Preferred Income Strategies Fund Inc PSY

Preferred Income Strategies Fund Inc
Update This Record Cases by Outcome Cases by Type	SEC CIK 1215664

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Preferred Income Strategies Fund Inc has not been involved in any litigation in the PlainSite database.

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Filter By Form All Records 25-NSE 3 3/A 4 4/A 40-17G 40-17G/A 40-33 40-6C/A 425 497 8-A12B 8-K CERTNYS CORRESP DEF 14A DEFA14A DEFR14A N-2 N-2/A N-23C-2 N-8A N-8F N-8F NTC N-8F ORDR N-8F/A N-CSR N-CSRS N-PX N-PX/A N-Q NSAR-A NSAR-B NT-NCSR PRE 14A SC 13D SC 13D/A SC 13G SC 13G/A From To

	Date	Entity	Form Number	Description
	11/13/2013	Robards Karen P	4	Statement of changes in beneficial ownership of securities
	11/13/2013	Kester Carl W	4	Statement of changes in beneficial ownership of securities
	11/13/2013	Harris Jerrold B	4	Statement of changes in beneficial ownership of securities
	11/13/2013	Cavanagh, Richard	4	Statement of changes in beneficial ownership of securities
	11/13/2013	Gabbay Henry	4	Statement of changes in beneficial ownership of securities
	11/13/2013	Bassas Stephan	4	Statement of changes in beneficial ownership of securities
	8/28/2013		N-PX
	5/1/2013		NSAR-A
	4/30/2013		N-8F ORDR
	4/2/2013		N-8F NTC
	3/25/2013		N-8F/A
	2/21/2013		N-8F/A
	1/29/2013		CORRESP
	1/18/2013		40-17G
	1/17/2013	Flynn, James T.	4	Statement of changes in beneficial ownership of securities
	1/15/2013		N-8F
	1/7/2013		N-CSR
	12/26/2012		NSAR-B
	12/19/2012		25-NSE
	12/11/2012		425	Prospectuses and communications, business combinations
	12/11/2012		425	Prospectuses and communications, business combinations
	12/7/2012		CORRESP
	12/7/2012	Kester Carl W	4	Statement of changes in beneficial ownership of securities
	12/7/2012	Cavanagh, Richard	4	Statement of changes in beneficial ownership of securities
	12/7/2012	Hubbard Robert Glenn	4	Statement of changes in beneficial ownership of securities
	12/7/2012	Castellano Michael J	4	Statement of changes in beneficial ownership of securities
	12/7/2012	Feldstein Kathleen F	4	Statement of changes in beneficial ownership of securities
	12/7/2012	Robards Karen P	4	Statement of changes in beneficial ownership of securities
	12/7/2012	Harris Jerrold B	4	Statement of changes in beneficial ownership of securities
	12/7/2012	Flynn, James T.	4	Statement of changes in beneficial ownership of securities
	12/7/2012	Fabozzi Frank	4	Statement of changes in beneficial ownership of securities
	11/5/2012		425	Prospectuses and communications, business combinations
	11/5/2012		425	Prospectuses and communications, business combinations
	10/17/2012	Robards Karen P	4	Statement of changes in beneficial ownership of securities
	10/17/2012	Kester Carl W	4	Statement of changes in beneficial ownership of securities
	10/17/2012	Hubbard Robert Glenn	4	Statement of changes in beneficial ownership of securities
	10/17/2012	Harris Jerrold B	4	Statement of changes in beneficial ownership of securities
	10/17/2012	Feldstein Kathleen F	4	Statement of changes in beneficial ownership of securities
	10/17/2012	Fabozzi Frank	4	Statement of changes in beneficial ownership of securities
	10/17/2012	Cavanagh, Richard	4	Statement of changes in beneficial ownership of securities
	10/17/2012	Castellano Michael J	4	Statement of changes in beneficial ownership of securities
	10/17/2012	Flynn, James T.	4	Statement of changes in beneficial ownership of securities
	10/9/2012		425	Prospectuses and communications, business combinations
	10/9/2012		425	Prospectuses and communications, business combinations
	9/28/2012		425	Prospectuses and communications, business combinations
	9/28/2012		425	Prospectuses and communications, business combinations
	9/25/2012		N-Q
	8/28/2012		N-PX
	8/15/2012	Cavanagh, Richard	4	Statement of changes in beneficial ownership of securities
	8/15/2012	Feldstein Kathleen F	4	Statement of changes in beneficial ownership of securities

