Securities America, Inc. Litigation, Intellectual Property, Attorneys, SEC Filings, and Other Public Records

Securities America, Inc.
7100 West Center Road Omaha, Ne 68106

SEC CIK

355211

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Date Filed	Venue	Case Number	Title	Party Type

3/8/2018	Tennessee Eastern District Court	3:18-cv-00090	Wunschel v. Fritts	Defendant

1/6/2016	Georgia Northern Bankruptcy Court	16-05004	Private Family Office, LLC- Adversary Proceeding	Defendant

11/7/2014	Texas Eastern District Court	6:14-cv-00845	Qonduit, LLC v. Securities America, Inc.	Defendant

7/11/2013	Florida Middle District Court	8:13-cv-01788	Verizon Employee Benefits Committee v. Securities America, I...	Cross Claimant

6/10/2013	Louisiana Eastern District Court	2:13-cv-04760	Brees v. Houser et al	Defendant

8/22/2011	Delaware District Court	1:11-cv-00744	Zazzali v. AFA Financial Group et al	Defendant

8/8/2011	Texas Northern District Court	3:11-cv-01948	Mitchell v. Securities America Inc	Defendant

1/31/2011	Texas Northern District Court	3:11-cv-00191	Jana McCoy et al v. Cullum & Burks Securities Inc et al	Defendant

9/20/2010	Texas Northern District Court	3:10-cv-01884	Segner et al v. Securities America, Inc. et al	Defendant

7/7/2010	Louisiana Eastern District Court	2:10-cv-01919	Berger v. Houser	Defendant

6/21/2010	Texas Northern Bankruptcy Court	10-03167	Provident Royalties, LLC- Adversary Proceeding	Defendant

4/15/2010	California Central District Court		IN RE Medical Capital Securities Litigation	Defendant

4/15/2010	California Central District Court		IN RE Medical Capital Securities Litigation	Third Party Defendant

4/15/2010	California Central District Court		IN RE Medical Capital Securities Litigation	Third Party Defendant

3/15/2010	Louisiana Eastern District Court	2:10-cv-00872	Payton et al v. Houser et al	Defendant

3/5/2010	Louisiana Eastern District Court	2:10-cv-00805-HGB-DEK	Grant v. Houser	Defendant

3/5/2010	Louisiana Eastern District Court	2:10-cv-00805-HGB-DEK	Grant v. Houser	Consol Defendant

9/18/2009	California Central District Court	8:09-cv-01084	Jana McCoy et al v. Cullum & Burks Securities Inc et al	Defendant

2/11/2009	New York Southern District Court	1:09-cv-01288	Ameriprise Financial Services v. The Reserve Fund	Plaintiff

2/11/2009	New York Southern District Court	1:09-md-02011	ORDER. The Disputed Materials -- including any excerpts ther...	Plaintiff

9/19/2008	Minnesota District Court	0:08-cv-05219	Ameriprise Financial Services, Inc. et al v. Reserve Fund, T...	Plaintiff

6/17/2008	California Central District Court	2:08-cv-03949	IATSE Local 33 Section 401(k) Plan Board of Trustees v. Mich...	Defendant

5/15/2006	Louisiana Eastern District Court	2:06-cv-02509	Adams et al v. Securities America, Inc.	Consol Plaintiff

5/15/2006	Louisiana Eastern District Court	2:06-cv-02509	Adams et al v. Securities America, Inc.	Defendant

4/9/2004	Maryland District Court	1:04-md-15863	In re: Alger, Columbia, Janus, MFS, One Group, Putnam, Allia...	Cross-Defendant

5/28/2003	Supreme Court of the United States	02-1724	Securities America, Inc., Petitioner v. Charles P. Rogers, e...	Petitioner

7/26/2001	Wisconsin Eastern District Court	1:01-cv-00748	Crawford, et al v. National Fin Svc, et al	Defendant

3/13/2001	Rhode Island District Court	1:01-cv-00123-T	Feldman v. Securities America	Defendant

2/3/1999	Superior Court of California, County of Los Angeles	EC026478	Floradelle Kimber v. Securities America, Inc.	Defendant

6/12/1998	Superior Court of California, County of Los Angeles	BC192468	James Rohowetz et al v. Davis Slajchert et al	Defendant/Respondent

9/5/1995	California Central District Court	8:95-cv-00760	Louise E Marks, et al v. Newport Pacific Mort, et al	Cross Defendant

9/5/1995	California Central District Court	8:95-cv-00760	Louise E Marks, et al v. Newport Pacific Mort, et al	Cross Defendant

6/29/1995	USPTO Trademark Trial and Appeal Board	91097863-OPP	Universal City Studios, Inc. v. Securities America, Inc.	Defendant

12/12/1994	Superior Court of California, County of Los Angeles	GC013716	Securities America Vs. Jeanette Francis	Plaintiff

9/2/1994	Superior Court of California, County of Los Angeles	BC112052	Mary Ann Jordan v. Citi-equity Group, Inc., et al	Defendant/Respondent

35 Rows Total

Securities America, Inc. has not been involved in any patent assignment transactions in the PlainSite database.

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