Oppenheimer & Co., Inc. Litigation, Intellectual Property, Attorneys, SEC Filings, and Other Public Records

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Date Filed	Venue	Case Number	Title	Party Type

5/1/2024	Superior Court of California, County of Los Angeles	24STCV10992	Ted Donaldson v. B, Riley Financial, Inc., et al.	Defendant

5/14/2021	Superior Court of California, County of Santa Clara	21CV382341	CREDITORS ADJUSTMENT BUREAU, INC. v. OPPENHEIMER & CO. INC e...	Defendant

8/27/2020	Superior Court of California, County of Los Angeles	20GDCV00700	Marvin D Nelson v. Dennis Ayre, et al.	Defendant

5/7/2019	Superior Court of California, County of Santa Clara	19CV347262	Evans, et al. v. Bloom Energy Corporation, et al. (Consolida...	Defendant

4/22/2019	Superior Court of California, County of Santa Clara	19CV346299	Rodriguez v. Bloom Energy Corporation, et al.	Defendant

3/20/2019	Superior Court of California, County of Santa Clara	19CV344894	Lincolnshire Police Pension Fund v. Bloom Energy Corporation...	Defendant

4/10/2018	New York Southern District Court	1:18-cv-03137	Oppenheimer & Co. Inc. v. Euro Pacific Capital, Inc.	Petitioner

1/9/2018	New York Southern District Court	1:18-cv-00173	Oppenheimer & Co. Inc. v. Doculynx, Inc.	Defendant

11/1/2017	California Northern District Court	3:17-cv-06389	Catalano v. Oppenheimer & Co., Inc.	Defendant

11/1/2017	California Northern District Court	3:17-cv-06389	Catalano v. Oppenheimer & Co., Inc.	Cross-defendant

10/20/2017	California Northern District Court	3:17-cv-06031	Hogan et al v. Shapiro et al	Defendant

9/28/2017	California Central District Court	2:17-cv-07176	Iuso v. Snap, Inc. et al	Defendant

9/27/2017	Texas Southern District Court	4:17-cv-02888	Motley v. Oppenheimer & Co. Inc.	Defendant

8/25/2017	New York Eastern District Court	1:17-cv-05021	In re Blue Apron Holdings, Inc. Securities Litigation	Defendant

8/17/2017	New York Eastern District Court	1:17-cv-04846	Nurlybayev v. Blue Apron Holdings, Inc.	Consolidated Defendant

8/17/2017	California Northern District Court	3:17-cv-04806	Iuso v. Snap, Inc. et al	Defendant

8/14/2017	California Northern District Court	3:17-cv-04669	Oppenheimer & Co., Inc. v. DC6ACFF et al	Plaintiff

8/7/2017	New York Southern District Court	1:17-cv-05940	Oppenheimer & Co., Inc. v. Doculynx, Inc.	Plaintiff

7/10/2017	California Central District Court	2:17-cv-05054	Shinu Gupta v. Snap Inc et al	Defendant

6/29/2017	California Central District Court	2:17-cv-04807	Oppenheimer & Co., Inc. et al v. MAGIDOFF, SADAT & GILMORE e...	Petitioner

6/15/2017	Tennessee Western District Court	2:17-cv-02413	United States of America v. Oppenheimer & Co., Inc. et al	Garnishee

6/13/2017	California Central District Court	2:17-cv-04403	Simpson v. Snap Inc. et al	Defendant

6/12/2017	California Northern District Court	3:17-cv-03398	Olberding v. Avinger, Inc.	Defendant

6/12/2017	California Northern District Court	3:17-cv-03401	Gonzalez v. Avinger, Inc.	Defendant

6/12/2017	California Northern District Court	4:17-cv-03398	08B4AC2 v. Avinger, Inc. et al	Defendant

6/12/2017	California Northern District Court	4:17-cv-03401	64EAA4E v. Avinger, Inc. et al	Defendant

5/23/2017	Superior Court of California, County of Los Angeles	BC662444	Jennifer Simpson v. Snap Inc et al	Defendant/Respondent

5/16/2017	California Central District Court	2:17-cv-03679	In Re Snap Inc. Securities Litigation	Consol Defendant

3/8/2017	New York Southern District Court	1:17-cv-01727	Ngo v. Oppenheimer & Co. Inc.	Defendant

1/26/2017	Georgia Northern District Court	1:17-cv-00302	Perkins v. Lehman Brothers, Inc. et al	Appellee

1/12/2017	Iowa Southern District Court	3:17-cv-00002	Christians v. KemPharm, Inc.	Defendant

8/9/2016	New York Southern District Court	1:16-cv-06308	Oppenheimer & Co. Inc. v. RFaxis, Inc.	Plaintiff

6/9/2016	Massachusetts District Court	1:16-cv-11082	Gerneth v. Chiasma, Inc.	Defendant

3/9/2016	Texas Northern District Court	3:16-cv-00668	35A22BE v. Match Group Inc et al	Defendant

2/26/2016	Texas Northern District Court	3:16-cv-00549	McCloskey et al v. Match Group Inc et al	Defendant

11/13/2015	New York Southern District Court	1:15-cv-08954	Vaccaro v. New Source Energy Partners L.P. et al	Defendant

8/20/2015	Texas Southern District Court	4:15-cv-02404	City of Birmingham Firemen's and Policemen's Supplemental Pe...	Defendant

7/21/2015	Virginia Eastern District Court	3:15-cv-00432	Oppenheimer & Co., Inc. v. Goodermuth et al	Plaintiff

6/19/2015	Connecticut District Court	3:15-cv-00950	Euro Pacific Capital Inc. v. Savoy et al	Defendant

6/15/2015	California Central District Court	2:15-cv-04524	Doug Keally v. Xunlei Limited et al	Defendant

6/8/2015	California Central District Court	2:15-cv-04288	Christopher Shreves v. Xunlei Limited et al	Defendant

4/6/2015	Superior Court of California, County of Santa Clara	2015-1-CV-279006	Kaveney V. A10 Networks, Inc., Et Al.	Defendant

3/25/2015	Superior Court of California, County of Santa Clara	2015-1-CV-278575	Arkansas Teacher Retirement System V. A10 Networks, Inc., Et...	Defendant

2/27/2015	California Central District Court	2:15-cv-01463	Joseph Fragala v. 500.com Limited et al	Defendant

2/27/2015	California Central District Court	2:15-cv-01463	Joseph Fragala v. 500.com Limited et al	Defendant

1/29/2015	Superior Court of California, County of Santa Clara	2015-1-CV-276207	In Re A10 Networks, Inc. Shareholder Litigation (Consolidate...	Defendant

12/11/2014	New York Southern District Court	1:14-cv-09826	In re Jumei International Holding Limited Securities Litigat...	Defendant

10/16/2014	Superior Court of California, County of Los Angeles	BC560944	Ralph Berliner v. Pacific Coast Oil Trust et al	Defendant/Respondent

10/7/2014	Ohio Southern District Court	2:14-cv-01838	IBEW Local No. 58 Annuity Fund et al v. Everyware Global, In...	Defendant

9/30/2014	New York Southern District Court	1:14-cv-07923	Public Employees Retirement System of Mississippi v. Millenn...	Defendant

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