Oppenheimerfunds, Inc. Litigation, Intellectual Property, Attorneys, SEC Filings, and Other Public Records

Federal Dockets	101
State Dockets	1
Active	1998–2019
Trademark Assignments	88
SEC Filings	4
SEC CIK	841068

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Date Filed	Venue	Case Number	Title	Party Type

3/21/2019	California Northern District Court	3:19-cv-01476	Pocrass v. Searchlight Capital Partners LP	Defendant

6/7/2016	USPTO Trademark Trial and Appeal Board	86835736-EXT	Oppenheimerfunds, Inc. v. Rochester Tiger Capital Management...	Potential Opposer

7/2/2015	Texas Eastern District Court	2:15-cv-01169	Symbology Innovations V Adams Extract	Consol Defendant

7/2/2015	Texas Eastern District Court	2:15-cv-01169	Symbology Innovations V Adams Extract	Consol Counter Claimant

6/30/2015	Texas Eastern District Court	2:15-cv-01179	Symbology Innovations, LLC v. OppenheimerFunds, Inc.	Defendant

7/3/2014	New Mexico District Court	1:14-cv-00618	Lu et al v. OppenheimerFunds, Inc. et al	Defendant

7/3/2014	New Mexico District Court	1:14-cv-00618	Lu et al v. OppenheimerFunds, Inc. et al	Defendant

8/6/2013	USPTO Trademark Trial and Appeal Board	85854240-EXT	Oppenheimerfunds, Inc. v. Vertose Company Ltd.	Potential Opposer

6/13/2012	Colorado District Court	1:12-cv-01528	Robinson v. OppenheimerFunds, Inc.	Defendant

1/31/2012	New York Southern District Court	1:12-cv-00759	OppenheimerFunds, Inc. et al v. TD Bank, N.A. et al	Plaintiff

1/24/2012	New York Southern District Court	1:12-cv-00550	Deutsche Bank Trust Company Americas et al v. Oppenheimer Ma...	Defendant

12/20/2011	New York Southern District Court	1:11-md-02296-DLC	In Re: Tribune Company Fraudulent Conveyance Litigation	Defendant

12/20/2011	New York Southern District Court	1:11-md-02296-DLC	In Re: Tribune Company Fraudulent Conveyance Litigation	Defendant

11/22/2011	Colorado District Court	1:11-cv-03047	Friedman v. OppenheimerFunds, Inc.	Defendant

11/22/2011	Nevada District Court	2:11-cv-01889	Cooper et al v. Oppenheimer Funds, Inc. et al	Defendant

11/18/2011	Colorado District Court	1:11-cv-03011-JLK	Thomas v. OppenheimerFunds, Inc.	Defendant

10/7/2011	Colorado District Court	1:11-cv-02631	Duenas v. OppenheimerFunds, Inc.	Defendant

10/6/2011	Colorado District Court	1:11-cv-02615	Urey v. OppenheimerFunds, Inc.	Defendant

10/4/2011	Colorado District Court	1:11-cv-02602	Harrington v. OppenheimerFunds, Inc.	Defendant

8/25/2011	Colorado District Court	1:11-cv-02236-JLK	Anderson v. OppenheimerFunds, Inc.	Defendant

8/23/2011	Colorado District Court	1:11-cv-02210	Deutsche Bank Trust Company Americas v. Oppenheimer Main Str...	Defendant

8/19/2011	Colorado District Court	1:11-cv-02167	Berzansky v. OppenheimerFunds, Inc.	Defendant

8/4/2011	Colorado District Court	1:11-cv-02023-JLK	Bruder v. OppenheimerFunds, Inc.	Defendant

7/22/2011	Colorado District Court	1:11-cv-01914	Bernard v. OppenheimerFunds, Inc.	Defendant

5/23/2011	USPTO Trademark Trial and Appeal Board	91199934-OPP	Oppenheimerfunds, Inc. v. Vincent Minervini	Plaintiff

