Securities Industry And Financial Markets Association, Inc.

Securities Industry And Financial Markets Association, Inc. 120 BROADWAY 35th Floor New York, NY 10271
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	Date Filed	Venue	Case Number	Title	Party Type
	2/17/2017	New York Southern District Court	1:17-cv-01224	In Re: Lehman Brothers Holdings Inc.	Amicus
	6/1/2016	Texas Northern District Court	3:16-cv-01476	Chamber of Commerce of the United States of America et al v....	Plaintiff
	12/4/2013	District Of Columbia District Court	1:13-cv-01916	SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION et al ...	Plaintiff
	9/11/2013	Supreme Court of the United States	13-317	Halliburton Co., et al., Petitioners v. Erica P. John Fund, ...	Other Party
	12/20/2012	Supreme Court of the United States	12-751	Fifth Third Bancorp, et al., Petitioners v. John Dudenhoeffe...	Other Party
	7/2/2012	Supreme Court of the United States	12-3	Jackie Hosang Lawson and Jonathan M. Zang, Petitioners v. FM...	Other Party
	3/5/2012	Supreme Court of the United States	11-1085	Amgen Inc., et al., Petitioners v. Connecticut Retirement Pl...	Other Party
	12/2/2011	District Of Columbia District Court	1:11-cv-02146	INTERNATIONAL SWAPS AND DERIVATIVES ASSOCIATION et al v. UNI...	Plaintiff
	6/30/2011	Supreme Court of the United States	11-15	The Blackstone Group, L.P., et al., Petitioners v. Martin Li...	Other Party
	6/20/2011	Supreme Court of the United States	10-277	Wal-Mart Stores, Inc. v. Dukes	Other Party
	6/13/2011	Supreme Court of the United States	09-525	Janus Capital Group, Inc. v. First Derivative Traders	Other Party
	6/6/2011	Supreme Court of the United States	09-1403	Erica P. John Fund, Inc. v. Halliburton Co.	Other Party
	7/23/2010	New York Southern District Court	1:10-cv-05622	Goldman Sachs Execution & Clearing, L.P. v. The Official Uns...	Amicus Curiae
	4/27/2010	Supreme Court of the United States	08-905	Merck & Co. v. Reynolds	Other Party
	3/30/2010	Supreme Court of the United States	08-586	Jones v. Harris Associates L. P.	Other Party
	1/27/2010	USPTO Trademark Trial and Appeal Board	91193588-OPP	Securities Industry And Financial Markets Association v. Duk...	Plaintiff
	10/26/2009	USPTO Trademark Trial and Appeal Board	77524522-EXT	Securities Industry And Financial Markets Association v. Duk...	Potential Opposer
	7/21/2008	New York Southern District Court	1:08-cv-06463-DAB	Jain v. Securities Industry and Financial Markets Associatio...	Defendant
	5/19/2008	Supreme Court of the United States	06-666	Department of Revenue of Ky. v. Davis	Other Party
	3/17/2008	New York Southern District Court	1:08-cv-02764-LAK	CSX Corporation v. The Children's Investment Fund Management...	Amicus Curiae
	12/31/1969	Supreme Court of the United States	12-79	Vide 12-86, 12-88	Other Party
	12/31/1969	Supreme Court of the United States	12-86	Vide 12-79, 12-88	Other Party
	12/31/1969	Supreme Court of the United States	12-88	Vide 12-79, 12-86	Other Party

23 Rows Total

Inside Counsel (2)

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Outside Counsel (29)

	Last Name	First Name	Middle Name	Firm	Location
	Bash	John	Franklin	Gibson Dunn & Crutcher, LLP	Washington, DC
	Becker	David	Mayer	Cleary Gottlieb Steen & Hamilton LLP
	Bernstein	Richard	Douglas	Willkie Farr & Gallagher, LLP
	Blankenstein	Paul		Gibson Dunn & Crutcher, LLP
	Blankenstein	Paul
	Brown	Michael	J.	MICHAEL JEFFREY BROWN	Livingston, NJ
	Carroll	Kevin		Securities Industry & Financial Markets Asso...
	Cohn	Jonathan	Fredrick	Sidley Austin LLP	Washington, DC
	Davidow	Charles	Edward	Paul, Weiss, Rifkind, Wharton & Garrison, LL...
	Delikat	Michael		Orrick Herrington & Sutcliffe LLP
	Falconer	Russell	H.
	Fasman	Zachary	D.	Paul Hastings LLP	New York, NY
	Hammerman	Ira	D.	Securities Industry & Financial Markets Asso...
	Ho	James	C.	Gibson Dunn & Crutcher, LLP	Dallas, TX
	Ho	James	C.		Schaumburg, IL
	MALLET-PREVOST	CURTIS			NEW YORK, NY
	Mansinghani	Mithun		Gibson Dunn & Crutcher, LLP
	Mead.	Caroline	H.	Squire Patton Boggs (US), LLP	San Francisco, CA
	Mendro	Jason	J.	Gibson Dunn & Crutcher, LLP	Washington, DC
	Mendro	Jason	J.
	Mitchell	Thomas	Charles	Orrick Herrington & Sutcliffe LLP	San Francisco, CA
	Mondl	Rachel	E.	Gibson Dunn & Crutcher, LLP
	Mondl	Rachel	E
	Perry	Mark	A.	Gibson Dunn & Crutcher, LLP	Ca,
	Phillips	Carter	G.	Sidley Austin LLP	Washington, DC
	Rosenkranz	Joshua		Orrick Herrington & Sutcliffe LLP	New York, NY
	Scalia	Eugene		Gibson Dunn & Crutcher, LLP
	Scalia	Eugene
	Sullivan	William	F.	Paul Hastings LLP	Ca,

29 Rows Total

Securities Industry And Financial Markets Association, Inc. has not filed any forms with the United States Securities and Exchange Commission.

