Rbs Securities, Inc. Litigation, Intellectual Property, Attorneys, SEC Filings, and Other Public Records

Rbs Securities, Inc.
600 Washington Boulevard
Stamford, CT 06901

SEC CIK

1542391

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Date Filed	Venue	Case Number	Title	Party Type

6/14/2018	New York Southern District Court	1:18-cv-05361	trueEX LLC v. Bank Of America Corporation	Defendant

8/25/2017	New York Southern District Court	1:17-cv-06497	Breakwater Trading LLC et al v. Bank Of America Corporation ...	Defendant

8/11/2017	Pennsylvania Western District Court	2:17-cv-01057	HOWARD v. ARCONIC INC	Defendant

7/18/2017	New York Southern District Court	1:17-cv-05456	Sullivan v. Arconic Inc. et al	Defendant

7/12/2017	New York Southern District Court	1:17-cv-05284	Alpari (US), LLC v. Royal Bank of Scotland Group PLC et al	Defendant

6/10/2017	New York Southern District Court	1:17-cv-04392	Lavender et al v. Bank of America Corporation et al	Defendant

6/8/2017	New York Southern District Court	1:17-cv-04302	Tera Group, Inc. et al v. Citigroup, Inc. et al	Defendant

5/8/2017	New York Southern District Court	1:17-cv-03411	C0843CE v. Deutsche Bank Trust Company Americas et al	Defendant

4/28/2017	New York Southern District Court	1:17-cv-03139	Contant et al v. Bank Of America Corporation et al	Defendant

1/9/2017	New York Southern District Court	1:17-cv-00134	Federal Home Loan Bank of Boston v. Ally Financial, Inc. et ...	Defendant

12/5/2016	Texas Southern District Court	4:16-cv-03569	St. Lucie County Fire District Firefighters' Pension Trust F...	Defendant

10/18/2016	Illinois Northern District Court	1:16-cv-09791	McGee v. RBS Securities Inc.	Defendant

9/26/2016	New York Southern District Court	1:16-cv-07512	Baker et al v. Bank of America Corporation et al	Defendant

7/7/2016	New York Southern District Court	1:16-cv-05437	Torus Capital, LLC v. Bank of Nova Scotia, New York Agency e...	Defendant

7/1/2016	New York Southern District Court	1:16-cv-05260	Triangle T Partners, LLC v. Bank of America Corporation	Defendant

6/16/2016	New York Southern District Court	1:16-cv-04566	Policemen's Annuity and Benefit Fund of Chicago v. Bank of A...	Defendant

6/16/2016	New York Southern District Court	1:16-cv-04563	The City of Philadelphia v. Bank of America Corporation et a...	Defendant

6/16/2016	New York Southern District Court	1:16-cv-04561	Harrison County, Mississippi et al v. Bank of America Corpor...	Defendant

6/7/2016	New York Southern District Court	1:16-cv-04239	LD Construction LLC et al v. Bank Of America Corporation et ...	Defendant

6/3/2016	New York Southern District Court	1:16-md-02704	In re: Interest Rate Swaps Antitrust Litigation	Defendant

6/1/2016	New York Southern District Court	1:16-cv-04089	Genesee County Employees' Retirement System v. Bank of Ameri...	Defendant

5/27/2016	New York Southern District Court	1:16-cv-04005	Kansas City, Missouri Employees' Retirement System v. Bank O...	Defendant

5/20/2016	Illinois Northern District Court	1:16-cv-05409	The City of Philadelphia v. Bank of America Corporation et a...	Defendant

5/12/2016	New York Southern District Court	1:16-cv-03542	Javelin Capital Markets LLC et al v. Bank Of America Corpora...	Defendant

5/9/2016	New York Southern District Court	1:16-cv-03449	Breakwater Trading LLC et al v. Bank Of America Corporation ...	Defendant

5/4/2016	Illinois Northern District Court	1:16-cv-04950	Policemen's Annuity and Benefit Fund of Chicago v. Bank of A...	Defendant

4/18/2016	New York Southern District Court	1:16-cv-02858	Tera Group, Inc. et al v. Bank of America Corporation et al	Defendant

4/15/2016	New York Southern District Court	1:16-cv-02837	TERA GROUP, INC. et al v. Bank Of America Corporation et al	Defendant

2/26/2016	Delaware District Court	1:16-cv-00112	Lord Abbett Affiliated Fund, Inc. v. Navient Corporation	Defendant

2/18/2016	Illinois Northern District Court	1:16-cv-02382	Harrison County, Mississippi v. Bank of America Corporation	Defendant

2/16/2016	New York Southern District Court	1:16-cv-01177	American Federation of Teachers v. Bank of Nova Scotia, New ...	Defendant

1/8/2016	New York Southern District Court	1:16-cv-00180	UNIQA Capital Markets GmbH v. Bank of Nova Scotia, New York ...	Defendant

1/5/2016	New York Southern District Court	1:16-cv-00030	CNB Bancorp, Inc. v. Bank of Nova Scotia, New York Agency et...	Defendant

1/4/2016	New York Southern District Court	1:16-cv-00005	0EBC6F8 v. Bank of Nova Scotia, New York Agency et al	Defendant

12/22/2015	New York Southern District Court	1:15-cv-09968	The Police Retirement System of St Louis v. Bank Of Nova Sco...	Defendant

12/16/2015	New York Southern District Court	1:15-md-02673	In re: Treasury Securities Auction Antitrust Litigation	Defendant

12/16/2015	New York Southern District Court	1:15-cv-09803	Twin City Iron Workers Pension Fund et al. v. Bank of Nova S...	Defendant

11/25/2015	New York Southern District Court	1:15-cv-09319	Public School Teachers' Pension and Retirement Fund of Chica...	Defendant

11/20/2015	New York Southern District Court	1:15-cv-09169		Defendant

11/16/2015	New York Southern District Court	1:15-cv-08974	Wah et al v. HSBC North America Holdings Inc. et al	Defendant

11/12/2015	California Northern District Court	3:15-cv-05179	Buelow et al v. Alibaba Group Holding Limited et al	Defendant

11/6/2015	New York Southern District Court	1:15-cv-08766	Mayor and City Council of Baltimore et al v. Bank of Nova Sc...	Defendant

10/28/2015	New York Southern District Court	1:15-cv-08484	University of Puerto Rico Retirement System v. Bank of Nova...	Defendant

10/21/2015	New York Southern District Court	1:15-cv-08287	Air Conditioning and Refrigeration Industry Retirement Trust...	Defendant

10/15/2015	New York Southern District Court	1:15-cv-08149	Oklahoma Police Pension and Retirement System v. Bank of Nov...	Defendant

10/5/2015	New York Southern District Court	1:15-cv-07855	Teel v. Bank of Nova Scotia, New York Agency et al	Defendant

9/30/2015	New York Southern District Court	1:15-cv-07735	Corbett et al v. Bank of America Corp. et al	Defendant

9/30/2015	Illinois Northern District Court	1:15-cv-08634	Smith v. Bank of Nova Scotia, New York Agency	Defendant

9/29/2015	New York Southern District Court	1:15-cv-07688	City of Providence v. Bank of Nova Scotia, New York Agency e...	Defendant

9/28/2015	New York Southern District Court	1:15-cv-07642	The New Jersey Laborers Statewide Funds v. Bank of Nova Scot...	Defendant

174 Rows Total	Page 1 of 4 \| Go To

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Date	Entity	Form Number	Description

12/23/2013		APP ORDR

11/25/2013		APP NTC

11/25/2013		40-APP/A

11/7/2013		40-APP

2/14/2012		ABS-15G

5 Rows Total

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