Td Securities (usa) Llc

Td Securities (usa) Llc
Locations Update This Record Cases by Outcome Cases by Type	SEC CIK 1335977

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Document Type	Academic Paper Corporate Document - Internal Corporate Document - Public Court Document Equity Research Government Document - Federal Government Document - State Government Document - Local FBI File Public Records Request Response - FOIA Public Records Request Response - State Non-Profit Report Police Report White Paper
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Current Affiliates (8)

	Last Name	First Name	Middle Name	Title	Location
	Ferando	Elizabeth	Leonarda		New York, NY
	Junco	Nicole	Mari		New York, NY
	Paule	Adrienne	Celeste		New York, NY
	Pomeroy-gerber	Laura	Renee		New York, NY
	Salerno	Steven	Frank		New York, NY
	Salinas	Danny	H.		New York, NY
	Spevak	Stacey	Cara		New York, NY
	Vidaver	Sidney	Joseph		New York, NY

8 Rows Total

Former Attorneys

	Date Filed	Venue	Case Number	Title	Client	Role
	11/19/2018	New York Eastern District Court	1:18-cv-06601	Kupfner v. Altice USA, Inc.	TD Securities (USA) LLC	Defendant
	4/3/2017	Pennsylvania Eastern District Court	2:17-cv-01466	PUBLIC EMPLOYEES' RETIREMENT SYSTEM OF MISSISSIPPI v. ENDO I...	TD SECURITIES (USA) LLC	Defendant
	11/6/2016	Connecticut District Court	3:17-cv-00558	Ontario Teachers' Pension Plan Board, et al v. Teva Pharmace...	TD Securities (USA) LLC	Defendant
	7/7/2016	New York Southern District Court	1:16-cv-05437	Torus Capital, LLC v. Bank of Nova Scotia, New York Agency e...	TD Securities (USA) LLC	Defendant
	2/16/2016	New York Southern District Court	1:16-cv-01177	American Federation of Teachers v. Bank of Nova Scotia, New ...	TD Securities (USA) LLC	Defendant
	1/8/2016	New York Southern District Court	1:16-cv-00180	UNIQA Capital Markets GmbH v. Bank of Nova Scotia, New York ...	TD Securities (USA) LLC	Defendant
	12/22/2015	New York Southern District Court	1:15-cv-09968	The Police Retirement System of St Louis v. Bank Of Nova Sco...	TD Securities (USA) LLC	Defendant
	12/16/2015	New York Southern District Court	1:15-md-02673	In re: Treasury Securities Auction Antitrust Litigation	TD Securities (USA) LLC	Defendant
	12/16/2015	New York Southern District Court	1:15-cv-09803	Twin City Iron Workers Pension Fund et al. v. Bank of Nova S...	TD Securities (USA) LLC	Defendant
	11/20/2015	New York Southern District Court	1:15-cv-09169		TD Securities (USA) LLC	Defendant
	11/6/2015	New York Southern District Court	1:15-cv-08766	Mayor and City Council of Baltimore et al v. Bank of Nova Sc...	TD Securities (USA) LLC	Defendant
	10/28/2015	New York Southern District Court	1:15-cv-08484	University of Puerto Rico Retirement System v. Bank of Nova...	TD Securities (USA) LLC	Defendant
	10/22/2015	New Jersey District Court	3:15-cv-07658	POTTER v. VALEANT PHARMACEUTICALS INTERNATIONAL, INC.	TD SECURITIES (USA) LLC	Defendant
	10/21/2015	New York Southern District Court	1:15-cv-08287	Air Conditioning and Refrigeration Industry Retirement Trust...	TD Securities (USA) LLC	Defendant
	10/15/2015	New York Southern District Court	1:15-cv-08149	Oklahoma Police Pension and Retirement System v. Bank of Nov...	TD Securities (USA) LLC	Facilitator
	10/5/2015	New York Southern District Court	1:15-cv-07855	Teel v. Bank of Nova Scotia, New York Agency et al	TD Securities (USA) LLC	Defendant
	9/30/2015	New York Southern District Court	1:15-cv-07735	Corbett et al v. Bank of America Corp. et al	TD Securities (USA) LLC	Defendant
	9/30/2015	Illinois Northern District Court	1:15-cv-08634	Smith v. Bank of Nova Scotia, New York Agency	TD Securities (USA) LLC	Consolidated Defendant
	9/29/2015	New York Southern District Court	1:15-cv-07688	City of Providence v. Bank of Nova Scotia, New York Agency e...	TD Securities (USA) LLC	Defendant
	9/28/2015	New York Southern District Court	1:15-cv-07642	The New Jersey Laborers Statewide Funds v. Bank of Nova Scot...	TD Securities (USA) LLC	Defendant
	9/28/2015	New York Southern District Court	1:15-cv-07631	Central Laborers Pension Fund et al v. Bank of Nova Scotia,...	TD Securities (USA) LLC	Defendant
	9/24/2015	Illinois Northern District Court	1:15-cv-08417	The Police Retirement System of St Louis v. Bank Of Nova Sco...	TD Securities (USA) LLC	Defendant
	9/22/2015	New York Southern District Court	1:15-cv-07481	Endeavor Trading, LLC v. Bank of Nova Scotia, New York Agenc...	TD Securities (USA) LLC	Defendant
