SCHWAB CHARLES CORP SCHW

SCHWAB CHARLES CORP Update This Record Cases by Outcome Cases by Type SEC CIK 316709

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SCHWAB CHARLES CORP has not been involved in any litigation in the PlainSite database.

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Filter By Form All Records 10-K 10-K/A 10-Q 10-Q/A 11-K 25 25-NSE 3 3/A 305B2 4 4/A 424B2 424B3 424B5 424B7 425 5 8-A12B 8-K 8-K/A ARS AW CERTNYS CORRESP DEF 14A DEFA14A DEFM14A EFFECT FWP N-30D NO ACT PRE 14A PX14A6G S-3 S-3/A S-3ASR S-4 S-4/A S-8 S-8 POS SC 13D SC 13D/A SC 13G SC 13G/A SC TO-C SC TO-I SC TO-I/A SC TO-T SC TO-T/A UPLOAD From To

	Date	Entity	Form Number	Description
	4/16/2026		8-K	Current report pursuant to Section 13 or 15(d)
	4/16/2026	Woolway Paul V	4	Statement of changes in beneficial ownership of securities
	4/15/2026	Craig Jonathan M.	4	Statement of changes in beneficial ownership of securities
	4/15/2026	Murtagh Nigel J	4	Statement of changes in beneficial ownership of securities
	4/14/2026		144	Notice of proposed sale of securities pursuant to Rule 144 under...
	4/14/2026		144	Notice of proposed sale of securities pursuant to Rule 144 under...
	4/6/2026		DEFA14A
	4/6/2026		DEF 14A
	4/6/2026		ARS
	4/2/2026	Brown Marianne Catherine	4	Statement of changes in beneficial ownership of securities
	4/2/2026	Ruffel Charles A.	4	Statement of changes in beneficial ownership of securities
	4/2/2026	Ellis, Stephen A.	4	Statement of changes in beneficial ownership of securities
	4/2/2026	Herringer Frank C	4	Statement of changes in beneficial ownership of securities
	3/27/2026		PRE 14A
	3/26/2026		SCHEDULE 13G/A
	3/25/2026	Ellis, Stephen A.	4	Statement of changes in beneficial ownership of securities
	3/5/2026	Howard, Dennis	4	Statement of changes in beneficial ownership of securities
	3/5/2026	Craig Jonathan M.	4	Statement of changes in beneficial ownership of securities
	3/5/2026	Murtagh Nigel J	4	Statement of changes in beneficial ownership of securities
	3/4/2026	Verdeschi Michael D	4	Statement of changes in beneficial ownership of securities
	3/4/2026	Beatty Jonathan S	4	Statement of changes in beneficial ownership of securities
	3/3/2026	Woolway Paul V	4	Statement of changes in beneficial ownership of securities
	3/3/2026	Beatty Jonathan S	4	Statement of changes in beneficial ownership of securities
	3/3/2026	Wurster Richard A	4	Statement of changes in beneficial ownership of securities
	3/3/2026	Howard, Dennis	4	Statement of changes in beneficial ownership of securities
	3/3/2026	Morgan Peter J. III	4	Statement of changes in beneficial ownership of securities
	3/3/2026	Craig Jonathan M.	4	Statement of changes in beneficial ownership of securities
	3/3/2026	Murtagh Nigel J	4	Statement of changes in beneficial ownership of securities
	3/3/2026	Ellis, Stephen A.	4	Statement of changes in beneficial ownership of securities
	3/3/2026	Bettinger Walter W	4	Statement of changes in beneficial ownership of securities
	3/3/2026	Schwab, Charles R.	4	Statement of changes in beneficial ownership of securities
	3/3/2026		144	Notice of proposed sale of securities pursuant to Rule 144 under...
	3/3/2026		144	Notice of proposed sale of securities pursuant to Rule 144 under...
	3/3/2026		144	Notice of proposed sale of securities pursuant to Rule 144 under...
	3/3/2026		144	Notice of proposed sale of securities pursuant to Rule 144 under...
	3/2/2026		S-8
	3/2/2026		8-K	Current report pursuant to Section 13 or 15(d)
	3/2/2026		144	Notice of proposed sale of securities pursuant to Rule 144 under...
	2/27/2026	Howard, Dennis	4	Statement of changes in beneficial ownership of securities
	2/27/2026		144	Notice of proposed sale of securities pursuant to Rule 144 under...
	2/26/2026		144	Notice of proposed sale of securities pursuant to Rule 144 under...
	2/25/2026		144	Notice of proposed sale of securities pursuant to Rule 144 under...
	2/25/2026		10-K	Annual report pursuant to Section 13 or 15(d)
	2/11/2026	Schwab, Charles R.	4	Statement of changes in beneficial ownership of securities
	2/10/2026	Bettinger Walter W	4	Statement of changes in beneficial ownership of securities
	2/10/2026	Dodds Christopher V	4	Statement of changes in beneficial ownership of securities
	2/10/2026		144	Notice of proposed sale of securities pursuant to Rule 144 under...
	2/9/2026	Howard, Dennis	3	Initial statement of beneficial ownership of securities
	2/9/2026		144	Notice of proposed sale of securities pursuant to Rule 144 under...
	2/6/2026		144	Notice of proposed sale of securities pursuant to Rule 144 under...

3,673 Rows Total	Page 1 of 74 | Go To

SCHWAB CHARLES CORP has not been involved in any patent assignment transactions in the PlainSite database.

