	C.
	Davison	Zachary	E.	Dorsey & Whitney, LLP	Seattle, WA
	Di	Leza	M.	Law Offices of Martin J Murray	New York, NY
	Ellison	Benjamin	L.	Dorsey & Whitney, LLP	Minneapolis, MN
	Faben	Peter	John	Cooley Manion Jones Hake Kurowski LLP	Wilmington, DE
	Farina	Steven	M..	Williams & Connolly, LLP
	Hinton	Patrick	L.
	Keeley	Margaret	A.	Williams & Connolly, LLP	Washington, DC
	Larsen-Bright	Shawn	J.	Dorsey & Whitney, LLP	Seattle, WA
	MacDonald	Amanda	M.	Williams & Connolly, LLP	Washington, DC
	Mobley	Gary	S.	GARY S. MOBLEY	Huntington Beach, CA
	Nichols	James	K.	Dorsey & Whitney, LLP	Minneapolis, MN
	Phillips	W.	Brantley	Bass Berry & Sims, PLC	Nashville, TN
	Ruda	Erik	D.	Dorsey & Whitney, LLP	Mpls, MN
	Sandza	Elizabeth	B.	Dewey & LeBoeuf LLP	WASHINGTON, DC
	Sandza	Elizabeth	B.	Wilson Elser Moskowitz Edelman & Dicker LLP	Washington, DC
	Spector	Howard	Marc	Cornell University	Dallas, TX
	Swigert	Thomas	Paul	Dorsey & Whitney, LLP	Mpls, MN
	Theodossakos	Antoinette		Haile, Shaw & Pfaffenberger, PA	North Palm Beach, FL
	Yarbro	Jeffrey	P.	Bass Berry & Sims, PLC	Nashville, TN

31 Rows Total

Filter By Form All Records FOCUSN FOCUSN/A X-17A-5 X-17A-5/A From To

	Date	Entity	Form Number	Description
	3/17/2022		X-17A-5
	12/27/2021		X-17A-5
	12/21/2020		X-17A-5
	12/20/2019		X-17A-5
	12/3/2018		X-17A-5
	11/29/2017		X-17A-5
	12/2/2016		X-17A-5/A
	12/2/2016		FOCUSN/A
	11/30/2016		X-17A-5
	11/30/2016		FOCUSN
	11/27/2015		X-17A-5
	11/27/2015		FOCUSN
	12/1/2014		X-17A-5
	12/1/2014		FOCUSN
	11/29/2013		X-17A-5
	7/12/2013		X-17A-5
	11/29/2012		FOCUSN
	11/29/2011		X-17A-5
	11/29/2010		X-17A-5
	12/28/2009		X-17A-5/A
	11/27/2009		X-17A-5
	11/28/2008		X-17A-5
	11/23/2007		X-17A-5
	11/24/2006		X-17A-5
	2/16/2006		X-17A-5/A
	11/28/2005		X-17A-5
	11/29/2004		X-17A-5
	12/29/2003		X-17A-5
	12/27/2002		X-17A-5

29 Rows Total

National Securities Corporation has not been involved in any patent assignment transactions in the PlainSite database.

National Securities Corporation has not been involved in any trademark assignment transactions in the PlainSite database.

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Incoming Payments

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Outgoing Payments

This organization has not disclosed any outgoing payments to lobbying groups.