	9/18/2015	New York Southern District Court	1:15-cv-07420	Alaska Electrical Pension Fund v. Bank of Nova Scotia New Yo...	TD Securities (USA) LLC	Defendant
	9/17/2015	New York Southern District Court	1:15-cv-07390	Bank of Jerusalem, Ltd. v. Bank of Nova Scotia, New York Age...	TD Securities (USA) LLC	Defendant
	9/17/2015	New York Southern District Court	1:15-cv-07385	Laborers Local 100 and 397 Health and Welfare Fund et al v. ...	TD Securities (USA) LLC	Defendant
	9/16/2015	New York Southern District Court	1:15-cv-07325	Varner v. Bank of Nova Scotia, New York Agency et al	TD Securities (USA) LLC	Defendant
	9/16/2015	New York Southern District Court	1:15-cv-07329	Franklin et al v. Bank of Nova Scotia et al	TD Securities (USA) LLC	Defendant
	9/4/2015	New York Southern District Court	1:15-cv-07006	Employees Retirement System of Rhode Island et al v. Bank of...	TD Securities (USA) LLC	Defendant
	9/1/2015	New York Southern District Court		Fouts v. Bank of Nova Scotia, New York Agency et al	TD Securities (USA) LLC	Defendant
	8/28/2015	New York Southern District Court	1:15-cv-06853	United Food and Commercial Workers Local 1776 & Participatin...	TD Securities (USA) LLC	Defendant
	8/26/2015	New York Southern District Court	1:15-cv-06782	Cleveland Bakers and Teamsters Pension Fund et al v. Bank of...	TD Securities (USA) LLC	Defendant
	8/17/2015	New York Southern District Court	1:15-cv-06474	Oklahoma Firefighters Pension and Retirement System v. Bank ...	TD Securities (USA) LLC	Defendant
	8/5/2015	New York Southern District Court	1:15-cv-06139	St. John v. Bank of Nova Scotia, New York Agency et al	TD Securities (USA) LLC	Defendant
	8/4/2015	New York Southern District Court	1:15-cv-06129	Rutgers Enhanced Insurance Company v. Bank of Nova Scotia	TD Securities (USA) LLC	Defendant
	7/29/2015	New York Southern District Court	1:15-cv-05939	Inter-Local Pension Fund Graphic Communications Conference o...	TD Securities (USA) LLC	Defendant
	7/29/2015	New York Southern District Court	1:15-cv-05957	United International Insurance Company v. Bank of Nova Scoti...	TD Securities (USA) LLC	Defendant
	7/28/2015	New York Southern District Court	1:15-cv-05931	United Food and Commercial Workers Union and Participating f...	TD Securities (USA) LLC	Defendant
	7/24/2015	New York Southern District Court	1:15-cv-05830	Arkansas Teacher Retirement System v. Bank of Nova Scotia et...	TD Securities (USA) LLC	Defendant
	7/24/2015	New York Southern District Court		Federighi v. Bank of Nova Scotia, New York Agency et al	TD Securities (USA) LLC	Defendant
	7/23/2015	New York Southern District Court	1:15-cv-05794	State-Boston Retirement System v. Bank of Nova Scotia et al	TD Securities (USA) LLC	Defendant
	7/23/2015	New York Southern District Court	1:15-cv-05807	Beaver County Employees' Retirement Fund et al v. Bank of No...	TD Securities (USA) LLC	Defendant
	7/11/2014	Ohio Northern District Court	1:14-cv-01531	Rosenberg v. Cliffs Natural Resources Inc.	TD Securities (USA) LLC	Defendant
	7/3/2012	New York Southern District Court	1:12-cv-05192		TD Securities (USA) LLC	Defendant
	6/20/2012	New York Southern District Court	1:12-cv-04839		TD Securities (USA) LLC	Defendant
	1/9/2009	New York Southern District Court	1:09-md-02017	In Re: Lehman Brothers Securities and ERISA Litigation	TD Securities (USA) LLC	Consolidated Defendant
	11/26/2008	New York Southern District Court	1:08-cv-10353	Minneapolis Firefighter's Relief Association et al v. Rosen ...	TD Securities (USA) LLC	Defendant
	6/18/2008	New York Southern District Court	1:08-cv-05523-LAK	In Re: Lehman Brothers Equity/Debt Securities Litigation	TD Securities (USA) LLC	Defendant
	10/24/2005	New York Southern District Court	1:05-cv-09050	In Re: Adelphia Communication Corp.	TD Securities (USA) LLC	Counter-Claimant
	10/24/2005	New York Southern District Court	1:05-cv-09050	In Re: Adelphia Communication Corp.	TD Securities (USA) LLC	Consolidated Defendant

50 Rows Total

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Parent Entities

• Nuveen New York Municipal Advantage Fund

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Corporate Family (1)

Track Corporate Family

• Nuveen New York Municipal Advantage Fund, None

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Incoming Payments

This organization has not disclosed any incoming payments from lobbying groups.

Outgoing Payments

This organization has not disclosed any outgoing payments to lobbying groups.