SCHWAB CHARLES CORP has not been involved in any trademark assignment transactions in the PlainSite database.

Parent Entities

• Excelsior Corporate Finance Investors LLC
• Excelsior Hedge Fund Of Funds I LLC
• Excelsior Low Volatility Hedge Fund Of Funds LLC
• Excelsior Low Volatility Hedge Fund Of Funds Master Fund LLC
• Excelsior Private Equity Fund II Inc
• Excelsior Private Equity Fund III LLC
• Excelsior Venture Partners Fund III LLC
• Wit Capital Group Inc.

Corporate Family (79)

Track Corporate Family

• Adams John K Jr, None
• Aldinger William F III, None
• Allen Jay L, None
• Atwell, William L., None
• Beatty Jonathan S, None
• Bechtle Nancy H, None
• Bettinger Walter W, None
• Bilney Jody L, None
• Brigeman Benjamin L, None
• Brown Marianne Catherine, None
• Brown, Jeffrey T., None
• Butcher C Preston, None
• Chafkin, Jeremiah H., None
• Chandoha, Marie A, None
• Clark Bernard J., None
• Clendening John S, None
• Coghlan John Philip, None
• Consolidated Stores Corp /de/, None
• Craig Jonathan M., None
• Crawford Peter B., None
• Dea Joan, None
• Dodds Christopher V, None
• Dwyer Carrie E, None
• Ellis, Stephen A., None
• Excelsior Corporate Finance Investors LLC, None
• Excelsior Hedge Fund Of Funds I LLC, None
• Excelsior Low Volatility Hedge Fund Of Funds LLC, None
• Excelsior Low Volatility Hedge Fund Of Funds Master Fund LLC, None
• Excelsior Private Equity Fund II Inc, None
• Excelsior Private Equity Fund III LLC, None
• Excelsior Venture Partners Fund III LLC, None
• Fisher, Donald G., None
• Frank Anthony M, None
• Garfield David R, None
• Gill George A., None
• Goldfarb Mark A, None
• Goldman Charles G, None
• Gorman Lon, None
• Haraf William S, None
• Herringer Frank C, None
• Hier-King Jan, None
• Howard, Dennis, None
• Kallsen Terri R, None
• Leemon Daniel O, None
• Lepore Dawn G, None
• Levitt Brian M, None
• Lyons Jeffrey M, None
• Magner Marjorie, None
• Martin-flickinger Gerri, None
• Martinetto Joseph R, None
• Masrani Bharat, None
• Maurer Jeffrey S, None
• McCool James D, None
• Mcleod Mary S, None
• Mclin Stephen T, None
• Mcwhinney, Deborah D., None
• Merk, Randall W., None
• Morgan Peter J. III, None
• Murtagh Nigel J, None
• Penney Geoffrey J, None
• Pottruck David S, None
• Ricketts Todd M, None
• Ruffel Charles A., None
• Saeger Rebecca, None
• Sarin Arun, None
• Sasson, Gideon, None
• Scaturro Peter K, None
• Schwab-Pomerantz Carolyn, None
• Schwab, Charles R., None
• Shultz George P, None
• Sneed Paula A, None
• Verdeschi Michael D, None
• Walther Roger O, None
• Weber Alan J, None
• Wilson, Robert N., None
• Wit Capital Group Inc., None
• Woolway Paul V, None
• Wurster Richard A, None
• Yoffie David B, None

Subsidiaries

• Schwab, Charles R.
• Wilson, Robert N.
• Sasson, Gideon
• Mcwhinney, Deborah D.
• Merk, Randall W.
• Atwell, William L.
• Frank Anthony M
• Aldinger William F III
• Herringer Frank C
• Bilney Jody L
• Gorman Lon
• Maurer Jeffrey S
• Coghlan John Philip
• Dodds Christopher V
• Leemon Daniel O
• Lepore Dawn G
• Bechtle Nancy H
• Butcher C Preston
• Mclin Stephen T
• Sarin Arun
• Shultz George P
• Walther Roger O
• Sneed Paula A
• Weber Alan J
• Pottruck David S
• Yoffie David B
• Mcleod Mary S
• Penney Geoffrey J
• Magner Marjorie
• Martinetto Joseph R
• Dwyer Carrie E
• Lyons Jeffrey M
• Bettinger Walter W
• Saeger Rebecca
• Goldman Charles G
• Hier-King Jan
• Scaturro Peter K
• McCool James D
• Brigeman Benjamin L
• Allen Jay L
• Fisher, Donald G.
• Clendening John S
• Gill George A.
• Goldfarb Mark A
• Ellis, Stephen A.
• Clark Bernard J.
• Garfield David R
• Kallsen Terri R
• Haraf William S
• Adams John K Jr
• Chandoha, Marie A
• Murtagh Nigel J
• Crawford Peter B.
• Dea Joan
• Craig Jonathan M.
• Ruffel Charles A.
• Morgan Peter J. III
• Levitt Brian M
• Ricketts Todd M
• Masrani Bharat
• Martin-flickinger Gerri
• Brown Marianne Catherine
• Chafkin, Jeremiah H.
• Brown, Jeffrey T.
• Consolidated Stores Corp /de/
• Wurster Richard A
• Schwab-Pomerantz Carolyn
• Beatty Jonathan S
• Woolway Paul V
• Verdeschi Michael D
• Howard, Dennis

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This organization has not disclosed any incoming payments from lobbying groups.

Outgoing Payments

This organization has not disclosed any outgoing payments to lobbying groups.