Securities Industry And Financial Markets Association, Inc. has not been involved in any patent assignment transactions in the PlainSite database.

	Date Recorded	Party	Role	Document Type	Document No.	Image
	6/12/2007	Securities Industry Association, Inc.	Assignor	Application	76158763
	6/12/2007	Securities Industry Association, Inc.	Assignor	Trademark	2583637
	6/12/2007	Securities Industry Association, Inc.	Assignor	Application	76158762
	6/12/2007	Securities Industry Association, Inc.	Assignor	Trademark	2410597
	6/12/2007	Securities Industry Association, Inc.	Assignor	Trademark	2663353
	6/12/2007	Securities Industry Association, Inc.	Assignor	Application	75871954
	6/12/2007	Securities Industry Association, Inc.	Assignor	Application	78098177
	6/12/2007	Securities Industry Association, Inc.	Assignor	Trademark	2496280
	6/12/2007	Securities Industry Association, Inc.	Assignor	Trademark	2830355
	6/12/2007	Securities Industry Association, Inc.	Assignor	Application	76158183
	6/12/2007	Securities Industry Association, Inc.	Assignor	Application	76158766
	6/12/2007	Securities Industry Association, Inc.	Assignor	Trademark	2546659
	6/19/2007	The Bond Market Association	Assignor	Application	77007042
	6/19/2007	The Bond Market Association	Assignor	Application	75273110
	6/19/2007	The Bond Market Association	Assignor	Trademark	3295964
	6/19/2007	The Bond Market Association	Assignor	Trademark	2789970
	6/19/2007	The Bond Market Association	Assignor	Trademark	2182005
	6/19/2007	The Bond Market Association	Assignor	Application	78963340
	6/19/2007	The Bond Market Association	Assignor	Application	78181059
	6/19/2007	The Bond Market Association	Assignor	Application	75256075
	6/19/2007	The Bond Market Association	Assignor	Trademark	3365892
	6/19/2007	The Bond Market Association	Assignor	Trademark	2564764
	6/19/2007	The Bond Market Association	Assignor	Application	78963336
	6/19/2007	The Bond Market Association	Assignor	Application	75903590
	6/19/2007	The Bond Market Association	Assignor	Trademark	3358424
	6/19/2007	The Bond Market Association	Assignor	Trademark	2310111
	6/19/2007	The Bond Market Association	Assignor	Application	77007048
	6/19/2007	The Bond Market Association	Assignor	Application	75978390
	6/19/2007	The Bond Market Association	Assignor	Trademark	3310075
	6/19/2007	The Bond Market Association	Assignor	Trademark	2342091
	6/26/2007	The Bond Market Association	Assignor	Application	78963340
	6/26/2007	The Bond Market Association	Assignor	Application	78181059
	6/26/2007	The Bond Market Association	Assignor	Application	75256075
	6/26/2007	The Bond Market Association	Assignor	Trademark	3365892
	6/26/2007	The Bond Market Association	Assignor	Trademark	2564764
	6/26/2007	The Bond Market Association	Assignor	Application	78963336
	6/26/2007	The Bond Market Association	Assignor	Application	75903590
	6/26/2007	The Bond Market Association	Assignor	Trademark	3358424
	6/26/2007	The Bond Market Association	Assignor	Trademark	2310111
	6/26/2007	The Bond Market Association	Assignor	Application	77007048
	6/26/2007	The Bond Market Association	Assignor	Application	75978390
	6/26/2007	The Bond Market Association	Assignor	Trademark	3310075
	6/26/2007	The Bond Market Association	Assignor	Trademark	2342091
	6/26/2007	The Bond Market Association	Assignor	Application	77007042
	6/26/2007	The Bond Market Association	Assignor	Application	75273110
	6/26/2007	The Bond Market Association	Assignor	Trademark	3295964
	6/26/2007	The Bond Market Association	Assignor	Trademark	2789970
	6/26/2007	The Bond Market Association	Assignor	Trademark	2182005

48 Rows Total

Corporate Family (0)

Securities Industry And Financial Markets Association, Inc. does not have any related entities listed in the PlainSite database.

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Incoming Payments

This organization has not disclosed any incoming payments from lobbying groups.

Outgoing Payments

Filter By From To

	Transaction Date	To	Description	Reference No.	Total
	10/24/2011	Republican State Leadership Committee - RSLC	Donation	Cash	$299.00
	9/30/2011	Republican State Leadership Committee - RSLC	Donation	Cash	$5,000.00
	4/9/2010	Republican State Leadership Committee - RSLC	Donation	Cash	$5,000.00
	9/3/2009	Republican State Leadership Committee - RSLC	Donation	Cash	$5,000.00
	7/9/2008	Republican State Leadership Committee - RSLC	Donation	Cash	$299.00
	5/30/2008	Republican State Leadership Committee - RSLC	Donation	Cash	$2,000.00
	6/8/2007	Republican State Leadership Committee - RSLC	Donation	Cash	$5,000.00
	6/8/2007	Republican State Leadership Committee - RSLC	Donation	Cash	$5,000.00
	4/24/2007	National Conference Democratic Mayors, Inc.	Donation	Cash	$7,500.00
	Total				$35,098.00

9 Rows Total