452 Rows Total	Page 1 of 10 | Go To

Preferred Income Strategies Fund Inc has not been involved in any patent assignment transactions in the PlainSite database.

Preferred Income Strategies Fund Inc has not been involved in any trademark assignment transactions in the PlainSite database.

Corporate Family (51)

Track Corporate Family

• Ackerley Anne, None
• Ahn Janey, None
• Amero Scott, None
• Andrews Neal, None
• Audet Paul, None
• Bassas Stephan, None
• Beckwith George Nicholas III, None
• Burger John D, None
• Burke Donald C, None
• Castellano Michael J, None
• Cavanagh, Richard, None
• Chen Daniel I, None
• Crothers Robert, None
• Cucunato Jeffrey, None
• Davis, Dick, None
• Davis, Richard, None
• Dixon Kent, None
• Fabozzi Frank, None
• Feldstein Kathleen F, None
• Fife Jay M., None
• Flynn, James T., None
• Fosina John J, None
• Fund Asset Management Inc, None
• Gabbay Henry, None
• Garfin Mitchell, None
• Gillespie Phillip, None
• Glenn Terry K, None
• Harris Jerrold B, None
• Hiller Jeffrey, None
• Hubbard Robert Glenn, None
• Kester Carl W, None
• Kindelan Brian P, None
• Kyne Brendan, None
• Mckenna Kevin J, None
• Merrill Lynch, Pierce, Fenner & Smith, Inc., None
• Molleur Denis, None
• Murdock, Brian, None
• Musmanno Thomas, None
• NATIONSBANK CORP, None
• Oster Allan J, None
• Pellegrino Alice A, None
• Perlowski John, None
• Porcelli, Frank, None
• Powers John F, None
• Robards Karen P, None
• Salomon Robert S Jr, None
• Shapiro, Ira P., None
• Suddarth Roscoe, None
• Surloff Howard, None
• UBS AG, None
• Winters Charles, None

Subsidiaries

• Flynn, James T.
• Murdock, Brian
• Cavanagh, Richard
• Glenn Terry K
• Kester Carl W
• Mckenna Kevin J
• Winters Charles
• Robards Karen P
• Musmanno Thomas
• Gillespie Phillip
• Oster Allan J
• Beckwith George Nicholas III
• Fabozzi Frank
• Hubbard Robert Glenn
• Feldstein Kathleen F
• Harris Jerrold B
• Dixon Kent
• Amero Scott
• Chen Daniel I
• Gabbay Henry
• NATIONSBANK CORP
• UBS AG
• Castellano Michael J
• Bassas Stephan
• Fund Asset Management Inc
• Hiller Jeffrey
• Pellegrino Alice A
• Fosina John J
• Porcelli, Frank
• Molleur Denis
• Surloff Howard
• Salomon Robert S Jr
• Burke Donald C
• Kindelan Brian P
• Fife Jay M.
• Andrews Neal
• Suddarth Roscoe
• Davis, Richard
• Ackerley Anne
• Burger John D
• Davis, Dick
• Merrill Lynch, Pierce, Fenner & Smith, Inc.
• Kyne Brendan
• Shapiro, Ira P.
• Perlowski John
• Cucunato Jeffrey
• Garfin Mitchell
• Audet Paul
• Powers John F
• Ahn Janey
• Crothers Robert

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Outgoing Payments

This organization has not disclosed any outgoing payments to lobbying groups.