5/6/2011	Texas Eastern District Court	2:11-cv-00249	TQP Development, LLC v. Allianz Life Insurance Company of No...	Counter-Claimant

3/10/2011	Colorado District Court	1:11-cv-00600-JLK	Milano v. OppenheimerFunds, Inc.	Defendant

3/10/2011	Colorado District Court	1:11-cv-00602-JLK	Ballotti v. OppenheimerFunds, Inc.	Defendant

3/10/2011	Colorado District Court	1:11-cv-00601-JLK	Cofoid v. OppenheimerFunds, Inc.	Defendant

3/10/2011	Colorado District Court	1:11-cv-00603-JLK	Sodetz v. OppenheimerFunds, Inc.	Defendant

2/28/2011	Colorado District Court	1:11-cv-00487	Hendricks v. OppenheimerFunds, Inc.	Defendant

12/20/2010	USPTO Trademark Trial and Appeal Board	85070868-EXT	Oppenheimerfunds, Inc. v. Minervini, Vincent	Potential Opposer

11/8/2010	New York Southern District Court	1:10-cv-08413	Dao v. Oppenheimer Funds, Inc.	Defendant

7/27/2010	Illinois Northern District Court	3:10-cv-50183	Sodetz v. OppenheimerFunds, Inc. et al	Defendant

7/8/2010	Illinois Central District Court	3:10-cv-03162	Hendricks v. OppenheimerFunds, Inc.	Defendant

6/25/2010	New York Southern District Court	1:10-cv-04971	Tu v. Oppenheimer Funds, Inc. et al	Defendant

6/23/2010	Illinois Northern District Court	3:10-cv-50157	Cofoid et al v. OppenheimerFunds, Inc. et al	Defendant

6/23/2010	Illinois Northern District Court	3:10-cv-50158	Milano et al v. OppenheimerFunds, Inc. et al	Defendant

6/22/2010	Colorado District Court	1:10-cv-01473	Bohus v. Manioudakis	Defendant

5/4/2010	Illinois Northern District Court	3:10-cv-50116	Ballotti v. OppenheimerFunds, Inc. et al	Defendant

11/20/2009	Colorado District Court	1:09-cv-02738-JLK	Cohn v. OppenheimerFunds, Inc.	Defendant

8/10/2009	Court of Chancery of Delaware	4791-VCL	Massachusetts Mutual Life Insurance Co et al vs Certain Unde...	Plaintiff

7/31/2009	California Southern District Court	3:09-cv-01656	Cohn v. Oppenheimerfunds, Inc.	Defendant

7/9/2009	Colorado District Court	1:09-cv-01621-JLK-KMT	Isaac v. Oppenheimer AMT-Free New York Municipals	Defendant

6/26/2009	Colorado District Court	1:09-cv-01510-JLK-KMT	Amato v. OppenheimerFunds, Inc.	Defendant

6/25/2009	Colorado District Court	1:09-cv-01486-JLK-KMT	Tackmann v. OppenheimerFunds, Inc.	Defendant

6/25/2009	Colorado District Court	1:09-cv-01484	Lowe v. Oppenheimer California Municipal Fund	Defendant

6/25/2009	Colorado District Court	1:09-cv-01480-JLK-KMT	Weiner v. Rochester Fund Municipals	Defendant

6/25/2009	Colorado District Court	1:09-cv-01479-JLK-KMT	Bernstein v. Rochester Fund Municipals	Defendant

6/25/2009	Colorado District Court	1:09-cv-01482-JLK-KMT	Laufer v. Rochester National Municipals Fund	Defendant

102 Rows Total	Page 1 of 3 \| Go To

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Date	Entity	Form Number	Description	Value

2/6/2003		40-6C/A

10/9/2002		40-6C/A

8/13/2002		40-6C/A

5/29/2002		40-6C/A

4 Rows Total

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